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Transcript
“What Makes Russian Bi-Aspectual Verbs Special”
Laura A. Janda, University of North Carolina
To appear in: Dagmar Divjak and Agata Kochanska (eds.). Slavic Perspectives on
Cognitive Linguistics. Ms. to be submitted to “Cognitive Linguistics Research”,
published by Mouton de Gruyter (Berlin – New York) (working title).
Russian is famous for its aspectual distinction between Perfective (the marked value,
signaled by a superscript “p”) and Imperfective aspect (signaled by a superscript “i”),
which is obligatorily expressed by all verb forms. All Russian verbs are unambiguously
encoded by their morphology as either Perfective or Imperfective, with one class of
exceptions: the “biaspectual” verbs, which lack this morphological distinction. This
article will identify and explain an unusual property of the biaspectual verbs, namely the
fact that they fail to participate in Aktionsart/actionality phenomena that are characteristic
of the Russian verb system as a whole. This unusual behavior of biaspectual verbs can be
accounted for by examining the interaction of lexical semantics, aspectual semantics, and
construal. This article will also shed light on an enduring mystery of Russian linguistics:
the association between biaspectual verbs and lexical borrowing. Although the vast
majority of biaspectual verbs are foreign borrowings (nearly 95% according to statistics
collected by Anderson 2002 based on Zaliznjak 1977), not all borrowed verbs are
biaspectuals, but no one has ever tried to explain why some verbs are borrowed as
biaspectuals and others are not. I will show that the lexical semantics of the verb can be
used to predict whether a borrowed verb enters the Russian lexicon as a biaspectual or as
a monoaspectual base verb.
The concept of the “aspectual pair” (consisting of one Perfective and one
Imperfective verb with the same denotation) is entrenched and pervasive in Russian
linguistics (cf. Vinogradov 1938, Šaxmatov 1941, Bondarko 1983, Čertkova 1996,
Zaliznjak & Šmelev 2000). Under the traditional “aspectual pair” interpretation, the
biaspectual verbs are merely syncretic. Thus a biaspectual verb like likvidirovat’p/i
[liquidatep/i] ‘liquidatep/i’ expresses both Perfective and Imperfective aspect, which is
disambiguated in context (as asserted by Čertkova 1996: 100-109, Galton 1976: 294,
Zaliznjak & Šmelev 2000: 10), just as number is disambiguated when English fish is used
in context. This result is not particularly interesting, but it is based on a model, that of the
“pair”, that suppresses much of the actual complexity of the Russian aspectual system. I
have proposed an alternative model, of aspectual clusters (Janda forthcoming). While the
cluster model acknowledges the existence of aspectual partnerships, it also recognizes
that such partnerships are usually embedded in larger clusters of aspectually related verbs
and that there are not one, but four distinct types of Perfective verbs in Russian: 1)
Natural Perfectives which describe the logical completion of the corresponding
Imperfective Activity, illustrated by napisat’p [on-writei] ‘writep’ (as the completion of
pisat’i [writei] ‘writei’); 2) Specialized Perfectives which provide enough new semantic
content to motivate the further derivation of corresponding Imperfectives, as illustrated
by perepisat’p [re-writei] ‘rewritep’ (and the derived Imperfective perepisyvat’i [re-writeiImpf] ‘rewritei’); 3) Complex Acts (often known as Aktionsarten), which consist of an
Activity combined with a limit, forming verbs that describe temporally limited actions, as
illustrated by popisat’p [awhile-writei] ‘writep (for a while)’ (which is a complex of
‘write’ + an arbitrary time limit); and 4) Single Acts, which isolate a single cycle of a
repeated Activity, as in the case of čixnut’p [sneezei-once] ‘sneezep (once)’ (cf. čixat’i
[sneezei] ‘sneezei’). In Janda forthcoming I have shown that the following implicational
hierarchy predicts all and only the aspectual clusters observed in survey of several
thousand Russian verbs (items to the left of the “>” are included in a cluster prior to items
on the right, and where the items in parentheses are optional and unordered):
Activity > (Natural Perfective/Specialized Perfective) > Complex Act > Single Act
Given the cluster model, the biaspectual verbs are conspicuous because although there
are thirteen cluster structures observed among Russian verbs, the biaspectual verbs use
only two of the attested cluster structures, namely: Activity + Natural Perfective and
Activity + Natural Perfective + Specialized Perfective. In other words, the biaspectual
verbs specifically avoid forming Complex Act and Single Act Perfectives. In more
concrete terms, a biaspectual verb like likvidirovat’p/i [liquidatep/i] ‘liquidatep/i’ is unlike a
verb such as gryzt’i [gnawi] ‘gnawi’, but like a verb such as krepnut’i [strengtheni] ‘get
strongeri’, as shown in the table:
Complex Act
likvidirovat’p/i
[liquidatep/i]
‘liquidatep/i’
likvidirovat’p/i
[liquidatep/i]
‘liquidatep/i’
(not attested)
Single Act
(not attested)
Activity
Natural Perfective
gryzt’i [gnawi]
‘gnawi’
razgryzt’p [apartgnawi] ‘gnawp up’
pogryzt’p [awhilegnawi] ‘gnawp (for a
while)’
gryznut’p [gnawionce] ‘gnawp
(once)’
krepnut’i
[strengtheni] ‘get
strongeri’
okrepnut’p [aroundstrengtheni] ‘get
strongerp’
(not attested)
(not attested)
In Janda forthcoming I have developed a semantic map for Russian aspect
(following the models set forth by Haspelmath 2003, 1997a, 1997b, van der Auwera &
Plungjan 1998, van der Auwera & Dobrushina & Goussev 2004, van der Auwera &
Malchukov in press, van der Auwera & Temurcu in press, Croft 2001, 2003, Croft &
Cruse 2004, Anderson 1982, and Kemmer (1993). I argue that Complex Act and Single
Act Perfectives are associated with a semantic characteristic designated “Completability”
This characteristic is variously referred to as “telic vs. atelic” (cf. Dahl 1985, Smith 1991,
Bertinetto & Delfitto 2000, Tatevosov 2002, Tournadre 2004), “completion” vs.
“termination” (Smith 1991: 45-49), “transformative” vs. “non-transformative” (Mehlig
(1994, 1997, in press), “directed activity” vs. “undirected activity” (Croft in preparation).
Basically, an action is Completable if it leads to a natural conclusion, as in play a song.
An action is Non-Completable if it does not lead to a natural conclusion, as in work.
Notice that many verbs can be interpreted as both Completable and Non-Completable (cf.
play a sonata as Completable vs. play the piano as Non-Completable, equivalent to
work). One simple rule of thumb is that if a verb has a Non-Completable interpretation, it
is possible for someone to engage in the activity for a while without necessarily
progressing toward a conclusion, as in work for a while, play the piano for a while. It
appears that Russian biaspectual verbs are associated exclusively with Completability and
cannot have an interpretation of Non-Completability.
In this article I will argue that the difference between biaspectual borrowed verbs
like likvidirovat p/i [liquidatep/i] ‘liquidatep/i’ and other, non-biaspectual borrowed verbs
like improvizirovat’i [improvizei] ‘improvizei’, is precisely that the biaspectual verbs lack
a Non-Completable interpretation. So liquidating is not something that one can easily
imagine doing for a while, whereas improvising is. As a result, improvizirovat’i
[improvizei] ‘improvizei’ looks a lot like the native Russian verb igrat’i [playi] ‘playi’,
which, like English play, can be interpreted as Non-Completable, as in igrat’ na rojale
‘play the piano’, or as Completable, as in (s)ygrat’ pesnju ‘play a song’ and
(s)ymprovizirovat’ pesnju ‘improvize a song’, in which case we get derived Natural
Perfectives. Likvidirovat’p/i [liquidatep/i] ‘liquidatep/i’ describes a very goal-oriented
action, which is why the bare verb (without a perfectivizing prefix) can also designate the
Natural Perfective, and why it lacks the option of signaling Non-Completability.
In this article I will examine a sample of biaspectual borrowed verbs and compare
them with a sample of non-biaspectual borrowed verbs in Russian. I will provide
evidence for the pattern described above, and also consider any counterexamples, as well
as the fact that most biaspectual verbs are also “growing” new derived Natural
Perfectives and Imperfectives (cf. Korba in progress).
Bibliography (includes only works cited above; the article will have a fuller list of
citations)
Anderson, Cori. 2002. Biaspectual Verbs in Russian and their Implications on the
Category of Aspect. Honors Thesis, University of North Carolina-Chapel Hill.
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227-264. Amsterdam, John Benjamins [Typological Studies in Language 1].
Bertinetto, Pier Marco and Denis Delfitto. 2000. Aspect vs. actionality: Why they should
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Croft, William. In preparation. Verbs: Aspect and argument structure.
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Dahl, Östen. 1985. Tense and aspect systems. Oxford: Basil Blackwell.
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