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Food security and adaptation in the context of potential CSA practices in Zambia Aslihan Arslan (Co-authors: Nancy McCarthy, Leslie Lipper, Solomon Asfaw, Andrea Cattaneo and Misael Kokwe) 1st Africa Congress on Conservation Agriculture 19.03.2014 Lusaka, Zambia Outline • • • • • • • CSA & CA Background Data sources Climate variables Descriptive stats Results Conclusions Climate Smart Agriculture FAO CSA 2010 definition: Agriculture that sustainably increases productivity, resilience (adaptation), reduces/removes GHGs (mitigation), and enhances achievements of national food security and development goals. CSA = CA? • CSA: • is an approach to achieve agricultural development under climate change • CA: • has the potential to contribute to CSA pillars • different impacts in different locations & experimental vs. farmer plots • barriers to adoption (e.g. opp cost of residue, time delay) • needs to be studied under farmer conditions & climate change lens Questions Addressed 1. What are the impacts of CSA practices on maize yields per hectare in Zambia? 2. What are the impacts of CSA practices on the probability of very low yields and on the yield shortfall? Practices Studied: 1. Minimum Soil Disturbance (MSD) 2. Crop Rotation (CR) 3. Legume Intercropping (LEGINT) 4. Inorganic Fertilizer Use (INOF) 5. Improved Maize Seeds (IMPS) CSA?? Data Sources 1 • RILS 2004 and 2008: supplemental surveys (CSO/FSRP) to the annual post-harvest surveys (PHS) – Both nationally representative – Around 4,000 households interviewed in both years – 4,138 & 4,354 maize plots in 1st and 2nd rounds – Econometric analyses of productivity and probability of low production controlling for a large set of relevant socio-economic, climate and agro-ecological variables RILS Enumeration Areas & AER Data Sources 2 • Rainfall (1983-2012): Dekadal (10 days) rainfall data from Africa Rainfall Climatology v2 (ARC2) of the National Oceanic and Atmospheric Administration’s Climate Prediction Center (NOAACPC) • Temperature (1989-2010): Dekadal avg, min & max temperatures of the European Centre for Medium-Range Weather Forecasts (ECMWF) • Soil: Soil nutrient availability and soil pH levels from the Harmonized World Soil Database (HWSD) Climate Variables • Rainfall: 1. Growing Season Total (and its square) 2. Onset of the rainy season: 2 dekads of >=50mm rainfall after October 1. 3. Dry spells: # dekads with <20mm rain during germination&ripening 4. False onset: 1 dekad with <20mm rain after the onset • Temperature: 1. Growing season average 2. Growing season max 3. Indicator if Tmax=28 degrees References: Tadross et al. 2009. “Growing-season rainfall and scenarios of future change in southeast Africa: implications for cultivating maize. “ Climate Research 40: 147-161. Thornton P., Cramer L. (eds.) 2012. “Impacts of climate change on the agricultural and aquatic systems and natural resources within the CGIAR’s mandate.” CCAFS Working Paper 23. Maize Yields by AER & Year Maize Yields by AER 2004 2008 0 .0002 .0004 .0006 .0008 Maize Yields by AER 0 2000 4000 6000 0 2000 x AER I AER IIb Graphs by year AER IIa AER III 4000 6000 Season total rainfall by AER & year Season Rainfall by AER 2004 2008 0 .005 .01 Season Rainfall by AER 500 1000 1500 500 1000 x AER I AER IIb Graphs by year AER IIa AER III 1500 Average Temperature by AER & year Season Avg. Temp. by AER 2004 2008 0 .5 1 1.5 Season Avg. Temp. by AER 20 22 24 26 20 22 x AER I AER IIb Graphs by year AER IIa AER III 24 26 Max Temperature by AER & year Season Max. Temp. by AER 2004 2008 0 .5 1 1.5 Season Max. Temp. by AER 24 26 28 30 24 26 x AER I AER IIb Graphs by year AER IIa AER III 28 30 CoV of Rainfall & Onset by AER 50 100 kdensity onset_cov8312 40 30 20 0 0 10 CoV of Rain onset (1983-2012) by AER 150 CoV of Rainfall by AER .1 .15 .2 x AER I AER IIb .25 .3 .01 .02 .03 .04 .05 x AER IIa AER III AER I AER IIb AER IIa AER III .06 Shares of maize plots under each practice Year 2004 2008 Total MSD 0.030*** 0.043*** 0.037 CR 0.239*** 0.361*** 0.301 LEGINT 0.047*** 0.029*** 0.038 INOF 0.374 0.391 0.382 HYBM 0.436*** 0.476*** 0.457 MSD+CR 0.009*** 0.021*** 0.015 MSD+LEGINT 0.001 0.001 0.001 MSD+INOF 0.010 0.008 0.009 MSD+HYBM 0.010 0.010 0.010 CR+LEGINT 0.007 0.007 0.007 CR+INOF 0.087*** 0.143*** 0.115 CR+HYBM 0.079*** 0.146*** 0.113 LEGINT+INOF 0.011** 0.007** 0.009 LEGINT+HYBM 0.014*** 0.006*** 0.010 INOF+HYBM 0.217*** 0.259*** 0.238 CR+INOF 0.052*** 0.098*** 0.075 LEGINT+INOF+HYBM 0.007*** 0.003*** 0.005 * significant at 10%; ** significant at 5%; *** significant at 1% Maize yields by practice & year Average maize yields (kg./ha) by practice and year 2004 MSD CR LEGINT INOF HYBM No 1,580 1,538 1,576 1,320 1,417 2008 Yes 1,495 1,703 1,619 2,011 1,786 No 1,551 1,513 1,538 1,206 1,229 Yes 1,317 1,589 1,629 2,060 1,884 Econometric Analyses The methodology we use… • Avoids confounding factors that affect average yield comparisons (e.g. farmer characteristics, plot characteristics, labor availability, other input use) • Helps us identify the average impact of a practice on yields and probability of very low production • Interaction terms between climate variables and practices help us identify how the average impacts vary with climatic conditions Summary of robust findings Yield MSD CR LEGINT INOF IMPSEED CR*CoV Rain INOF*CoV Rain INOF*False onset IMPS*False onset IMPS*tmax ≥28°C Fertilizer on time Rainfall Max temp ≥ 28°C + + + + + + + p(low yield) Yield shortfall - - + + + + + + + - Conclusions- yield effects • Climatic shock variables significantly change the impacts of practices • Rainfall variability drives yield effects: In high variability areas… • Crop rotation has positive effects • Inorganic fertilizer & hybrids not effective • Legume intercropping has robust yield impacts • No significant impact of minimum soil disturbance on yield outcomes • Timely fertilizer delivery most important Broader implications • Data used are from years with limited rainfall stress • Our analysis shows that some climate related variables determine which practices will yield best results • Taking climate variables into consideration in developing strategies to support agricultural productivity increases is essential. • Our results suggest SLM/CA practices could play an important role in responding to CC. THANK YOU! APPENDIX Independent variables used in empirical models Variables Age of household head Education (average) # of adults (age>=15) Share of ill adults Female headed Total maize area (ha) Wealth index # of oxen owned Organic fertilizer applied # of weedings applied Tilled before rainy season Policy Variables ASP Dummy Had fertilizer on time Geo-referenced Variables Growing season rainfall (100mm.) CoV of growing season rainfall (1983-2012) False onset of rainy season Growing season avg. temperature (°C) Growing season max. temperature ≥ 28°C Moderate nutrient constraint Severe/very severe nutrient constraint Average soil pH Observations (# maize plots) 2004 49.50 5.23 4.58 0.07 0.21 1.09 0.21 0.78 0.12 1.72 0.37 0.50 0.29 8.62 0.20 0.63 21.96 0.14 0.35 0.35 5.59 4,138 2008 52.48 5.47 3.91 0.02 0.21 1.52 0.18 1.18 0.12 1.70 0.33 Signif. *** *** *** *** *** *** *** *** 0.53 ** 0.34 *** 8.19 0.21 0.19 22.27 0.18 0.34 0.34 5.61 4,354 *** *** *** *** *** Fertilizer timeliness by province & land size Province Central Copperbelt Eastern Luapula Lusaka Northern Northwestern Southern Western Total 2004 0.43 0.45 0.28 0.33 0.45 0.31 0.11 0.29 0.05 0.29 2008 0.54 0.49 0.30 0.16 0.54 0.35 0.20 0.31 0.03 0.32 Land size <=1.5ha 1.5-2.5ha 2.5-5ha 5-20ha >20ha Total 2004 0.22 0.28 0.34 0.46 0.55 0.29 2008 0.25 0.30 0.36 0.46 0.53 0.32 Further EPIC Work • Similar analyses on the impacts of sustainable land management practices on yields, incomes and food security in Tanzania, Malawi, Uganda, Niger, Nigeria, Ethiopia with detailed climate data • Analyses of climatic shocks and welfare in these countries • Work with ministries of agriculture in Malawi & Zambia to design CSA policies • Support to MS and PhD students to work on CSA • Investment proposals for CSA (potentially targeting GCF/GEF for funding)