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Advanced Diagnostics and Cytology Joel L. Schwartz, D.M.D., D.M.Sc. Director of Oral Maxillofacial Pathology University of Illinois at Chicago College of Dentistry New Directions • The future of oral and pharyngeal cancers is prevention • New screening techniques are progressing that allow researchers to evaluate the risk prior to developing lesions • Oral cytology testing using cells from the tongue is both cost-effective and accurate • Researchers from UCLA report early success using saliva to detect oral cancer A Mechanism for Oral Cancer Development HPV Environmental Carcinogens Tobacco Carcinogens Alcohol Abuse Damage to DNA DNA Repair Cell Growth Regulation DNA Content Apoptosis Nuclear Instability Oral Cancer Cell Laboratory Studies Pre-Clinical Oral Cancer Model Clinical Translational Early Screening Studies Long Term Goal: To establish a set of markers to screen at risk individuals for oral cancer before a lesion is observed Approach: •Test hypothesis for initial markers following exposure to carcinogen in human oral keratinocytes •Further evaluate markers during low dose oral carcinogenesis and inhibition •Investigate expression of markers in at risk populations for oral cancer (e.g., smokers) Why Do We Want Markers? Markers are required to: •reduce the mortality rate among oral cancer patients (50% 5 year survival) •screen individuals before lesions appear •help monitor therapy Tools for Studying Oral Cancer Prevention, Detection and Treatment •Cells- Growth of well differentiated oral keratinocytes (normal, premalignant, malignant) -Transformation with HPV -Transformation with PAH, tobacco carcinogen, Betal Nut •Animal models -Tobacco carcinogen induction of oral cancer Human Papillomavirus Estimated: 35-55% of oral cancers positive for HPV 70 subtypes documented High Risk Types: 16,18 Lower Risk: 6,11,31 HPV 16 Role in Oral Cancer HPV+ No Cancer HPV+Tobacco or Environmental Carcinogen + Infection #2 Oral Cancer Papilloma Lesions of the Oral Cavity Squamous Papilloma: •Most common in 30 - 50 yr olds •Equally in males and females •HPV-6,11 in 50% of the lesions •Tongue and soft palate common sites Finger-like projections with fibrovascular core Verruca Vulgaris(Common Wart) Common Wart: •Found in children and middle age •Found frequently on vermillion border,labial mucosa, or anterior tongue •HPV-2,4,40 •Finger like projections with chronic inflammatory cells •Cup-like appearance •Koilocytes •Eosinophilic intranuclear viral inclusions Condyloma Acuminatum (Venereal Wart) STD associated lesion. Mouth and genitalia. HPV-6,11,16, 18 Koilocytes with keratohyalin granules Oral Keratinocyte Laboratory Response to HPV Infection and/or PAH Exposure Schwartz JL & Shklar. 1997. Eur J of Cancer 33: 431-438. (Hamster oral keratinocytes) Park NH, Gujuvula CN, Baek, JH. 1995. Intl J of Oncology 10: 2145-2153. (Human oral keratinocytes) HPV No oral cancer formation HPV HPV ORAL CANCER FORMATION PAH PAH PAH PAH PAH PAH Conclusions The combination of HPV 16,18 infection and treatment with low doses of environmental and/or tobacco carcinogens is capable of changing a non-cancer cell into a cancer cell Common Interaction Sites of HPV and Tobacco Carcinogens •A regulation of tumor suppression and cell growth pathways (p53 pathway, retinoblastoma,p300 complex proteins) •Influence upon cell protein chemistry (Ahr-Ahnt complex formation) •Association with endocrine (hormonal effects : estrogen, androgen and glucocorticoids ) Pre-Clinical Oral Cancer Model and Inhibition of Oral Carcinogenesis Tobacco Carcinogens Mechanism For Induction and Prevention of Oral Carcinogenesis Early Events Initiation Later Events Promotion Cancer Formation DNA Damage DNA Repair DNA Apoptosis Nuclear Instability Content Cell Growth VEas Administration Inhibits Oral Carcinogenesis Reduced DNA Damage Increased/Decreased Repair Decreased Cell Growth Reduced DNA Content Increased Apoptosis Reduced Nuclear Instability Clinical Translational Early Screening Studies We need to: •Screen before a lesion is observed •Change behavior •Provide prevention treatment Variations of Oral Squamous Carcinoma Presentations Factors Influencing Mortality and Survival Time of diagnosis Access to treatment Success of treatment State of health at initial detection No improvement since 1973 in mortality or morbidity for tongue and floor of mouth Sq. CA. Early Screening and Detection of Oral Mucosa Changes Before A Lesion Appears Screening and Detection of Oral Cancer •Oral Biopsies -Pouch Biopsy -Incisional Biospy •Oral Cytology of Lesions State of the Art: Oral Cytology Oral cytology = Exfoliative cytology, “Pap Smear” “Journal of the American Dental Association” “Oral cytology should be a part of every oral examination in which the dentist detects even the least suspicious lesion”-recommendations published 30 years ago. Some of the Problems: Oral Cytology -10% of all dentists have ever done an oral cytology smear -42% were ever taught how to do a smear -96.9 % of dental offices lack necessary materials Horowitz, et. al. JADA:131: 453-462, 2000 Determination of Malignancy • Evaluation of current lesion for malignancy -analysis dependent on nuclear staining, pap stain, toluidine blue, feulgen stain -morphology-nuclear cytoplasmic ratio, bizarre mitoses, micronuclei • Lack of specific genetic and molecular markers Present Indications for Oral Cytology • A mucosal lesion is present but it appears clinically innocuous and otherwise would not be biopsied • Evaluation of an extensive mucosal lesion when not possible to obtain adequate sampling. Additional Uses for Oral Cytology •Patient too fragile for surgical biospy of lesion or patient refuses surgery. •Follow-up for patients with a prior diagnosis of premalignant or malignant lesion •Follow-up with patients, analyze single sites of suspicion NEED TO: •Combine current genetic and molecular markers with the advantages of oral cytology. •Screen for the risk for cancer before the presence of a lesion. Novel Extension of Current Method Oral Cells From Brush Flow Cytometric Analysis 1. DNA Content”Ploidy” 2. Cell Cycle,Apoptosis, etc. Phosphate Buffered Saline pH 7.4 Characteristics of Oral Cytology Samples Viable cell number (Trypan blue dye exclusion (0.25%): Smokers-2.6 X106 cells/ml. Among nucleated cells 16-25% non-viable,>80% viable. Non-smokers-9.2X106 cell/ml. 5-8% non-viable,>90% viable. Toluidine blue-Papanicolaou staining Smokers-40-60% (red hue,upper layer),40-60% (blue hue, lower layer, Nucleated cells about 90 -98%) Non-smokers-80-90%(red hue, upper layer),10-20% (blue hue, lower layer,Nucleated cells about 60 -85%) Histomorphometric analysis: Kappa statistics analysis using blinded determination for criteria: nuclear cytoplasmic reversal, Hyperchromatism, pleomorphism, anaplasia, bizarre mitoses And keratotic cells. 0,1 to 5 indicating relative scale % of cells SIGNIFICANCE TO EXTENDED ORAL CYTOLOGY METHODS • Non-invasive • Low cost • Sensitive • Reliable • Consistent • HIGH CORRELATION TO RISK (requires more study) • Relevant to risk for other tobacco cancers (e.g., Lung, bladder, etc.) Additional Validation Procedures • Clinical assessment among smokers of: • premalignant malignant lesion-laser microdissection, • single cell suspensions, • DNA content staining, analysis using flow and laser scanning cytometry • Exposure of keratinocytes in laboratory to tobacco parent (B[a]P) and diol epoxide. • Cells analyzed using identical flow and laser scanning procedures. Non-smoker 8-OHdG Detection (60-70%Nucleated) Smoker (90-95%Nucleated) (3)Smoker (3) Non-smoker Mean % 44.26 3.14 Conclusion • Oral cytology which is relatively noninvasive, and low cost can provide a genetic and molecular survey approach of various markers linked to increased risk for oral cancer • A base line of genetic and molecular status can be obtained before a lesion is observed. This information can be associated with disease risk. • Prevention methods such as tobacco control and “chemoprevention” can be tested Future Studies • Oral cytology validation requires further study with a larger population of smokers, former smokers, and non-smokers. • Development of novel approaches to regulate tobacco carcinogen metabolism by controlling oral bacteria • Synthesize novel chemoprevention agents • Molecular manipulation of proteins that block carcinogen DNA damage Future Studies • UCLA researchers report they can measure elevated levels of four distinct cancer-associated molecules in saliva and distinguish with 91% accuracy between healthy individuals and those diagnosed with SCC using mRNA • Highlights the potential clinical value of saliva as a diagnostic biofluid http://www.nidcr.nih.gov/NewsAndReports/NewsRelease12202004.htm Role for the Health Professional • Screen patients at risk • Provide dental care to improve response to cancer treatment • Treat oral complications • Provide referral to other specialists Prevention A Key Role for the Health Professional • Health professionals will use oral cells to - Screen for an array of genetic and molecular disorders - Assess prevention of tobacco related cancers by various agents - Evaluate environmental carcinogens