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• Mini-school X-ray Absorption Spectroscopy Introduction to X-ray Absorption Spectroscopy, Extended X-ray Absorption Fine Structure Martin C. Feiters, IMM, HG 03.021 Institute for Molecules and Materials, Radboud University Heijendaalsweg 153, 6525 AJ Nijmegen, NL ( 024-3652016, [email protected] Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Programme • 9.00 Martin Feiters (RU) - Introduction to X-ray Absorption Spectroscopy, Extended X-ray Absorption Fine Structure • 9.45 Frank de Groot (UU) - X-ray absorption spectroscopy near the edge. (aka XANES) • 10.30 Coffee Break • 11.00 Dipanjan Banerjee (DUBBLE-ESRF) – X-ray sources, optics, and detectors for absorption spectroscopy beamlines • 11.45 Alessandro Longo (DUBBLE-ESRF) - Introduction to EXAFS data analysis • 12.30 Lunch Break • 13.30 Martin Feiters (RU) - Coordination Chemistry and Trace Element Biology • 14.10 Florian Meirer (UU) - X-ray micro-spectroscopy, tomography, and operando conditions • 14.55 Coffee Break • 15.20 Mario Delgado (UU) - Holistic data analysis with Blueprint XAS • Institute 15.50 Frank and de Materials Groot (UU) - The future of X-ray absorption for Molecules • Spectroscopy, 16.30 Drinks Mini-school X-ray Absorption SyNeW Utrecht, June 2, 2015 spectroscopy 2 Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 X-ray spectrometer: schematic representation Ø Monochromation by diffraction of a set of parallel Si crystals, following Bragg’s law n l = 2 d sin q Ø Wavelength l selected by varying angle q of Si crystal with respect to beam Ø Higher order reflections (n > 1) are rejected by making the crystals slightly non-parallel Ø Transmitted intensity It depends on incident intensity I0, sample thickness x, and absorption coefficient m(E) by Lambert-Beer law It = I0 exp(-mx) Ø The X-ray absorption spectrum is represented in the dimension of the energy dependent X-ray absorption coefficient m(E) ln(I0/It) = mx Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 4 X-ray Absorption Spectroscopy (XAS) • EXAFS = Extended X-ray Absorption Fine Structure • XANES = X-ray Absorption Near Edge Structure • XAFS = X-ray Absorption Fine Structure Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 X-ray fluorescence for dilute samples • • • The hole created by inner electron excitation can be filled by electrons from higher orbitals, which give rise to fluorescence The total fluorescence yield is more intense for K than for L-excitation The X-ray absorption spectrum can be measured as mf = If / I0 Institute for Molecules andFeiters Materials M. C. and W. Meyer-Klaucke, in Practical Approaches to Biological Mini-school Inorganic X-ray Absorption ChemistrySpectroscopy, (R. R. Crichton SyNeW and Utrecht, R. Louro, June Editors; 2, 20152013) 6 X-ray excitation energies Tuning into any edge in the Periodic Table 120000 K edges, 1s; L3, 2p3/2 Excitation Energy (eV) 100000 80000 60000 40000 20000 0 0 10 20 30 40 50 60 70 80 90 100 Atomic Number Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 7 Fine Structure in X-ray Absorption Spectra • Type of experiment: Measurement of the X-ray absorption (or fluorescence) at wavelengths around the edge of an element of interest (= spectroscopy) • Type of phenomena: Edge and fine structure: interference effects due to wave character of electron (= diffraction) XANES, XES also transitions (= spectroscopy) • Type of data treatment: Energy calibration, normalization, background subtraction, simulation Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 8 Fe X-ray Absorption K edge (XANES) of Haems Normalized X-ray fluorescence 1.4 1.2 1.0 0.8 0.6 Mb 0.4 OxyMb 0.2 0.0 continuum 1s 4p 4s 3d 7105 7120 7135 7150 • Position and structure of Fe K absorption edge of O2-binding protein myoglobin depend on oxygenation state • Both oxidation state (valence, Fe(II) vs. Fe(III)-O2-) and average ligand distance (‘Natoli rule’) affect edge position (= energy where the absorption is ½ of the maximum) • ‘Pre-edge’ absorptions are due to excitation of 1s electron to empty orbitals like 3d, 4s, 4p as indicated • Intensity pre-edge features depends on symmetry of coordination geometry around absorber atom (Fe) 7165 Energy (eV) Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 9 X-ray induced electron diffraction: Pebble in a pond Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Extended X-ray Absorption Fine Structure (EXAFS) of a porphyrin first shell X-ray energy > edge: photoelectronic effect at the absorber atom Photoelectronic wave backscattered by surrounding atoms Interference of incoming and outcoming waves at absorber atom: variations in electron density as energy is scanned, kinetic energy/electron wavelength varied Energy-dependent variations in electron density give variations in X-ray absorption coefficient Institute for Molecules and Materials S. P. Cramer & K. O. Hodgson, Prog.SyNeW Inorg. Utrecht, Chem. June 25 (1979) Mini-school X-ray Absorption Spectroscopy, 2, 20151-39. 11 Type of information - Relation with other techniques Type of information: • EXAFS: number, type, and distance of ligand atoms • XANES: valence, coordination geometry Relation with other techniques: • EXAFS: refinement of distance information from crystallography • XANES: combine with other spectroscopic techniques EXAFS/XANES can be used, together with other spectroscopic techniques, to construct a ‘spectroscopically effective model’ of a metal site XAS is applicable to any element, in any valence or spin state, in samples in any physical state (solution, frozen solution, powder, single crystal, crystalline slurry, gas) Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 12 Wherefrom …. Whereto with XAS • Starting from ¬ simplified physics, mathematics • Going to ® understanding of chemical parameters (important in a biological context) like: number, type, and distance of surrounding atoms; valence state, ligand geometry Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Physical/Mathematical Foundations Wilhelm Conrad Röntgen (1845-1923) X-rays Christiaan Huygens (1629-1695) wave theory of light Institute for Molecules and Materials Louis de Broglie (1892-1987) wave character of electrons Ralph de L. Kronig (1904-1995) early theories of X-ray absorption fine structure Joseph Fourier (1768-1830) transformation, analysis of sum of oscillations Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 14 Fine structure above the edge: EXAFS c(E) 0.4 • The X-ray absorption spectrum m has a fine structure (EXAFS, Extended X-ray Absorption Fine Structure) extending a few 100 – 1000 eV above the edge, starting 50 – 100 eV above the edge • From the experimental X-ray absorption (fluorescence) spectrum m the EXAFS or c(k) can be extracted by c(k) = (mA – mo)/mo with mA = m – m’, where m’ = hypothetical spectrum with no Fe; m0 = hypothetical spectrum with no surrounding atoms • It is convenient to convert the energy axis to the wave vector k: k2 = 2me (E – Eo)/ħ2 c 0.2 // Normalized fluorescence counts 0.0 0.6 0.4 m0 m 0.2 m’ 0.0 pre-edge XANES E X A F S 6920 7020 7120 7220 and 7320Materials 7420 7520 7620 7720 7820 Institute for Molecules Energy X-ray (eV) Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Mini-school 15 Comparison of mono- and diatomic molecule Kr Br-Br Quantitative rationalization of the absence and presence, respectively, of EXAFS in a monatomic gas such as Kr (a and c) and a diatomic gas such as Br2 (b and d) Institute for Molecules and Materials D. C. Koningsberger and R. Prins, X-ray Absorption Spectroscopy Wiley-Interscience, New York (1988) 16 Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Background subtraction, extraction of fine structure Fluorescence 0.7 m0 m m’ c(E) 0.0 0.4 • m, experiment; m’, no Fe; m0, no surrounding atoms; mA = m – m’ • EXAFS or c(k) = (mA – mo)/mo mA = m – m’ k2 = 2me (E – Eo)/ħ2 0.0 -0.4 6920 7220 7520 7820 Institute for Molecules and Materials Energy (eV) Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 17 Background subtraction, extraction of fine structure • m, experiment; m’, no Fe; m0, no surrounding atoms; mA = m – m’ • EXAFS or c(k) = (mA – mo)/mo mA = m – m’ k2 = 2me (E – Eo)/ħ2 0.5 c(k) Fluorescence 0.7 m0 0.0 m m’ -0.5 c(E) c(k) * k3 10 0.0 0.4 0 0.0 -0.4 -10 6920 7220 7520 7820 2 Institute for Molecules and Materials 5 8 11 k (Å-1) Energy (eV) Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 18 Founders of Modern EXAFS Theory Joseph Fourier (1768-1830) transformation, analysis of sum of oscillations • Edward Stern, Dale Sayers, and Farrel Lytle accept the American Crystallographic Association’s Bertram Warren Award in 1979, for their development of EXAFS Institute for Molecules and Materials Mini-school X-ray SyNeW Utrecht, 27 June 2, 20151204 D. L. Sayers, E.Absorption A. Stern, Spectroscopy, F. W. Lytle, Phys.Rev.Lett. (1971) 19 EXAFS interpretation by Fourier transformation 60 c(k) 0.5 40 /FT/ of k3-weighted EXAFS 0.0 -0.5 c(k) * k3 10 0 20 0 -20 -40 -10 2 5 8 Institute for Molecules and Materials k (Å-1) 11 0 1 2 3 4 5 Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, JuneR2,(Å) 2015 6 7 8 20 Golden Rule and Plane Wave approximation • • • • Separate atomic and scattering contributions: m(E) = Slm m0lm(E) x (1 + clm(E)) Summed over all allowed final states lm Atomic contribution given in dipole approximation by ‘Golden Rule’: • m0(E) = (1/h) <|ψf| e.r | ψi|>2 D(E) • With e the electric vector of the photon, r the position with respect to the nucleus, and D(E) the energy density of final states • Plane wave approximation for c, with k, electron wave vector (Å-1) defined as: 2 2 -2k s j . e -2rj/l. sin(2kr + f (k))/kr2 c(k) = jS Nj. Si(k). Fj(k). e j j j Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Plane wave/single scattering approximation of EXAFS c is a sum of j (resolved) shells of backscatters of type i k, electron wave vector (Å-1) defined as k = 2me (E-E0) h2 Fj backscattering amplitude of each of the Nj backscattering atoms of type i with sj Debye-Waller-type factor rj distance fj total phaseshift Si amplitude reduction factor l electron mean free path (D)E0 threshold energy The (bio)chemist is interested in the type of atom (choose Fj) and its number Nj and distance rj (refine in simulation). Unfortunately, refinement of (and correlation with !) the DebyeInstitute for Molecules and Materials Waller-type factor and DE0 cannot be avoided. Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 22 Calculation of Backscattering Amplitude and Phase Shift Ø ‘Phase shift calculations’ in EXCURVE based on a Muffin-Tin Potential Ø Backscattering amplitude Fi and phase shift fj can be accurately calculated for absorber-backscatterer • In modern phase shift calculations, we do not adjust the amplitude reduction factor Sj nor the electron mean free path lj Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 23 Calculation of Backscattering Amplitude and Phase Shift Ø ‘Phase shift calculations’ in EXCURVE based on a Muffin-Tin Potential Ø Backscattering amplitude Fi and phase shift fj can be accurately calculated for absorber-backscatterer • In modern phase shift calculations, we do not adjust the amplitude reduction factor Sj nor the electron mean free path lj Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 24 Fourier Transformation: Radial Distribution Function Ø Fourier transformation of EXAFS results in radial distribution function: Ø Peak position: distance after correction for ‘phase shift’ (extract from reference compound, or calculate) Ø Amplitude: coordination number, occupancy of shell Ø The (bio)chemist is interested in the type of atom i (choose a calculated Fj) and its number Nj and distance rj (refine simulation with calculated fj) Ø Unfortunately, correlation of Nj with the Debye-Waller-type factor sj, and of rj with the threshold energy E0 (or EF), cannot be avoided. Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 25 Effect of Atom Types Ø Phase relation EXAFS/Fourier transform dependent on nature of atom Ø EXAFS of S ligand is p out of phase with those of C, N, and O Ø EXAFS of C, N, and O virtually indistinguishable (‘low-Z’ ligands); Ø It is possible that waves of different phases interfere destructively; it may be difficult to unravel contributions of opposite phase at similar distances Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 26 Backscattering amplitude and phase characteristic for element W I EXAFS * k3 10 0 Mo -10 2 Br 3 4 5 6 7 8 9 I Br Zn F O N C Cl Cr 10 11 12 13 14 15 16 k (Å-1) 100 /FT/ Backscattering amplitude envelope 100 Cl S F H 0 2 3 4for5Molecules 6 7 8 and 9 10Materials 11 12 13 Institute (Å-1) 14 15 16 0 0 1 2 3 4 k R2,(Å) Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2015 5 6 27 Resolution of FT techniques Compared to NMR, FT-MS, or FT-IR, the resolution of EXAFS is poor because the Fourier transform is typically taken over only a few oscillations EXAFS * k 3 10 0 -10 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 k (Å-1) 60 Ion Cyclotron MS Resolution: DR = p / 2 Dk (Å) Institute for Molecules and Materials Dk = 14 Å-1: DR = p / 2 * 14 = 0.11 Å /FT/ Pulsed NMR Total simulation: 2 S, 2 N (imidazole) 2 S 2.25, 2 N 2.00 Å 0 0 1 2 3 4 5 6 Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 R (Å) 7 8 9 10 28 Debye-Waller(-type) factor (1) • Debye-Waller factor describes effects of thermal and static disorder. • Distance rj accurately (± 0.02 Å) determined. Typical data range (10 Å-1): distances within 0.15 Å not resolved (DR = p / 2 Dk (Å)); average distance determined. • Increased disorder in shell composed of non-resolved contributions (static disorder) noted as more rapid decline of EXAFS amplitude at high k, and peak broadening in the Fourier transform, described by larger value for Debye-Waller factor. • High value for Debye-Waller factor can be caused by variance in ligand distances (static disorder). • It can also be caused by disorder due to thermal effects: probe by temperature variation. Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 •A model for elemental Fe (body-centered cubic, a-Fe): • Are all Fe-Fe distances the same (static disorder) ? • Are all Fe-Fe bonds rigid (thermal disorder) ? Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Debye-Waller factor and resolution 4 0 0 -4 -4 EXAFS * k3 4 2 4 6 8 10 12 14 16 2 4 6 k (Å-1) 10 12 14 16 k (Å-1) 60 60 2 N at 2.0 Å from Zn, DR 0, increasing DW-factor /FT/ 8 2s 0.00 0.06 0.10 0.14 0.18 DR 0.00 0.06 0.10 0.14 0.18 2 N at 2.0 Å (average) from Zn, DR increasing, DW-factor 0.02 Å 0 0 0 1 2 Institute for Molecules and Materials 3 4 0 1 2 R (Å) R (Å) Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 3 4 31 Multiple Scattering Important in the EXAFS of rigid ligand systems where the angle A-B-R-A approaches 180 o (> 140 o): • Coordinating carbon monoxide • Coordinating rigid heteroatomic ligand: e. g. pyridine, imidazole, • Metal at center of unit: octahedral, square planar Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 32 EXAFS summary (1) • XAS can be applied to samples irrespective of physical (solution, powder, frozen solution) or chemical (oxidation, spin) state • Crystals and other oriented systems can be studied, but be aware of the polarization of the synchrotron beam • Even whole organisms can be studied but preferentially the element under study is homogeneous with respect to its chemical environment • Because long acquisition times may be needed, radiation damage should be monitored, in particular photoreduction Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 EXAFS summary (2) • XANES gives information on oxidation state and coordination geometry; simulated on the basis of 3dimensional information • EXAFS (1-, 2-dimensional) gives accurate metal-ligand distances, and an indication of ligand type and coordination number; combine with XANES and Bond Valence Sum Analysis for more accurate coordination number • Validation of ligand geometries from other structural (crystallographic, NMR) and computational studies • Combine with other spectroscopic techniques to construct a ‘spectroscopically effective model’ of a metal site Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015 Institute for Molecules and Materials Mini-school X-ray Absorption Spectroscopy, SyNeW Utrecht, June 2, 2015