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Transcript
Theoretical and experimental
investigation of direct detection optical
OFDM transmission using beat
interference cancellation receiver
S. Alireza Nezamalhosseini,1,2,∗ Lawrence R. Chen,1 Qunbi Zhuge,1
Mahdi Malekiha,1 Farokh Marvasti,2 and David V. Plant1
1 Department
of Electrical and Computer Engineering, McGill University, Montreal (QC),
H3A 2A4, Canada
2 Department of Electrical Engineering, Sharif University of Technology, Tehran, Iran
*[email protected]
Abstract:
We theoretically and experimentally evaluate a beat interference cancellation receiver (BICR) for direct detection optical orthogonal frequencydivision multiplexing (DD-OFDM) systems that improves the spectral
efficiency (SE) by reducing the guard band between the optical carrier
and the optical OFDM signal while mitigating the impact of signal-signal
mixing interference (SSMI). Experimental results show that the bit-errorrate (BER) is improved by about three orders of magnitude compared to the
conventional receiver after 320 km single-mode fiber (SMF) transmission
for 10 Gb/s data with a 4-QAM modulation using reduced guard band
single-sideband OFDM (RSSB-OFDM) signal with 1.67 bits/s/Hz SE.
© 2013 Optical Society of America
OCIS codes: (060.2330) Fiber optics communications; (060.0060) Fiber optics and optical
communications.
References and links
1. N. Cvijetic, “OFDM for next-generation optical access networks,” IEEE J. Lightw. Technol. 30(4), 384-398
(2012).
2. Peter J. Winzer, “High-spectral-efficiency optical modulation formats,” IEEE J. Lightw. Technol. 30(24), 38243835 (2012).
3. J. Armstrong, “OFDM for optical communications,” IEEE J. Lightw. Technol. 27(3), 189-204 (2009).
4. B. J. C. Schmidt, A. J. Lowery, and J. Armstrong, “Experimental demonstrations of electronic dispersion compensation for long-haul transmission using direct-detection optical OFDM,” IEEE J. Lightw. Technol. 26(1),
196-203 (2008).
5. W. Shieh, H. Bao, and Y. Tang, “Coherent optical OFDM: theory and design,” Opt. Express 16(2), 841-859
(2008).
6. W. Shieh, X. Yi, Y. Ma, and Q. Yang, “Coherent optical OFDM: has its time come?,” J. Optical Networking 7(3),
234-255 (2008).
7. Q. Zhuge, M. Morsy-Osman, M. E. Mousa-Pasandi, X. Xu, M. Chagnon, Z. A. El-Sahn, C. Chen, and D. V. Plant,
“Single channel and WDM transmission of 28 Gbaud zero-guard-interval CO-OFDM,” Opt. Express 20(26),
439-444 (2012).
8. S. L. Jansen, I. Morita, and H. Tanaka, “10 × 121.9-Gb/s PDM-OFDM transmission with 2-b/s/Hz spectral
efficiency over 1 000 km of SSMF,” in Optical Fiber Communication Conference, OSA Technical Digest Series
(CD) (Optical Society of America, 2007), paper PDP2.
9. T. Pollet, M. V. Blade and M. Moeneclaey, “BER sensitivity of OFDM systems to carrier frequency offset and
Wiener phase noise,” IEEE Tran. on Communiacation 43(2/3/4), 191-193 (1995).
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(C) 2013 OSA
Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15237
10. X. Yi, W. Shieh, and Y. Ma, “Phase noise effects on high spectral efficiency coherent optical OFDM transmission,” IEEE J. Lightw. Technol. 26(10), 1309-1316 (2008).
11. W. Peng, B. Zhang, K. Feng, X. Wu, A. E. Willner, and S. Chi, “Spectrally efficient direct-detected OFDM transmission incorporating a tunable frequency gap and an iterative detection techniques,” IEEE J. Lightw. Technol.
27(24), 5723-5735 (2009).
12. A. J. Lowery and J. Armstrong, “Orthogonal-frequency-division multiplexing for dispersion compensation of
long-haul optical systems,” Opt. Express 14(6), 2079-2084 (2006).
13. I. V. Djordjevic and B. Vasic, “Orthogonal frequency division multiplexing for high-speed optical transmission,”
Opt. Express 14(9), 3767-3775 (2006).
14. W. Peng, X. Wu, V. R. Arbab, B. Shamee, J. Yang, L. C. Christen, K. Feng, A. E. Willner, and S. Chi, “Experimental demonstration of 340 km SSMF transmission using a virtual single sideband OFDM signal that employs
carrier suppressed and iterative detection techniques,” in Optical Fiber Communication Conference, OSA Technical Digest Series (CD) (Optical Society of America, 2008), paper OMU1.
15. Z. Cao, J. Yu, W. Wang, L. Chen, and Z. Dong, “Direct-detection optical OFDM transmission system without
frequency guard band,” IEEE Photon. Technol. Lett. 22(11), 736-738 (2010).
16. D. Qian, J. Yu, J. Hu, L. Zong, L. Xu, and T. Wang, “10 Gbit/s WDM-SSB-OFDM transmissions over 1000 km
SSMF using conventional DFB lasers and direct-detection,” Electronic Letter 44(3), 223-225 (2008).
17. W. Peng, I. Morita, and H. Tanaka, “Enabling high capacity direct-detection optical OFDM transmissions using beat interference cancellation receiver,” in European Conference and Exhibition on Optical Communication
(ECOC 2010), paper Tu.4.A.2.
18. W. Peng, X. Wu, V. R. Arbab, B. Shamee, L.C. Christen, J. Yang, K. Feng, A. E. Willner, and S. Chi, “Experimental demonstration of a coherently modulated and directly detected optical OFDM system using an RF-tone
insertion,” in Optical Fiber Communication Conference, OSA Technical Digest Series (CD) (Optical Society of
America, 2008), paper OMU2.
19. W. Peng, K. Feng , A. E. Willner, and S. Chi, “Estimation of the bit error rate for direct-detected OFDM signals
with optically preamplified receivers,” IEEE J. Lightw. Technol. 27(10), 1340-1346 (2009).
20. G. Einarsson, Principles of Lightwave Communications. New York: McGraw-Hill, 1996.
1.
Introduction
The fast growth of Internet applications such as voice, video, and gaming has lead to a huge
demand on the bandwidth of optical networks. To satisfy this increasing demand, extensive
research has been conducted to increase the spectral efficiency (SE) both in access [1] and
core fiber optic networks [2]. Optical orthogonal frequency division multiplexing (OOFDM)
has gained much attention as one of the attractive candidates for future optical communication
systems [3]. Moreover, it has been shown that chromatic dispersion (CD) and polarization mode
dispersion (PMD) in single-mode fiber (SMF) systems could be compensated electrically using
digital signal processor (DSP) at the receiver [4, 5]. OOFDM systems can be classified into two
categories according to their underlying techniques and applications: Coherent OFDM (COOFDM) [6], and Direct Detection OFDM (DD-OFDM) [4].
CO-OFDM represents the ultimate performance in receiver sensitivity, SE, and robustness
against PMD [5], [7], [8] compared to DD-OFDM. Therefore, CO-OFDM has been seen as
a potential candidate for future long-haul optical transmission systems. However, CO-OFDM
requires high complexity in the transceiver design and because of the sensitivity of OFDM
to frequency offset and phase noise [9], lasers with very narrow linewidth are required at the
transmitter and receiver sides [10]. To solve these complexities, DD-OFDM systems have been
proposed for low cost systems. The DD-OFDM receiver structure is simple and generally requires only a photodetector (PD) for detection [3]. There is no need to estimate the frequency
and phase offset due to the elimination of the local oscillators and optical hybrids. Moreover,
the channel estimation and CD compensation can be done at the receiver side without any link
information.
In DD-OFDM, the optical single-sideband OFDM (SSB-OFDM) has been proposed since it
can overcome the inherent CD-induced fading problem associated with double-sideband (DSB)
transmission [4]. Generally, the transmitted OFDM signal is recovered by detecting the carrier
and signal mixing products [12] in a square-law PD. However, this desired mixing product is
#189824 - $15.00 USD
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Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15238
affected by the signal-signal mixing interference (SSMI). Several methods have been proposed
to minimize the penalty due to SSMI. In offset SSB-OFDM (OSSB-OFDM) [12], a sufficient
guard band (GB) is allocated between the optical carrier and the OOFDM signal such that
the SSMI and desired RF spectra are nonoverlapping. The minimum GB should be equal to
the bandwidth of OOFDM signal; therefore, the SE is half of that in the CO-OFDM system.
In order to increase the SE, the GB should be reduced or even eliminated. However, in this
case the system performance is degraded due to SSMI. Several methods have been proposed to
address this issue [13–15]. It is worth mentioning that improving the SE in DD-OFDM systems
results in the electronic components’ bandwidth requirements relaxation at both the transmitter
and receiver. This leads to reduce required PD bandwidth, ADC and DAC sampling rates. In
addition, for wavelength-division multiplexing SSB-OFDM (WDM-SSB-OFDM) systems [16]
where several SSB-OFDM signals are transmitted over different wavelengths, the aggregate
per-fiber capacity can be increased.
In [17], a beat interference cancellation receiver (BICR) that mitigates SSMI in Reduced GB
SSB-OFDM (RSSB-OFDM) systems where the GB is less than the bandwidth of the OOFDM
signal was proposed. This BICR is relatively simple since it requires only one optical filter and
one balanced receiver in the front end without the need for careful polarization management.
The impact of filter parameters (e.g., order, bandwidth) on the system performance was assessed
using numerical simulations. Furthermore, system tolerance to both phase noise and PMD can
be improved using the BICR. In this paper, the working principle of the BICR is analyzed in detail taking into account all the linear impairments from the transmitter to the receiver. Moreover,
the BICR is experimentally verified by transmitting 10 Gb/s data with 4-quadrature amplitude
modulation (4-QAM) using RSSB-OFDM signals over 320 km SMF. The experimental results
reveal that the bit-error-rate (BER) is improved by three orders of magnitude compared to the
conventional receiver when a fourth-order super-Gaussian filter is used.
2.
System model
Figure 1 shows a schematic and principle of conventional DD-OFDM. The real and imaginary
parts of the complex baseband electrical OFDM signal are fed into an optical I/Q modulator.
Assume that the total OFDM bandwidth is B and the number of data subcarriers is N. As
depicted in Fig. 1(a), the optical spectrum of the optical signal at the transmitter side is a linear
version of the electrical OFDM spectrum plus an optical carrier. Therefore, the transmitted
optical OFDM signal can be represented as
s(t) = HT ( f0 )e j(2π f0 t+φ (t)) + β e j(2π ( f0 +Δ f )t+φ (t))
N−1
∑ HT ( f0 + Δ f + fk )ak e j2π fkt ,
(1)
k=0
where s(t) is the optical OFDM signal, f0 is the main optical carrier frequency, Δ f is the GB
between the main optical carrier and the OFDM signal, β is the scaling coefficient that describes
the OFDM signal strength related to the main carrier, HT ( f ) is the frequency response of the
transmitter, φ (t) is the phase noise, ak is the OFDM information symbol for the kth subcarrier,
and fk = k NB is the frequency for the kth subcarrier. It is worth mentioning that the GB (Δ f ) is
an integer multiple of NB since the RF tone-assisted OFDM method [18] is used to generate the
optical carrier. Therefore, the GB can be shown as Δ f = m NB where m is an integer number. In
Eq. (1), for the sake of mathematical simplicity, only one OFDM symbol is assumed.
If the fiber nonlinearity remains sufficiently low, the optical fiber can be modeled as a linear system (HCD ( f )). Hence, the signal, and the added amplified spontaneous emission (ASE)
noise by erbium-doped-fiber-amplifiers (EDFAs) can be assumed independent. Therefore, the
received signal at the PD can be represented as [11]
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Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15239
Fig. 1. Principle model for SSB-OFDM systems.
r(t) = HT F ( f0 )e j(2π f0 t+φ (t)) + β e j(2π ( f0 +m N )t+φ (t))
B
N−1
B
∑ ak HT F ( f0 +(m+k) N )e j2π k N t +nASE (t),
B
k=0
(2)
where HT F ( f ) = HO ( f )HT ( f )HCD ( f ) denotes the overall transfer function from the transmitter
to the receiver, and nASE (t) represents the ASE noise as complex circular AWGN. We denote the
frequency responses of the optical fiber, and optical filters as HCD ( f ), and HO ( f ), respectively.
At the receiver, the PD is modeled as an ideal square-law device [20] with quantum efficiency
equal to one. Therefore, the resultant photocurrent after the PD can be expressed as follows
N−1
B
B q(t) = |r(t)|2 = |HT F ( f0 )|2 + 2β Re e j2π m N t ∑ ak ĤT F (m + k, 0)e j2π k N t +
k=0
β
2
N−1 N−1
∑ ∑
k1 =0 k2 =0
B
ak1 a∗k2 ĤT F (m + k1 , m + k2 )e j2π (k1 −k2 ) N t
(3)
+ nSABN (t) + nAABN (t) + nCABN (t),
where ∗ represents the complex conjugate and Re{x} denotes the real value of x. In the rest
of the paper, for simplicity, Ĥx (n, m) is defined as Hx ( f0 + n NB )Hx∗ ( f0 + m NB ). The first term of
Eq. (3) is a dc component, the second term shows the fundamental term consisting of linear
OFDM subcarriers that are to be retrieved, and the third term is the SSMI which degrades the
desired OFDM signal. nSABN (t), nAABN (t), and nCABN (t) are the signal-ASE beat noise (SABN),
the ASE-ASE beat noise (AABN), and the carrier-ASE beat noise (CABN), respectively. The
power spectral density (PSD) of these noises has been studied in [19]. From Eq. (3), we can see
N−1
that the SSMI is distributed from − N−1
N B to N B in the frequency domain. The non-negative
frequency components of the SSMI are shown in Fig. 1(c). The SSMI at the nth subcarrier
(0 ≤ n) can be expressed as follows
⎧
⎨ 2 N−1−n
β ∑ an+i a∗i ĤT F n + i + m, i + m , 0 ≤ n ≤ N − 1
.
(4)
In =
i=0
⎩
0
, Otherwise
This expression shows that the SBBI is distributed from the dc to the (N − 1)th subcarrier.
Moreover, the desired term at the nth subcarrier (0 ≤ n) can be shown as
β an−m ĤT F n, 0 , m ≤ n ≤ m + N − 1
.
(5)
Dn =
0
, Otherwise
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Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15240
From Eq. (5) it is obvious that the desired signal is located from m NB to m NB + N−1
N B in
the frequency domain as shown in Fig. 1(b). Considering Eqs. (4) and (5) reveals that the
SSMI (In ) will fully overlap with the desired signal (Dn ) when the GB (m) is zero. There are
several approaches to address this issue. In the baseband optical SSB-OFDM (BSSB-OFDM)
method [13], the authors proposed to decrease β as much as possible such that the distortion
caused by SSMI is reduced to an acceptable level. Additionally, Cao et al. [15] proposed the use
of subcarrier modulation and turbo coding to compensate SSMI. Moreover in [14], the authors
proposed an iterative detection method to reduce SSMI. On the other hand in OSSB-OFDM
[4], sufficient GB is allocated such that the desired term and SSMI are nonoverlapping in the
frequency domain. From Eqs. (4) and (5), we can see that the by choosing m greater than N, B ≤
Δ f , the desired signal is nonoverlapping with SSMI. There are advantages and disadvantages to
all these approaches. For instance, OSSB-OFDM has better sensitivity compared to the BSSBOFDM but with the half of SE. The turbo coding and iterative approaches have good SE, but
with a burden of computational complexity.
3.
Theoretical model of BICR
In order to improve the SE in OSSB-OFDM, the GB should be reduced. However, SSMI would
interfere with the OFDM subcarriers which degrades the system performance. To mitigate the
SSMI when the GB is smaller than B, the BICR was proposed in [17] which is depicted in Fig.
2. In this receiver, an optical coupler splits the received optical signal into two parallel branches.
The optical signal in the upper branch is sent to the PD directly. But, the optical signal in the
lower branch passes through an optical filter to remove the optical carrier. Consequently, in
the upper branch, the optical carrier and OOFDM signal are present, while in the lower branch
only the OOFDM signal exists, i.e., the output of the PD in the upper branch consists of the dc,
desired, and SSMI terms while the output of the PD in the lower branch consists of only the
SSMI term. Thus, by simply subtracting the output of the upper branch from that of the lower
branch, the SSMI term will be removed. The optical signal prior to a PD in the upper branch
(rU ) and the photocurrent in the upper branch (qU ) are given by Eqs. (2) and (3), respectively.
The optical signal prior to a PD in the lower branch (rL ) can be written as
Fig. 2. The proposed receiver structure.
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1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15241
rL (t) = HT F ( f0 )HOF ( f0 )e j(2π f0 t+φ (t)) +
N−1
B
B
B j2π k B t
N +n
HT F f0 + (m + k)
e
β e j(2π ( f0 +m N )t+φ (t)) ∑ ak HOF f0 + (m + k)
ASE (t),
N
N
k=0
(6)
where HOF ( f ) represents the transfer function of the optical filter in the lower branch. Therefore, the photocurrent in the lower (qL ) branch can be noted as follows
N−1
B
B
qL (t) = |HT F ( f0 )HOF ( f0 )|2 + 2β Re e j2π m N t ∑ ak ĤT F (m + k, 0)ĤOF (m + k, 0)e j2π k N t +
k=0
β2
N−1 N−1
∑ ∑ ak1 a∗k2 ĤT F (m + k1 , m + k2 )ĤOF (m + k1 , m + k2 )e j2π (k1 −k2 ) N t +
B
k1 =0 k2 =0
nSABN (t) + nAABN (t) + nCABN (t).
(7)
By subtracting qU (t) from qL (t), we have
q(t) = qU (t) − qL (t) = |HT F ( f0 )|2 (1 − |HOF ( f0 )|2 )+
N−1
B
B
2β Re e j2π m N t ∑ ak ĤT F (m + k, 0) 1 − ĤOF (m + k, 0) e j2π k N t +
k=0
β
2
N−1 N−1
∑ ∑
k1 =0 k2 =0
ak1 a∗k2 ĤT F (m + k1 , m + k2 )
1 − ĤOF (m + k1 , m + k2 ) e
(8)
j2π (k1 −k2 ) NB t
+
nSABN (t) + nAABN (t) + nCABN (t),
Thus, the SSMI at the nth subcarrier (0 ≤ n) can be expressed as
⎧
N−1−n
⎪
2
⎪
⎪
∑ an+i a∗i ĤT F (n + i + m, i + m)×
⎨ β
i=0
In =
1 − ĤOF (n + i + m, i + m)
,0 ≤ n ≤ N −1
⎪
⎪
⎪
⎩
0
, Otherwise
And the desired term at the nth subcarrier (0 ≤ n) can be shown as
β an−m ĤT F (n, 0) 1 − ĤOF (n, 0) , m ≤ n ≤ m + N − 1
Dn =
0
, Otherwise
(9)
(10)
In the case of an ideal optical filter where the optical carrier can be removed completely without
affecting the OOFDM signal, the transfer function, HOF ( f ), is
1 , f0 + m NB ≤ f ≤ f0 + m NB + B
HOF ( f ) =
(11)
0 , Otherwise
Thus, considering Eq. (11) in Eqs. (9) and (10), results in
In = 0
Dn =
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β an−m ĤT F (n, 0) , m ≤ n ≤ m + N − 1
0
, Otherwise
(12)
(13)
Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15242
From Eq. (12), it is clear that the SSMI term is cancelled completely. In the case of a nonideal filter, typically having a finite frequency roll-off around its cut-off frequency, there are
two impairments that can degrade the system performance. First, the optical carrier in the lower
branch would not be removed completely which leads to a mixing product between the carrier
and signal. Therefore, the signal power decreases by 1 − ĤOF (n, 0) as shown in (12). Second,
the band-edge OOFDM subcarriers are attenuated by the non-ideal optical filter. As such, the
SSBI term in the upper and lower branches would not be identical; hence the SSBI cannot
be removed completely. It is worth noting that the mitigation of SSMI relies heavily on the
common mode rejection ratio of a balanced PD. Moreover, in practical systems, the insertion
loss and delay caused by the optical filter in the lower branch should be compensated before
the photocurrent from the upper and lower branches are subtracted. In general, two approaches
can be applied to address these issues: (1) using a balanced PD and then these impairments are
compensated in the optical domain; and (2) using two PDs instead of a balanced PD, where
these impairments are compensated in the digital domain. With the former approach it is not
easy to estimate and compensate the impairments whereas the latter approach is more practical
and adaptive. However, two analog-to-digital converters are needed in the second approach
while only one analog-to-digital converter is required in the first approach. We have chosen the
second approach for the experiment because it is more practical.
4.
4.1.
Results and discussion
Simulation results
We investigate the system performance of the BICR numerically using OptiSystem 10.0 and
MATLAB. In the simulations, the system parameters used are the same as those for the experimental setup described in Section 4.2. The data rate is 10 Gb/s and we use 4-QAM to
map bit stream data onto the OFDM subcarriers. The FFT size, and the cyclic prefix length
are 512, and 32, respectively. The OOFDM bandwidth is 5 GHz and the GB is varied from
4.5 GHz to 0.5 GHz in 0.5 GHz decrements. The transmission link consists of four 80 km spans
of SMF-28e+ fiber. The fiber loss, dispersion, and the nonlinearity coefficient are 0.18 dB/km,
17 ps/(nm.km), and 1.2 W −1 km−1 , respectively. The noise figure of the EDFAs used to compensate the loss of each span
The optical filter is modeled with a super-Gaussian re√ is 6−dB.
fc 2M
) ), where fc , B, and M are the center frequency, 3dB
sponse, HOF ( f ) = exp(−ln 2( fB/2
bandwidth, and filter order, respectively. In the simulations, the center frequency and 3dB bandwidth are fixed at fc = m NB + B2 and 6GHz, respectively, to focus on the filter order.
In Fig. 3, we compare the Q-factor for both the BICR with different optical filter orders M
and the conventional receiver by varying the GB. As depicted in the figure, as GB decreases,
the number of OFDM subcarriers that suffer from SSMI increases and therefore the Q-factor
gets worse. It can be seen that the BICR outperforms the conventional receiver in terms of Qfactor. This is because most SSMI is eliminated using the BICR and a better signal quality is
achieved. Moreover, the Q-factor improves by increasing the optical filter order at a fixed GB
(i.e., the optical filter becomes more ideal thereby reducing the impairments associated with a
non-ideal filter response). Additionally, for the fixed system performance, a higher-order optical
filter is required to remove the optical carrier without affecting the OOFDM signal as the GB
decreases. In other words, to further improve the SE for a given Q-factor, a higher-order optical
filter should be used. For instance, at a Q-factor of 16 dB, the GB can be reduced to 3.7, 3, 2.3,
1.8, and 1.3 GHz using optical filters with orders of 2, 4, 6, 8, and 10, respectively.
Figure 4 illustrates the Q-factor as a function of launch power with different optical filter
orders and for GBs of 2 GHz and 3 GHz. As depicted in these figures, at a fixed optical filter
order, the Q-factor is maximized at the same optical launch power for the two different GBs.
Also, at lower input powers, the Q-factor is limited by ASE noise while for high launch powers,
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Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15243
20
18
Q(dB)
16
14
12
10
8
6
4.5
Conv. Rx.
M=2
M=4
M=6
M=8
M=10
M=20
4
3.5
3
2.5
2
1.5
1
0.5
Guard band (GHz)
Fig. 3. Q-factor versus guard band with different optical filter orders.
the Q-factor is limited by fiber nonlinearity. Furthermore, the optimum Q-factor increases by
increasing either the optical filter order or the GB.
20
20
M=2
M=4
M=6
M=20
18
18
16
Q (dB)
Q (dB)
16
14
14
12
12
10
10
8
−10
−5
0
Launch Power (dBm)
(a)
5
8
−10
M=2
M=4
M=6
M=20
−5
0
Launch Power (dBm)
(b)
Fig. 4. Simulation results of Q-factor versus the launch power for different optical filter
orders: (a) 2 GHz guard band. (b) 3 GHz guard band.
4.2.
Experimental setup
Figure 5 depicts the experimental setup for RF tone-assisted OFDM transmission system with
the BICR. In this experiment, the original binary pseudo-random bit sequence (PRBS) data is
first divided and mapped onto 97 frequency subcarriers with 4-QAM modulation format and
then transferred to the time-domain by an IFFT of size 512 while zeros occupy the remainder of subcarriers. A cyclic prefix of 32 samples is used, resulting in 19.42 ns OFDM symbol
duration. We use 27 training symbols preceding the 227 OFDM symbols for frame synchronization and channel estimation. The OFDM signal is generated offline using MATLAB. Then
the inphase (I) and quadrature (Q) components of the OFDM signal are loaded separately on
two field-programmable gate arrays (FPGAs) to generate the electrical I and Q signals via two
digital-to-analogue convertors (DACs) operating at 28 GSamples/s. Therefore, the data rate of
each subcarrier is 51.47 MSymbol/s and the total data rate is 10 Gb/s. The analogue electrical
I and Q signals are then fed into an IQ Mach-Zehnder Modulator (IQ-MZM) to generate the
OOFDM signal. The carrier to signal power ratio is 0 dB. The optical source for the IQ-MZM
is a commercial external cavity laser (ECL) with a linewidth of 100 kHz. The modulated optical
#189824 - $15.00 USD
(C) 2013 OSA
Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15244
5
Fig. 5. Experimental setup for the proposed structure.
signal is transmitted through the four 80 km spans of Corning SMF-28e+ fiber. After each span,
the signal is amplified by an in-line EDFA with a noise figure of approximately 6 dB to compensate fiber losses. Two optical filters with bandwidths of 0.4 nm and 0.8 nm are placed before
and after the preamplifier, respectively, to remove the out-of-band ASE noise. The received
signal is fed into the BICR where the signal is divided into two branches by a 50/50 coupler.
The signal in the upper branch is sent to a PD directly, while in the lower branch the signal
passes through an optical filter prior to photodetection. We consider two different optical filter
orders. First, we use an optical filter (Finisar Waveshaper 1000S) with a second-order Gaussian response. We then cascade a second filter (Yenista WSM-160), also with a second-order
Gaussian response, to obtain a fourth-order Gaussian filter response. The center frequency and
3dB bandwidth should be carefully tuned to optimize system performance. Moreover, a optical filter with tunable center frequency is required to compensate for wavelength drift of the
carrier. The converted photocurrents at each branch are electrically sampled and then recorded
at 80 GSamples/s using an Agilent X96204Q real-time oscilloscope (RTO). The related signal
processing is performed offline in MATLAB. The insertion loss and delay caused by the optical
filter(s) in the lower branch are calculated and compensated in the digital domain. Then the
digital signals from upper and lower branches are subtracted. This is followed by other signal
processing functions such as synchronization, CP removal, FFT, and decision. The channel estimation is implemented by comparing the received OFDM symbols with the known transmitted
OFDM symbols to find a series of channel responses. The final channel estimation is then obtained by averaging over the responses to reduce the noise effect. The one tap zero forcing
channel equalization is used to compensate the channel.
The BER performance is depicted in Fig. 6 versus the GB for both simulation and experiment. The curves in the figure correspond to different receiver structures: conventional receiver,
and the BICR using second- and fourth-order optical filters. The dashed and solid lines correspond to the simulation and experimental results, respectively. Due to the limitation on the
number of transmitted bits, a BER below 10−5 cannot be measured. As depicted in this figure,
the experimental results are in good agreement with the numerical simulations. Moreover, since
the SSMI is reduced using the BICR, the BICR outperforms the conventional receiver. The results show that using the second-order optical filter, the measured BER improvement varies
from one to two orders of magnitude depending on the GB compared to the conventional re-
#189824 - $15.00 USD
(C) 2013 OSA
Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15245
ceiver. An even greater improvement in BER can be obtained using a higher-order optical filter:
the fourth-order optical filter improves the BER by about three orders of magnitude compared
to the conventional receiver. In other words, for a given BER, a better SE can be achieved using
a higher-order optical filter.
Experiment (Conv. Rx.)
Experiment (M=2)
Experiment (M=4)
Simulation (Conv. Rx.)
Simulation (M=2)
Simulation (M=4)
0
−1
log BER
−2
−3
−4
−5
−6
−7
1
1.5
2
2.5
3
3.5
Guard band (GHz)
Fig. 6. BER versus guard band for simulation and experiments at an OSNR(0.1nm) of 16.8
dB.
5.
Conclusion
In this paper, we evaluated the BICR which improves the SE in DD-OFDM systems. The increased SE results in relaxing electronic components’ bandwidth requirements in DD-OFDM
systems. Additionally, the system capacity in WDM-SSB-OFDM systems can be increased.
Moreover, the computational complexity is the same as that of the conventional receiver. We
studied theoretically in detail how this receiver can mitigate SSMI in RSSB-OFDM systems and
recover the transmitted data. Furthermore, we investigated the system performance both with
simulation and experiment. To address some practical issues, in the experimental setup, we
used two PDs followed by two analog-to-digital convertors instead of a balanced PD followed
by one analog-to-digital convertor. The experimental results show that the receiver is efficient
to improve the SE of DD-OFDM systems. For a 10 Gb/s data with a 4-QAM modulation, using
RSSB-OFDM signal with 1.67 bits/s/Hz SE, the BER is improved approximately by one and
a half orders of magnitude compared to the conventional receiver when a second-order optical filter is used at the receiver; also with a fourth-order optical filter, the BER performance
improves by three orders of magnitude. The center frequency and 3dB bandwidth should be
carefully tuned to optimize system performance. Therefore, a sharp optical filter with tunable
center frequency is required to compensate for wavelength drift of the carrier.
Acknowledgment
This research was supported in part by the Natural Sciences and Engineering Research Council
(NSERC) Canada via the CREATE program on Next-Generation Optical Networks, as well as
the Ministry of higher education and the Iran Telecom Research Center (ITRC).
#189824 - $15.00 USD
(C) 2013 OSA
Received 1 May 2013; revised 30 May 2013; accepted 7 Jun 2013; published 18 Jun 2013
1 July 2013 | Vol. 21, No. 13 | DOI:10.1364/OE.21.015237 | OPTICS EXPRESS 15246