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Chapter 9 Civilization in Eastern Europe: Byzantium and Orthodox Europe CHAPTER SUMMARY. In addition to the great civilizations of Asia and North Africa forming during the postclassical period, two related, major civilizations formed in Europe. The Byzantine Empire, in western Asia and southeastern Europe, expanded into eastern Europe. The other was defined by the influence of Catholicism in western and central Europe. The Byzantine Empire, with territory in the Balkans, the Middle East, and the eastern Mediterranean, maintained very high levels of political, economic, and cultural life between 500 and 1450 C.E. The empire continued many Roman patterns and spread its Orthodox Christian civilization through most of eastern Europe, Belarus, Ukraine, and Russia. Catholic Christianity, without an imperial center, spread in western Europe. Two separate civilizations emerged from the differing Christian influences. The Byzantine Empire. The Byzantine Empire, once part of the greater Roman empire, continued flourishing from an eastern Mediterranean base after Roman decline. Although it inherited and continued some of Rome’s heritage, the eastern Mediterranean state developed its own form of civilization.-NOT JUST A LIFEBOAT The Origins of the Empire. Emperor Constantine in the 4th century C.E. established a capital at Constantinople. Separate emperors ruled from it even before Rome fell. Although Latin served for a time as the court language, Greek from the 6th century became the official tongue. The empire benefited from the high level of civilization in the former Hellenistic world and from the region's prosperous commerce. It held off barbarian invaders and developed a trained civilian bureaucracy. Justinian's Achievements. In the 6th century Justinian, with a secure base in the east, attempted, without lasting success, to reconquer western territory. The military efforts weakened the empire as Slavs and Persians attacked frontiers, and also created serious financial pressures. Justinian rebuilt Constantinople in classical style; among the architectural achievements was the huge church of Hagia Sophia. His codification of Roman law (Justinian Law Code) reduced legal confusion in the empire. The code later spread Roman legal concepts throughout Europe. Justinian and Theodora Belisarius HAGIA SOPHIA HAGIA SOPHIA (BACKGROUND) Blue Mosque (Foreground) DECLINE WAS Extremely LONG>>>>>>>>>>>>>> Started declining after Justinian’s death in 565 Street riots, religious quarrels, palace conspiracy, and foreign dangers Problems like The Plague which killed about 10,000 people every day in 542 A.D. Broke out repeatedly until 700 A.D. but already killed most of population Other problems like foreign threats also caused decline Lombards, Avars, Slavs, Bulgars, Persians, Arabs, Russians, and Turks Heraclius made provinces into themes which organized the empire along military lines in response to Arab advances in the southern empire-This replced the old Western Provincial Model Themes couldn’t protect them forever – weakened in 1350 and fell in 1453 ICONOCLASTIC CONTROVERSY Emperor Leo III Banned icons (religious images used by Eastern Christians to aid their devotions) in 730 Emperor viewed icons as idol worship Results Riots Clergy rebelled Western (Roman Catholic) pope became involved and supported icons Pope ordered exocommunication (outcast from church) on the Byzantine Emperor Restoration -Empress Theodora (new Theodora) restored icons in 843 ______________________________________________________________ Arab Pressure and the Empire's Defenses. Justinian's successors concentrated upon the defense of their eastern territories. The empire henceforth centered in the Balkans, and western and central Turkey, a location blending a rich Hellenistic culture with Christianity. The revived empire withstood the 7th century advance of Arab Muslims, although important regions were lost along the eastern Mediterranean and the northern Middle Eastern heartland. The wars and the permanent Muslim threat had significant cultural and commercial influences. The free rural population, the provider of military recruits and taxes, was weakened. Aristocratic estates grew larger, and aristocratic generals became stronger. The empire's fortunes fluctuated as it resisted pressures from the Arabs and Slavic kingdoms. Bulgaria was a strong rival, but Basil II (Byzantine Emperor) defeated and conquered it in the 11th century. At the close of the 10th century the Byzantine emperor may have been the strongest contemporary ruler. Bureaucracy---Byzantine Society and Politics. Byzantine political patterns resembled the earlier Chinese system. An emperor, ordained by god and surrounded by elaborate court ritual, headed both church and state. Women occasionally held the throne like in CHina. An elaborate bureaucracy supported the imperial authority. The officials, trained in Hellenistic knowledge in a secular school system, could be recruited from all social classes, although, as in China, aristocrats predominated. Provincial governors were appointed from the center, and a spy system helped to preserve loyalty. A careful military organization defended the empire. Troops were recruited locally and given land in return for service. Outsiders, especially Slavs and Armenians, accepted similar terms. Over time hereditary military leaders developed regional power and displaced better-educated aristocrats. The empire socially and economically depended upon Constantinople's control of the countryside. The bureaucracy regulated trade and food prices. Peasants supplied the food and provided most tax revenues. The large urban class was kept satisfied by low food prices. A widespread commercial network extended into Asia, Russia, Scandinavia, western Europe, and Africa. Silk production techniques brought from China added a valuable product to the luxury items exported. Despite the busy trade the large merchant class never developed political power. Cultural life centered upon Hellenistic secular traditions and Orthodox Christianity. Little artistic creativity resulted except in art and architecture. Domed buildings, colored mosaics, and painted icons expressed an art linked to religion. The Split between East and West. Byzantine culture, political organization, and economic orientation help to explain the rift between the eastern and western versions of Christianity. Different rituals grew from Greek and Latin versions of the Bible. Emperors resisted papal attempts to interfere in religious issues. Hostility greeted the effort of the Frankish king Charlemagne to be recognized as Roman emperor. The final break between the two churches occurred in 1054 over arguments about the type of bread used in the mass and the celibacy of priests. Even though the two churches remained separate they continued to share a common classical heritage. READING ON THE EASTERN (GREAT) SCHISM of 1054 Eastern Schism The schism between the Eastern and Western churches is traditionally dated to 1054, although the precise point at which the split became a fixed and lasting reality is difficult to determine. Many causes contributed to the growing misunderstanding and alienation between the two groups. Partly these were differences of philosophical understanding, liturgical usage, language, and custom, but political rivalries and divisions were also involved. Occasions of friction, hostility, and open division on doctrinal questions as well as matters of discipline and daily practice had occurred long before 1054 In the West the Latin church and especially the papacy (REMEMBER ST PETER AND THE “ROCK” OF THE CHURCH) took on many activities and powers in default of other authority, but this action was often regarded as usurpation by the East, where a different relationship existed between emperor and church. The heated disputes over such matters as the ecclesiastical calendar, the use of leavened or unleavened bread, or additions to the Creed reached a climax in 1054, when Pope Leo IX and Patriarch Michael Cerularius excommunicated each other. Technically, only a few people were affected by this action, but the tone had been set and the direction fixed. Later attempts to reunite the churches foundered on local feeling, and mutual hatred grew through selfish acts on both sides during some parts of the Crusades (Particularly the 4th Crusade and the sacking of Constantinople in 1204). The schism continues to the present, but recently serious attempts at mutual understanding have offered the hope of reconciliation. Christianity underwent dramatic changes and developments Roman Catholic (Western) and Orthodox (Eastern) – 1054 Roman Catholic and Orthodox similarities Believe in Jesus, Bible (yet different interpretations), and sacraments. Religious leaders were priests and bishops. Both were very missionary. Roman Catholic and Orthodox differences Orthodox requires services to be in Greek or local languages. The patriarch and bishops head church as a group. They also believed that the emperor was above the patriarch and bishops. Priests were allowed to marry Divorce was allowed under certain conditions. Roman Catholic requires services to be in Latin. They believe that the pope is over all, even bishops and kings or emperors. Roman Catholic priests may not marry. Divorce is not allowed. The Empire's Decline continued….. A long period of decline began in earnest the 11th century. Muslim Turkish invaders seized almost all of the empire's Asian provinces, removing the most important sources of taxes and food. The empire never recovered from the loss of its army at Manzikert in 1071. Independent and aggressive Slavic states appeared in the Balkans (particularly Bulgaria). An appeal for western European assistance did not help the Byzantines. Crusaders, led by Venetian merchants, sacked Constantinople in 1204 (4th crusade). Italian cities, with their navies, secured special trading privileges. A smaller empire struggled to survive for another two centuries against western Europeans, Muslims, and Slavic kingdoms. In 1453 the Ottoman Turks conquered Constantinople. The Spread of Civilization in Eastern Europe. The Byzantine Empire’s influence spread among the people of the Balkans and southern Russia through conquest, commerce, and Christianity. In the 9th century missionaries Cyril and Methodius devised a written script, Cyrillic, for the Slavic language, providing a base for literacy in eastern Europe. Unlike western Christians the Byzantines allowed the use of local languages in church services. Most successful Orthodox missionaries were Saint Methodius and Saint Cyril (SEER-uhl) Worked with Slavs in 9th Century Methodius and Cyril made the Cyrillic (suh-RIHL-ihk) alphabet for Slavic languages so Slavs could read the Bible in their own tongue Many Slavic languages, like Russian are written using the Cyrillic alphabet Aftereffects Created one of the most influential countries in the world – Russia. The East-Central Borderlands. Both eastern and western Christian missionaries competed in eastern Europe. Roman Catholics, and their Latin alphabet, prevailed in Czechoslovakia, Hungary, and Poland. The region became a long-standing region for competition between the two influences. A series of regional monarchies - Poland, Bohemia (today’s Czech Republic and Slovakia) , Lithuania - with powerful, landowning aristocracies developed. Eastern Europe also received an influx of Jews from the Middle East and western Europe. Jews were often barred from agriculture, but participated in local commerce. They maintained their own traditions, and emphasized education for males. READ THE BLUE Jewish communities had existed in the Greek cities of the Black Sea coast since late classical times. Chersonesos, Sudak, Kerch and other Crimean cities sustained Jewish communities, as did Gorgippia, and Samkarsh / Tmutarakan was said to have had a Jewish majority as early as the 670s. Jews fled from Byzantium to Khazaria as a consequence of persecution under emperors Heraclius, Justinian II, Leo III, and Romanos I. These were joined by other Jews fleeing from Sassanid Persia (particularly during the Mazdak revolts), and, later, the Islamic world. Jewish merchants such as the Radhanites regularly traded in Khazar territory, and may have wielded significant economic and political influence. Though their origins and history are somewhat unclear, the Mountain Jews also lived in or near Khazar territory and may have been allied with the Khazars, or subject to them; it is conceivable that they, too, played a role in Khazar conversion. At some point in the last decades of the 8th century or the early 9th century, the Khazar royalty (Turkish warrior nomads) and nobility converted to Judaism, and part of the general population may have followed. The extent of the conversion is debated. The 10th century Persian historian Ibn al-Faqih reported that "all the Khazars are Jews." Notwithstanding this statement, most scholars believe that only the upper classes converted to Judaism; there is some support for this in contemporary Muslim texts………Regardless, at the time the Khazar Khaganate of Eastern Europe must have seemed a safer haven for Jewish migration from a dangerous world………. Khaganate of the Turkish Nomadic Khazars ca 650-850 ____________________________________________________ THE KIEVAN RUS……………NOW READ the GREEN….. Kievan Rus' (also Kyivan Rus') was a medieval polity in Eastern Europe, from the late 9th to the mid 13th century, when it disintegrated under the pressure of the Mongol invasion of 1237– 1240. Contemporarily, the state was known as "land of the Rus'" ……….The name "Kievan Rus'" was coined in the 19th century in Russian historiography. The early phase of the state is sometimes known as the "Rus Khaganate", while the history of Rus' begins with Rurik’s line ruling in Kiev in 855, The history proper begins in 882, when the capital was moved from Novgorod to Kiev, after Varangians (Vikings), who were called Rus, liberated this slavic city and eventually many others from the Khazars' tribute. The state reached its zenith in the mid 11th century (1000s), when it encompassed territories stretching south to the Black Sea, east to Volga, and west to the Kingdom of Poland and the Grand Duchy of Lithuania. The reigns of Vladimir the Great (980– 1015) and his son Yaroslav I the Wise (1019–1054) constituted the "Golden Age" of Kiev, which saw the introduction of Christianity and the creation of the first East Slavic written legal code, the Russkaya Pravda ("Justice of Rus"). Coinciding with the end of the Viking age, the state declined beginning in the later 11th and during the 12th century, disintegrating into various rival regional powers. It was further weakened by economic factors such as the collapse of Rus' commercial ties to Byzantium due to the decline of Constantinople and the falling off of trade routes, and it finally fell to the Mongol invasion of the 1230s. The various East Slavic principalities were united within the Russian Empire in the 18th century. The modern East Slavic states of Belarus, Ukraine and Russia all derive their identity from the early medieval state…... ________________________________________________________________ The Emergence of Kievan Rus'. Slavic peoples from Asia migrated into Russia and eastern Europe during the period of the Roman Empire. They mixed with and incorporated earlier populations. They possessed iron and extended agriculture in Ukraine and western Russia. Political organization centered in family tribes and villages. The Slavs followed an animist religion and had rich traditions of music and oral legends. Kievan Rus Rus Trade Routes Rus from 750-1054-Note Later Mongol Incursions Scandinavian traders (Vikings) during the 6th and 7th centuries moved into the region along its great rivers and established a rich trade between their homeland and Constantinople. Some won political control. A monarchy emerged at Kiev around 855 under the legendary Danish merchant, Rurik. The loosely organized state flourished until the 12th century. Kiev became a prosperous commercial center. Contacts with the Byzantines resulted in the conversion of Vladimir I (r. 980-1015) to Orthodox Christianity. The ruler, on the Byzantine pattern, controlled church appointments. Kiev's rulers issued a formal law code. They ruled the largest single European state. Later Yaroslav (r. 1019-. 1054) would firmly link Novgorod and Kiev and create the first Russian Law code………………………. RURIK VLADIMIR I Yaroslav Institutions and Culture in Kievan Rus'. Kiev borrowed much from Byzantium, but it was unable to duplicate its bureaucracy or education system. Cultural, social, and economic patterns developed differently from the western European experience. Rulers favored Byzantine ceremonials and the concept of a strong central ruler. Orthodox Christian practices entered Russian culture: devotion to god's power and to saints, ornate churches, icons, and monasticism. Polygamy yielded to Christian monogamy. Almsgiving emphasized the obligation of the wealthy toward the poor. Literature focused on religious and royal events, while art was dominated by icon painting and illuminated religious manuscripts. Church architecture adapted Byzantine themes to local conditions. Peasants were free farmers, and aristocratic landlords (BOYARS ) had less political power than similar westerners…THIS IS IMPORTANT TO NOTE BECAUSE IT WILL CHANGE FOLLOWING MONGOL DECLINE AWAY FROM RUSSIA Kievan Decline. Kievan decline began in the 12th century. Rival princes established competing governments while the royal family quarreled over the succession. Asian invaders seized territory as trade diminished due to Byzantine decay. The Mongol invasions of the 13th century incorporated Russian lands into their territories. Mongol (Tartar) dominance further separated Russia from western European developments. Commercial contacts lapsed. Russian Orthodoxy survived because the tolerant Mongols did not interfere with Russian religious beliefs or daily life as long as tribute was paid. Thus when Mongol control ended in the 15th century a Russian cultural and political tradition incorporating the Byzantine inheritance reemerged. The Russians claimed to be the successors to the Roman and Byzantine states, the "third Rome." In Depth: Eastern and Western Europe: The Problem of Boundaries. Determining where individual civilizations begin and end is a difficult exercise. The presence of many rival units and internal cultural differences complicates the question. If mainstream culture is used for definition, Orthodox and Roman Catholic religion, each with its own alphabet, offers a logical answer. Political organization is more complicated because of the presence of loosely organized regional kingdoms. Commercial patters and Mongol and Russian expansion also influenced cultural identities. Conclusion: The End of an Era in Eastern Europe. With the Mongol invasions, the decline of Russia, and the collapse of Byzantium, eastern Europe entered into a difficult period. Border territories, such as Poland, fell under western influence, while the Balkans fell to the Islamic world of the Turks. Western and Eastern Europe evolved separately, with the former pushing ahead in power and cross-cultural sophistication. KEY TERMS Justinian: 6th century Byzantine emperor; failed to reconquer the western portions of the empire; rebuilt Constatinople; codified Roman law Hagia Sophia: great domed church constructed during reign of Justinian. Body of Civil Law: Justinian's codification of Roman law; reconciled Roman edicts and decisions; made Roman law coherent basis for political and economic life. Bulgaria: Slavic kingdom in Balkans; constant pressure on Byzantine Empire; defeated by Basil II in 1014. icons: images of religious figures venerated by Byzantine Christians. iconoclasm: the breaking of images; religious controversy of the 8th century; Byzantine emperor attempted, but failed, to suppress icon veneration. Manzikert: Seljuk Turk victory in 1071 over Byzantium; resulted in loss of the empire’s rich Anatolian territory. Cyril and Methodius: Byzantine missionaries sent to convert eastern Europe and Balkans; responsible for creation of Slavic written script called Cyrillic. Kiev: commercial city in Ukraine established by Scandinavians in 9th century; became the center for a kingdom that flourished until the 12th century. Vladimir I: ruler of Kiev (980-1015); converted kingdom to Orthodox Christianity. Russian Orthodoxy: Russian form of Christianity brought from Byzantine Empire. boyars: Russian landholding aristocrats; possessed less political power than their western European counterparts. Tartars: Mongols who conquered Russian cities during the 13th century; left Russian church and aristocracy intact. CLASS DISCUSSION QUESTIONS 1. What is the significance of the Byzantine Empire to the civilization of Europe? 2. Compare and contrast the development of civilization in eastern and western Europe. 3. How does Orthodox Christianity differ from Roman Catholicism? 4. Discuss the similarities in Byzantine and Chinese political organization. 5. What are the reasons for the decline of the Byzantine Empire? 6. How did the Byzantine Empire influence the development of Russia? 7. How did Eastern Europe fall behind Western Europe in terms of political development? LECTURE SUGGESTIONS 1. Discuss the nature of Byzantine political organization and culture and how they affected the development of Eastern Europe. Byzantine political organization was based on a centralized monarchy supported by a trained bureaucracy educated in classical traditions. Local administrators were appointed by the central administration. Political ideology focused on the principle of a divinely authorized monarchy supported by elaborate court ritual. The Byzantines continued the use of Roman patterns of government as typified by the use of legal codes to organize society. The military were recruited from the imperial population in return for grants of heritable land leading eventually to regional control by military commanders. There was a close relationship between the Orthodox Church and the state, with the emperor as head of church organization. Byzantine culture expressed itself in religious artifacts (churches, icons, liturgical music). The expansion of Byzantine culture northward was through the conversion of Kiev to Orthodox Christianity. The Russians also adopted the concepts of a divinely inspired monarchy with close relations to a state-controlled church. Church-related art forms came along with Orthodoxy. The Russians, however, were unable to adopt the Byzantine trained bureaucracy. 2. Compare and contrast the impact of Byzantium on Eastern Europe with the impact of the Islamic core on Africa and southern Asia. For Byzantine culture, see above. Both civilizations first spread their influence through missionaries; both civilizations passed on influences that produced centralized governments supported by the religious organization of the core cultures. Islam had a much greater impact than did Byzantium. The latter was limited to Eastern Europe while Islam spread into much of Asia and Africa. Byzantium's influence was more tenuous since there was less direct continuity over time because it did not survive the postclassical period. In Russia Byzantine influence was interrupted by the Mongol conquest. Islam has endured in all regions until the present. THE INSTRUCTOR’S TOOL KIT Map References Danzer, Discovering World History through Maps and Views Source Maps: S20, S23, S28. Reference Maps: R17-21 Video/Film Early Christianity and the Rise of the Church. Insight Media #WN179 Enigma of the Dead Sea Scrolls. Insight Media Crusader. Films for the Humanities & Sciences, #SQ4295 Byzantium. Films for the Humanities & Sciences, #SQ1959