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Triple-Negative First-Line Study: Neoadjuvant Trial of nab-paclitaxel and Atezolizumab, a PD-L1 inhibitor, in patients with Triple Negative Breast Cancer (TNBC) J. K. Litton1, S Moulder1, T Helgason1, AR CLayborn1, GM Rauch2, M. Gilcrease3, BE Adrada2, L Huo3, KR Hess4, WF Symmans3, A Thompson5, D Tripathy1, EA Mittendorf5 The University of Texas MD Anderson Cancer Center, Department of Breast Medical Oncology 1, Department of Diagnostic Radiology2, Department of Pathology3, Department of Biostatistics4, Department of Breast Surgical Oncology5, OBJECTIVES ABSTRACT BACKGROUND: TNBC has an especially poor prognosis in patients (pts) whose tumor does not respond to anthracycline and taxane-based chemotherapy. Approximately 50% will have chemoinsensitive disease (CID) resulting in extensive residual disease at the time of surgery. 40-80% of these pts will recur < 3 years. Recently developed molecular profiling techniques to identify TNBC subsets detect distinct molecular hallmarks. We designed a clinical trial to identify and characterize CID (ARTEMIS: A Randomized, TNBC Enrolling trial to confirm Molecular profiling Improves Survival). Treatment naïve pts with localized TNBC undergo a pretreatment biopsy followed by anthracycline-based chemotherapy (AC). During AC the molecular profile is determined; these results along with the response assessment (clinical exam/diagnostic imaging) will identify CID and guide the second phase of neoadjuvant chemotherapy. Tumor-infiltrating lymphocytes (TIL) have been identified as having prognostic and predictive significance in TNBC pts leading to higher pCR rates post NACT. However, the tumor microenvironment also contains regulatory T cells and myeloid-derived suppressor cells that are immunosuppressive. Programmed death ligand 1 (PD-L1) is BACKGROND expressed in 20% TNBC. Targeting this may lead to a more durable response as compared to chemotherapy alone. PRIMARY OBJECTIVE: Evaluate the rate of pathologic complete response (pCR)/RCB-0 + residual cancer burden (RCB)-I responses in TNBC pts, determined to have CID after anthracycline -based chemotherapy, then treat with atezolizumab + nabpaclitaxel preoperatively. TRIAL DESIGN AND STATISITCAL METHODS: Pts deemed to have CID on the ARTEMIS trial can enter this non-randomized phase II study. Pts without response to their initial chemotherapy cycles have a low likelihood (5%) of achieving pCR with additional cycles of chemotherapy. It would be clinically meaningful for pCR to improve to 20%. Counting pCR (RCB-0) or RCB-I as response given similar survival outcomes, a two-stage Gehan-type design will be employed with 14 pts in the first stage. If at least one pt responds, 23 more will be added. This design has a 49% chance of terminating after the first stage if the true response rate is 0.05, 23% chance if the true rate is 0.10, 10% if the true rate is 0.15 and 4% if the true rate is 0.20. If accrual continues to the second stage, the 95% confidence interval for a 0.20 response rate will extend from 0.10 to 0.35. . HYPOTHESES Among patients with TNBC who were non-responders to initial anthracycline and cyclophosphamide chemotherapy, the combination of atezolizumab and nab-paclitaxel administered in the neoadjuvant setting will increase pCR and RCB-I rates and 3 year Disease-Free-Survival (DFS) STUDY DESIGN PARENT STUDY: ARTEMIS Primary Objective: To evaluate the rate of pathologic complete response (pCR) + residual cancer burden (RCB)-I responses in patients with TNBC, who were non-responders to initial anthracycline and cyclophosphamide chemotherapy, then treated with atezolizumab in combination with nab-paclitaxel in the neoadjuvant setting. Secondary Objectives: To estimate Disease Free Survival distribution of TNBC patients who were non-responders to initial anthracycline Table-1. and Patient characteristics cyclophosphamide chemotherapy, treated with atezolizumab in combination with nab-paclitaxel in the neoadjuvant setting. To determine the safety of atezolizumab in combination with nabpaclitaxel in the neoadjuvant setting • Atezolizumab will be administered at 1200mg IV every 3 weeks (q3w x 4 doses) for 12 weeks in the neoadjuvant setting in combination with nab-paclitaxel (100 mg/m2 IV weekly for 12 weeks). • Within 4 weeks after surgery, patients will start another 4 cycles of atezolizumab (1200mg IV q3w) in the adjuvant setting to complete a total of 8 cycles of treatment with atezolizumab. • Definitive surgery within 6 weeks of completing nab-paclitaxel and atezolizumab • Radiation can occur during the adjuvant atezolizumab therapy • Should growth be observed on the breast ultrasound performed per standard of care after about 6 weeks of study therapy, a biopsy can be performed. If the disease is shown to have increased immune infiltrate the patient can continue on therapy. Otherwise patients will transition to physician’s therapeutic intervention of choice Exploratory Objective To investigate the association between biomarkers in the peripheral blood and tumor tissue with efficacy for TNBC patients treated with atezolizumab in combination with nab-paclitaxel in the neoadjuvant setting. STATISTICAL CONSIDERATIONS INCLUSION AND EXCLUSION STUDY SCHEMA Inclusion: • Participation in the Parent trial (ARTEMIS) • Tumor 1.5 cm or greater • ER and PR both <10% by IHC and HER2 non amplified • No prior therapy for breast cancer • ECOG of 0-1 • Adequate organ function as determined by laboratory values • Negative pregnancy test Exclusion: • Known metastatic disease • Prior immunotherapy for breast cnacer • Recent surgery ( >21 days) • History of MI within 6 months • History of auto-immune disease • Prior allogeneic stem cell or solid organ transplantation • History of pulmonary fibrosis or pneumonitis • Active hepatitis or TB • Two-stage Gehan-type design with 19 patients in the first stage. If at least 1 patient achieves an RCB 0 or 1, then additional 18 patients will be added for a total of 37 patients. • Estimating that patients with TNBC who do not respond to 4 cycles of AC chemotherapy have approximately a 5% rate of RCB 0, then improving from 5 to 20% would warrant further investigation in a larger neoadjuvant trial. • 38% terminating after the first stage of true response rate is 0.05, 14% if the true rate is 0.10 and 5% if the true rate is 0.15 and 1% if the true rate is 0.20 • If we continue to the second stage and enroll a total of 37 patients, then the 95% confidence interval for a 0.15% response rate will extend from 0.05 to 0.31 PLANNED CORRELATIVES N=37 • Evaluation of PD-L1 expression by IHC on tumor cells and infiltrating immune cells within the tumor microenvironment pre- and post-treatment • Evaluation of intratumoral CD8+ T cells by IHC pre- and post-treatment • Characterization of the immune cell infiltrate as well as T cell co-stimulatory and inhibitory molecules by multiplex immunofluorescence • Characterization of the peripheral blood immune response in peripheral blood mononuclear cells • Serum cytokine analysis ACKNOWLEDGEMENTS Supported by the M.D. Anderson Moon Shots Program and Genentech