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Intermolecular Forces At the level of molecular mechanism, biological structure and function are determined by intermolecular forces that are electrostatic in origin and which can be adequately described by classical methods1. Electrostatic forces also lie at the heart of the barrier function of membranes as well as the mechanisms whereby this barrier is overcome. The principles involved can be understood using a few examples based on simple or symmetric charge configurations. For these, the electrostatic interaction energies can be derived quite easily, and it is found that a variety of distance dependences arise. 1 Hydrogen bonding requires some quantum mechanical corrections for precise representation, and London dispersion forces are deeply quantum mechanical in origin, but both are very adequately described by classical models for chemical and biological application. Interactions between discrete charges are given by Coulomb’s Law, which describes the 1/r2 dependence for the force between point charges. The energy (U(r) = - ∫F(r)·dr) of a point charge in the electric field of another point charge is the Coulomb energy, and is proportional to 1/r. The energy of a dipole in the field of a point charge varies as 1/r2 (and the force goes as 1/r3). When free rotation of the dipole is allowed, the interaction samples both attractive and repulsive configurations, changing both the strength of interaction, which decreases, and the distance dependence, which now goes as 1/r4. Dipole energies fall off more quickly than for a net charge, especially when the dipole is free to rotate, making it a more short-range interaction. In the field of another dipole, the interaction falls off even more steeply: Pairwise electrostatic interaction energies The dipole forms of electrostatic interaction are especially important in determining the structure and properties of macromolecules. Although the short range interactions listed here are often described as being "weak", in many circumstances they are the only ones present and can be very effective. Furthermore, the characterization as weak and shortrange comes from their behavior in vacuo, and in condensed media they can be strikingly different. The last three listed above (#4-6) describe the interactions of mobile, uncharged species. All have 1/r6 distance dependence and are known collectively as van der Waals forces. The final one (#6), the London dispersion force, is of particular interest and importance in understanding the behavior of non-ionic compounds in the liquid phase, and it is the dominant force in apolar and weakly polar materials. We know, for example, that even totally symmetrical, uncharged molecules and atoms can condense to form liquids and, usually, solids (helium is an exception). The forces holding them together may be weak but they cannot be negligible or they would not solidify except at 0 K. Furthermore, they cannot be based on charge or fixed dipole interactions because these species do not have net charge or fixed dipole moments. What they do have, however - in common with all atoms - is a dynamic electron distribution. On average they have no dipole, but at any instant in time a fluctuation in the electron distribution can give rise to a small, transient - or instantaneous - dipole. The fluctuations are of quantum mechanical origin, and are independent of temperature (note that kBT is lacking in all expressions involving a “non-polar” species ). A dipole generates an electric field around itself (propagated at the speed of light) and this will induce complementary dipoles in any nearby atoms, in proportion to their polarizability. The induced dipoles are always complementary to the instantaneous dipole, regardless of what orientation the latter might have momentarily, and the dipole fluctuations are strongly correlated. Thus, the interaction between them - instantaneous dipole-induced dipole - is always attractive, in vacuo: This is the London dispersion force. Since the actual interaction is between rapidly fluctuating dipoles, the distance dependence of the energy is 1/r6, as for two freely rotating, permanent dipoles (but without the kBT factor). The modern theory of dispersion forces, based on the work of Lifshitz, is complex, but it reveals very explicitly the role of electronic fluctuations over the whole range of frequencies. In principle, therefore, the force is derivable directly and quantitatively from the electromagnetic absorption spectrum of the atomic/molecular system. In vacuo, all three contributions2 to the van der Waals force are attractive and are thought of as very short range, on account of their elementary 1/r6 dependence. The dispersion force is by far the most important, in a general sense, because it is the only one that is universal and, except for very polar molecules, such as water, it is actually stronger than the rotating dipole-dipole interaction (especially in liquid media), because of the inherent correlation of the fluctuations. However, in situations involving net charge or fixed dipoles, the magnitude of the dispersion force is generally small compared to these other electrostatic forces. Although the dispersion force is always attractive between similar molecules, in solution it can actually be repulsive between dissimilar solutes. Also, for large structures in condensed medium, it is not necessarily short range and can be significant at distances up to 100 Å or more. It is of particular importance - and of non-intuitive behavior - in the context of macromolecules and membranes in solution. 2 The other two are the Keesom force - the orientation force between two freely mobile dipoles - and the Debye force - the induction force between a freely rotating dipole and an apolar (but polarizable) species. The effect of the medium on electrostatic interactions A dielectric medium between two charges or charge distributions will decrease the pairwise interactions by a factor ε or ε2, depending on the nature of the interaction. However, when we consider the effective force of attraction (or repulsion) between neutral, polar molecules, we must recognize that two particles will only "notice" each other if they are distinguishable from the solvent. Thus, for non-ionic interactions, the determining property is the excess polarizability of the solutes over the solvent. This makes the effective pairwise interactions even smaller. What remains, however, is sometimes counter-intuitive. Analysis of medium effects is extremely difficult at the microscopic level, but can be approached by continuum methods in which a molecule, i, is modeled as a sphere of radius, ai. In a vacuum, the polarizability of a spherical atom is given by 4πε0ai3. For a spherical molecule, one must assign a dielectric constant, εi, which complicates things considerably. However, the form of the expression is still recognizable. In a medium of dielectric constant ε, with an applied electric field, E, such a sphere will be polarized to acquire a dipole moment: Thus, in a dielectric medium, the effective or excess polarizability is: where vi = 4/3πai3 is the volume of the sphere or molecule. In vacuo (ε = 1), this is the Clausius-Mossotti equation and it yields a normal polarizability for any physically reasonable dielectric constant of the sphere, i.e., εi > 1. Indeed, for a sphere of high dielectric (εi » 1), in vacuo, the polarizability is αi ≈ 4πε0ai3 = 3ε0vi. This is readily derivable for a simple oneelectron Bohr atom. However, if ε > εi, as might occur in a condensed medium (readily in water, where ε = 80), the polarizability is negative, implying that the direction of the induced dipole is opposite to that produced in free space! This can be understood in terms of the highly polarizable medium responding to the electric field to such an extent as to produce an opposite local field around the molecule of interest. Such unexpected effects of the medium are encountered in all interactions of electrostatic origin, except the charge-charge Coulomb interaction. For two identical molecules (spheres), with ε1 = ε2, in a dielectric medium, the net interaction is always attractive, since it is proportional to α1.α2 = α2, and even two microscopic air bubbles will attract each other in a liquid. However, for two different solute species, with ε1 > ε > ε2, the net force is repulsive!4 4This counter-intuitive behavior is true for any of the van der Waals interactions, and is interestingly weird, but it is an unlikely situation in aqueous medium, and in any case it is easily over-ridden by stronger, oriented net dipole effects. Image forces and image charges A closely related effect is evident in the approach of an ion or permanent dipole to the interface between two phases of different polarizabilities (different dielectric constant), such as the water-membrane interface. This can be described in terms of image charges. For a charge, Q, in vacuum, at a distance d from an infinite, plane (flat), conducting surface, it is well known that an attractive force arises as if there were an equal but opposite charge situated equidistant behind the plane (so the separation is 2d). This is the "image charge", and the net force is proportional to -Q2/(2d)2. Because a conductor supports no potential differences, the electric field lines must be normal to the conducting plane. Consequently, the charge Q feels a force, apparently from an image charge behind the conducting surface. For a charge, Q, in a medium of dielectric constant ε1, at a distance d from the planar surface of a medium of dielectric constant ε2, the image charge has the value: r can be + or For ε1 < ε2 (i.e., the charge is in the medium of lower dielectric), the r factor is negative, and the ion is effectively pulled out of low dielectric medium by the attraction of the image charge of opposite sign. This is consistent with our expectation that an ion will be less happy in a medium of low dielectric than in one of high dielectric (see Born energy, later). For ε1 > ε2 (the charge is in the medium of higher dielectric), r is positive, and the sign of the image charge is the same as that of the charge itself! The effect is to repel the charge away from the interface. The interaction energy is equivalent to the energetic barrier for an ion to enter a region of low dielectric. Although the final result in the latter case (ε1 > ε2 ) is consistent with our intuition about charges and dielectrics, the idea that a charge can induce a charge of the same sign (or that a dipole can induce a repulsive dipole) is not so intuitive, and might even be thought to violate some physical law! However, it can be understood, at a microscopic level, in terms of the polarization (reaction field) around an ion: A charge polarizes the surrounding medium by polarizing and orienting neighboring molecules (the reaction field). In an infinite isotropic medium, there is no net force on the charge. If part of the medium is removed – or replaced by medium of lower dielectric - a net force acts on the charge in a direction normal to and away from the cutting plane (F > F’). If the piece removed is substituted by medium of greater polarizability (higher ε), the force will act toward the border (F < F’). (From B. L. Silver, 1985.) Forces and interaction energies between two atoms, in vacuo Repulsive contact forces It is well known that liquids are not very compressible, which implies that a repulsive force quickly comes into play when atoms approach closer than their normal separation in the liquid phase. At these close distances, electron-electron repulsion (which is both electrostatic and quantum mechanical in nature) becomes dominant. The distance dependence of the energy of a pair of atoms, such as argon (Ar, see Figure), in the gas phase, has an attractive term, proportional to 1/r6, which is well-founded in the London dispersion force. However, the repulsive term is not well developed theoretically. It is often modeled by an empirical expression with a very steep distance dependence such as 1/r12, although it is well known that an exponential form fits the data much better. This particular choice yields the so-called Lennard-Jones, or 6-12, potential5: 5 This is a particular case of the more general Morse potential function, with terms in 1/rm and 1/rn. These types of potential function are still widely used, even though an exponential dependence is known to fit the repulsive term much better, because they can be factored. Van der Waals interactions between large structures The familiar characterization of van der Waals forces as weak and short range, derived from the pairwise energy of interaction in vacuo, breaks down completely when one considers the interaction between large structures (such as macromolecules and membranes) in a dielectric medium. A complete, modern theoretical treatment is based on classical continuum phase properties rather than quantum mechanics, but is mathematically complex, and a very adequate first order approach can be made by assuming pairwise additivity for all the interactions in the two bodies. This is fundamentally incorrect, as van der Waals forces are not additive6, but the error is usually not more than a few percent. 6 The non-additivity arises from two sources. First, an instantaneous dipole is "seen" by a second atom both directly and indirectly, after reflection from other atoms, which also see it. It is therefore impossible for all dipoles to be aligned in a mutually energy-minimized way and the ensemble of dipoles is inherently “frustrated”. Second, the interaction is propagated by an electromagnetic wave traveling at the finite speed of light. In order for the instantaneous dipole and the induced dipole to be positively correlated, the time for a round-trip between them, at speed c, must be short compared to the frequency of the dipole fluctuations. The electronic fluctuations occur over the whole spectrum of frequencies, from vibrational to electronic, and the relationship between the force and the optical frequency spectrum gives rise to the term "dispersion". At long distances, the "cause and effect" fall out of phase. The interaction is then said to be retarded and the interaction in vacuo exhibits a 1/r7 dependence, rather than 1/r6. Starting with a pairwise interaction energy of the form, U(r) = -C/r6, we can integrate the energies of interaction for all the atoms in one body with all those in the other, and arrive at a 'two body' potential for several simple systems. All resulting forms exhibit much weaker distance dependence (and therefore are more long range), and are proportional to the densities, ρ1 and ρ2 (atoms per unit volume), of the two surfaces or bodies. These are collected into a proportionality constant called the Hamaker coefficient7: A = π2Cρ1ρ2 where C is the coefficient in the pairwise atom-atom potential. For a variety of interactions involving large bodies, the distance dependence is remarkably small - often in the range of 1/r to 1/r2. For two plane surfaces (membranes), the dependence is 1/r2 for distances up to a few tens of Å. At greater separation it falls off faster than this, but it remains a potent force, and can have long range effects to beyond 100 Å. Typical values of the Hamaker coefficient between large structures are on the order of 10-19 J for interactions across a vacuum, and this is not very sensitive to the molecular identity of the material, only its (electron) density. In a dielectric medium, the absolute magnitude of the constant is smaller, but the same considerations apply as discussed above, and the net interaction can be attractive, neutral or repulsive, depending on the dielectric constants of the medium and the two bodies. However, as noted above, the more bizarre behavior requires uncommon circumstances. 7 The term Hamaker coefficient is better than Hamaker constant as it varies with distance - the non-additivity and retardation are incorporated into it. An important attribute of the London dispersion force, in solution, is that it is not effectively screened by salts8. This is because the electronic fluctuations that underly it are at much higher frequencies than can be followed by ionic redistributions. Thus, although charge-charge effects are intrinsically much stronger than van der Waals interactions, under physiological conditions with ionic strengths of 0.1-0.5 M, the former are often almost obliterated, leaving the van der Waals forces relatively strong, and sometimes even dominant. 8 See Gouy-Chapman theory for surface charges and potentials. Van der Waals forces between surfaces Non-retarded van der Waals interaction free energies between bodies of different geometries calculated on the basis of pairwise additivity (Hamaker summation method). The Hamaker coefficient is defined as A = π2Cρ1ρ2 where ρ1 and ρ2 are the number of atoms per unit volume in the two bodies and C is the coefficient in the atom-atom pair potential (see above). The forces are obtained by differentiating the energies with respect to distance.