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Chapter 5 Biological and Psychological Explanations of Deviance -Positivism (scientism) is based on the belief that methods of science shouldn’t be adapted to the study of human beings. These theories assume that knowledge can be discovered only through sensory experience, observation, and experiment. Its early proponents claimed that they employed the scientific method of sampling, controls, and analysis, though this isn’t always the case. -Classical thinker’s work wasn’t scientific. Positivism represents a paradigm shift. -Some of the early positivist attempts to discover the biological level of social action were crude examples of deviance in science. The perspective itself has sometimes been “deviantized”. -Positivists assume that, underlying all empirical reality, there are discoverable laws that can be used to explain everything in nature, including human behavior. A person whose every action was a symptom of dark, biological impulses, evolutionary position, and environmental forces replaced the hedonistic self-directed actor depicted in classical thought. -This view argues that all behavior is determined by forces that no individual fully controls. Free will, in this view, is nothing but an illusion through which human beings try to establish their superiority over other animals. Social Darwinism -Spencer coined “survival of the fittest” to describe implications of evolutionary theory for human society. He argued that every field (art science, etc) reflects a pattern of development from lower to higher, less complex to more complex, and inferior to superior. -Development in human societies followed the principles of natural science through competition. The more fit competitors win, survive, and procreate, while the less fit die out (unless the fit commit race suicide). Living organisms best able to adapt to a particular set of living conditions were the ones with the greatest chance of survival. The powerful and rich are that way because they are more “fit”. Mendel and the Discovery of Genetic Inheritance -Mendel studied plant seeds and discovered the genetic principles whereby variations of colour and size are transmitted by heredity through predictable mutations and combinations of genes. This finding was often misinterpreted as meaning that environment played no role in determining individual traits. Born Criminal Theory -The idea that criminality wasn’t only inborn but also marked a person’s appearance was common in antiquity. The newly emerging criminal anthropology promised the possibility of using physical features to identify actual and potential criminals. In roughly chronological order, the early efforts took the form of physiognomy, phrenology, craniometry, atavism, and degeneracy. Physiognomy -Facial features were used to draw analogies between humans and animals. Physiognomy, the science of judging character on the basis of facial features, has widespread support in the late 18th and early 19th centuries. Its value today is negligible. Physiognomy contributed little to the development of deviance studies, because it was almost entirely based on appeals to commonsense and understanding. There was no systematic theory, and no rigorous testing of its assertions. Phrenology -Phrenology was popular in the mid-19th century, it was based on the theory that functions such as cautiousness, firmness, benevolence, mirthfulness, and intellect were located in distinct parts of the brain, and that the stronger the functions, the larger their physical manifestations. A trained technician could feel the bumps in one’s head and thus “read” the person’s character. -Phrenology promised an explanation for every form of criminal behavior, even that of serial killers, not in terms of temptation and sin, but in terms of brain defect. Brain defects might be the product of heredity, environment, or disease, or even the consequence of upbringing, since the practice of certain kinds of behavior might influence the organization of the normal brain and throw it out of balance. -Phrenology was killed by its popularity. While little experimental work was done, there was a great deal of objective observation and data collection. But phrenology became intensely popular. It was abused until it became confined to phrenology booths at psychic fairs. Craniometry -This was a system of classifying human types on the basis of skull measurement, particularly measurement of its size. Eventually most craniologists held that a brain that was too large or too small could be the sign of deviance in the individual. Craniometric data usually corroborated prevailing social, ethnic, national and gender biases. -The limits of craniometry were soon reached, as most investigators turned to more defensible and reliable indicators of human characteristics. Lombroso’s “Criminal Anthropology” -Lombroso’s controversial theories have inspired more praise and condemnation than those of any other criminologist. His biological approach to crime and causation, sometimes called forensic anthropology, proved to be full of unlikely assumptions and questionable statistical tests. -Central to his conception of crime was his theory of biological atavism. This theory holds that the criminal was an evolutionary throwback to a more primitive stage of human evolution. Physical characteristics (stigmata) such as sloping forehead, bushy eyebrows, and protruding jaws were evidence of atavism and its attendant deviant propensity. Different kinds of criminality were indicated by head and body size, hair colour, and abnormalities of the ears, nose, and body. -Lombroso’s follower, Ferri, coined the term born criminal to describe the biologically determined criminal type. Lombroso was influenced by evolutionary theory through the work of Comte, who argued that society goes through evolutionary stages just as the human species does; by the work of Gall, and Morel, who argued that degeneracy was expressed in epilepsy, insanity, mental deficiency, and crime. -Soon Lombroso was conducting anthropometric studies of inmates and such. In one of his studies of over 300 skulls, he uncovered the skull of a “notorious brigand”, which he used in his public lectures to illustrate the idea of the atavistic criminal. An atavistic is one who reproduces in his person the ferocious instincts of primitive humanity and inferior animals. -He also illustrated the epileptiform nature of criminality. He classified all criminals as “epileptoids” on a scale in which epileptic was at the top, followed by criminal moral imbecile, born criminal, criminaloid (occasionally criminal), and criminal by passion. He didn’t claim that all criminals were born criminals. He adjusted his argument repeatedly to meet the criticisms of other researchers. Lombroso believed that born criminals were the most serious and chronic offenders. Lombrosian Theory and Social Control -Lombrosian theory became a factor in determining guilt or innocence in the courtroom and in deciding how a convicted criminal should be treated. When it came to social control of the born criminal, relatively few options existed. Neither suffering or salvation (the demonic approach) nor the manipulation of free will (classical theory) was appropriate for the born criminal. This left as possible solutions execution, isolation, or treatment. At the time, few treatments were available, especially if the problem was seen as congenital. Lombrosians tended to flavor the death penalty or isolation in institutions for the insane. The Displacement of Lombrosian Theory -The Italian school of criminal anthropology, represented by Lombroso, was vigourously attacked by sociologists and anthropologists. -No matter how accurate Lombroso’s measurements of ears, noses, and brains were, this evidence didn’t support the conclusion that particular sizes, weights, and shapes of anatomical parts were associated with criminal proclivities. In addition, Lombroso was criticized for using ill-defined measurements, unwarranted deductions, and inadequately chosen control groups, as well as for relying too frequently both on reasoning by analogy and on anecdotal illustration. -Goring found that the physical and mental constitutions of both criminal and law-abiding persons of the same age, stature, class, and intelligence were virtually identical with respect to Lombroso’s atavistic stigmata. Goring showed that Lombroso’s version of the “anthropological monster” didn’t exist. -Lombroso’s chief long-term contribution to criminology and the study of deviance wasn’t his atavism theory or his methods, but rather the fact that he inspired others to observe firsthand and systematically what criminals looked and sounded like, what they had in common, and how they differed from others. Eugenics and Theories of Degeneracy Eugenics -Eugenics was coined by Galton who saw selective breeding as the antidote to the social problems produced by the dysgenic effects of the increasing numbers of citizens who were genetically unfit. Positive eugenics policies were proposed to encourage those with the best genes to reproduce. Negative eugenics policies involved programs to exclude inferior populations (immigration controls), compulsory sterilization programs for those identified as unfit, and exterminations programs (Germany) for the ethnically, mentally, and politically unfit. -Galton imagined a society called “Kantsaywhere”, which would be a eugenic society. People with class 1 genetic inheritance would be encouraged to have babies, those in class 2 could have 3, those in class 3 could have 2, those in grade 4 could have one, and the really inferior (class 5), couldn’t have any. -Lower grade folks who had too any kids were deviantized and criminalized. Such organization could only be maintained in a society that had eugenics as a religion, because democracy couldn’t sustain it. -Davenport claimed that “thalassophilia” (love of the sea) was a sex-linked gene (cuz only men are in the navy). He also concluded that alcoholism, prostitution, etc. were determined by genes. -Eugenics also played a role in Canada where it was used to justify policies of sterilization. -Eugenicists have tended to form close attachments with those developing new techniques of psychometrics (IQintelligence quotient) tests, MRI brain scanning techniques, and similar measures. This empiricism lends a spurious scientific veneer to work that typically involves huge leaps between empirical evidence and conclusions. -The “new eugenics” overlaps with endeavors such as the use of human biotechnology when its goals are eugenic. This includes, for example, artificial insemination by donor, prenatal diagnosis, implantation of genes, embryo selection, and cloning. Robert Dugdale and the Jukes -Dugdale published a study of a so-called degenerate family entitled the Jukes. Dugdale has been present in a Kingston, New York, court when a youth was being tried for receiving stolen goods. Five of his relatives were there. Dugdale made inquiries about the youth’s family and traced the family back 150 years. He found that about 20% of the family were criminals. Despite Dugdale’s ridiculous methodology, it was an influential study and the name Jukes became synonymous with depravity. -All of this fostered the idea that criminality, poverty, and degeneracy were inherited, feeding into the public demand for policies that would reduce the size of this burden on society. Dugdale believed that the deprived social environment prolonged the taint of their degeneration and that this could be rectified by a better environment. Henry Goddard and the Kallikaks -Goddard was influenced by Mendel’s work and the science of IQ testing. In his view, intelligence was inborn and inherited and was a measure of many other aspects of human worthiness, especially human morality. He published “pedigrees” of hundreds of defective people who wouldn’t have existed has their moronic ancestors been prevented form breeding. One study was the history of Martin Kallikak, a good young soldier who has a sexual liason with a moronic barmaid, which resulted in a family tree of morons. When Kallikak returned home, he married a respectable Quaker woman, and the majority of their descendants were “normal”. -Goddard’s findings were somewhat dishonest. He believed that delinquency and immorality were caused by degeneracy and that this degeneracy showed itself in low IQ scored. -Despite the weakness of degeneracy theory, it remains part of the cultural repertoire of explanations that is called upon from time to time. Born Criminal Theory Revisited -Body-type theory was developed in a new form in the work of Hooton and Sheldon, who believed their work proved that crime and immorality were aspects of physical inheritance. Ernest Albert Hooton and the Hierarchy of Degeneration -Hooton described the biological component of criminal behavior as degeneracy. Crime was the result of normal environmental stress on low-grade organisms (humans). Despite the fact that his evidence shows there were more differences among prisoners than between prisoners and the noncriminal controls, Hooton concluded that prisoners were distinctive and inferior. -He claimed to have discovered a natural hierarchy of degeneration. He presented his data by racial and national-origin groups. He argued that although race didn’t affect whether a person would be a criminal or not, it did affect what kind of crime would be committed. -He was a supported of eugenics. He was criticized by other academics for improperly selecting (and using) his control samples, for suppressing data that didn’t fit his hypothesis, and for making the very basic research error of defining as “inferior” all characteristics found most often among prisoners and then proceeding to show that the data demonstrated how inferior prisoners were –an example of “circular reasoning”. William H. Sheldon and Somatotyping -Sheldon took the ideas of Kretschmer, who identified 3 distinct body types –asthenic (frail, weak), athletic (muscular), and pyknin (short, rotund)- and associated them with different behavior predispositions. Sheldon mapped out the relationships among human physique, personality, and criminal propensity. -His method of making objective bodily measurements is called somatotyping. -The divisions or somatotypes are endomorph (soft, round, sociable, etc), mesomorph (hard, energetic, insensitive, etc), and ectomorph (lean, sensitive, nervous). He argued that the human embryo comes with 3 forms of skin tissue- the endoderm, the ectoderm, and the mesoderm. The endomorph was the most highly developed of the 3 types. -In Sheldon’ sample, each individual would be assigned a score from 1-7 for endomorphy, mesomorphy, and ectomorphy. -Sutherland re-analyzed Sheldon’s data using what he thought was a more meaningful criterion of delinquency. He found no significant body-type differences between Sheldon’s seriously delinquent boys and the college boys. -Thus, the relationship between mesomorphy and delinquency may be a reflection not of biological determinism, but rather of opportunity, labeling, and incarceration. Twin and Adoption Studies: Refining the Search for Heritability -Twin or adoption studies can be more credible in that they have closely followed the scientific method. If there is a flaw here, it is in the over interpretation of results. None of these works show that anyone is predestined to be a burglar or serial killer. The most we find is that some traits may sometimes be passed on through genetic inheritance. Twin Studies -Twin studies have been look on as a means of sorting out conflicting nature vs. nurture interpretations. Monozygotic (identical) twins are formed from one egg and have virtually identical chromosomes. Dizygotic (fraternal) twins share about half the same chromosomes, as do brothers and sisters born apart. The differences among the three groups provide opportunities to test the importance of inheritance and environment. -In most studies, we find that the concordance (the chance of both having the same trait) is greater for identical twins, even when these individuals are raised in different families. Discordance is defined as contrasting outcomes. Evidence exists that some traits show higher concordance for identical twins than for nonidentical twins. -These studies are valuable at the population level for helping us to sort out the contribution that genetic inheritance can make. They are not very useful at the individual level because this genetic contribution is far from deterministic. Adoption Studies -Adoption studies are used to assess the likelihood that a child whose parents have a particular trait will also have that trait through genetic inheritance rather than upbringing. Adoption studies are problematic, mainly because adoption is an unusual event. It may be associated, in itself, with disruption, mental disorder, or antisocial behavior. Also, the placement of adopted kids isn’t random, so environmental factors can’t really be excluded from the studies. -A study distinguished between milieu-limited alcoholism and male-limited alcoholism. The first type was found among both men and women. It usually wasn’t severe, and while there appeared to be a genetic predisposition, it also seemed influenced by stressful environmental conditions. The other type was less common but more serious. It was found among men whose biological relatives showed the same characteristic aggressive heavy drinking pattern, and it wasn’t influenced by the drinking habits of the adoptive parents. -The relationship is far from deterministic. In fact, most of these kids don’t follow their biological parents’ example. Inheritance has a slight effect, but it is far from determining one’s destiny. Modern Biological Explanations of Deviance -More sophisticated biological paradigms have emerged, mainly focusing on the operation of the human brain. The resulting explanatory maps often combine the study of inherited genetic conditions with consideration of how noninherited genetic abnormalities combine to increase the likelihood that specific kinds of behavior may be programmed to occur. The XYY Male -Chromosomes are thin threads of DA that contain hereditary genes for the growth of every cell in a living organism. In the normal female, the 2 chromosomes are both X’s, while in the normal male, the two chromosomes are XY. Different combinations are also possible and thus researchers have attempted to establish syndromes of behavior and their accompanying physical traits. -Researchers believe that an XYY syndrome might predispose a person toward the kind of behavior that results in imprisonment. Underlying this research was the assumption that, since the Y chromosome is the male hormone, the XYY genotype must be some kind of supermale. -Stories and reports about “XYY men” have linked the syndrome to slightly heightened chances for behavioral problems and aggression, psychosis and schizophrenia, paraphilias (sexually deviant behaviors), and criminal offending. -The image of the XYY violent supermale has proven to be a great exaggeration. Most XYY males lead normal and productive lives and don’t have a higher rate of violence than XY males. The rise and fall of the XYY solution draws attention to the common phenomenon of extravagant claims following upon single, often unreplicated studies. -There have been similar precipitous announcements of “a gene for” one sort or another deviant behavior, based on inappropriate evidence. Genetics and the Bell Curve Argument -The bell curve argument is that IQ is heritable. Blacks have a lower IQ range than whites, and IQ and criminality are linked traits. Sociobiology and the Selfish Gene -Wilson put forward a controversial book called Sociobiology. Human sociobiology, in principle, is indistinguishable from evolutionary psychology. Its focus is on individual personality characteristics such as selfishness and altruism. It has also pronounced on inborn causes of specific behaviors. Sociobiologists argue that all living bodies are driven by an innate need to ensure that their genetic material survives, and furthermore, that their behavior is often unconsciously “programmed” toward this end. Organisms (individuals) are always seeking “inclusive fitness”, defined as the sum of the individual’s own reproductive success plus the reproductive success of the others who carry that person’s genes (kids). Humans, strive to enhance the number of genes they leave behind. -This theory is used to explain or justify many characteristics imputed to be immutable in humans, including gender roles, status hierarchies, cheating, and lying. We are “survival machines” –robot vehicles blindly programmed to preserve these selfish molecules or selfish genes. This doesn’t mean that every detail of cultural life is genetically programmed. There is room for variation in the expression of biological imperatives, and for a dynamic coevolution of genetic, behavioral, and cultural traits. -Socioiologists take a conservative stand against phenomena such as egalitarianism and women’s liberation. Preservation of the gene pool doesn’t always mean the survival of the individual. As the central sociobiological concept of inclusive fitness predicts, we are most likely to sacrifice ourselves if the people we are saving are kinfolk or people so like ourselves that they may be carriers of the same genes. -Many researchers today feel that we should be looking for combinations of genes rather than single genes and that the influence of genes on behavior is more like “open programming” than determinism. It will take a long time before researchers are able to isolate particular genes or genetic combinations that control specific behavioral events in the body. -Most sociobioligists have moved away from the idea the biology is destiny. They don’t deny that environmental factors may play a deciding role in whether the behavior manifests itself. Nonetheless, some observers are concerned that sociobiological views lend support to unacceptable controls such as involuntary sterilization, abortion, and genetic screening for criminological or insurance purposes. Genetic Loading -Despite the problems in certain lines of genetic research, the bio-genetic field itself is still vibrant. Certain types of predatory aggression and seemingly senseless, explosive violence may be related o physical damage or genetically induced malfunction in specific parts of the brain. Recent biologically based explanations are open to the role of such things in combination with environmental factors. -Thus, the person with an inherited predisposition is like a loaded gun, with the environment serving as the trigger. (This conceptualization differs from the typical social science viewpoint, which sees the environment as a factor shaping the behavior rather than merely releasing it). -A wide variety of sexually deviant behaviors called paraphilias, in which individuals are turned on by exposure to unusual or forbidden stimuli, have been blamed on the functioning of the limbic system of the brain. Paraphilias can lead to serial homicide. -Seeing drug use or other addictions as inborn characteristics is less easy. Although some evidence supports the view that some people have an inborn predisposition to explore and take risks, its difficult to deduce from this that some of them have a specific, inborn need for cocaine, heroine, or alcohol. -Mounting evidence shows that the physiological aspect of addiction isn’t the only factor in the continuing use of recreational drugs. -Whether we look at evidence from genetic inheritance studies or focus on other sources of chemical or structural differences in brain functioning, such differences do seem, under certain conditions, to be related to offending behavior. The causal pattern between such factors and actual behavior isn’t direct and deterministic. You can inherit a predisposition toward particular kinds of behavior on the basis of one abnormality, or an even stronger predisposition on the basis of several, but you will not necessarily act on it.