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18 Distinct Updip Limits to Geodetic Locking and Microseismicity at the Northern Costa Rica Seismogenic Zone E T M T Susan Y. Schwartz and Heather R. DeShon Abstract Results from the Costa Rica Seismogenic Zone Experiment (CRSEIZE), a joint seismic and geodetic experiment designed to elucidate seismogenic processes at the southern end of the Middle America Trench, indicate distinct patterns of geodetic strain accumulation and interplate microseismicity in northern Costa Rica. Geodetic inversions for interseismic slip on the plate interface reveal locking equal to ~75% of the plate velocity between 8 and 15 km depth below sea level, while shallow interplate microearthquakes begin deeper, between 15 and18 km below sea level, in a region that appears to be freely slipping. Interplate microseismicity terminates at ~30 km depth along the updip edge of a second patch of partial geodetic locking that represents ~30 – 40% of the plate velocity. The strike-parallel alternation of geodetically locked regions with no microseismicity and freely slipping regions with abundant microseismicity suggests that downdip increases in temperature and pressure may generate two distinct transitions in mechanical behavior along the plate interface. We interpret the updip limit of the shallow geodetically locked patch as the frictional stability transition from stable sliding to stick-slip behavior. The shallow transition correlates with models of the 100°C isotherm. The updip limit of interplate seismicity and the freely slipping zone most likely correspond to a change in mechanical properties along the plate interface; increased porefluid pressure resulting from basalt dehydration reactions and/or decreased permeability in the upper plate may lead to fault weakening. Modeled temperatures at the deeper transition to the onset of seismicity are estimated at 200º – 250°C, in the range where low-grade metamorphic reactions potentially release 0.3 – 3 wt % water and experimental data reveal significant decreases in permeability for a variety of rock types. Our results suggest that thermally mediated diagenetic processes, low-grade metamorphic reactions, or changes 576 Distinct Updip Limits to Geodetic Locking and Microseismicity 577 in effective stress occur across several depths to produce multiple transitions in the mechanical behavior of the seismogenic zone and explain the distinct geodetic and seismic observations in northern Costa Rica. Introduction Subduction is a fundamental geological process generating and modifying continental crust and associated with severe natural hazards (earthquakes, volcanoes, tsunamis). Subduction zones release ~90% of the Earth’s seismic energy [Pacheco et al., 1993] and generate almost all of the world’s great earthquakes. Most of this seismic moment reflects mechanical coupling between the underthrusting and overriding plates along a shallow (<50 km depth) portion of the dipping plate interface termed the seismogenic zone. The earthquake cycle consists of accumulation of elastic strain in the seismogenic zone during the interseismic period and rapid release during an earthquake. Factors affecting coupling and the strain accumulation/release process are important for assessing and understanding seismic and tsunami hazard and the earthquake process. Key factors include the efficiency of strain accumulation (completely locked versus partially or completely unlocked), its spatial pattern (updip and downdip limits and along-strike variability), and the relationship between strain accumulation and seismicity. Previous studies of convergent margin seismogenic zones have found that regions accumulating strain during the interseismic cycle and releasing seismic moment in large earthquakes collocate [e.g., Hyndman et al., 1997; Oleskevich et al., 1999; Zweck et al., 2002; Igarashi et al., 2003]. It is commonly believed that the shallow transition from aseismic to seismic behavior along the subduction thrust can be defined either by the updip limit of large earthquake rupture, the geodetically defined locked zone, or the onset of microseismicity [e.g., Newman et al., 2002; Obana et al., 2003]. As suggested by Scholz [2002], the shallow transition from aseismic to seismic behavior may be dominantly temperature controlled. For several subduction zone thrusts, the updip limit of geodetic locking or seismicity has been correlated with models of the 100º – 150°C isotherm [e.g., Hyndman and Wang, 1993; Hyndman et al., 1995, 1997; Harris and Wang, 2002; Currie et al., 2002], a temperature range that corresponds to several phase transformations from weak hydrous to stronger dehydrated minerals [Hyndman et al., 1997; Peacock and Hyndman, 1999; Moore and Saffer, 2001; Moore et al., this volume]. In this paper we report distinct updip limits of elastic strain accumulation or geodetic locking and microseismicity in the vicinity of the Nicoya Peninsula, Costa Rica. We suggest that the updip limit of strain accumulation reflects the aseismic to seismic transition and the updip extent of potential rupture during large underthrusting earthquakes; the transition is most likely thermally controlled. A second transition to a freely slipping plate interface and the on- 578 Seismic and Geodetic Studies set of small-magnitude earthquakes suggests that additional diagenetic, metamorphic, or fluid-dominated processes occur, generating a second important transition in mechanical behavior. Tectonic Setting The Nicoya Peninsula directly overlies the Costa Rica seismogenic zone, making this section of the Middle America Trench (MAT) particularly well suited for land based investigations of seismogenic zone coupling (fig. 18.1). Along the Pacific coast of Costa Rica, oceanic Cocos plate formed at the East Figure 18.1 Tectonic setting of the Costa Rica subduction zone. The Cocos plate oceanic crust formed at the Cocos-Nazca Spreading Center at 22.7–19.4 Ma and at 19.5–14.5 Ma (CNS-1 and CNS-2 from Meschede et al. [1998] and Barckhausen et al. [1998, 2001]) subducts along this margin at a rate that varies between ~9 cm/yr at the Cocos Ridge and 8.3 cm/yr beneath the Nicoya Peninsula [DeMets, 2001]. East Pacific Rise (EPR) derived lithosphere formed at ~24 Ma subducts beneath the Nicoya Peninsula. Smooth seafloor offshore the Nicoya Peninsula abruptly transitions to seamount dominated seafloor at the trace of the Fisher seamount chain. Bathymetry is from von Huene et al. [2000]. Distinct Updip Limits to Geodetic Locking and Microseismicity 579 Pacific Rise (EPR) and the Cocos-Nazca Spreading Center (CNS) subducts along the MAT at 8.3 – 9 cm/yr [DeMets, 2001]. The morphology, age, and formation history of the Cocos plate varies along strike [von Huene et al., 1995, 2000; Barckhausen et al., 2001], and the western Costa Rican margin can be divided into three morphologic and bathymetric sections: the southern Osa, the seamount-dominated central, and the smooth northern Nicoya segments (fig. 18.1) [von Huene et al., 1995]. In northern Costa Rica the incoming plate exhibits variable thermal gradients across the EPR/CNS plate suture [Langseth and Silver, 1996; Fisher et al., 2003] and is overlain by a thin sediment layer comprised of ~180 m of smectite-rich hemipelagic clays overlying ~220 m of carbonate-rich pelagic sediments [e.g., Kimura et al., 1997; Spinelli and Underwood, 2004]. Complete sediment subduction occurs along the trench [Kimura et al., 1997], and recent evidence suggests that the Costa Rica margin may be actively eroding along the subduction thrust [Ranero and von Huene, 2000; Vannucchi et al., 2001, 2003]. Variability in lithospheric age, thermal history, and morphology of the subducting Cocos plate reflect a complex tectonic history. Oceanic plate history is divided into three stages: (1) oceanic lithosphere formation along the East Pacific Rise; (2) oceanic lithosphere formation along the Cocos-Nazca Spreading Center (CNS-1) following a reorientation of the EPR-CNS triple junction; and (3) lithosphere formation along the Cocos-Nazca Spreading Center (CNS-2) following a ridge jump along the CNS (fig. 18.1) [Meschede et al., 1998; Barckhausen et al., 1998, 2001]. The oldest crust, formed along the EPR at ~24 Ma, subducts offshore the northern Nicoya Peninsula and is anomalously cold for lithosphere of its age owing to strong hydrothermal circulation within the oceanic crust [Langseth and Silver, 1996; Fisher et al., 2003]. Movement of fluids mines heat out of the crust by pulling seawater into and expelling it out through exposed basement highs, and recent bathymetric surveys show that EPR-derived oceanic crust is characterized by numerous small seamounts, exposed basement highs, and sediment-covered basement highs [see Hutnak et al., this volume]. Segmentation of the Cocos plate along the southern MAT appears to strongly influence both the seismic behavior and the characteristics of arc magmas [Carr and Stoiber, 1990; Protti et al., 1995a; von Huene et al., 1995]. The volcanic arc in Costa Rica is offset westward at the transition from CNS-2 to CNS-1 oceanic crust (fig. 18.1) and shifts eastward again at the Costa RicaNicaragua border. Northern Costa Rica and Nicaragua volcanoes exhibit higher components of slab and subducted sediment in their isotopic compositions (e.g., Ba/La, U/Th, and 10 Be) than volcanoes in central Costa Rica [see Patino et al., 2000 for a review]. This may reflect a larger amount of hemipelagic and carbonate-rich sediments reaching melt generation depths in the north or the dilution of oceanic sediments by upper continental crustal material derived through subduction erosion in central Costa Rica [Morris et al., 2002]. 580 Seismic and Geodetic Studies Subduction erosion has been proposed along much of the Costa Rican margin [Meschede et al., 1998; Ranero and von Huene, 2000; Vannucchi et al., 1998, 2001, 2003] with two mechanisms postulated: (1) thinning of the upper plate as seamounts subduct and drag material beneath the shallow part of the fore arc; and (2) basal erosion whereby the fore arc is thinned and upper plate material is transferred to the lower plate. While evidence of fore-arc deformation caused by seamount subduction is common as furrows and scarps along the continental fore arc (fig. 18.1), evidence of deeper basal erosion, which may be unrelated to subducted topography, is more difficult to document. Ranero and von Huene [2000] argued for basal erosion along central Costa Rica based on an interpretation of reflection seismic images of large, fault bounded lenses of upper plate material being carried down the subduction zone. The process of subduction erosion may have important implications for the frictional properties of the plate interface because, rather than subducted sediments, the plate interface may be lined with fault gouge consisting of variably compacted, consolidated oceanic sediments and upper plate material. Additionally, largescale normal faulting along the outer rise (fig. 18.1) may later develop into topographic basins within the subduction channel and carry gouge to magmagenerating depths [von Huene et al., 2004]. Protti et al. [1995a] correlated seismic behavior with subducting seafloor characteristics. The largest underthrusting earthquakes, with magnitude >7.5, have historically only occurred along the Nicoya segment where relatively smooth seafloor subducts. Intermediate magnitude interplate events, with magnitudes up to 7.4, occur in the southern Osa segment, where thickened oceanic crust of the Cocos Ridge (fig. 18.1) subducts. The central segment, where seamount dominated seafloor subducts, generates thrust events with magnitudes of only 7.0 and is the location of a general rate increase in background seismicity. More detailed examination of seismicity and its relationship to seafloor characteristics in the vicinity of the Nicoya Peninsula, made possible by CRSEIZE, revealed a shallowing of the updip limit of interplate earthquakes across the EPR/CNS-1 crustal origin boundary [Newman et al., 2002]. Since EPR-derived crust is cooler than CNS-derived crust [Langseth and Silver, 1996; Fisher et al., 2003], Newman et al. [2002] interpreted their observations as evidence for thermal control of the updip limit of the seismogenic zone. More recently, geodetic inversions for interseismic slip on the plate interface in the Nicoya region identified a locked patch seaward of the shallowest microearthquakes [Norabuena et al., 2004]. As explored further in this paper, the geodetic inversion results suggest that the updip limit of the seismogenic zone is defined by the shallow boundary of the geodetically locked plate interface and that the updip limit of interplate seismicity may correspond to second along-dip transition in the mechanical behavior of the plate interface. Distinct Updip Limits to Geodetic Locking and Microseismicity 581 Seismic and Geodetic Observations and Results Seismic Observations and Earthquake Locations The Costa Rica Seismogenic Zone Experiment consisted of GPS observations and two combined land and ocean bottom seismometer (OBS) seismic deployments, one northwest of the Osa Peninsula in southern Costa Rica and the other in and around the Nicoya Peninsula in northern Costa Rica (fig. 18.2). Figure 18.2 The Costa Rica Seismogenic Zone Experiment (CRSEIZE) consisted of 43 GPS stations (diamonds) and two passive on/offshore seismic experiments (squares and triangles represent broadband and short-period sensors respectively) that recorded earthquakes (circles) along the Middle America Trench. The Osa Peninsula experiment primarily recorded aftershocks of the Mw 6.9, 8/20/99 Quepos earthquake (Harvard CMT mechanism). The northern Nicoya Peninsula experiment recorded interplate events and intraplate events within the oceanic crust (e.g., the Mw 6.4, 7/21/00 outer rise event and its numerous aftershocks, shown with Harvard CMT mechanism) and within the overlying continental crust. 582 Seismic and Geodetic Studies Experiment details, analytical techniques for earthquake data processing, location, and interpretations for the seismic component of CRSEIZE are described by Newman et al. [2002]; DeShon et al. [2003]; DeShon [2004]; and DeShon et al. [2006]. Details describing GPS data quality, processing, modeling, and interpretation can be found in the work of Norabuena et al. [2004]. The Nicoya seismic network recorded more than 8000 regional and local earthquakes along the Middle America subduction zone over its 18-month deployment (fig. 18.2). Shallow seismicity beneath the Nicoya Peninsula, both crustal and along the plate interface, represents ~20% of these earthquakes. Initial earthquake locations were determined using the global IASP91 velocity model (seismicity shown on fig. 18.2), and ~600 well-recorded Nicoya events were relocated using a simultaneous inversion of P- and S-wave arrival times to solve for earthquake location and three-dimensional velocity structure [DeShon et al. 2006]. These events have a location precision (one standard error) better than 1 km in both horizontal and vertical components. Interplate events were identified in this high-quality data set based on position relative to the plate interface as defined by the seismic velocity data, with all events located within 5 km of the plate interface assumed to be interplate earthquakes (fig. 18.3). Two aspects of the seismicity can be discerned from figure 18.3: (1) seismicity begins at shallower depth where CNS lithosphere is subducted, and (2) the dip of the EPR slab is steeper than the CNS slab [DeShon et al. 2006]. The revised slab geometries for both EPR- and CNS-derived lithosphere agree well with, but extend, existing seismic refraction information [Ye et al., 1996; Christeson et al., 1999; Sallarès et al., 1999, 2001]. Geodetic Data and Modeling The horizontal component of GPS site velocities in northern Costa Rica relative to the Caribbean plate display a distinct north to northwest rotation of vectors relative to the plate convergence direction (fig. 18.4). This presumably reflects the influence of one or more processes in addition to strain accumulation on the plate boundary such as postseismic response to major past earthquakes and trench-parallel motion of a fore-arc block due to oblique convergence. As described by Norabuena et al. [2004], these are accounted for prior to estimation of locking on the plate interface. Following Savage [1983], interseismic strain accumulation on the plate interface is modeled with elastic dislocation theory as a superposition of continuous slip at the plate rate and “back slip” on the locked portions. Values of back slip, derived from inversions, therefore represent the part of the total plate rate presently locked and accumulating strain at particular positions along the plate boundary. Figure 18.4 shows the inferred back-slip distribution on the Nicoya portion of the plate-boundary fault for the best-fitting solution, and the corresponding observed and calculated velocity vectors. The best-fit model includes the effects of 8 mm/yr of northwest block motion and postseismic response of the 1992 Nicaragua earthquake Distinct Updip Limits to Geodetic Locking and Microseismicity Figure 18.3 583 Nicoya Peninsula experiment seismicity relocated through a three-dimensional velocity model (all circles) shown in map and cross-sectional view. Larger black and gray circles represent EPR and CNS events respectively, identified as occurring on the thrust interface. Shaded histograms show the number of events in 2.5-km bins with EPR and CNS interplate event histograms overlaid. The onset of interplate events occurs at deeper depth for EPR events (18 km) compared with CNS events (15 km). The plate boundaries are from refraction information (lines on map) from Christensen et al. [1999] and Sallarès et al. [1999, 2001] for EPR (solid lines on cross sections) and from Ye et al. [1996] for CNS (dashed lines). 584 Seismic and Geodetic Studies Figure 18.4 Best-fit model for locked slip on the plate boundary, from Norabuena et al. [2004]. Blue vectors are calculated velocities at the GPS sites, white are observed. Note elliptical patch of high locked slip (maximum, 6 cm/yr) beneath the coastal area, elongated parallel to the trench, and a second patch farther downdip (maximum, ~3 cm/yr). The black arrow is the plate convergence direction calculated using the Cocos-Caribbean angular velocity of DeMets [2001]. [Norabuena et al., 2004]. The slip distribution shows two patches of locking, with the maximum back slip (6 cm/yr or ~70% of the plate velocity) centered at 14 ± 2 km depth, and a deeper patch (~3 cm/yr or ~35 % of the plate velocity) centered at 40 ± 5 km depth. A region of lower back slip (<2 cm/yr) centered at 25 km depth separates the two patches exhibiting highest back slip. Distinct Updip Limits to Geodetic Locking and Microseismicity 585 Checkerboard resolution tests indicate that the patches could either represent the gradational distribution illustrated, or perhaps two smaller, fully locked patches separated by a freely slipping region. Along-strike variations in back slip cannot currently be resolved beyond the Nicoya peninsula, related to station distribution. The occurrence of two patches of locked slip near the updip and downdip limits of the seismogenic zone is present in all of the low-misfit models for Nicoya, regardless of parameters used to calculate postseismic response to the 1992 Nicaragua earthquake and sliver motion [Norabuena et al., 2004]. Inversions that constrain all locking to occur at depths below 15 km yield significantly degraded fits to the data and were deemed unacceptable. Therefore shallow geodetic locking between ~8 and 15 km depth is a robust result that is not sensitive to the details of the inversion parameterization. Controls on Frictional/Mechanical Transitions Updip Limit of the Seismogenic Zone The updip limit of seismogenic zones has frequently been identified by the shallowest occurrence of microearthquakes [e.g., Marone and Scholz, 1988; Pacheco et al., 1993; Newman et al., 2002; Obana et al., 2003] and favorably compared to other geophysical indicators of the onset of seismogenesis, such as the shallowest extent of large earthquake rupture and geodetically locked regions [e.g., Hyndman and Wang, 1993; Hyndman et al., 1997; Oleskevich et al., 1999; Currie et al., 2002]. The implicit assumption has been that any of these observations or combinations therein potentially defines the shallow transition from stable sliding to stick-slip behavior. Figure 18.5 superimposes the geodetic back-slip model and interplate seismicity pattern for the Nicoya Peninsula. It clearly shows that the microseismic and geodetic definitions of the updip limit do not agree in this region over the time span sampled by the data. While the geodetic data indicate a locked patch between ~30 and 65 km inland from the trench, microseismicity does not begin until 70 – 75 km from the trench. In northern Costa Rica the updip limit of the seismogenic zone corresponds to the shallowest region able to accumulate significant strain and is distinct from the updip limit of microseismicity. Within error limits, the updip extent of the geodetically locked patch also corresponds to the updip limit of rupture in the last large earthquake in this region. Figure 18.6 plots the aftershock area of the 1950 Nicoya earthquake (Ms 7.7) determined by Güendel [1986] on the pattern of locked slip for the Nicoya Peninsula region. The epicentral location of this event was recomputed by Avants et al. [2001] relative to the well-located 1990 Gulf of Nicoya (Mw 7.0) event [Protti et al., 1995b], and the entire aftershock pattern has been shifted to the position of the relocated epicenter. Although details of the coseismic slip 586 Seismic and Geodetic Studies distribution for the 1950 event are not known, preventing a comparison between coseismic slip and interseismic strain accumulation, the updip limit of the 1950 aftershock area appears to correspond reasonably well with the updip edge of the locked patch, providing confirmation that both of these adequately define the updip limit of the seismogenic zone offshore the Nicoya Peninsula, Costa Rica. Hyndman and Wang [1993] and Oleskevich et al. [1999] suggested that the updip limit of the seismogenic zone corresponds to the 100º – 150°C isotherm. Using the thermal model of Spinelli and Saffer [2004], we compared the updip locking limit in the Nicoya region to the location of their 100°C isotherm (fig. 18.5). This isotherm estimate corresponds approximately to the updip limit of the geodetically determined locked patch and the updip rupture extent of the last large earthquake (fig. 18.6). The thermal model of Spinelli and Saffer [2004] accounts for abrupt difference in seafloor heat flow values obtained on EPR- versus CNS-derived crust and includes 1 – 2 km of hydrothermal cooling of the EPR crust [Fisher et al., 2003]. An offset in their 100°C isotherm, coincident with the change in oceanic crustal origin is subtly mimicked in a shallowing of the updip edge of the geodetically locked patch across the EPR-CNS boundary (figs. 18.5 and 18.6). Temperatures at the plate boundary derived from heat flux measurements and the depth to the bottom simulating reflector (BSR) (I. Grevemeyer, GEOMAR, Germany unpublished data, 2003) agree with the Spinelli and Saffer [2004] values where well-resolved (figs. 18.5 and 18.6). Temperature-influenced mechanisms that have been proposed to govern the transition from stable sliding to stick-slip behavior include a suite of diagenetic and metamorphic reactions that occur near 100º – 150°C and lead to a change in the frictional behavior of the plate interface or a decrease in fluid production and fluid pressure [Moore and Saffer, 2000]. Vrolijk [1990] suggested the clay-mineral transition of smectite, common in oceanic sediments, to illite controls the updip location of the aseismic to seismic transition. However, recent work on the frictional characteristics of illite under increasing normal stress, and sliding velocity has shown it to exhibit only velocity-strengthening or stable sliding behavior [Saffer and Marone, 2003]. Saffer and Marone [2003] suggested that processes such as cementation, consolidation, and localization of slip in clay minerals may exert a significant influence on the frictional state of the subduction thrust. Moore et al. [this volume] suggest that chemical byproducts of the smectite-illite transition, such as calcium, can facilitate carbonate cementation, which in turn may affect the frictional behavior of the thrust interface. Spinelli and Saffer [2004] investigated the likelihood that opal and clay dehydration reactions are responsible for the aseismic to seismic transition documented by Newman et al. [2002] at the Nicoya Peninsula. They found an offset in the location at which sediment dewatering is completed (between 90º and 160°C) that mimics the offset of shallow seismicity across the EPR/CNS boundary but lies ~15 – 20 km seaward of it. Our recent observations suggest that the shallow extent of geodetic locking, not microseismicity, may define the Distinct Updip Limits to Geodetic Locking and Microseismicity Figure 18.5 587 Comparison of well-located earthquakes from CRSEIZE (yellow circles are plate interface events), distribution of locked slip from inversion of the GPS data [Norabuena et al., 2004], 100º–250°C isotherm estimates from Spinelli and Saffer [2004] calculated assuming hydrothermal cooling of the upper 1 km of the EPR crust (solid red lines), 120°C isotherm estimate from I. Grevemeyer (unpublished data, 2003) (orange dashed line; filled squares indicated well-resolved data), 300°C isotherm estimate from Harris and Wang [2002], and continental Moho/oceanic slab intersection from DeShon [2004]. Earthquakes reach an updip limit ~70 km from the trench where temperatures reach 200º–250°C. The updip extent of locked slip (~6 cm/yr) occurs ~35 km from the trench approximately coincident with the 100º–150°C isotherms that shallows across the East Pacific Rise to Cocos-Nazca Spreading Center generated crustal boundary (dashed line). aseismic to seismic transition for the Nicoya Peninsula over the entire seismic cycle. The onset of geodetic locking agrees with the location of pore-pressure dissipation from Spinelli and Saffer [2004], but potential along-strike variations in locking remain unresolved. 588 Seismic and Geodetic Studies Figure 18.6 Comparison of the distribution of locked slip from inversion of GPS data and the rupture area of the Ms = 7.7 1950 Nicoya earthquake, modified from Norabuena et al. [2004]. The mainshock epicenter (yellow box) was relocated (yellow star) by Avants et al. [2001] relative to the well-located Mw = 7.0 1990 event (black star) and the aftershock area was shifted accordingly. Estimates of the 100° and 120°C isotherms are from Spinelli and Saffer [2004] and I. Grevemeyer (unpublished data, 2003) respectively and coincide with the updip limit of the rupture area and the locked patch. Most of the progress made on understanding controls on the aseismic to seismic transition has come from the study of accretionary convergent margins where the plate interface is dominated by subducted trench sediments. In this environment, continual burial and heating transforms trench sediments in a series of progressive diagenetic/low-grade metamorphic reactions leading to the onset of seismic behavior. The association between temperature estimates of 100º – 150°C and the onset of seismogenesis has been documented for erosional margins as well (e.g., Costa Rica (this study) and northeast Japan Distinct Updip Limits to Geodetic Locking and Microseismicity 589 [Oleskevich et al., 1999]); however, in this environment, material eroded from the underside of the upper plate subducts and may line the plate interface [Ranero and von Huene, 2000; von Huene et al., 2004]. This material most likely has not undergone the same progressive transformations experienced by accretionary margin sediments. The correlation of frictional stability and thermal structure at both accretionary and erosional margins suggests that fundamental processes not tied to specific mineralogies, such as smectite, operate at both types of margins to govern the transition from aseismic to seismic behavior. Dissipation of pore-fluid pressure and its concomitant increase in effective normal stress is the common factor that has been identified as important in governing the aseismic to seismic transition at both types of margins [e.g., Saffer and Bekins, 2002; Saffer, 2003; Spinelli and Saffer, 2004]. Von Huene et al. [2004] proposed a generalized model of subduction erosion appropriate for margins with small frontal prisms such as Costa Rica. This model requires extensive hydrofracturing within the upper plate and decreased effective normal stress across the décollement due to sediment and oceanic crust dewatering. Mechanically weakened continental plate causes a vertical upward shift in the décollement, allowing inclusion of upper plate material into the subduction channel. In this model, the cessation of hydrofracturing and dissipation of pore pressures with depth terminates subduction erosion and results in an increase in effective normal stress and the beginning of seismogenesis. Prestack depth-migrated profiles offshore the Osa Peninsula in central Costa Rica, where slab dip is significantly shallower than the Nicoya Peninsula region, image the plate boundary as high-amplitude landward dipping reflections [Ranero and von Huene, 2000]. High reflectivity is often associated with fluids since their presence causes a large change in impedance contrast easily detectable with seismic reflection methods. Plate-boundary reflectivity decreases beneath the continental shelf break, some 30 – 35 km from the trench where heat flux and depth to the BSR indicate a temperature of ~150°C [Pecher et al., 2001; I. Grevemeyer, GEOMAR, Germany, unpublished data, 2003]. Assuming that the high-amplitude plate boundary reflections are caused by abundant free water, their termination at ~8 km depth most likely represents the downdip extent of significant water release along the plate boundary. The location of an Mw 6.4 underthrusting earthquake northwest of the Osa Peninsula, the shallowest earthquake to occur on the plate boundary in the south central Costa Rica region, when projected onto this reflection line, occurs where the plate-boundary reflectivity significantly decreases. This suggests that unlike the Nicoya Peninsula, the updip limit of midmagnitude seismicity in central Costa Rica coincides with the aseismic to seismic transition, but like the Nicoya region, this transition occurs where plate boundary temperatures attain 100º – 150°C. 590 Seismic and Geodetic Studies Transition from Locked with No Microseismicity to Creeping with Microseismicity Aseismic slip along particular segments of strike-slip faults, such as the San Andreas and the North Anatolian systems, has been recognized for some time [e.g., Steinbrugge et al., 1960; Ambraseys, 1970; Aytun, 1980; Lienkaemper et al., 1991; Lienkaemper and Galehouse, 1998]. Creeping segments within these fault systems were first identified by offsets of cultural features and an abundance of microseismicity in the absence of sizeable earthquakes. More recently, creeping strike-slip fault segments have been documented and interseismic slip rates quantified through GPS geodesy. Inversion of geodetic data for slip at depth on the Hayward fault in California [Bürgmann et al., 2000; Simpson et al., 2001; Malservisi et al., 2003] reveals that the fault zone consists of a patchwork of frictional properties with behaviors ranging from completely locked patches (no observable slip) with little microseismicity, to high-slip rate zones (unlocked and moving at the surface velocity) with abundant earthquakes. Malservisi et al. [2003] report the largest concentrations of microearthquakes at transition zones between locked and more freely slipping regions on the Hayward fault in California. They interpreted this to indicate accelerated strain accumulation at the transition zones. Increased strain at locked to creeping transition zones would result in deformation within the surrounding volume and might explain the abundant upper plate as well as interplate seismicity we observe near the strong gradient in locked slip (fig. 18.7). Because much of the plate interface lies below the seafloor at subduction zones, less is known about patterns of locked and slipping segments in this environment. Our work in northern Costa Rica and recent work at convergent margins in northeast Japan, Nankai subduction zone, and Alaska have revealed distinct regions that are geodetically locked and have little to no microseismicity during the interseismic cycle and become the loci of major moment release during large earthquakes. Other regions remain unlocked with abundant microseismicity during the interseismic cycle and are sites of little to no moment release during major earthquakes. In northeastern Japan, Igarashi et al. [2003] found that frequently repeating small earthquakes, and adjacent freely slipping regions colocated with low-slip regions of coseismic moment release associated with two large plate-boundary earthquakes in 1968 (Mw 8.2) and 1994 (Mw 7.7). Their distribution of freely slipping regions obtained from repeating earthquakes also matched the pattern of freely slipping regions estimated from GPS. In the region of the great 1964 (Mw 9.2) Alaskan earthquake, Zweck et al. [2002] also found a correspondence between regions of interseismic strain accumulation or strong geodetic coupling and patches of high coseismic slip during the 1964 earthquake. However, only the Nicoya Peninsula possesses downdip alternation between geodetically locked, microseismically quiescent regions and freely slipping, microseismically active regions during an interseismic period. Distinct Updip Limits to Geodetic Locking and Microseismicity Figure 18.7 591 Schematic of northern Costa Rica subduction zone. Color shading represents P-wave velocities from DeShon [2004]. The aseismic to seismic transition is defined by the shallowest region presently locked (shaded) and accumulating strain [Norabuena et al., 2004] and is coincident with the 100º–120°C isotherm estimates. A second transition in mechanical behavior characterized by the onset of thrust earthquakes and geodetic unlocking occurs between 200º and 250°C (modeled by Spinelli and Saffer [2004]), where the upper plate velocity increases velocity. A second deeper locked patch (shaded) exists below the continental Moho (Mc); however geodetic resolution at this depth is poor. This along-dip transition occurs where temperature estimates are between 200º and 250°C (fig. 18.5), and the plate interface lies between 15 and 19 km depth or 0.5 – 0.6 GPa. This transition most likely reflects a weakening of the plate interface that allows it to slip freely through both creep and small earthquakes. Because this depth range is clearly in the seismogenic zone based both on historic Mw > 7 seismicity and the occurrence of microseismicity, the subduction megathrust is in the frictional unstable regime [e.g., Scholtz, 1998]. We suggest that small increases in pore-fluid pressure decrease the effective normal stress and shear strength of the fault without driving the subduction megathrust back into the frictional stability regime such as exists at the trench. In this way, strain buildup along small-scale heterogeneities, perhaps at localized regions of increased effective normal stress due to changing pore pressure or material properties, serve as initiation regions for microseismicity while the fault predominantly creeps aseismically. 592 Seismic and Geodetic Studies An increase in pore pressure can be achieved through either or both an increase in fluid production or a reduction in permeability. Fluids in the depth range of interest (18 – 22 km) are most likely generated through low-grade metamorphic reactions occurring in subducted oceanic crust and/or marine sediments. Chemically bound water in oceanic crust and marine sediments will be released at different temperature-pressure conditions as hydrous silicates become progressively unstable. Most metamorphic devolatilization of siliceous limestones and clay-rich sediments occurs at temperatures greater than attained within the seismogenic zone [Kerrick and Connolly, 2001]. However, an average marine sediment bulk composition with an initial 7.3 wt % water (taken from the database of Plank and Langmuir [1998]) begins devolatilization at temperatures and pressures corresponding to the noted transition in mechanical behavior, releasing up to 0.5 wt % water [Kerrick and Connolly, 2001]. Although unaltered oceanic basalt typically contains <0.5 wt % water [Dixon et al., 1988], hydrothermal alteration of basalt at mid-ocean ridges can substantially increase the amount of chemically bound water in the oceanic crust and lead to a highly variable water content. Estimates of the average water content of oceanic crust range from 1 – 2 wt % [Peacock, 1990] to 6 wt % [Anderson et al., 1976]. Depending on the degree of hydration of the oceanic crust, dehydration will occur in association with different metamorphic facies reactions. Assuming a large degree of hydration (5 – 6 wt % water) and metamorphic phase equilibrium computed by Peacock [1993], P-T paths followed by subducted crust beneath the Nicoya Peninsula progress through zeolite (ZE) to lawsonite-chlorite (LC) to pumpellyite-actinolite (PA) facies in the depth range of 13 – 25 km releasing ~0.3 wt % water across the LC-PA boundary at 16 and 22 km for hotter CNS or colder EPR crust respectively (fig. 18.8). Oceanic crust containing over 8 wt % water (the maximum amount of water accommodated in zeolite facies rocks) would begin dehydration across the zeolite to lawsonite-chlorite boundary releasing 3.1 wt % water in the depth range between 14 and 17 km (fig. 18.8). The near coincidence of the onset of these basalt dehydration reactions with the updip edge of microseismicity (fig. 18.7) makes a compelling case for weakening of the plate interface due to increased pore-fluid pressure. However, this mechanism requires hydrous oceanic crust to be subducted and thus additional information on the level of hydration is critical. Ranero et al. [2003] imaged pervasive bending-related normal faults in the oceanic lithosphere offshore the Nicoya Peninsula and postulated that these faults promote hydration of the surrounding crust and mantle. The faults imaged in their seismic data extend at least to 20 km into the plate and provide a mechanism for infiltration of water into the crust and mantle. Husen et al. [2003] suggested the existence of a shallow (<40 km) hydrous layer in the lithosphere of the downgoing Cocos plate in northern Costa Rica based on seismic tomography and petrologic modeling. Although they acknowledged that the anomaly might be due to low velocity material above the plate interface in the subduction Distinct Updip Limits to Geodetic Locking and Microseismicity Figure 18.8 593 Pressure-temperature diagram of metamorphic facies modified from Peacock [1993] with low-temperature geotherms appropriate for EPR and CNS crust from Spinelli and Saffer [2004] and depth range of 300°C isotherm from Harris and Wang [2002]. T1 and T2 represent the depth ranges of the two mechanical transitions discussed in this paper. ZE, Zeolite (~8.5 wt % H2O); LC, Lawsonite-Chlorite (~5.4 wt % H2O); PP, Prenite-Pumpellyite (~5.9 wt % H2O), PA, Prenhite-Actinolite (~5.1 wt % H2O); LB, Lawsonite-Blueschist (5.9 wt % H2O); GS, Greenschist (~3.4 wt % H2O) where maximum H2O content is indicated for a basaltic bulk composition. channel, they favored an interpretation requiring strong hydration of the oceanic crust. Fluids released by metamorphic reactions in both the oceanic basalt and marine sediments can most efficiently increase pore-fluid pressure in the presence of reduced permeability. Recent permeability measurements on rocks from the Shimanto complex, an ancient exhumed subduction zone fault in Japan, show a decrease in permeability at temperatures above ~250°C for all rock types sampled [Kato et al., 2004]. Moore and Saffer [2001] list a variety of 594 Seismic and Geodetic Studies diagenetic/metamorphic processes such as quartz cementation and pressure solution that reduce permeability that initiate at temperatures as low as 150°C but do not operate at full efficiency until 200º – 250°C. The estimated location of the 250°C isotherm along the plate interface [Spinelli and Saffer, 2004] and the onset of microseismicity occur where the upper plate material transitions to higher P-wave velocities (fig. 18.7). This increase in velocity may reflect a decrease in permeability achieved through fracture cementation or a fundamental change in rock type [i.e., DeShon et al., 2006]. A combination of fluid production from low-grade metamorphic reactions in basaltic crust and marine sediments coupled with a decrease in permeability around 250°C has potentially led to elevated pore pressure and sufficient weakening of the thrust interface to permit failure during small-magnitude earthquakes. In contrast, the region just updip is so strongly coupled that rupture only occurs during large-magnitude earthquakes. Transition from Creeping with Microseismicity to Locked with No Microseismicity All acceptable geodetic models of locked slip on the plate interface produce a deeper locked patch downdip of most of the microseismicity (fig. 18.5), although it is less well constrained in magnitude and downdip extent than the shallow locked patch. The few microearthquakes that occur in this region are somewhat diffuse and have been interpreted as intraplate events within the overriding plate and subducted lithosphere (fig. 18.3) [DeShon et al., 2006]. The better-resolved updip edge of this deeper locked patch at ~35 km, corresponds to the depth of the continental Moho/oceanic slab interface (figs. 18.5 and 18.6) [Sallarès et al., 2001; DeShon et al. 2006]. Temperature estimates at this depth have been calculated to be ~300 – 350°C (with some degree of shear heating) [Harris and Wang, 2002], below those associated with stable sliding in mantle material. The significant change in upper plate composition from continental to mantle material may result in significant strengthening of the fault and account for the transition back to geodetically locked. The downdip extent of the seismogenic zone would coincide with the downdip edge of deep strain accumulation; unfortunately, our present model does not have the resolution to determine this. Conclusion The Nicoya segment of the Middle America seismogenic zone possesses two shallow transitions in mechanical behavior during the interseismic period. We interpret the updip aseismic to seismic frictional transition as the shallowest region presently accumulating strain (geodetically locked); this occurs between 30 and 40 km from the trench. Although we believe the frictional properties of the plate interface below this transition to be velocity weakening, no Distinct Updip Limits to Geodetic Locking and Microseismicity 595 earthquakes have occurred on this portion of the plate interface during the time span of our experiment. We interpret the absence of microseismicity to reflect high strength (high shear stress) along this section of the fault. The onset of abundant interplate microseismicity, coincident with a decrease in strain accumulation (fault creep), occurs between 70 and 75 km from the trench. We interpret this as a weakening of the fault, most likely resulting from increased pore pressure. Metamorphic reactions in hydrated subducted oceanic crust coupled with low permeability are most likely responsible for generating elevated pore pressures. This deeper transition occurs where temperature estimates are between 200º and 250°C, in the range of the lawsonite-chlorite to pumpellyite-actinolite facies boundary where up to 0.3 wt % water may be released for highly hydrated crust. For a variety of rock types a significant decrease in permeability has been demonstrated at ~250°C, allowing a small influx of fluid to generate significant pore pressures. There is already great interest in the state of hydration of subducted lithosphere due to the likely role of slab dehydration at depth in producing arc lavas and generating intermediate depth earthquakes in downgoing slabs. Slab dehydration at shallower depths and the resulting serpentinization of the fore-arc mantle wedge has also been identified as a possible mechanism for the termination of interplate earthquake rupture [e.g., Peacock and Hyndman, 1999]. Our observation in northern Costa Rica that the onset of interplate microseismicity is coincident with the downdip edge of a geodetically locked patch and estimates of the ~250ºC isotherm (fig. 18.5) has now implicated slab dehydration in the initiation of interplate earthquakes and thus increases the importance of determining the state of hydration of subducting lithosphere. Although we know of no other seismogenic zones that possess downdip transitions in mechanical behavior like those described here, they may exist but be beyond the present resolution of most seismic and geodetic observations. While we can generate a uniform slip solution in Nicoya with a large region of partial coupling (~40% of the plate rate), the data density and proximity to the trench allow finer resolution and indicate that the seismogenic plate interface is better represented by relatively small fully locked (or nearly so) patches, surrounded by regions that are essentially freely slipping with localized microseisms. This suggests that some subduction thrusts, previously inferred to be partially coupled based on spatially limited geodetic data, might be better represented by alternating locked and slipping regions. Spatially dense, for many subduction zones, seafloor geodetic observations will be required to resolve this issue. Acknowledgments Some of the ideas contained in this paper were developed while participating in a graduate seminar on the Seismogenic Zone at UC Santa Cruz. We thank 596 Seismic and Geodetic Studies the students in that seminar and especially co-instructor Casey Moore for their stimulating discussions. We also thank Tim Dixon, Nick Beeler, and Demian Saffer for their insightful comments that vastly improved this manuscript. This work was supported by NSF grant EAR-0229876 to S.Y.S. References Ambraseys, N. N. (1970), Some characteristic features of the Anatolian fault zone, Tectonophysics, 9, 143 – 165. Anderson, R. N., S. Uyeda, and A. Miyashiro (1976), Geophysical and geochemical constraints at converging plate boundaries-Part I: Dehydration in the downgoing slab, Geophys. J. R. Astron. Soc., 44, 333 – 357. Aytun, A. (1980), Creep measurements in the Ismetpasa region of the North Anatolian fault zone, in Multidisciplinary Approach to Earthquake Prediction, vol. 2, edited by A. M. 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