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Making Our World a More Understandable Place ► Political Language and Those Who Use It ► “Democracy” and Its Many Meanings ► Challenges to American Objectives: Grandma’s Recipe for Success ► New & Old Visions of Politics: EU & Nationalism ► Big Countries/Small Countries: Does Size Matter? ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 1 Making Our World a More Understandable Place Propose to take you on a thoughtful political adventure where we encounter new visions and contemplate new ideas 2 Making Our World a More Understandable Place Political Language and Those Who Use It 3 How open are YOU to … ►recognizing purposeful ambiguity ►acknowledging political manipulation ►differentiating theory from practice ►resisting defensive posturing ►abandoning assumptions of superiority ►rethinking the utility and precision of the words we use Intellectual Sedatives Better labeled: Basic notion: It POLITICAL SEDATIVES is in the interest of segments of our system to get a thought-less response to an appeal! The reason this works is the presumption that “we all know” what a particular term means. Therefore, it requires absolutely no investment of our time or effort to think about what it means. Quite naturally, those directing our behaviors (responses) are advantaged if we neglect to challenge them or the premises they offer us. + Intellectual Sedatives … ►Words or phrases that invite us NOT to think about what they mean ! ►These fit our lifestyle because we have no time to put them under the microscope ►Comfortable because “everyone” knows that there is a division of labor; some things need to be left to our political managers ►We know they are guided by the highest motives ! WHO? Politicians Media Experts Opinion-shapers Political Evangelists Teachers How guilty are we / you? Why might we be a part of the problem? Choose to communicate in terms that are understood Not enough time to reconstruct our political language Apprehension about seeming “un-American” Misuse has a very long history … we may be unsure of where more carefully defining terms could lead us We may not have given thought to the nature of the terms … simply accepted the norms Symbolism or Reality? Consider how frequently we USE the following terms and how infrequently we think about what EXACTLY we mean … Freedom Unrestrained; oxymoron: partial freedom Politics: Social process involving rivalry and cooperation in the making of a decision binding on a group Most “freedom” = least government? Most democracy = least government? Source of rules & constraints? + What political structures create freedom? Rules, laws, policies … defines ►Alternative idea = choice Priority? -political choice vs. economic choice Empowering? – political choice vs. economic choice Equality and Fairness Ultimate fairness = treating everyone the same? Where and when do we do this? Treating people unequally … according to special needs, talents, abilities + Equality … Un-American! Recognition of differences Anti-capitalist; anti-politics “equal opportunity” misnomer what is that really? Example: inheritance … Persistently MISUSED! Very tough choices for us … what to do Conform or invest in the effort to renovate use of the terms? RIGHT & LEFT Conservative & Liberal Most delicate of all … American confusion! CLASSIC ideological continuum ►Key: Locus of Power in the larger system individual state → …………………………………………. ← Left Right liberal conservative choice power Crisis Requiring immediate, dramatic response to avoid massive damage Proliferation of the term negates its meaning NOT simply a problem Discrimination Differentiating, sorting, evaluating Constant! … not negative phenomenon Adjective … is politically critical The world is dependent on discrimination! Rights Guarantee! Source? The sovereign state / governing authority Abridged? Can you think of a right that has not been ? No “UNIVERSAL” rights No “INALIENABLE” rights Justice guilty punished; innocent not punished ►Procedural vs. substantive justice Due process Faith in jury system ►Epidemic litigation environment + Rule of Law Is any political system without law? ►Magic = removing arbitrary decisions ►Predictability is the objective: process or outcome? Procedural vs. substantive justice ►Guilty punished; innocent not ►Masses approve new rules? Nation Most prolifically misused ! Mistakenly used in place of “STATE” Most often properly used in academic and particularly in comparative studies, STATE is a political entity defined by boundaries and sovereignty (“country”) NATION is an ethno-cultural identity – a “people” with claimed elaborate common characteristics Terms that have too many meanings … to be useful Extreme caution is warranted that what we mean is what is being understood! representation, war, development, leadership, participation Representation Transmission of interests; responsive to inputs? Delegate vs. trustee “Obligation” War Conflict of the sort or condition that changes all rules or negates all rules Explicitly … everyone is threatened by a well defined enemy and any recourse is thus justified Removes limits on policy-makers Development Overwhelming lack of clarity … only thing in common is “process” industrialization urbanization globalization complexity increased government services rising income levels mimicking the US economic model Leadership Creating consensus of values Effectively guiding society Setting the pace, fine-tuning the society’s direction All or any = cop out … Participation Accessing or influencing the authorities Actual or possible? Input or output side? More participation … better? … more democratic? System overload / capacity Should we stop using these terms? Perhaps! In some cases, YES! freedom, equality, fairness, justice, social justice In other cases, NO! but carefully and patiently put them under the microscope. Challenge yourself to examine and articulate what you mean. What is to be done? Be sure the terms / concepts are clear to you! Use the most appropriate term with the most precise meaning Remind yourself that no system is perfect & that there are always characters who will try to encourage you to THINK less about complex things Perhaps you noticed the omission of “democracy” in these reflections on meaning and usage – The subject for our next session. 30 Making Our World a More Understandable Place ► “Democracy” and Its Many Meanings ► Challenges to American Objectives: Grandma’s Recipe for Success ► New & Old Visions of Politics: EU & Nationalism ► Big Countries/Small Countries: Does Size Matter? ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 31 Gorbachev on Two Hooligans… 32 Making Our World a More Understandable Place ► “Democracy” and Its Many Meanings ► Challenges to American Objectives: Grandma’s Recipe for Success ► New & Old Visions of Politics: EU & Nationalism ► Big Countries/Small Countries: Does Size Matter? ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 33 Questions for next time … What product represents the greatest VOLUME of US exports? What percentage of the world’s languages are at risk of becoming extinct? 34 Dick Farkas Professor, Political Science, DePaul University, Chicago Student of Comparative Politics & International Relations 40 years of University teaching / 37 at DePaul Most recent book: DEMOCRATIZATION IN THE BALKANS Current research: Corporate Democracy, Bosnian Constitutional Design, Political/Historical Novel about American colonial life (“GYRE”) Recreational Sailor, zealous traveler (3 circumnavigations) 35 Making Our World a More Understandable Place “Democracy” and Its Many Meanings 36 We believe DEMOCRACY is Does it make a difference if we are talking about what it is or what it ought to be? Democracy & Sloganeering Thinking … Really THINKING about Democracy … Typical “answers” Government of the People, by the People and for the People Notions of commonness, engagement, service Suggests an intimacy between people & gov Wisdom reside in the majority? If people don’t engage? How much service to the public? All the public? Life, liberty and the pursuit of happiness Non-violent; non-coercive Unlimiting … Locus of power with individual Normative … People choosing their leaders … Opportunity or actual? Choices: control of choices? How managed are elections? Who manages elections? Who actually chooses? The trouble with elections … conditions that discount public input ●Designation of constituencies ●Who is enfranchised ●Who is left “voiceless” SMDP vs. PR ●Structuring choices/range, representativeness ●Absence of pluralism/platforms ●Voter turnout ? between elections/elections rationalize neglect “The people who vote decide nothing; the people who count the vote decide everything.” 43 Intellectual sedatives … Words or phrases that invite us NOT to think about what they mean ! These fit our lifestyle and pressures because we have no time to put all ideas under the microscope. These are comfortable because “everyone” knows that there is a division of labor; some things need to be left to our political managers. We know they are guided by the highest motives ! “Freedom” Most democracy; least government Gov is the source of rules & constraint What political structures create? create, abridge, deny ? International Centre for Prison Studies USA locks up more citizens than any other country in the world USA 737 prisoners per 100,000 pop. 2 of every 10 prisoners are “awaiting trial” 1 in every 32 adults is currently in jail, on probation or on parole Interpretation? ? More LAW ? More ORDER ? More criminals ? More opportunity ? More motivation: measure man by money ? Fewer personal values, morals Is there something about democracy that makes this happen? 47 If DEMOCRAY is to be shared ►Need a clear, workable, adaptable sense of what it is … ►Recipient leaders will find themselves in tough situations which juxtapose many societies’ objectives ►When there is no singularly clear, correct decision, what can guide policy-making to insure long-term “democratic” direction? Example of the strain … Norway: decide to subsidize publishers who publish Norwegian language materials ►Market too small for profit ►Overwhelming majority say culture will be lost ►Publishers want subsidy for all languages ►Majority are against perpetual gov subsidies ►Gov considering veiling policy via tax breaks ►Indigenous languages want same treatment ►Considering assigning decision to indep. commission The following are the common premises upon which the leadership of any system can hold a steady course toward democracy Where do these ideas come from? 50 Tolerance ►NOT a matter of high principle or moral correctness! ►Essential to competitiveness & utilization of human capital ►By underscoring inclusion, systems maximize productivity and creativity Obligation ►Government mandated to seek out and mirror public sentiment & pursue publicly-defined interests ►Usually reflected in architecture of the system (structures): legislature, interest groups, media, elite behavior & rhetoric Voice ►Channels for accessing government need to be open, accessible and understood by the general public ►Can be used intermittently ►Capacity to send a signal; confidence that it will be heard; potential that it will resonate with elites ►Must create public space for voice ►Commitment must exist in elites & masses Constraint ►Those in power understand and accept that they are constrained to curb their impulses to exercise authority ►Formal boundaries & added boundaries to promote balance between individual and collective interests ►Authorities must feel constrained and restrained in their conduct Transparency ►If people are to play some role, must see WHEN authority is being exercised ►Not natural, must design windows that can shed light on operations, decisions and administration ►Commitment to special procedures = key Legitimacy ►Vision that the governed have of those in power ►Masses = singular source ►“Achieved power by proper means” ►Public has responsibility to accept or reject the path to power ►Thereby, scrutinize leadership … Where does this leave us? ►The US system is not an ideal model ►Culture, history and objective circumstances REQUIRE that our working definition be flexible and achievable ►Appropriate intellectual caution about the use of the term “democracy” PATHS TO DEMOCRACY Getting there … And KNOWING that we are getting there … Requisites: as I conceptualize them ►Consensus of Values (destination) ►Assembled Political Machinery (vehicle) ►Effective Leadership (driver) Requisites: VALUES ►Consensus must emerge in essence, provides direction ►Specifics: politics as compromise politics as not-for-profit undertaking politics as public service politics as criticism + Genuinely “Democratic” Values ►Tolerance ►Obligation ►Voice ►Constraint ►Transparency ►Legitimacy (most central / critical) In the real world, these are NOT always compatible In those cases, TOLERANCE should prevail. Speaking to our economic & political values … The freest government, if it could exist, would not be long acceptable if the tendency of the laws were to create a rapid accumulation of property in few hands, and to render the great mass of the population dependent and penniless. Daniel Webster + The conflict between capitalism and democracy is inherent and continuous. Nehru Democracy institutionalizes uncertainty. In this sense, it is compatible with capitalism. RPF 63 POLITICAL ARCHITECTURE Some features: vehicle ►Designed and routinized relationships among government institutions (leg/exec, etc.) ►Functional differentiation among levels of government (especially central / local) ►Civilian led, constrained coercive authorities ►Structures for public input ►Structures for public dialogue + Political Architecture: The US Institutional Model: 10 Structural Elements ●Separation of powers ●Two party system ●Executive: presidency ●Commercial media ●Jury system ●Pluralism ●Litigating society (focus conflict resolution) ●Term Elections ●Money energized politics ●Undefined “representation” POLITICAL LEADERSHIP driver ● Identified by regular, public orgs ● Management experience ● Dedicated to the public interest ● Forward-facing ● Tolerant of criticism ● Effective public policy makers ● Committed to power limits & term limits Direction Vehicle Driver Minimal Requisites for DEMOCRACY ! 67 Questions … Comments 68 The tourist and the 3 jars … 69 Making Our World a More Understandable Place ► Challenges to American Objectives: Grandma’s Recipe for Success ► New & Old Visions of Politics: EU & Nationalism ► Big Countries/Small Countries: Does Size Matter? ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 70 Questions for next time … What country has the highest percentage of its population on FACEBOOK? Which country is the largest owner of US federal government debt? 71 Dick Farkas Professor, Political Science, DePaul University, Chicago Student of Comparative Politics & International Relations 40 years of University teaching / 37 at DePaul Most recent book: DEMOCRATIZATION IN THE BALKANS Current research: Corporate Democracy, Bosnian Constitutional Design, Political/Historical Novel about American colonial life (“GYRE”) Recreational Sailor, zealous traveler (3 circumnavigations) 72 Challenges to American Objectives in the 21st Century “Grandma’s recipe for success” 79% of Americans polled agree that “It’s good that American ideas and customs are spreading around the world.” Pew Global Attitudes Less than 40% of Europeans polled endorse the spread of American ideas and customs. 74 Core problems … ►We embrace rhetoric without thinking (intellectual sedatives) ►We succumb to embellished self-images ►We find comfort in “them” and “us” portraits of reality ►We have a classically youthful sense of invincibility ►We don’t perceive leaders as learners ►We show little respect for foreign methods / ideas (because, after all, “everyone wants to come here”) What Grandma knows … ►“Grandma” euphemism for those that immigrated here ►That immigrant experience validated different cultures and behaviors ►It also underlined the imperfect nature of American society ►So, structuring life behavior for success became a matter of simple values -Propose to examine some … Real source of the prescriptions ? ►Perhaps the stark colonial life of Poor Richard’s Almanac ►Perhaps the forced adaptation of new immigrants ►Perhaps the keen insight of persons living in a world they knew that they couldn’t fully comprehend PRESCRIPTIONS based upon considerable empirical work In other words, suggestions of what OUGHT to be based upon an examination of what IS. 78 Tend to your own house first ►US model of development resonates with the rest of the world only to the extent that American resources are consistently dedicated to our people and their needs ►Neglect suggests hypocrisy ►Key values: tolerance, individual choice, and transparency A penny saved is a penny earned ►In comparative terms, America has extraordinary financial capacity … ►The World sees this as: “money makes right” ►Developing weapons because we can and engaging other societies because we can is perceived by significant numbers as obscene and abusive + ►The reality is that prudent management of American resources would dictate that more budget restraint would yield more results ►Without deficits, overspending and blatant budget manipulation, US foreign policy options would be greater ►The clearest way for a government to demonstrate restraint and signal intent to the world community is through its budget Always keep a dollar in your pocket ►This simple prescription builds on the previous point. ►If a government maintains surpluses, it has the flexibility and capacity to deal with unanticipated circumstances and emergency situations ►The logic and wisdom is inescapable! + In sharp contrast … We are creating a deficit hole for many future generations by – ►Protracted war related costs ►Weapons systems to counter no threat ►Attempting to create a role for the US as political architect of the world Perspective … “a trillion” million, billion, trillion Think about seconds on a clock … ► 1,000 seconds ago was 17 minutes ago ► 1,000,000 seconds was about 12 days ago ► 1,000,000,000 seconds…about 32 years ago ► 1,000,000,000,000 seconds was almost 32000 years ago 84 “The death of one man is a tragedy; The death of one million men is a statistic” Josef Stalin 85 Self praise stinks ►Resonates for me personally … ►Simplest of notions … the world will view self-promotion with skepticism, distrust and revulsion ►If strengths are evident, others will recognize (and cite) ►US should not need to be emulated to be confident about it own path! He that speaks much, is much mistaken Ben Franklin 1736 ►Again, building on the former thought … ►Our world is buried in an avalanche of political rhetoric … dulling media and ever-sharper indictments ►Imitation is the highest form of flattery BUT only if it is democratically driven by genuine internal desire by a society + Mea culpa ►Some would certainly observe that professors are a classic example of this danger ►I agree and embrace that valid criticism ►Nonetheless, as a society projecting ourselves to the world-at-large, we would do well to restrain our rhetoric and redouble our performance ! Being kind is more important than being right. ►It follows, then, that actions do speak louder than words … ►Democracy has many meanings but certainly one that all people can embrace is ‘a system that does more for people than it does to them.’ ►The humanistic example may be more impressive than the legal, political or economic + The right to do something does not mean that doing it is right. Safire Tsunami Relief is a classic case of positive foreign policy, largely insulated from the world’s skepticism about our motives Guantanamo may be an example of what Safire is pointing toward … One should keep his words both soft and tender, because tomorrow he may have to eat them. ►History informs us that empires wane ►Add to this, our world shrinks ►Given that America is a compulsively forwardthinking society, we more than most should understand that delicacy of language and overt treatment of our friends and foes will serve as the best insurance for our future ►Do unto others as you would have them do unto you Speak softly and carry a big stick TR ►Speak softly … essence of humility & manifestation of confidence ►Big stick … nuclear weapons changed the equation – 21st Century “stick” is : economics and education TR first American recipient of Nobel Peace Prize (1906) If life was fair, Elvis would be alive and all the impersonators would be dead. Johnny Carson ►Explicitly, our world is not constructed around a broad conception of FAIRNESS … ►Americans seem unable to imagine themselves as anything other than gracious, kind, giving and helpful people – therefore, we should be loved and admired ►Others see us a tough, driven, insensitive to differences and messianic A fanatic is one who can’t change his mind and won’t change the subject. Churchill ►To both friend and foe, our policies seem to emulate the characterization above … ►The adamant quality, unflinching confidence and sermon-like rhetoric simply define arrogance and superiority ►The world is prone to ask, “If our world changes so rapidly and the elements of power are so diverse, how can America be so SURE that it has the only answers?” Guidelines for successful people: ►Set achievable goals ►Insure resources to support quest ►Adapt and adjust as required Simple, clear & challenging … PUSH BACK … ● How well do these concepts travel? ● Five select factors … ►history ►religion ►technology & suspicion ►capitalism vs. sharing ►21st Century global politics History Epoch of European colonial empires Cold War epoch War on Terrorism epoch ►What characteristic is shared by these? ―> the powerful imposing values / systems! ►Lowers credibility in target countries Irony: real impulse not to institutionalize real democracy because diminishes control Religion ►Central problem is NOT any particular religion (i.e. ISLAM) ►Religion is an awkward platform for democracy because it challenges the notion of man’s control which is embedded in democratic theory ►Higher AUTHORITY prescribes behavior Technology & Suspicion ►Technology by definition changes its environment … including unintended consequences … political technologies ►Importing countries are duly suspicious of the motives of exporters … Trojan horse analogy ►Technological creation and absorption are unevenly configured (biased) to advantage the exporter Capitalism & Sharing ●The essentially raw nature of capitalist motives – profiting and self-enhancement raise fundamental issues of suspicion for importers ●Sharing is not a capitalist precept ●If democracy will level the playing field in politics; certainly capitalism will do little to level economics 21st Century Global Politics ● Unilateralism & democracy are neither compatible nor logically consistent ● Democracy is being exported because the US & the Europeans can export it; raw power manipulation ● Should wait for indigenous pressure and desire Final Analysis Very complex; we will observe apparently contradictory impulses … Requires significant flexibility by mentors ►“Democracy” may and should LOOK different one from the other Where the European Union has a role, it is engineering requisites for membership ►values, architecture & leadership◄ Old Russian parable … A small bird is frozen in a Siberian snow storm … 103 104 Making Our World a More Understandable Place ► New & Old Visions of Politics: EU & Nationalism ► Big Countries/Small Countries: Does Size Matter? ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 105 Questions for next time … What percentage of professional athletes are from “abroad?” NBA? MLB? English Premier League? In which country do “academics” earn the highest income relative to the national average? 106 Making Our World a More Understandable Place New Visions in Politics: European Union & Ethnic Nationalism 107 “National Pride” % of people “very proud” of their nationality Iran Philippines Egypt Mexico Vietnam *Ireland 92% 85% 81% 80% 78% 74% US *Poland India *UK *Denmark *France 72% 71% 71% 49% 48% 40% 108 “POLITICS” ►social process ►rivalry & cooperation ►making of a decision ►binding on a group POLITICS is a social process involving rivalry and cooperation culminating in the making of a decision binding on a group. POLITICS = managing people for purpose 109 Think about your “feeling” about the following terms … □ administer, manage ◘ manipulate, force □ direct, lead ◘ order, control 110 Integrative Forces ►Challenge from massive corporations seeking consistency & exercising mobility ►Economies of scale ►Composite human resources ►Cost of governing ►Prospects for stability & peace 111 Disintegrative Forces ►Nationalism ►History ►Fear ►Mythology of homogeneity ►Political power – Yugoslav example ►Search for profits ►Other ? “state” “sovereign state” ►government has ultimate authority to make decisions binding upon all those within the boundaries of that entity ►… country ► not what Americans call “states” 113 “Nation” UNIQUE: history, culture, language, religion, music, art, dance, preferences for color, race, behavioral and physical characteristics, values … And when the argument isn’t complete, all gaps are filled with mythology ! 114 Classic Characteristics of European Ethno-nationalism ● Claim both that their people are superior and are (have been) victimized ● Frame their political ideas around selective visions of history ● Claim that membership is not a choice; blood determines a nationalist’s identity ● Narrative always dwells on chosen traumas and chosen glories ● Seek to dominate or eliminate minorities Americans’ BLURRED View of Nationalism Nationalism vs. Patriotism / Nation State “US policymakers generally fail to appreciate the power of nationalism in other societies and have demonstrated neither skill nor sensitivity in dealing with its manifestations abroad.” Pei, Carnegie 116 Global Hatred Index 4000 Internet Sites Targets: 35% anti-American 32% anti-Semitic 20% anti-Islamic Fodder for nationalism / emotional appeals 117 NATIONALISM … ► force rationalizing the break-up of sovereign states ► common revolutionary theme often coupled with anti-colonialism ► fear of others; xenophobia ► “ethnic cleansing” (genocide) ► proliferation of states ? Giving “nationalism” a bad rap ? INCLUSIVE vs. EXCLUSIVE 118 In sharp contrast, forces working to INTEGRATE … To create ever larger political entities that embrace the advantages outlined earlier of greater size. NAFTA, SEATO, ASIEN, and the EUROPEAN UNION 119 Genesis of European Integration Jean Monnet & “Europeanists” ►European Coal & Steel Community ►European Economic Community ►European Community ►European Union ‘92 120 European Union IN ●Germany ●France ●UK ●Belgium ●Netherlands ●Italy ●Spain ●Portugal ●Ireland ●Greece ●Malta ●Cyprus ●Sweden ●Denmark ●Finland ● Slovenia ● Poland ● Hungary ● Czech Repl. ● Slovak Repl. ● Lithuania ●*East Germ. ● Latvia ● Estonia ● Romania ● Bulgaria NOT IN Russia Ukraine Moldova -- Switzerland -- Norway Aspiring … ◘ Iceland ◘ Croatia ◘ Turkey □ Serbia □ Macedonia □ Montenegro □ Albania □ Bosnia □ Kosovo candidate candidate candidate aspiring aspiring aspiring aspiring aspiring aspiring 122 EU 2010 123 EU Political Architecture Functional (not yet “constitutional”) First Ten Years Commission Council of Ministers 20 persons 2 each from largest 5 1 each from others 5 year terms/loyalty to EU Functions as EXE CUTIVE: rule application all policy initiatives agenda setting 87 reps from national governments Different persons depending upon issue Functions as LEGISLATURE: "brake“ Decision by "qualified majority" 61 of 87 Parliament Elected from constituencies: 626 Functions as "conscience of the people" IF inaction assumed to concur : IF amends, Council must consider in 1 month IF rejects, Council can overrule w/unanimity Passes on all policies Genesis of EU Architecture 2002 Convention of the Future of Europe Components: Council of Ministers European Commission EU President EU Foreign Minister European Parliament 125 EU Architecture Council of Ministers ►Main decision-making institution ►Ministers from member states ►Functionally differentiated ►Qualified majority -weighted votes ►“255 of 345” & 62% pop support European Commission ► Executive ►15* appointed by member states on rotating basis 126 EU President EU Foreign Minister ►Leaders of member states elect a president for up to two 30 month terms ►Combine current “external relations” with “high representative for common foreign policy” ►Becomes the chief foreign policy spokesperson for EU 127 European Parliament ► Elected by the citizens in the member states in constituencies of equal numbers ► Shares legislative & budgetary authority with Council ► Supervises the Commission ► Last & perhaps weakest player in policy-making 128 Implications … for our world Political system DESIGNED for the 21st century and the challenges of policy making … response to ► Complexity ► Need for speed ► Media’s influence on public attitudes ► Lobbying & money in politics 129 US –European Relationship ►Cousins … common values! ►Comparable size: pop, econ, human res ►? Capacity to meet challenges / efficiency of policy-making 130 The peasant with too many children … 131 Puzzle in a box … 132 Making Our World a More Understandable Place ► Big Countries/Small Countries: Does Size Matter? ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 133 Questions for next time … How many people worldwide suffer from chronic hunger? What percentage of the world’s trade is carried on ships? 134 What five countries own the bulk of the world’s ships? 1. 2. 3. 4. 5. Greece Japan Germany China Russia Flags: Panama, China, Liberia, Malta, Cyprus 135 Dick Farkas Professor, Political Science, DePaul University, Chicago Student of Comparative Politics & International Relations 40 years of University teaching / 37 at DePaul Most recent book: DEMOCRATIZATION IN THE BALKANS Current research: Corporate Democracy, Bosnian Constitutional Design, Political/Historical Novel about American colonial life (“GYRE”) Recreational Sailor, zealous traveler (3 circumnavigations) 136 Making Our World a More Understandable Place Big Countries / Small Countries: Does Size Matter? 137 Proliferation of “States” ► End World War II; 47 sovereign states ► Today, 206 sovereign states ► Last fifteen, smaller than Chicago in economy & population ► Wilsonian thesis: “self-determination of peoples” ► Who decides what a “people” is? 138 Challenges for New States Especially small ones … Military Defense Control of Borders (relations given genesis) Revenue Generation Human Capital Market Appeal to Others / Investors Vulnerability to Nature Vulnerability to Suppliers 139 Good News … for small states ►Feels Cohesive ►Small Population to Manage ►Small Population to Provide Services ►Ease of Communication 140 What Prospects? for an independent … Istria Gran Canaria Puerto Rico Hawaii Kosovo Croatia (“Our Land”) 141 Small States / Some New “Microstates” Kiribati, Liechtenstein, Marshall Islands, Monaco, Nauru, Palau, Tuvalu – all smaller than 100,000 pop & smaller than RI ► not militarily defensible ► vulnerable to natural disasters ► vulnerable to external economic shocks ► less attractive to investment for production NOT ECONOMICALLY VIABLE 142 What one would NOT know if living in a NEW, small state – starter list ►who would rule the state? ►what will the taxes be? ►can I start a business? ►Who will control economy (many dimensions) ►Who can be a citizen? ►What sorts of mobility do I have? ►Who has access to education? ►Do I have to serve in the military? ►Are my credentials good in our neighboring states? ►What RIGHTS do I have? 143 Singular Advantage “Sell sovereignty” to … Rich states: exchange support / votes in international organizations or commissions for aid, assistance or recognition … Corporations: domain names (CCTLD) (Turks & Caicos/Tonga/Tuvalu/Moldova/Niue) Criminal groups: phone sex, phone scams, money laundering (Nauru), drug cartels 144 European Union IN ●Germany ●France ●UK ●Belgium ●Netherlands ●Italy ●Spain ●Portugal ●Ireland ●Greece ●Malta ●Cyprus ●Sweden ●Denmark ●Finland ● Slovenia ● Poland ● Hungary ● Czech Repl. ● Slovak Repl. ● Lithuania ●*East Germ. ● Latvia ● Estonia ● Romania ● Bulgaria NOT IN Russia Ukraine Moldova -- Switzerland -- Norway Aspiring … ◘ Iceland ◘ Croatia ◘ Turkey □ Serbia □ Macedonia □ Montenegro □ Albania □ Bosnia □ Kosovo candidate accepted 2013 candidate aspiring aspiring aspiring aspiring aspiring aspiring 146 What are they seeking? Former Communist countries … values, architecture, leadership destination, vehicle, driver Others … advantages of size & stability especially but not exclusively economic; models for policy-making; behaviors 147 Largest Sovereign States 2011 Russia, Canada, China, USA, Brazil, Australia, Argentina, EU, Indonesia, India 148 Intrinsic ADVANTAGES of Size ► “Defensible” conventional / not nuclear or terrorism ► Substantial HUMAN RESOURCES ► Substantial “natural” resources ► Significant markets ► Attractive venues for investment ► More & diverse production yielding lower vulnerability to external forces 149 Intrinsic CHALLENGES of Size ► Create modicum of tolerance in order to deal with diversity ► Prone to invest in defense / borders ► Providing services to large population ►Challenge of creating a government with a centralized-decentralized balance key: relationship between center & parts 150 Emerging Markets Most dramatically growing markets = magnet for investment interest BRIC Brazil, Russia, India, China BRICT add Turkey Large countries at “similar stages of newly advanced economic development” 151 B.R.I.C. Represent a “shift in economic power” away from G-7 surpass by 2032 By 2050, BRIC economies will eclipse the combined economies of the richest countries of the world. Goldman Sachs BRIC = ¼ world’s land; 40% population 152 B.R.I.C. Indications are that they are “seeking to form a ‘political club’ or alliance” thereby converting their economic power into geo-political power. ‘09 Yekaterinburg summit ►China’s economy did surpass Germany’s in 2007. did surpass Japan in 2010 will surpass USA by 2027 153 B.R.I.C. ►India’s growth rate is higher than China will surpass Japan by 2032 ►BRIC currencies will appreciate by 300% over the next 50 years boosting investors in BRIC assets ►Taken together, in 40 years BRIC will be larger than the US & European economies ►By 2025, BRIC brings over 200 million more people (w incomes over $15,000) into the world economy (more than Germ, FR, UK combined) 154 GDP in 2050 1. 2. 3. 4. 5. 6. 7. China USA India Brazil Mexico Russia Indonesia 8. Japan 9. UK 10. Germany 155 GDP in 2050 with “macrostates” 1. 2. 3. 4. 5. 6. 7. China USA/Canada/Mexico European Union India Brazil Indonesia Japan 156 Predictions C.B.I. -- become dominant global suppliers of manufactured goods & services B.R. -- dominant suppliers of raw materials B. -- only country with “capacity to continue all elements simultaneously” C. -- Will have the largest equity market capitalization by 2032 157 Shift in Relationship with IMF ► Brazil & Russia both previous recipients of IMF support ► Recently Brazil offered $10B ► Russia announced intent to offer $10B ► China announced intent to invest $50.1B NET LENDERS! 158 BRIC formula …? Since end of the Cold War, stressed simultaneous reforms in: ►EDUCATION ►FOREIGN INVESTMENT ►DOMESTIC CONSUMPTION ►DOMESTIC ENTREPRENEURSHIP 159 BRIC Weaknesses ►Brazil = relatively SOLID ►Russia & China NOT “full bodied democracies” Both threatened by disintegration ► India insecure by way of POOR relations with neighboring states 160 11 other countries could replace the BRIC (Goldman Sachs) WSJ article identifies: NIMVIT Nigeria, Iran, Mexico, Vietnam, Indonesia, and Turkey 161 Does Size Matter? Think so … In our globalized world with an everaccelerating pace of change and with “capital” the MOST mobile commodity in our world … SMALL IS NOT BEAUTIFUL. 162 Questions? Comments? 163 3 Ph.D.s & 3 Lawyers off to a conference … 164 Questions for next time … In the WTO’s 15 years of operation, which country has made the most trade complaints? What percentage of Americans are self-described “isolationists?” 165 Making Our World a More Understandable Place ► Globalization: Positive & Negative Visions ► Who’s Your Cousin?: Insights from Science & Genetics 166 Dick Farkas Professor, Political Science, DePaul University, Chicago Student of Comparative Politics & International Relations 40 years of University teaching / 36 at DePaul Most recent book: DEMOCRATIZATION IN THE BALKANS Current research: Corporate Democracy, Bosnian Constitutional Design, Political/Historical Novel about American colonial life (“GYRE”) Recreational Sailor, zealous traveler (3 circumnavigations) 167 Making Our World a More Understandable Place Globalization: Positive and Negative Visions 168 “Globalization” “The integration of everything with everything else.” Thomas Friedman “Walls are gone … can’t be reconstructed.” TF The integration of markets, finance, and technology in a way that shrinks the world from a size medium to a size small. Globalization affects everyone but quite differently in different places. Secret: the way to succeed in globalization is to focus on the fundamentals – reading, writing, arithmetic. 169 “More complexity leads to more instability” Robert Kaplan “Globalization is not the good news; it’s just the news.” RK Poverty does not lead to revolutions – development does. 170 Globalization: New Term, Old Dynamic History World Bank, IMF, GATT Acceleration WTO Debt 171 Who are the players? ►Political players states, sub-state players, NGOs, interest groups, individuals, media ►Economic players consumers, producers, states, other states, enterprises, elites, regional-global organizations criminal organizations ►Social players religious organizations, moral leaders, revolutionaries, philosophers What tools does a state system (government) have to manage an economy? ● Control rate at which people save ● Maintain competition among companies ● Increase education ● Increase mobility ● Develop new technology ● Redistribute wealth “Capitalism” = driving force ►Logic of costs & payoffs ►Dynamic & adaptive ►Individual motivation / incentives ►Choices ►Inequality ►Profit-centered + More “Capitalism” ►Efficiency ►Preponderance of non State ownership ►Competition / pluralism ►Markets / demand John Maynard Keynes, “Capitalism is the extraordinary belief that the nastiest of men for the nastiest of motives will somehow work for the benefit of all.” 176 “Markets” ►Characterized by the exchange of goods and services ►Who influences “MARKETS?” consumers, producers, states, other states, enterprises, elites, regional and global organizations Marketeers & the Problems They Create Hedging, Swaps, Options, Derivatives, Index trading, Junk bonds … “Casino” Capital “Pinball” Capital = money invested in short-term speculative places 178 Corporate Consolidation & Control Does GLOBALIZATION endow massive MNCs with power beyond any state? ► Does become a competing identity. ► Does force recognition of new actors. ► Does enable shifting operations to the disadvantage of sovereign states 179 “Giant Corporations Gain Immense Power” Not clear … the proportion of output from big companies has declined! Advantage to challengers / competitors – new technology; capital; fewer barriers; easier market access 180 Globalization & “CULTURE” ►What is it? How defined? economically, linguistically, artistically, politically, intellectually ►Is there good culture and bad culture? ►Is there high culture and low culture? ►Are there inferior cultures? ►Is it something to be maintained? ►Does something or somebody THREATEN culture? ►Who generates culture? Homogenizing CULTURE Superficial behaviors or deeply rooted change? ►Pizza example ►China: business culture seeping into the CP 182 GLOBALIZATION ● Linking and/or Leveling or something else? ● Dependency: real ● Debt: creates shared interests ● Risk: spread ● Poverty: ebb & flow; not diminished ● Engineering change: without GLOBAL perspective The many dimensions of GLOBALIZATION ► Political: IOs, treaties, gov interface ►Technological: internet, communication ►Personal: travel, tourism, ex-pats ►Economic: trade, investment, capital flows ►Education: study abroad, foreign students, academic exchange, joint research 184 GLOBALIZATION Balance Sheet The Arguments … NEGATIVE Lost jobs Lost cultural identity Lost democratic rights Lost clean air & water Triumph of giant companies POSITIVE Mobility to sell labor / ideas Webs of dependency Mutual interests→ stability Non-violent mechanisms for conflict resolution Knowledge & awareness → vehicle for engagement 185 Globalization & Language 6800 known living languages Roughly 1000+ languages in the Pacific & Americas Roughly 2000+ 230 in Europe in Asia & Africa Chinese most spoken today By 2050: Chinese 3X English; Hindi-Urdu, Spanish & Arabic will catch up to English English will remain the language of global commerce 186 Forms of Dependency ►Products ►Finances ►Currency ►Markets ►Exchanges ►Alliances Measuring GLOBALIZATION The ACADEMIC answer … Economic integration: trade & FDI Technological connectivity: internet users, internet hosts, secure servers Personal contact: travel, communication, remittances Political engagement: membership & support for IOs, treaties, peacekeeping 188 Leaders … in globalization Political: Austria Technological: USA Personal: Switzerland Economic: Ireland Overall ranking: Ireland, Singapore, Switzerland + 189 Next two tiers … Netherlands, Finland, Canada, USA, New Zealand, Austria, Denmark, Sweden, UK, Australia, Czech Republic, France, Portugal, Norway, Germany, Slovenia, Malaysia European & small (perspective altered by EU) 190 Broadly linear pattern ►Life Expectancy & Globalization Countries with longer life expectancy are also those with higher globalization rankings → Not causal relationship 191 Globalization & Religious Participation Top half … No correlation except in Ireland, USA, Portugal, Spain Places where religious participation surpasses globalization: Italy, Slovakia, Portugal, Spain 192 Globalization & Religious Participation (bottom half) In ALL countries religious participation far exceeds globalization except in China, Russia, Ukraine, Taiwan, South Korea Correlation: Less globalization/more religious participation – NOT CAUSAL 193 Religion Changing Religion intensifies with development & urbanization. Responds to economic change with stricter premises. RK 194 Globalization & Gender-related Development Clear linear correlation: More globalization → women “better off” 195 Bottom 10 Least Globalized: (in the study of 62) Iran, India, Egypt, Indonesia, Venezuela, China, Bangladesh, Turkey, Kenya, Brazil 196 Questions & Comments 197 Groucho on UNIVERSITIES : 198 Making Our World a More Understandable Place ► Who’s Your Cousin?: Insights from Science & Genetics 199 Questions for next time … Which country has the highest percentage of women in parliament? How much water does it take to produce the food an average person eats in a day? 200 Making Our World a More Understandable Place Who’s Your Cousin? 201 Scientist or Humanist? If new information generated carefully and responsibly suggested a reality that is new to you, would you … (a) Believe it because it was scientifically established (scientist) (b) Believe whatever you did before because it complies with your personal experiences (humanist) 202 Seven Daughters of Eve Bryan Sykes, The Science that Reveals Our Genetic Ancestry DNA & the Genome The DNA in every cell of our bodies carries a message from our ancestors Genetic material reveals clues to the whole history of the human race 203 Conclusion: “To my astonishment, we are all connected through our mothers to only a handful of women living ten thousand years ago.” “Iceman” was found in the Alps frozen 5000 years ago. Sykes found a person with identical DNA; his own lab worker! 204 All persons living today with a European heritage, have an unbroken genetic link to just seven women. ►At least 650 million people are direct maternal ancestors of just seven women ►17,000 years ago (Ice Age) only survivable on edge of Med ►”founder sequences” date back 45,000 yrs 205 DNA Deoxyribonucleic Acid ►like two long coils of intertwined string ►”double helix” ►four components: nucleotide bases ►A adrenine; C cytosine; G guanine; T thymine ►DNA doesn’t do anything !! ►It directs proteins to do things; different sequences send different instructions. 206 Example: ● One million cells in each hair follicle ● Every cell has full set of DNA ● DNA instructs what hair to make (triplets) ● Cells “read” instructions; produce specific kind of keratin which becomes hair 207 “objectively defined races simply do not exist” “The temptation to classify the human species into categories which have no objective basis is an inevitable but regrettable consequence of the gene frequency system when it is taken too far. For several years the study of human genetics got firmly bogged down in the intellectually pointless (and morally dangerous) morass of constructing ever more detailed classifications of human population groups.” 208 In Essence, We spent so much time searching for differences that we neglected that the science tells us there are overwhelming similarities! Any two common house flies or any two penguins have ten times more variation between them than any two human beings. 209 Mitochondrial DNA passes only from mother to daughter. Many more than the seven women lived simultaneously but only those seven had daughters who had daughters who had daughters, etc. Looking beyond Europe … 26 other “clans” in the world for a total of 33 worldwide! 13 still in Africa (40%) 210 More remarkable … Genetics tells us: THE mitochondrial “Eve” ● Lived in Kenya or Ethiopia ● Never left Africa but off-spring did ►the woman Sykes calls “Lara” ● & the rest of the world can trace its ancestry back to Lara. Therefore, only one of the 13 African clans accounts for the rest of the world! 211 Sequence of Human Population revealed … Africa → Near East → Europe → Southern Asian rim → Northern Asia expanse → North America → South America → East Asia (Japan) → Southeast Asia 4 genetic clans dominate North America (that is native Americans) 5000 tribes MIGRATIONS were very small (few dozen) 212 Sykes on the significance … “DNA is the messenger … handed down from generation to generation. I feel a strong connection. These are all my mothers who passed this precious messenger from one to another through a thousand births, a thousand screams, a thousand embraces of a thousand new-born babies. The thread becomes an umbilical cord.” 213 “When two people find out they are in the same clan they often experience this feeling of connection… We share DNA … We use it constantly! Cells in every tissue are reading the message it carries and carrying out its instructions millions of times a second. Every atom of oxygen we take into our bodies has to be processed according to the formula that has been handed to us by our ancestors.” 214 “DNA is the very instrument that reconnects us with the mysteries of our deep past and enhances rather than diminishes our sense of self.” 215 So … Who’s Your Cousin? Everybody in this room Everybody on this ship Everybody! 216 Are you enough “scientist” to embrace an idea that seems to fly in the face of your own life experience? 217 Prescriptions for MAKING THE WORLD A MORE UNDERSTANDABLE PLACE ►Use political language with forethought & care ►Recognize that “democracy” can take many forms ►Am objectives are best served with humility & attention to simple principles ►Recognize & resist Nationalism -- a conflict producing force ►Macro-states & Micro-states have a different trajectory in the contemporary world; embrace the advantages of size ►Globalization changes the game in ways hard to predict ►We are far more similar to one another than we readily perceive or admit 218 Do the EMPIRICAL homework! Create achievable objectives Muster resources to enable success 219 Perceptions vs. Reality ►% of US budget going to foreign aid? ►US share of development aid given by wealthy countries to poor countries? ►% of Bosnian peacekeeping forces / are American? ►UN total budget? US public perceptions = 20% 33% 50% $40B less than 1% 16% 18% $10B 220 Reflection on the women we love … If a man is standing in the middle of a forest speaking and there is no woman around to hear him … 221 My very own take on: RESULTS IN AMERICA 1. Politicians plant an idea … 2. The media fertilize it … 3. Academics piss on it … GROWTH results! 222 “A ship in harbor is safe, but that’s not what ships are for.” John Shedd 223 Final thought … Don’t just float through life, make waves! 224 Books & Documentaries Volkan, BLOODLINES Farkas, DEMCORATIZATION IN THE BALKANS O’Neill, INSURGENCY & TERRORISM Sykes, THE SEVEN DAUGHTERS OF EVE Ellwood, THE NO-NONSENSE GUIDE TO GLOBALIZATION Barker, THE NO-NONSENSE GUIDE TO GLOBAL TERRORISM Drakulic, HOW WE SURVIVED COMMUNISM & EVEN LAUGHED Documentary: RACE: The Power of an Illusion (Part 2) Documentary Series: Of Blood and Belonging (5 parts) 225 Thank you for permitting me to be a part of your cruise holiday! Safe travel … Dick Farkas 226 Books & Documentaries Volkan, BLOODLINES Farkas, DEMCORATIZATION IN THE BALKANS O’Neill, INSURGENCY & TERRORISM Sykes, THE SEVEN DAUGHTERS OF EVE Ellwood, THE NO-NONSENSE GUIDE TO GLOBALIZATION Barker, THE NO-NONSENSE GUIDE TO GLOBAL TERRORISM Drakulic, HOW WE SURVIVED COMMUNISM & EVEN LAUGHED Documentary: RACE: The Power of an Illusion (Part 2) Documentary Series: Of Blood and Belonging (5 parts) 227 228 “nation” ethno-cultural identity of a group common culture, language, history, religion, physical and/or behavioral characteristics, race, images, myths … a people commonness found “in the blood” 229 nation – state key: boundaries … “nation-state” “multi-state nation” “multi-national state” allegiance / identity to state: PATRIOTISM allegiance / identity to nation: NATIONALISM 230 Growth of government linked to: Rise in wealth, revenue, capacity Demands by the citizens “Natural” bureaucratic tendencies World more complicated place Electoral politics 231 Sources of Legitimacy Legitimacy by RESULTS Legitimacy by IDENTITY Legitimacy by PROCEDURES Legitimacy by HABIT Evaluate: professor mother mayor 232 Designs of Government Federal or unitary Centralized or de-centralized 233 PARLIAMENTARY GOVERNMENT Characteristics Elected parliament (large) Sovereign Executive power in Cabinet Cabinet power ONLY as long as retains “confidence” Cabinet members remain in parliament PM can “dissolve” parliament 234 “Representation” DELEGATE mirror constituent views … upside – downside? TRUSTEE invest in official’s judgment upside – downside? What’s wrong with a “mix?” 235 “spreading democracy is dangerous” Rhetoric assumes … ►system is applicable in standardized (Western) form ►it can succeed anywhere ►it can remedy today’s transnational dilemmas ►it can bring peace; rather than sow disorder 236 Elections do not guarantee any particular political result! Elections do not even guarantee their own perpetuation 237 Why are we seduced to believe … “Globalization” – if technology, work, products and language is homogenized, why not political institutions? Bloodshed & chaos appeal for new order Examples of external military power quelling violence US techno-military superiority translates to superiority of our political model 238 The use of traveling is to regulate imagination by reality, and instead of thinking how things may be, to see them as they are.” Samuel Johnson 239 Doctors & Lawyers off to a conference … 240 “You have to remember one thing about the ‘will of the people.’ Just a couple of years ago we were swept away by the Macarena!” Jon Stewart 241 “Human beings who are almost unique in having the ability to learn from the experience of others, are also remarkable for their apparent disinclination to do so.” Douglas Adams 242 Difference between the “Conservative” and the “Liberal” There is a drowning man roughly 20 feet from the shore … The CONSERVATIVE throws him a 15 foot line The LIBERAL throws a 30 foot line and when the drowning man grabs it, the LIBERAL lets go and goes to do other good works … 243 The purpose of education is to replace an empty mind with an open one. Malcolm Forbes 244 The Policy-making “Puzzle” Framework: known knowns known unknowns unknown unknowns What follows are mostly KNOWN KNOWNS 245