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CLINICIAN’S CORNER CLINICAL REVIEW Cardiac Resynchronization Therapy for Patients With Left Ventricular Systolic Dysfunction A Systematic Review Finlay A. McAlister, MD, MSc Justin Ezekowitz, MBBCh, MSc Nicola Hooton, MPH Ben Vandermeer, MSc Carol Spooner, BScN, MSc Donna M. Dryden, PhD Richard L. Page, MD Mark A. Hlatky, MD, MPH Brian H. Rowe, MD, MSc H EART FAILURE IS THE FASTest growing cardiovascular diagnosis in the United States, with a community prevalence of 2.5% in adults, and the direct and indirect costs of heart failure exceed $33 billion per year.1 Despite many advances in diagnosis and pharmacotherapy for heart failure during the past 2 decades, morbidity and mortality remain high and quality of life is poor for many patients. Thus, there is increasing enthusiasm for the therapeutic potential of atrial-synchronized biventricular pacemakers (cardiac resynchronization therapy [CRT]) in patients with heart failure and left ventricular (LV) systolic dysfunction. CRT is designed to eliminate the delay in activation of the LV free wall found in many patients with LV systolic dysfunction and thereby improves me- See also Patient Page. CME available online at www.jama.com Context Left ventricular (LV) systolic dysfunction causes substantial morbidity and mortality, even with optimal pharmacotherapy. Atrial-synchronized biventricular pacemakers (cardiac resynchronization therapy [CRT]) received US Food and Drug Administration (FDA) approval for use in selected patients with LV systolic dysfunction in 2001. Objective To summarize the current evidence base for the efficacy, effectiveness, and safety of CRT in patients with LV systolic dysfunction. Evidence Acquisition A search of multiple electronic databases until November 2006 was supplemented by hand searches of reference lists of included studies and review articles, proceedings booklets from meetings, FDA reports, and contact with primary study authors and device manufacturers. A total of 14 randomized trials (4420 patients) were included for the CRT efficacy review, 106 studies (9209 patients) for the CRT effectiveness review, and 89 studies (9677 patients) reported safety outcomes with implantation of a CRT device. Evidence Synthesis All patients in the CRT studies had LV systolic dysfunction (mean LV ejection fraction [LVEF] range, 21%-30%), prolonged QRS duration (mean range,155-209 milliseconds), and 91% had New York Heart Association (NYHA) class 3 or 4 heart failure symptoms despite optimal pharmacotherapy. CRT improved LVEF (weighted mean difference, 3.0%; 95% confidence interval [CI], 0.9%-5.1%), quality of life (weighted mean reduction in Minnesota Living With Heart Failure Questionnaire, 8.0 points; 95% CI, 5.6-10.4 points), and functional status (improvements of ⱖ1 NYHA class were observed in 59% of CRT recipients in the randomized trials). CRT decreased hospitalizations by 37% (95% CI, 7%-57%), and all-cause mortality decreased by 22% (95% CI, 9%-33%). Implant success rate was 93.0% (95% CI, 92.2%-93.7%) and 0.3% of patients died during implantation (95% CI, 0.1%0.6%). During a median 11-month follow-up, 6.6% (95% CI, 5.6%-7.4%) of CRT devices exhibited lead problems and 5% (95% CI, 4%-7%) malfunctioned. Conclusions CRT reduces morbidity and mortality in patients with LV systolic dysfunction, prolonged QRS duration, and NYHA class 3 or 4 symptoms when combined with optimal pharmacotherapy. The incremental benefits of combined CRT plus implantable cardioverter-defibrillator devices vs CRT-alone devices in patients with LV systolic dysfunction remain uncertain. www.jama.com JAMA. 2007;297:2502-2514 Author Affiliations: The University of Alberta Evidencebased Practice Center, Edmonton, Alberta (Drs McAlister, Ezekowitz, Dryden, and Rowe, and Mr Vandermeer, and Mss Hooton and Spooner); Division of General Internal Medicine (Dr McAlister), Division of Cardiology (Dr Ezekowitz), and Department of Emergency Medicine (Dr Rowe), University of Alberta, Edmonton; Division of Cardiology, University of Washington School of Medicine, Seattle (Dr Page); and Department of Health Research 2502 JAMA, June 13, 2007—Vol 297, No. 22 (Reprinted) andPolicy,StanfordUniversity,Stanford,Calif(DrHlatky). Corresponding Author: Finlay A. McAlister, MD, MSc, 2E3.24 WMC, University of Alberta Hospital, 8440 112th St, Edmonton, Alberta, Canada T6G 2R7 ([email protected]). Clinical Review Section Editor: Michael S. Lauer, MD. We encourage authors to submit papers for consideration as a Clinical Review. Please contact Michael S. Lauer, MD, at [email protected]. ©2007 American Medical Association. All rights reserved. Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION chanical synchrony, which in turn increases LV filling time, reduces mitral regurgitation, and reduces septal dyskinesis. Although previous systematic reviews 2-4 have reported morbidity and mortality benefits with CRT therapy in randomized controlled trials (RCTs), there were areas of uncertainty. First, although these earlier systematic reviews focused on randomized efficacy trials, the generalizability of their results to clinical practice were unknown (particularly with respect to response rates, clinical effects, and safety when these devices are used in routine practice outside of clinical trial centers and in less selected patients). Second, none of the earlier reviews was able to clarify the incremental benefits conferred by CRT devices with implantable cardioverter-defibrillator (ICD) capability (combined CRT-ICD devices) over CRT-alone devices, or were these earlier reviews able to define which patient groups would benefit most from these devices. Finally, a number of RCTs have been published since the earlier systematic reviews were performed and their impact on the pooled evidence base was unknown. Our systematic review summarizes the current evidence regarding the efficacy (outcomes in randomized trial participants), effectiveness (outcomes in clinical settings), safety (in both randomized trial participants and in clinical settings), and cost-effectiveness of CRT with or without an ICD in patients with LV systolic dysfunction. EVIDENCE ACQUISITION Search Strategy We sought studies that (1) reported mortality, hospitalization, changes in functional outcomes (New York Heart Association [NYHA] class, 6-minute walk test, LV ejection fraction [LVEF], and/or quality of life), or peri-implant/ postimplant safety with CRT in (2) patients with LV systolic dysfunction (LVEF ⱕ35%, whether or not heart failure symptoms were present) that (3) followed participants for at least 2 weeks, (4) had more than 25 participants, (5) reported original research, and (6) represented the primary report from studies with multiple publications. We searched MEDLINE, Ovid MEDLINE In-Process and other nonindexed citations, Cochrane CENTRAL Register of Controlled Trials, Cochrane Database of Systematic Reviews, Database of Abstracts of Reviews of Effects, Health Technology Assessment Database, EMBASE, Science Citation Index Expanded (via Web of Science), International Pharmaceutical Abstracts, PubMed, National Library of Medicine Gateway, OCLC (Online Computer Library Center) Proceedings First and Papers First, CRISP (Computer Retrieval of Information on Scientific Projects), various trial registries (including the National Research Register [UK], Australian Clinical Trials Registry, clinicaltrials.gov, and current controlled trials), and US Food and Drug Administration reports. In addition, we reviewed all abstracts from the annual Heart Rhythm Society meetings, the reference lists of review articles and included studies, and contacted authors of included studies for additional citations and information. Additional data were also sought from device manufacturers, including Medtronic Inc (Minneapolis, Minn), Boston Scientific (formerly Guidant Corp, Indianapolis, Ind), and St Jude Medical Inc (St Paul, Minn). The search was not limited by language or publication status. The search terms included biventricular pacing, biventricular pacer, biventricular stimulation, BiV, artificial cardiac pacing, chronic cardiac failure resynchronization therapy, single chamber pacing, dual chamber pacing, cardiac resynchronization, Medtronic, InSync, ELA medical, Guidant, St Jude, congestive heart failure, CHF, chronic heart failure, and heart diseases. Study Selection To address the efficacy of CRT in ideal patients and practice settings, we analyzed RCTs that compared ©2007 American Medical Association. All rights reserved. CRT or combined CRT-ICD devices with either placebo pacing, right ventricular pacing, or drug therapy alone (or ICD alone for RCTs testing combined CRT-ICD devices). To address the effectiveness of CRT in usual clinical practice, we analyzed observational studies with contemporaneous comparison groups (eg, cohort studies). To address device safety, we included data for CRT recipients from RCTs and observational studies (including those without contemporaneous control groups, such as case series and clinical registry data). Data Extraction and Analysis Study selection, quality assessment (using the Jadad scale5 and evaluation of adequacy of allocation concealment for RCTs, and using the Downs and Black checklist6 for observational studies), and data extraction were completed in duplicate and independently. For dichotomous results (congestive heart failure hospitalizations), we calculated relative risks (RRs) and for continuous variables (eg, 6-minute walk test), we calculated weighted mean differences for the pooled estimates. Random-effects models were used for analyses in Review Manager 4.2.5 (The Cochrane Collaboration, Copenhagen, Denmark). All results were reported with 95% confidence intervals (CIs). The I2 statistic was used to describe the percentage of total variation across studies that is due to heterogeneity rather than chance (a value of 0% indicates limited heterogeneity, and larger values demonstrate increasing heterogeneity).7 Device efficacy in different patient subgroups was explored using metaregression analyses. EVIDENCE SYNTHESIS Literature Search From 7110 citations, we identified 14 RCTs8-21 (4420 patients) for determining CRT efficacy, 106 studies (9209 patients from 2 controlled nonrandomized studies, 91 prospective observational studies, and 13 retrospective observational studies) evaluating CRT effectiveness,22-127 and 89 studies (9677 (Reprinted) JAMA, June 13, 2007—Vol 297, No. 22 Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 2503 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION Figure 1. Study Flow 7110 Independent References Identified in All Databases 48 References Identified in Reference Lists, Authors’ Lists, and Conference Presentations 6628 Excluded Based on Screening of Titles and Abstracts Using General Criteria 530 Citations With Potential Relevance 402 Excluded Using Specific Criteria 139 Did Not Report Primary Data (Review, Editorial, Protocol) 134 Did Not Report Outcomes of Interest 48 Not CRT Intervention 22 Study Participants Did Not Have Left Ventricular Systolic Dysfunction 10 Studies Had <25 Patients 49 Miscellaneous (Study <2 wk, Effectiveness Studies Without Contemporaneous Controls, Case Reports) 128 Unique Articles Reporting 130 Studies That Met Inclusion Criteria 14 Included in Efficacy Review (4420 Patients) 14 Randomized Controlled Trials 106 Included in Effectiveness Review (9209 Patients) 2 Controlled Clinical Trials 91 Prospective Cohort Studies 13 Retrospective Cohort Studies 89 Included in Safety Review (9677 Patients) 14 Randomized Controlled Trials 2 Controlled Clinical Trials 63 Prospective Cohort Studies 9 Retrospective Cohort Studies 1 Registry Data CRT indicates cardiac resynchronization therapy. patients from 14 RCTs, 2 controlled nonrandomized studies, 63 prospective observational studies, and 10 retrospective observational studies) reporting success rates and safety outcomes with implantation of a CRT device (FIGURE 1).* A full list of search strategies, search results, and quality assessments for each included study are available at http://www.ahrq.gov/clinic/tp /defibtp.htm. Description of Included Patients in the RCTs All patients in the CRT RCTs had LV systolic dysfunction (mean LVEF range, 21%-30%), prolonged QRS duration (mean QRS range, 155-209 milliseconds), and heart failure symptoms (91% were NYHA class 3 or 4 at baseline and 9% were NYHA class 2). The RCTs attempted to ensure partici*References 8-21, 24, 26, 30, 31, 33-37, 39, 40, 43, 45, 46, 48-50, 53, 54, 56, 57, 59-62, 64, 67-74, 77, 80, 82, 84, 86, 87, 89-91, 93, 95-98, 101, 102, 104, 106-110, 112, 113, 115-117, 121, 122, 127-136. pants were treated with optimal pharmacotherapy (angiotensin-converting enzyme inhibitors or angiotensin II receptor blockers, plus -blockers, and spironolactone in eligible patients) at baseline, and all comparisons were thus of CRT plus pharmacotherapy vs pharmacotherapy alone. The mean (SD) age of trial participants was 65.4 (10.8) years; 72% were male and 5% had atrial fibrillation (data available upon request). Of the patients in the intervention groups, 1310 (47%) received CRT alone and 1474 (53%) received a combined CRT-ICD device. Eleven of the RCTs (n = 2166) 8 - 1 4 , 1 6 - 1 8 , 2 1 randomized patients after successful CRT implantation; 3 RCTs (n = 2439)15,19,20 randomized patients before attempted CRT implantation. All but 2 of the RCTs14,17 reported industry funding. Observational Studies All patients in the CRT observational studies had LV systolic dysfunction 2504 JAMA, June 13, 2007—Vol 297, No. 22 (Reprinted) (mean LVEF range, 17%-35%) and prolonged QRS duration (mean QRS range, 140-206 milliseconds). Patient demographics were similar to the participants in the CRT RCTs (mean [SD] age, 66 [10] years; 77% were male and virtually all had heart failure symptoms at baseline [8% NYHA class 2 and 91% NYHA class 3 or 4]). Efficacy of CRT In the RCTs, 59% of CRT recipients improved by at least 1 NYHA class between baseline and 6 months vs 37% of controls (RR, 1.55; 95% CI, 1.25-1.92 for improving at least 1 NYHA class with CRT). Compared with controls, patients assigned to CRT demonstrated improvements in LVEF (weighted mean difference, 3.0%; 95% CI, 0.9%-5.1%), 6-minute walk test distance (weighted mean difference, 24 m; 95% CI, 13-35 m), and quality of life (weighted mean difference in Minnesota Living With Heart Failure Questionnaire, 8.0 points; 95% CI, 5.6-10.4 points). The percentage of patients hospitalized for heart failure was 27% in controls and 19% in patients assigned to CRT (RR, 0.63; 95% CI, 0.43-0.93) (FIGURE 2), and all-cause mortality was 13.2% in patients assigned to CRT vs 15.5% in controls (RR, 0.78; 95% CI, 0.67-0.91) (FIGURE 3). The survival benefit was driven largely by reductions in progressive heart failure deaths (RR, 0.64; 95% CI, 0.49-0.84). Although the mortality reduction with CRT was evident by 6 months in these trials, the mortality reduction was larger in those RCTs with the longest followup. For example, a long-term extension of the CARE-HF trial 137 confirmed that the relative survival benefits of CRT were stable (constant hazard ratio), and as such the absolute magnitude of benefit increased substantially over time. Consequently, although our meta-analysis demonstrated a number needed to treat to prevent 1 death of 29 patients at 6 months, the CARE-HF trial follow-up data demonstrated the numbers needed to treat to prevent 1 death of 13 patients at 2 years and 9 patients at 3 years.137 The long-term impact of ©2007 American Medical Association. All rights reserved. Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION Figure 2. Effect of CRT on Proportion of Patients Hospitalized for Heart Failure (Randomized Trial Data) Hospitalization for Heart Failure, No./Total Source CRT Alone vs Medical Therapy MUSTIC-SR,9 2001 MIRACLE,8 2002 MUSTIC-AF,11 2002 RD-CHF,14 2003 CARE-HF,19 2005 CRT 3/29 18/228 1/25 1/22 72/409 Control 9/29 34/225 2/18 7/22 133/404 Relative Risk (95% Confidence Interval) 0.33 (0.10-1.11) 0.52 (0.30-0.90) 0.36 (0.04-3.67) 0.14 (0.02-1.07) 0.53 (0.42-0.69) 95/713 185/698 0.51 (0.41-0.64) 32/245 85/187 39/245 78/182 0.82 (0.53-1.26) 1.06 (0.84-1.33) Subtotal Test for Heterogeneity: χ21 = 1.10; P = .29; I 2 = 8.8% Test for Overall Effect: Z = 0.04; P = .97 117/432 117/427 1.00 (0.80-1.24) Total Test for Heterogeneity: χ26 = 23.08; P<.001; I 2 = 74.0% Test for Overall Effect: Z = 2.34; P = .02 212/1145 302/1125 0.63 (0.43-0.93) Subtotal Test for Heterogeneity: χ24 = 2.27; P = .69; I 2 = 0% Test for Overall Effect: Z = 5.88; P<.001 CRT + ICD vs ICD Alone CONTAK-CD,13 2003 MIRACLE-ICD,10 2003 Favors CRT 0.01 0.1 Favors Control 1.0 10 100 Relative Risk (95% Confidence Interval) CRT indicates cardiac resynchronization therapy; ICD, implantable cardioverter-defibrillator. Size of data markers indicates the weight of the study. Figure 3. Effect of CRT on All-Cause Mortality (Randomized Trial Data) All-Cause Mortality, No./Total Source CRT Alone vs Medical Therapy MUSTIC-SR,9 2001 MIRACLE,8 2002 MUSTIC-AF,11 2002 PATH-CHF,12 2002 PATH-CHF II,16 2003 RD-CHF,14 2003 COMPANION,15 2004 CARE-HF,19 2005 VECTOR,20 2005 HOBIPACE,17 2006 CRT 1/29 12/228 1/25 2/24 2/43 2/22 131/617 92/409 1/59 1/16 Control 0/29 16/225 0/18 0/17 3/43 4/22 77/308 129/404 1/47 1/16 Relative Risk (95% Confidence Interval) 3.00 (0.13-70.74) 0.74 (0.36-1.53) 2.19 (0.09-50.93) 3.60 (0.18-70.54) 0.67 (0.12-3.79) 0.50 (0.10-2.45) 0.85 (0.66-1.09) 0.70 (0.56-0.89) 0.80 (0.05-12.40) 1.00 (0.07-14.64) 245/1472 231/1129 0.77 (0.66-0.91) 11/245 14/187 2/85 6/119 16/245 15/182 2/101 2/60 0.69 (0.33-1.45) 0.91 (0.45-1.83) 1.19 (0.17-8.26) 1.51 (0.31-7.27) Subtotal Test for Heterogeneity: χ23 = 0.97; P = .81; I 2 = 0% Test for Overall Effect: Z = 0.60; P = .55 33/636 35/588 0.86 (0.54-1.39) Total Test for Heterogeneity: χ132 = 4.90; P = .98; I 2 = 0% Test for Overall Effect: Z = 3.18; P = .001 278/2108 266/1717 0.78 (0.67-0.91) Subtotal Test for Heterogeneity: χ29 = 3.72; P = .93; I 2 = 0% Test for Overall Effect: Z = 3.16; P = .002 CRT + ICD vs ICD Alone CONTAK-CD,13 2003 MIRACLE-ICD,10 2003 MIRACLE ICD II,18 2004 RHYTHM-ICD,21 2005 Favors CRT 0.01 0.1 Favors Control 1.0 10 100 Relative Risk (95% Confidence Interval) CRT indicates cardiac resynchronization therapy; ICD, implantable cardioverter-defibrillator. Size of data markers indicates the weight of the study. ©2007 American Medical Association. All rights reserved. (Reprinted) JAMA, June 13, 2007—Vol 297, No. 22 Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 2505 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION CRT on hospitalizations and functional outcomes is uncertain due to a paucity of data at this time. No definitive subgroup effects were apparent in the CRT RCTs, although it should be recognized that these RCTs were not powered to detect subgroup effects of small to moderate magnitude. For example, although the PATH CHF II Investigators16 reported significantly greater improvements in exercise capacity in their 16 patients with QRS duration of more than 150 milliseconds at baseline than in those with shorter QRS width, the 5 other RCTs8,10,13,15,19 that evaluated this subgroup did not find such a relationship. Furthermore, although a post hoc analysis of the MIRACLE trial138 suggested that patients with an ischemic etiology demonstrated less improvements in LVEF and LV volumes with CRT than those patients with nonischemic disease, the effect of CRT on mortality did not differ between patients with and without ischemia in the CONTAK CD,13 COMPANION,15 or CARE-HF19 studies (3 RCTs that specifically tested for this interaction in a priori specified subgroup analyses). Univariate meta-regressions found no significant modification of the effect of CRT on all-cause mortality by presence or absence of ICD, ischemic etiology, duration of follow-up, whether randomization was predevice or postdevice implantation, whether the RCT was industry funded, the Jadad score for the RCT, or various patient characteristics (including NYHA class, age, or LVEF, within the narrow range enrolled in these RCTs). However, these meta-regression analyses were based on aggregate data from a small number of relatively homogenous trials and thus were underpowered to detect subgroup effects. In contrast, several factors were found to be associated with a reduced benefit from CRT on heart failure hospitalizations (presence of an ICD in both controls and patients assigned to CRT [P⬍.001], NYHA class 2 at baseline [P = .003], and higher LVEF [P=.004]). Although CRT markedly reduced the proportion of pa- tients hospitalized with heart failure when compared with medical therapy alone (RR, 0.51; 95% CI, 0.41-0.64; in the 5 RCTs reporting this outcome [280 of 1411 patients hospitalized]), CRT had no effect on heart failure hospitalizations in those trials in which combined CRT-ICD devices were compared with ICD-alone devices (RR, 1.00; 95% CI, 0.80-1.24; in 2 trials [234 of 859 patients hospitalized]). The COMPANION trial 1 5 performed the only direct comparison between combined CRT-ICD devices and medical therapy alone, and confirmed that combined CRT-ICD devices reduced all-cause mortality (hazard ratio, 0.64; 95% CI, 0.48-0.86) and improved 6-minute walk test distance (weighted mean difference, 45 m; 95% CI, 27-63 m), NYHA class (RR, 1.49; 95% CI, 1.23-1.81; for improving at least 1 NYHA class), and quality of life (weighted mean difference in Minnesota Living With Heart Failure Questionnaire, 14 points; 95% CI, 10-18 points) compared with medical therapy alone. The COMPANION trial15 also permits a secondary comparison of combined CRT-ICD devices vs CRT-alone devices within the same trial. Although this latter comparison is underpowered and was not prespecified in the protocol, there was a statistically nonsignificant reduction in allcause mortality (P=.13) and in time to death or heart failure hospitalization in those patients receiving the combined CRT-ICD device compared with those receiving the CRT-alone device.15 This is consistent with our meta-regression of aggregate trial data, which suggested that combined CRT-ICD devices and CRT-alone devices demonstrated similar effects, but is also not definitive. Effectiveness of CRT Survival over time in recipients of CRT or combined CRT-ICD devices was similar in the 95 observational studies that reported this outcome as in the 14 RCTs. Only 1 observational study43 compared outcomes in patients with 2506 JAMA, June 13, 2007—Vol 297, No. 22 (Reprinted) CRT with outcomes in contemporaneous controls without CRT; their findings of improved LVEF (weighted mean difference, 4.6%; 95% CI, 2.9%-6.3%) and lower mortality rates (RR, 0.64; 95% CI, 0.26-1.56) in the CRT group were consistent in magnitude to the findings from our meta-analysis of the CRT trials. The pooled effectiveness estimates from the observational studies for functional outcomes were consistent with those estimates from the efficacy RCTs. For example, in the RCTs, 59% of patients implanted with a CRT device improved by at least 1 NYHA class, and in the observational studies between 63% and 82% of patients improved by at least 1 NYHA class (TABLE 1). Determining the true response rate with CRT is hampered by the lack of a universally accepted definition for response139 and the fact that patients may demonstrate a response clinically but not echocardiographically or vice versa (with only 76% agreement in the classification of responder/nonresponder between definitions).140 No covariates were consistently shown across studies to predict CRT response. Safety of CRT In 54 studies (6123 patients) of CRTalone devices, implant success rate was 93.0% (95% CI, 92.2%-93.7%), periimplantation mechanical complications occurred in 4.3% (95% CI, 3.6%5.1%) of procedures, and periimplant deaths occurred in 0.3% of patients (95% CI, 0.1%-0.6%). During a median 6-month follow-up, 5% (95% CI, 4%-7%) of CRT devices malfunctioned and 1.8% (95% CI, 1.3%-2.5%) of patients were hospitalized for infections in the implant site; and during a median 11-month follow-up, lead problems occurred in 6.6% (95% CI, 5.6%7.4%) of CRT devices. Although earlier studies raised concerns about a potentially higher risk of non–heart failure outcomes in patients with CRT (particularly an excess of ventricular arrhythmias),141 pooling the data from all of the RCTs did not reveal any excess risk of sudden death (RR, 1.07; 95% CI, ©2007 American Medical Association. All rights reserved. Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION 0.79-1.46) or noncardiac death (RR, 0.81; 95% CI, 0.43-1.52) in recipients of a CRT device. In 36 studies (5199 patients) of combined CRT-ICD devices, safety outcomes were similar to CRT-alone devices (implant success rate was 93.7% [95% CI, 92.9%-94.4%]; periimplantation mechanical complica- Table 1. Response Rates Reported in Observational Studies: CRT Alone or Combined CRT-ICD Devices Follow-up, Sample mo Size Source Functional definition of response CRT alone Bleeker et al,34 2005 Definition of Responder Proportion of Responders, % Independent Predictors of Positive Response 6 170 Improved ⱖ1 NYHA class 78 Chan et al,47 2003 Lecoq et al,72 2005 3 6 63 139 67 72 Lenom et al,73 2005 Molhoek et al,86 2005 Sawhney et al,109 2004 6 6 3 36 74 40 6-min walk test increased 10% Alive, no CHF hospitalizations, improved ⱖ1 NYHA class or ⬎10% increase V̇O2max during 6-min walk test Improved NYHA class Improved ⱖ1 NYHA class Improved ⱖ1 NYHA class Ståhlberg et al,112 2005 6 35 Alive, no CHF hospitalizations, improved ⱖ1 NYHA class and/or 10% increase in 6-min walk test distance 66 Not performed Analysis by etiology* Acute response to CRT by aortic Doppler VTI Not performed Combined CRT-ICD Alonso et al,25 1999 6 26 73 Not performed Bax et al,33 2004 6 85 Alive, improved ⱖ1 NYHA class, 10% increase in peak V̇O2max Improved ⱖ1 NYHA class, improved 6-min walk test ⱖ25% 74 Díaz-Infante et al,53 2005 6 143 Hernández et al,63 2004 6 Kiès et al,65 2005 Baseline LV dysynchrony of ⱖ65 milliseconds Etiology, mitral regurgitation, LVEDD ⬍75 mm BNP level, etiology, baseline NYHA Analysis by diabetes mellitus vs no diabetes mellitus* Not performed NYHA class 3 vs 4 Analysis by baseline QRS* Etiology, cardiac output 71 68 63 Alive, no heart transplant, 10% increase in 6-min walk test 80 28 Improved 6-min walk test ⱖ10% 79 6 97 Improved ⱖ1 NYHA class 74 Molhoek et al,83 2004 Molhoek et al,84 2004 Molhoek et al,85 2004 6 6 6 60 117 61 Improved ⱖ1 NYHA class Improved ⱖ1 NYHA class Improved ⱖ1 NYHA class 72 78 74 Reuter et al,104 2002 12 102 Improved NYHA class associated with improved quality of life score 82 6 6 25 49 Absolute increase in LVEF ⱖ5% Relative increase in LVEF ⱖ25% 68 55 Yu et al,122 2002 Multiple definitions of response CRT alone Mascioli et al,80 2002 3-6 141 Reduction in LV end-systolic volume ⬎10% 62 6 68 69 Yu et al,124 2004 3 30 Improved ⱖ1 NYHA class, LVEF increased by ⱖ10% Reduction in LV end-systolic volume ⬎15% 3 49 Clinical: any 2 of (1) improved ⱖ1 NYHA class, (2) ⬎50 m increase in 6-min walk test, or (3) decrease in quality of life score = 15 points Echocardiographic: reduction in LV end-systolic volume ⬎15% 75 (clinical) Echocardiographic definition of response CRT alone Bax et al,32 2003 Penicka et al,97 2004 Combined CRT-ICD Notabartolo et al,92 2004 57 59 (echo) Analysis by age ⬍70 vs ⱖ70 years* Not performed ⌬ QRS (step of 20 milliseconds) Septal to lateral delay Tissue doppler imaging derived indices of asynchrony None Analysis performed but none found Systolic dysynchrony by tissue doppler imaging PVD predicted echocardiographic response; no significant predictors of clinical response Abbreviations: BNP, brain natriuretic peptide; CHF, congestive heart failure; CRT, cardiac resynchronization therapy; ICD, implantable cardioverter-defibrillator; LV, left ventricular; LVEDD, LV end-diastolic diameter; LVEF, LV ejection fraction; NYHA, New York Heart Association class; PVD, pulmonary vein doppler; V̇O2max, maximum oxygen consumption; VTI, velocity time integral. *Not significant (P⬎.05). ©2007 American Medical Association. All rights reserved. (Reprinted) JAMA, June 13, 2007—Vol 297, No. 22 Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 2507 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION tions occurred in 4.6% [95% CI, 3.7%5.6%] of procedures; peri-implant deaths occurred in 0.5% [95% CI, 0.2%-0.8%] of patients; and during a median 12-month follow-up, 5% [95% CI, 4.0%-6.3%] of combined CRT-ICD devices malfunctioned, 1.1% [95% CI, 0.7%-1.7%] of patients developed site infection, and lead problems were detected in 7.2% [95% CI, 6.3%-8.1%] of patients). There were no appreciable differences between implant success rates or frequency of adverse events in the RCTs or the observational studies for CRT-alone or combined CRT-ICD devices. Cost-effectiveness of CRT Five published decision analyses142-146 have explored the cost-effectiveness of CRT therapy. Although 1 study142 estimated the median incremental cost of CRT plus medical therapy over medical therapy alone to be as high as $107 800 per quality-adjusted lifeyear, this was based on outcome data from the early CRT RCTs (most of which reported outcome data only within the first 3 months after CRT activation). Four subsequent costeffectiveness analyses, 143-146 which incorporated more recently published trials with substantially longer follow-up durations, reported lower incremental costs per quality-adjusted life-year gained with CRT devices: $19 600 in an analysis of the COMPANION trial data,143 £19 319 (US $38 202) in an analysis of the CARE-HF trial data, 144 €7538 (US $10 192) in an analysis using data from the COMPANION trial and longterm follow-up data from the CARE-HF database, 145 and £16 598 (US $32 822) in an analysis based on data from the 5 longest CRT RCTs.146 An analysis using long-term individual patient data from the CARE-HF trial confirmed that CRT alone was costeffective in all age groups (ranging from €7139 [US $9653] per qualityadjusted life-year in 55-year-old patients to €7982 [US $10 792] in 75-year-old patients).145 Combined CRT-ICD devices were also found to be cost-effective when compared against medical therapy (€18 017 [US $24 360] per quality-adjusted life-year gained), but the cost-effectiveness ratios were less favorable in older patients (€15 805 [US $21 370] in 55-year-old patients vs €22 490 [US $30 408] in 75-year-old patients).145 The incremental cost-effectiveness of combined CRT-ICD devices vs CRTalone devices, however, was markedly higher in all of these analyses ($171 538 per quality-adjusted lifeyear in the United States, £34 664 [US $68 547] in the United Kingdom, and €47 909 [US $64 777] in Europe). Thus, although CRT-alone devices are clearly cost-effective compared with medical therapy alone in trial eligible patients, the cost-effectiveness ratios when these devices are used in clinical practice are uncertain, as is the incremental cost-effectiveness of combined CRT-ICD devices vs CRT-alone devices remains uncertain pending further research. Proportion of Patients With Heart Failure Likely to Be Eligible for CRT Approximately 1% to 3% of all patients discharged alive after their index hospitalization for heart failure and 15% to 20% of patients observed in specialized heart failure clinics met CRT trial eligibility criteria (LVEF ⱕ35%, QRS ⱖ120 milliseconds, sinus rhythm, and NYHA class 3 or 4 symptoms despite optimal medical management).147 Of these patients, approximately 50% also met trial eligibility criteria for an ICD.148 Controversies and Areas for Future Research Despite consistent evidence across published studies, a number of areas of uncertainty remain. Some of these gray areas result from the underrepresentation of patients with particular characteristics, such as bradyarrhythmias, atrial fibrillation, less severe heart failure symptoms, chronic kidney disease, or right-bundle branch blocks, in the RCTs conducted thus far and should 2508 JAMA, June 13, 2007—Vol 297, No. 22 (Reprinted) be resolved by ongoing trials (TABLE 2). However, a number of other caveats should be raised when considering the CRT data presented herein. First, an important question about CRT, as with any new therapy, is whether the efficacy demonstrated in RCTs translates into effectiveness when applied in clinical practice. This is of particular concern for device therapies such as CRT that have been tested in a selected spectrum of patients and depend on specialized technical expertise. Thus, although the trials proving the efficacy of CRT enrolled relatively young patients and a high proportion of men, populationbased cohort data147 demonstrate that patients with heart failure in clinical practice are almost a decade older than trial participants and have a substantially greater burden of comorbid illnesses. Recent analyses of Medicare ICD recipients confirmed that these devices are being implanted in older patients with more comorbidities152 than trial participants, and are being implanted by less experienced health care practitioners working in lower volume hospitals153 than those health care practitioners and hospitals that participated in the RCTs. It seems likely that such trends exist in CRT implants as well. Second, approximately half of the patients in our efficacy analysis were participants in RCTs that randomized patients only after successful device implantation; as a result, patients who could not tolerate the procedure or in whom implantation was unsuccessful were not included in the final trial data. Although our meta-regression did not demonstrate this factor to be statistically significantly related to magnitude of demonstrated benefits, this analysis was underpowered due to the small number of studies, and it is still possible that these RCTs may overestimate the potential benefits from CRT and underestimate the risks. And third, our estimates of implant success and peri-implant vs postimplant safety are based on only a few thousand patients and thus should not ©2007 American Medical Association. All rights reserved. Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION be considered definitive (particularly in light of the recent experiences with ICD device recalls). These points serve to emphasize the importance of establishing a prospective CRT registry—akin to the Heart Rhythm Society and American College of Cardiology National Cardiovascular Data Registry for ICD devices—to provide real world estimates of benefits and risks with CRT or combined CRT-ICD devices. Such a registry would also provide much needed data on the long-term func- tional and morbidity outcomes with CRT and combined CRT-ICD devices, and would permit the tracking of complication rates as device implanters, the tools for implantation, and the sophistication of the devices change over time. Table 2. Summary of Evidence for CRT Alone or Combined CRT-ICD Devices in Patients With Left Ventricular Systolic Dysfunction (LVEF ⱕ35%)* Other Characteristics Device CRT alone Symptom Status NYHA class 3 or 4 Electrocardiogram Criteria QRS ⬎120 millisecond and sinus rhythm NYHA class 2 QRS ⬎120 millisecond and sinus rhythm Magnitude of Effect Conclusion High (multiple RCTs with Reduced mortality: RR, 0.78; homogeneous 95% CI, 0.67-0.91 results) Reduced heart failure hospitalizations: RR, 0.51; 95% CI, 0.41-0.64 5 RCTs, 344 patients No significant effect on mortality Moderate (1 small RCT Inconclusive (in 1 RCT: RR, 1.19; 95% CI, plus post hoc 0.17-8.26); in meta-regression, meta-regression of patients with class 2 symptoms aggregate trial data not significantly associated with from 14 RCTs, but reduction in mortality (P = .76) few patients had Effect on hospitalization smaller in NYHA class 2) NYHA class 2 vs class 3 or 4 Ongoing RCTs: heart failure; in meta-regression, REVERSE,149 RAFT† patients with class 2 symptoms significantly associated with reduction in hospitalization (P = .003) Definite benefit QRS ⬎120 3 RCTs, 191 millisecond and patients bradyarrhythmia or atrial fibrillation Low (post hoc meta-regression of aggregate trial data from 14 RCTs) Ongoing RCTs‡: Trip HF, RAFT,† APAF, BLOCK HF NYHA class 3 or 4 QRS ⬍120 millisecond Any rhythm 5 nonrandomized studies, 120 patients Low (secondary analyses Improvements in symptoms and of small LV remodelling not significantly observational different between patients with studies) narrow QRS and patients with wide QRS in any of the studies Inconclusive None No published evidence Ongoing RCT: REVERSE149 Not applicable Inconclusive 1 RCT, 903 patients in relevant comparison groups Moderate (1 large RCT) Ongoing RCTs: DECREASE-HF,150 RAFT† Reduced mortality: HR, 0.64; 95% CI, 0.48-0.86 Reduced mortality or all-cause hospitalization: HR, 0.80; 95% CI, 0.68-0.95 Definite benefit None No published evidence Ongoing RCTs: MADIT-CRT,151 RAFT† Not applicable Inconclusive 1 RCT, 1212 patients in relevant comparison groups Moderate (1 large RCT, but comparison was not a priori specified or adequately powered) No significant effect on mortality Inconclusive (RR, 0.83; 95% CI, 0.66-1.05) and no significant effect on time to death in NYHA class 4 subgroup (HR, 1.27; 95% CI, 0.68-2.37) None No published evidence Not applicable NYHA class 3 or 4 QRS ⬎120 millisecond and sinus rhythm All other patient subgroups Combined CRT-ICD device (vs CRT alone) Quality of Evidence 13 RCTs, 3481 patients NYHA class 3 or 4 NYHA class 1 Any QRS duration Any rhythm Combined CRT-ICD device (vs no device) Quantity of Evidence for Patient Subgroup NYHA class 3 or 4 QRS ⬎120 millisecond and sinus rhythm All other patient subgroups No significant association in meta-regression between patients with atrial fibrillation and reduction in mortality or hospitalizations (P = .73 and P = .58, respectively) Inconclusive Inconclusive Abbreviations: CI, confidence interval; CRT, cardiac resynchronization therapy; ICD, implantable cardioverter-defibrillator; HR, hazard ratio; LV, left ventricular; LVEF, LV ejection fraction; NYHA, New York Heart Association class; RCT, randomized controlled trial; RR, risk ratio. *Note that other considerations may outweigh the trial evidence in some situations (for example, the patient who wishes to be “do not resuscitate”), and there is no data on the effects of either CRT or ICD in patients with advanced age or severe comorbidities, such as end-stage renal disease. †Resynchronization/Defibrillation for Advanced Heart Failure Trial (http://www.clinicaltrials.gov: NCT00251251). ‡Protocols can be found at http://www.clinicaltrials.gov (Trip HF: NCT00187265; APAF: NCT00111527; BLOCK HF: NCT00267098). ©2007 American Medical Association. All rights reserved. (Reprinted) JAMA, June 13, 2007—Vol 297, No. 22 Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 2509 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION Second, although we were unable to detect any differential subgroup effects in the efficacy of CRT, the RCT subgroup analyses and our metaregressions were post hoc and underpowered. Individual patient data from the RCTs conducted thus far would be needed to appropriately examine this issue, and we believe the compilation and analysis of this data should be an urgent research priority in this field. Indeed, relying on RCT eligibility criteria to define those patients most likely to benefit is imperfect, particularly since more than one third of CRT recipients do not exhibit any functional or echocardiographic improvements after activation of their CRT. In particular, QRS duration has been used to select patients for CRT in the RCTs conducted thus far and it is uncertain whether, and to what extent, the use of newer techniques to detect electromechanical dyssynchrony, such as tissue doppler imaging, or to detect those patients at increased risk for ventricular arrhythmias, such as the microvolt T-wave alternans test, will impact the effectiveness and safety of these devices.154 Although the incremental benefit of combined CRT-ICD devices vs ICD alone is uncertain, this issue should be resolved after the ongoing RAFT (Resynchronization/Defibrillation for Advanced Heart Failure Trial; http: //www.clinicaltrial.gov: NCT00251251) and DECREASE-HF150 trials are completed. However, we are not aware of any ongoing randomized trials exploring the incremental benefit of combined CRTICD devices vs CRT alone, which we believe is a key area of residual uncertainty for patients with LV systolic dysfunction. Because CRT alone appears to reduce the frequency of ventricular arrhythmias155 and the longterm risk of sudden death, 1 3 7 the incremental benefits of a combined CRTICD device in patients who are CRT eligible may be less than anticipated by those clinicians extrapolating from RCTs comparing ICD with drug therapy. Although we believe that combined CRTICD devices should be considered in pa- tients who are CRT eligible who would otherwise be candidates for ICD (those patients with a history of, or at increased risk for, sudden cardiac death who do not have significant comorbidities), this should not be extrapolated to endorse the implantation of combined CRT-ICD devices in all patients who are CRT eligible or all patients who are ICD eligible. We believe there is a need for device manufacturers and trialists to design studies that compare the effect of combined CRT-ICD devices with CRTalone devices. CONCLUSIONS CRT is an efficacious and costeffective therapy for patients with NYHA class 3 or 4 heart failure despite optimal medical management, an LVEF of 35% or less, sinus rhythm, and ventricular dyssynchrony (currently identified by prolonged QRS duration). CRT improves ventricular function and remodelling, symptoms, and exercise capacity, while also reducing frequency of heart failure hospitalizations by 37% and death by 22%. The magnitude of these benefits are similar to those reported for angiotensinconverting enzyme inhibitors or -blockers and are additive to the benefit of such medical therapy. Although the periprocedural risks of CRT appear modest and are similar to the frequency reported for patients undergoing implantation of conventional dualchamber pacemakers,156 there is a 5% risk of device or lead failure and a 2% risk of infection in the first 6 months after CRT implantation, and these risks should be factored into clinical decisions about whether to refer a patient for device implantation. However, implantation of a CRT pacemaker (in particular the LV lead) can be technically challenging, and device malfunctions or lead problems (most frequently with the LV lead) are not infrequent. Even when lead placement is thought to be successful, CRT does not always restore mechanical synchrony. Studies to define which patients are most likely to benefit from CRT, such as the ongoing Predictors 2510 JAMA, June 13, 2007—Vol 297, No. 22 (Reprinted) of Response to Cardiac Resynchronization Therapy Study,157 and which positions in the ventricular wall are most appropriate for implantation of the pacing leads are clear research priorities,154 as are studies to better define which patients who are CRT eligible are at highest risk for ventricular arrhythmias and thus most likely to benefit from a combined CRT-ICD device. Author Contributions: Dr McAlister had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. Study concept and design: McAlister, Ezekowitz, Page, Rowe. Acquisition of data: McAlister, Ezekowitz, Hooton, Spooner, Dryden. Analysis and interpretation of data: McAlister, Ezekowitz, Vandermeer, Page, Hltaky, Rowe. Drafting of the manuscript: McAlister, Ezekowitz, Vandermeer. Critical revision of the manuscript for important intellectual content: McAlister, Ezekowitz, Hooton, Vandermeer, Spooner, Dryden, Page, Hltaky, Rowe. Statistical analysis: Vandermeer. Obtained funding: Rowe. Administrative, technical, or material support: Hooton, Spooner, Dryden. Study supervision: McAlister, Ezekowitz, Hooton, Dryden. Financial Disclosures: Dr Page is an officer of the Heart Rhythm Society and a member of the Circulatory System Device Panel of the Medical Devices Advisory Committee, Center for Devices and Radiological Health, Food and Drug Administration. He reports serving within the past 5 years as a consultant for Procter & Gamble Pharmaceuticals, GlaxoSmithKline, AstraZeneca, Forrest Research, Cardiome, Pharma Corp, Alza Corp, Berlex Labs, Hewlett Packard Co, Reliant Pharmaceuticals Inc, Sanofi-Aventis, and Pfizer Inc. No other authors reported financial disclosures. Funding/Support: This work was based on an evidence report produced by the University of Alberta Evidence-based Practice Center under contract 29002-0023 from the Agency for Healthcare Research and Quality (AHRQ), US Department of Health and Human Services, Rockville, Md. The authors of this article are responsible for its content. Dr McAlister is a Population Health Scholar supported by the Alberta Heritage Foundation for Medical Research, a New Investigator of the Canadian Institutes of Health Research (CIHR), and holds the Merck Frosst/Aventis Chair in Patient Health Management at the University of Alberta, Edmonton. Dr Ezekowitz is supported by CIHR. Dr Rowe is supported by the 21st Century Canada Research Chairs program through the Government of Canada. He is also supported by the Faculty of Medicine and Dentistry, University of Alberta, Edmonton, and the Capital Health Authority, Edmonton. Role of the Sponsor: The funding source had no role in the collection, analysis, or interpretation of the data, or in the preparation of the manuscript, or in the decision to submit the paper for publication. Disclaimer: Statements in this article should not be construed as endorsement by the AHRQ or the US Department of Health and Human Services. Acknowledgment: We thank the members of the technical expert panel for this AHRQ article: Gillian D. Sanders, PhD, Department of Medicine, Duke University Medical Center, Durham, NC, William T. Abraham, ©2007 American Medical Association. All rights reserved. Downloaded from www.jama.com at Medical Library of the PLA, on August 19, 2007 CARDIAC RESYNCHRONIZATION THERAPY AND LEFT VENTRICULAR SYSTOLIC DYSFUNCTION MD, Division of Cardiovascular Medicine, The Ohio State University, Columbus, and Mary Nix, MS, MT (ASCP), AHRQ, who provided direction for the scope and content of the review. We also thank our librarians, Carol Friesen, MA, MLIS, and Tamara Durec, BSc, MLIS, University of Alberta Evidence-based Practice Center, Edmonton, Alberta, and the external reviewers who submitted written comments on earlier drafts of the manuscript: David Atkins, MD, MPH, AHRQ, Eric Fain, MD, St Jude Medical, Sunnyvale, Calif, Martin Fromer, MD, Centre Hospitalier Universtaire Vaudois, Lausanne, Switzerland, Gordon Moe, MS, MD, FRCPC, Heart Failure Program and Biomarker Laboratory, St Michael’s Hospital, University of Toronto, Toronto, Ontario, Robert F. Rea, MD, Division of Cardiovascular Diseases, Mayo Clinic College of Medicine, Rochester, Minn, John Spertus, MD, MPH, Cardiovascular Education and Outcomes Research, University of Missouri, Kansas City, Mo, Bob Thompson, MS, MA, Medtronic Inc, Minneapolis, Minn, and Clyde W. Yancy, MD, Baylor Heart and Vascular Institute, Baylor University Medical Center, Dallas, Tex. 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J Am Coll Cardiol. 2005; 46:2258-2263. 156. Ellenbogen KA, Hellkamp AS, Wilkoff BL, et al. Complications arising after implantation of DDD pacemakers: the MOST experience. Am J Cardiol. 2003;92: 740-741. 157. Yu CM, Abraham WT, Bax J, et al. Predictors of response to cardiac resynchronization therapy (PROSPECT)—study design. Am Heart J. 2005; 149:600-605. Let me advise you not to aim too high. The big prizes in our profession are only for the few, and they do not always bring much happiness when gained. “Seekest thou great things? Seek them not,” as the wise man said. If you have earned enough for your needs and been able to put a little aside for your old age, and if, at the same time, you have won the esteem of your colleagues and the affection of your patients, you have done well enough, and that measure of success should be within the reach of most of you. —Sir Robert Hutchison (1871-1960) 2514 JAMA, June 13, 2007—Vol 297, No. 22 (Reprinted) ©2007 American Medical Association. 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