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BLOCK HF Study Biventricular versus Right Ventricular Pacing in Patients with Left Ventricular Dysfunction and Atrioventricular Block – Preliminary Results Anne B. Curtis, Buffalo, NY Seth J. Worley, Lancaster, PA Philip B. Adamson, Oklahoma City, OK Eugene S. Chung, Cincinnati, Ohio Imran Niazi, Milwaukee, WI Lou Sherfesee, Minneapolis, MN Timothy S. Shinn, Ann Arbor, MI Martin St. John Sutton, Philadelphia, PA On behalf of the BLOCK HF Trial Investigators and Coordinators Acknowledgments Steering Committee Curtis AB (Principal Investigator), Adamson PB , Chung ES, St. John Sutton MG, Worley SJ Echo Core Lab St. John Sutton MG, Plappert T Adverse Events Advisory Committee Boehmer JP, Meyer TE(Chair), Smith AL, De Lurgio DB Data Monitoring Committee Steinberg JS (Chair), DeMarco T, Elkayam U, Louis TA (Statistician) Investigators Canada: Rinne C, Thibault B United States: Adamson PB, Al-Sheikh T, Andriulli J, Barber MJ, Beau S, Bell M, Borgatta L, Brodine W, Canosa R, Chung ES, Compton S, Curtis AB, Ellison K, Evonich R, Faddis M, Foreman B, Murray C, Guerrero M, Herre J, Hodgkin D, Huang D, Keim S, Kocovic D, Kusmirek SL, Lessmeier T, Levanovich P, Lobban JH, Mackall JA, Manaris A, McBride W, McKenzie J, Mela T, Merliss A, Mitrani R, Mittal S, Mounsey P, Navone A, Niazi I, Obel O, Oren J, Patel P, Patel V, Pickett A, Rao A, Rist K, Rosenblum A, Saba S, Sakaguchi S, Sandler D, Sangrigoli R, Shinn TS, Simmons T, Simonson J, Smith JE, Telfer EA, Tobias S, Tomassoni G, Worley SJ Sponsor Medtronic Inc. Clinical Trials.gov Identifier: NCT00267098 Caution: Use of CRT devices for AV block and systolic dysfunction patients without ventricular dyssynchrony is not an approved use in the United States. BLOCK HF 2 Background CLINICAL IMPORTANCE • Approximately 1 million people in the US have atrioventricular (AV) block • • Currently treated with standard pacemaker (i.e. right ventricular (RV pacing)) therapy Approximately 6 million in the US are currently diagnosed with heart failure (HF) and approximately 670,000 new cases confirmed each year • According to AHA 2012 statistics, this costs the US approximately $20 to $56 billion annually • DAVID and MOST Trial results have shown that RV pacing may have long-term deleterious effects • Can biventricular (BiV) pacing prevent progression of heart failure and its clinical and economic consequences in AV block? BLOCK HF 3 Study Design ELIGIBILITY CRITERIA • AV block necessitating pacing (CRT-P/D) • Establish OMT (30-60 days) Left ventricular ejection fraction (LVEF) < 50% • NYHA functional class I, II or III • Absence of a Class I indication for resynchronization therapy • No previous pacemaker or implantable cardioverter defibrillator (ICD) Implant Randomize 1:1 Control: Treatment: RV pacing BiV pacing DoubleBlind Follow-up Follow-up Every 3 months Every 3 months BLOCK HF • Echocardiography performed at Randomization, 6, 12, 18 and 24 months OMT=optimal medical therapy CRT-P=cardiac resynchronization therapy pacemaker CRT-D=CRT defibrillator 4 Study Purpose and Objectives Purpose: Biventricular pacing is superior to RV apical pacing in patients with AV block and LVEF <50% who require ventricular pacing Endpoints: Primary: Composite of: • All-cause mortality, • HF-related urgent care, defined as • HF hospitalization requiring IV therapy, or • Any unplanned visit requiring intravenous HF therapy, and • Increase in left ventricular end systolic volume index (LVESVI) >15% Key Secondary: All-cause mortality, All-cause mortality/HF hospitalization, HF hospitalization BLOCK HF 5 Methods Study featured: • Adaptive sample size • Pre-specified interim analyses • Stopping rules for success, safety, futility Analysis: Intention-to-treat Bayesian survival analysis using time to first event Parameter of interest for each endpoint: BiV to RV hazard ratio (HR) Metric: Probability that HR < 1 Endpoint Primary Endpoint (Mortality, HF Urgent Care, LVESVI) Secondary Endpoints All-cause Mortality All-cause Mortality/HF Hospitalization HF Hospitalization BLOCK HF Study Success Criteria Probability of (HR <1) > 0.9775 Probability of (HR <1) > 0.95 Probability of (HR <1) > 0.95 Probability of (HR <1) > 0.95 6 Study Flow Diagram Enrollment 918 Assessed for eligibility 691 Randomized 1:1 227 Subjects not randomized: 95 Subjects for whom inclusion criteria not met (e.g., AV conduction testing criteria not met prior to implant) 14 Subject withdrawals prior to implant 51 Unsuccessful implants 67 Implanted subjects not randomized Allocation 349 Allocated to Biventricular Pacing 346 Received allocated intervention 3 Did not receive allocated intervention 342 Allocated to Right Ventricular Pacing 342 Received allocated intervention Follow-up 52 Exited/lost to follow-up 75 Deaths 13 Crossed over to Right Ventricular Pacing 3 Met primary endpoint prior to crossover 50 Exited/lost to follow-up 90 Deaths 84 Crossed over to Biventricular Pacing 50 Met primary endpoint prior to crossover Analysis 349 Analyzed 83 Censored for primary endpoint due to missing LVESVI data BLOCK HF 342 Analyzed 71 Censored for primary endpoint due to missing LVESVI data 7 Follow-Up Experience Average Follow-up (months) Follow-up Compliance (% of visits) BLOCK HF BiV (N=349) RV (N=342) 36.3 ± 23.1 37.9 ± 23.5 94.6% 93.8% 8 Baseline Demographics CRT-P CRT-D BiV (N=243) RV (N=241) BiV (N=106) RV (N=101) 75% 70% 82% 80% Age, years 74 ± 10 74 ± 11 72 ± 9 71 ± 10 LVEF, % 43 ± 7 43 ± 7 33 ± 8 33 ± 8 Heart Rate, beats/min 69 ± 23 69 ± 24 68 ± 17 69 ± 17 QRS Duration, ms 125 ± 33 125 ± 31 123 ± 30 119 ± 30 NYHA I NYHA II NYHA III 14% 58% 27% 20% 52% 28% 10% 63% 26% 16% 57% 27% Left Bundle Branch Block 35% 31% 35% 27% Ischemic Heart Disease 39% 38% 63% 58% 1st Degree AV Block 2nd Degree AV Block 3rd Degree AV Block 17% 33% 49% 15% 29% 56% 27% 33% 40% 31% 38% 32% ACE Inhibitor/ARB at Randomization 71% 74% 83% 88% Beta Blocker at Randomization 75% 78% 92% 92% Diuretics at Randomization 64% 66% 72% 70% % Male BLOCK HF 9 Primary Endpoint Results: Mortality/HF Urgent Care/LVESVI 100 Event-Free Rate (%) 80 60 40 BiV Arm RV Arm 20 0 0 12 24 161 126 87 59 Cohort All Randomized Subjects CRT-P Only CRT-D Only BLOCK HF 48 60 72 38 28 17 18 3 10 Number of Months Number at Risk BiV: 349 RV: 342 36 62 39 Estimated HR (95% CI) 0.74 (0.60, 0.90) Probability HR < 1 0.9978 Threshold 0.9775 0.73 (0.58, 0.91) 0.75 (0.57, 1.02) 10 Clinical Components of Primary Endpoint: Mortality/HF Urgent Care Visits 100 Event-Free Rate (%) 80 60 40 BiV Arm RV Arm 20 0 0 12 24 271 248 195 180 Cohort All Randomized Subjects CRT-P Only CRT-D Only BLOCK HF 48 60 72 91 88 52 54 17 22 Number of Months Number at Risk BiV: 349 RV: 342 36 134 121 Estimated HR (95% CI) 0.73 (0.57, 0.92) Probability HR < 1 0.997 Threshold N/A 0.73 (0.56, 0.94) 0.73 (0.53, 1.02) 11 Secondary Endpoint: Mortality/HF Hospitalization 100 Event-Free Rate (%) 80 60 40 BiV Arm RV Arm 20 0 0 12 24 36 Number at Risk BiV: 349 RV: 342 270 258 Cohort All Randomized Subjects CRT-P Only CRT-D Only BLOCK HF 48 60 72 93 94 54 55 17 21 Number of Months 198 193 137 128 Estimated HR (95% CI) 0.78 (0.61, 0.99) Probability HR < 1 0.9802 Threshold 0.95 0.77 (0.58, 1.00) 0.80 (0.58, 1.13) 12 100 100 80 80 Event-Free Rate (%) Event-Free Rate (%) Secondary Objective Results: HF Hospitalization and Mortality 60 40 BiV Arm RV Arm 20 60 40 BiV Arm RV Arm 20 HF Hospitalization 0 Mortality 0 0 Number at Risk 12 24 BiV: 349 RV: 342 270 258 198 193 36 48 Number of Months Cohort All Randomized Subjects BLOCK HF 137 128 93 94 60 72 0 Number at Risk 12 24 54 55 17 21 BiV: 349 RV: 342 290 290 222 228 HF Hospitalization Estimated HR (95% CI) Probability HR < 1 0.70 (0.52, 0.93) 0.9922 36 48 Number of Months Mortality Estimated HR (95% CI) 0.83 (0.61, 1.14) 152 168 111 123 60 72 68 72 25 31 Threshold Probability HR < 1 0.8588 0.95 13 Adverse Events Note: Table below includes pre-randomization AE’s Number of Adverse Events (N, % of Subjects) CRT-P CRT-D BiV (N=243) RV (N=241) BiV (N=106) RV (N=101) Procedure-related Complications 50 (41, 17%) 32 (25, 10%) 18 (18, 17%) 21 (16, 16%) System-related Complications* Generator-related LV lead-related 41 (36, 15%) 10 (10, 4%) 16(15, 6%) 37 (31, 13%) 11 (11, 5%) 13 (13, 5%) 48 (40, 38%) 32 (32, 30%) 6 (6, 6%) 34 (24, 24%) 13 (12, 12%) 10 (9, 9%) * Subcategories for other system-related complications such as RA or RV-related complications not included BLOCK HF 14 Strengths and Limitations • STRENGTHS: • Prospective, randomized, double-blind control design • Largest, longest follow-up trial to date • First to show difference in outcomes in AV block and LV systolic dysfunction patients with BiV vs. RV pacing • LIMITATIONS: • Long enrollment duration • Censoring due to missing LVESVI in primary objective • Crossover imbalance between arms: • 24.6% crossed over from RV to BiV • 4.6% crossed over from BiV to RV BLOCK HF 15 Conclusions • In patients with AV block and LV systolic dysfunction (LVEF < 50%), BiV pacing compared to RV pacing leads to a significant 26% reduction in the combined endpoint of mortality, heartfailure related urgent care, and increase in LVESVI. • Furthermore, there is a 27% relative risk reduction in the composite endpoint of heartfailure urgent care and all-cause mortality. BLOCK HF 16