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Transient Peak Currents in Permanent Magnet Synchronous Motors for Symmetrical Short Circuits Michael Meyer, Joachim Böcker Institute of Power Electronics and Electrical Drives, Paderborn University 33095 Paderborn, Germany Abstract—To enable constant-power areas with permanent magnet synchronous motors, flux weakening has to be applied. In that mode, the inverter protection measure, e.g. in case of overcurrent, is a crucial point, since the opencircuit induced terminal voltage may exceed the allowed inverter limit. That is why a symmetrical short circuit (SSC) is currently favoured as alternative protection measure. Though the steady state short circuit current may be acceptable, this contribution shows that the transient current may seriously exceed the allowed limit. The worst case SSC will not occur during flux weakening but in regenerative operation at rated speed. Such high peak currents include the risk of permanent demagnetization of the magnets. As a result, SSC should applied only during flux weakening as protection measure, while for the lower speed range the convential converter shut down is proposed. Index Terms-- Permanent magnet synchronous motor, short circuit, protection measure, transient behavior I. NOMENCLATURE The following symbols are used in this paper: iα , i β α- and β-axis terminal voltage components α- and β-axis current components id , iq d- and q-axis current components ψ α ,ψ β α- and β-axis flux components R Ld , Lq Stator resistance d- and q-axis inductances ω RS Rotor electrical angular velocity ε RS Rotor electrical angular position ε ψS Angle of flux vector in stator-fixed coordinates Angle of flux vector in rotor-fixed coordinate Permanent magnet flux uα , u β ε ψR ψp I max U DC p Maximum length of the stator current space vector DC link voltage Number of pole pairs Note that vectors are labeled with bold italic characters, e.g. ψ is the stator flux vector. II. INTRODUCTION Requirements for traction motors, e.g. in the drive train of hybrid electric vehicles (HEV) or for railway vehicles are a high starting torque, a good torque per volume and power per volume ratio as well as a high efficiency. This is why permanent magnet synchronous motors (PMSM) became more and more popular for these applications. The performance of PMSM drives increased significantly in recent years due to the development of rare earth permanent magnet materials, e.g. NdFeB or SmCo. The described traction motor applications require a wide constant-power area. In this operation mode, it is necessary to weaken the permanent flux of the motor by applying a negative d-axis current, to ensure that the motor terminal voltage will not exceed the allowed limits (flux weakening operation). This bears the risk that in case of an inverter protection shut down during the flux weakening operation the induced open-circuit terminal voltage may exceed the allowed inverter limit [4]. That is why a symmetrical short circuit (SSC) is to be discussed as alternative protection measure. To do so, an accurate knowledge of the SSC current behavior is required. While the steady state SSC currents of the motor are generally well known, the behavior of the transient SSC currents depends on the operating point of the motor at the instant, the short circuit is triggered. As the transient SSC current peaks in negative d-axis direction, not only the magnitude of the short circuit current poses a threat to the inverter but also the generated flux poses a serious threat to the permanent magnets, which may lead to an irreversible demagnetization. It has to be ensured that under all conceivable operating conditions at the instant of the SSC, the transient SSC currents do not exceed the short term current limit, determined by the current limit of the power semiconductors as well as by the properties of the permanent magnet material. A SSC must not be triggered at motor operating points, for which the SSC current behavior will damage the PMSM drive. An analysis of PMSM behavior with respect to various faults was conducted in [1], [3]. The behavior of PMSM drives in field weakening operation, in case of an inverter shut-down was examined in [4]. In [5] the PMSM transient SSC behavior was discussed, but an estimation of the SSC peak currents depending on the PMSM operating point at the instant of the short circuit was not done. In this paper, after a derivation of the SSC behavior, where the ohmic voltage drop is neglected, a transient SSC model is derived and validated. It is shown, that the transient SSC behavior depends significantly on the motor operating point at the SSC instant. The worst case operating point within the feasible area of operation with respect to the SSC behavior is identified and the worst case transient peak current and flux are approximated. This paper is organized as follows: Section III: PMSM model Section IV: SSC model neglecting the ohmic voltage drop Section V: Transient SSC model Section VI: Saturation effects Section VII: Identification of the worst case SSC currents Section VIII: Conclusions III. PMSM MODEL In the stator-fixed α , β reference frame, the voltage equation of a PMSM is given by: ⎡uα ⎤ ⎡iα ⎤ ⎡ψα ⎤ ⎢u ⎥ = R ⎢i ⎥ + ⎢ψ ⎥ ⎣ β⎦ ⎣β⎦ ⎣ β⎦ (1) Neglecting saturation effects, the stator flux vector ψ in stator-fixed α,β coordinates is given by ⎡ψ p + Ld id ⎤ ⎡ψ α ⎤ ⎥ ⎢ψ ⎥ = Q (ε RS ) ⎢ L i q q ⎣ β⎦ ⎣ ⎦ (2) u q = Lq iq + Riq + ω RS Ld id + ω RSψ p (3) (4) IV. SSC MODEL NEGLECTING THE OHMIC VOLTAGE DROP Ld id 0 ψ p (t ) εψS 0 ε RS 0 (5) From Eqns (1) and (5) follows directly that in case of a SSC, the change of the stator flux in stator-fixed coordinates is determined by the ohmic voltage drop. In this section a model of the SSC currents neglecting the ohmic voltage drop is derived. The impact of the ohmic voltage drop on the SSC is covered in the next section. ψ p0 ψα ∆ψ max = Ld id max ψ p max Fig. 1 Flux behavior of a PMSM in case of a SSC It is assumed that the SSC is triggered at time t = 0 . In the following, all quantities related to this time instant are subscripted with ‘0’. Thus ψ (t = 0) = ψ 0 = ψ 0 ∠ε ψS 0 ψ p (t = 0) = ψ p 0 = ψ p ∠ε RS 0 (6) Neglecting the ohmic voltage drop means that from the instant of the SSC on, the stator flux ψ remains unchanged in stator-fixed coordinates. Assuming that the rotor retains its angular velocity during the relevant time period for the electrical transients, the permanent flux vector will keep on turning with the rotor electrical frequency ω RS . (7) The evolution of the current i(t) can be obtained from the difference vector between the frozen stator flux and permanent flux vector, ∆ψ (t ) = ψ 0 − ψ p (t ) (8) Let t max be the time when the magnitude of ∆ψ (t ) reaches its peak value. At this time ψ p max = ψ p (t max ) points to the opposite direction of ψ 0 (see Fig. 1). Thus the rotation angle with that peak value is ε RS max = ε RS (tmax ) = εψS 0 + π The terminal voltages in case of a SSC are by definition: uα = u β = 0 Lq iq 0 ψ0 ψ p (t ≥ 0) = ψ p ∠(ε RS 0 + ω RS t ) The voltage equations in the rotor-fixed reference frame are given by ud = Ld id + Rid − ω RS Lq iq ∆ψ (t ) ψ (t ≥ 0) = ψ 0 where Q is the rotation matrix ⎡cos(ε RS ) − sin(ε RS )⎤ Q (ε RS ) = ⎢ ⎥ ⎣ sin(ε RS ) cos(ε RS ) ⎦ ψβ (9) The time t max can then be calculated as t max = εψS 0 + π − ε RS 0 ω RS (10) Note that the orientation of ∆ψ (t max ) coincides with the negative d-direction, and thus bears a serious risk of demagnetization of the permanent magnets. Since the currents can be calculated by id = ∆ψ d , iq = Ld ∆ψ q Lq The steady state SSC currents are resulting as (11) from ∆ψ d , ∆ψ q it can be seen that, at least for Ld ≤ Lq , the maximum current is reached simultaneously with the maximum of ∆ψ and hence given by ψ 0 +ψ p imax = − (12) Ld It should be noted that for interior permanent magnet synchronous machines (IPMSM) L d is significantly smaller than L q . For a given ∆ψ max , a small value of L d will lead to an additional boost of the SSC current magnitude. Summarizing the results, the behavior of the SSC currents in rotor oriented coordinates, neglecting the ohmic voltage drop can be described by the following equations: i d (t ) = − ψp Ld ψ0 i q (t ) = − Lq + ψ0 Ld cos(ω RS t + ε RS 0 − ε ψS 0 ) (13) i q (t ) = e K d cos(ϕ d (t )) + i d , SS t τ R 2 + ω RS 2 Ld Lq ψP Ld (16) ≈0 The above approximations of the steady state currents are valid for a sufficient high speed. It should be noted that they match with the DC-components of Eqn (13). The decay time constant τ is given by. τ= 2 Ld Lq (17) R ( L d + Lq ) The exact analytical solutions of ϕ d (t ) , ϕ q (t ) are rather complicated and not suitable for further investigations. Therefore some simplifying approximations shall be introduced. For sufficient high ω RS , i.e. 2 ω RS >> R 2 / Ld Lq (18) ε ψS 0 = ε ψS (t ), t ≥ 0 (14) t − Rω RSψ p ≈− V. TRANSIENT SSC MODEL The ohmic voltage drop causes the decay of ψ to its steady state value, by which the transient process is characterized. Again it is assumed that during the transient process, the motor retains constant speed. Neglecting saturation effects, the behavior of the SSC currents is described by the solution of the system of two coupled first-order differential equations given by Eqns (4) and (5). The solution obtained from a computer algebra program is given as follows τ R + ω RS Ld Lq 2 2 it can be assumed that the angle of the stator flux vector remains unchanged while its magnitude is decaying with the time constant τ , i.e. ⎡ψ α ⎤ ⎡iα ⎤ ⎢ψ ⎥ = − R ⎢i ⎥ ⎣ β⎦ ⎣β⎦ − iq, SS = − Lqω RS 2ψ p sin(ω RS t + ε RS 0 − ε ψS 0 ) A. Derivation of the SSC model Taking now the ohmic voltage drop into consideration, in case of a SSC, the stator flux vector will not stay frozen in stator oriented coordinates any more. It is forced to move in the opposite direction of the stator current vector. i d (t ) = e id , SS = − (15) K q cos(ϕ q (t )) + i q , SS Here, i d , SS and i q , SS are the steady state SSC currents while exp(−t / τ ) K i describe the enveloping curves of the decaying magnitudes of the transient current components. (19) The approximate values ϕ d (t ) , ϕ q (t ) , K d , K q can then be obtained from Eqn (13), i.e. from the results of the SSC currents, neglecting the ohmic voltage drop, as follows Kd = ψ0 Ld , Kq = ψ0 Lq (20) ϕ d (t ) = ω RS t + ε RS 0 − εψS 0 ϕ q (t ) = ω RS t + ε RS 0 − εψS 0 + π 2 If the assumptions in Eqn (18) and (19) hold, Eqns (15) to (17) in combination with Eqn (20) provide an analytical approximation of the transient SSC current response. The accuracy of these approximations will be shown in the following section. B. Simulation Results Simulations were carried out using Matlab/Simulink to compare the approximations of the preceding section with the original model given by Eqns (1) to (5). Figures 2 to 5 show the results for both SSC current components for two different speeds. The curves of the original model (“sim”) are plotted in solid green, the curves of the approximated model (“calc”) in dashed red. The simulations were conducted with a PMSM model with the following parameters: 400 TABLE I PMSM parameters used in SSC simulation model R = 0,02Ω L d = 0,201 mH Stator resistance d-axis inductance 300 Lq = 0,445 mH q-axis inductance 100 ψ p = 53,41 mVs Permanent flux p =8 Number of pole pairs -100 nrated = 2200 rpm Rated speed -200 I rated = 380 A Rated magnitude of current vector -300 U DC = 565 V DC-link voltage -400 iq,sim iq,calc q-current (A) 200 0 0 0.01 0.02 0.03 0.04 0.05 time (s) Fig. 5 q-axis SSC currents n=0.15nrated , id0=0A, iq0=Imax 800 id,sim id,calc 600 The figures show that the approximated SSC currents match closely, although not completely with the original model. The approximation bases on the assumptions of a sufficient high speed (Eqn (18)) and that the stator flux vector retains its orientation in stator-fixed coordinates during the process of decay (Eqn (19)). The accuracy of that assumption can be seen from Fig. 6 , which depicts the transient flux trajectories. 400 d-current (A) 200 0 -200 -400 -600 -800 0.2 -1000 0.18 0 0.01 0.02 0.03 0.04 β flux component (Vs) 400 iq,sim iq,calc 300 200 100 ψ(t=0) 0.16 0.16 Fig. 2 d-axis SSC currents n=nrated , id0=0A, iq0=Imax q-current (A) ψ(t=0) 0.05 time (s) (b) 0.18 β flux component (Vs) -1200 0.2 (a) 0.14 0.12 0.1 0.08 0.06 0.14 0.12 0.1 0.08 0.06 0.04 0.04 0.02 0 0.02 ε ψ S0 -100 0 0.02 0.04 0.06 α flux component (Vs) -200 εψ S0 0 -0.02 0 0.02 0.04 0.06 α flux component (Vs) Fig. 6 Stator flux trajectories for n= nrated (a) n=0.15 nrated (b) -300 -400 0 0.01 0.02 0.03 0.04 0.05 time (s) Fig. 3 q-axis SSC currents n=nrated , id0=0A, iq0=Imax 800 id,sim id,calc 600 400 VI. SATURATION EFFECTS d-current (A) 200 0 -200 -400 -600 -800 -1000 -1200 The accuracy of both assumptions Eqn (18) and Eqn (19) improves with the rising τω RS . The lower accuracy for small τω RS seems to be acceptable, as the importance of the consideration of the transient SSC behavior decreases with lower values of τω RS . 0 0.01 0.02 0.03 time (s) Fig. 4 d-axis SSC currents n=0.15nrated , id0=0A, iq0=Imax 0.04 0.05 In Fig. 6, the trajectory of the stator flux in stator-fixed coordinates is given. During the transient process, in spite of the high magnitude of the SSC currents, the stator flux decreases, following the depicted trajectory (green) to its steady state. Thus, the flux generated by the transient SSC stator currents with their high magnitudes is bound to compensate for the difference between the relatively slowly decaying stator flux and the permanent flux, rotating with ω RS . During the SSC, the flux magnitude will not exceed the level of normal operating condition. Thus no unusual saturation effects in the stator yoke will be expected. However, the decaying stator flux is now rotating with a speed of −ω RS in rotor-fixed coordinates. This may lead to saturation effects in the rotor when the stator flux vector ψ is aligning with the d-direction. A finite element analysis is needed for an accurate estimation of the saturation effects inside the rotor. VII. IDENTIFICATION OF THE WORST CASE SSC CURRENTS The simulation results proofed that the accuracy of the derived approximated SSC current model is sufficient to estimate the time developing of the SSC currents. The peak SSC current occurs at time t max , when for the ϕ d of Eqn (20) cos(ϕ d (t max )) = −1 holds for the first time after the SSC was triggered. t max is calculated according to Eqn (10). Summarizing the results of Section V, the maximum magnitude of the transient SSC currents is given by imax = id max = − ψp Ld − t max −e τ ψ0 ε ψR is positive in motor operation mode and negative in regenerative operation mode. So, for a given speed, t max adopts its minimum value, while at the same time the stator flux magnitude is at its maximum, when the machine is operating at rated torque in regenerative mode. The maximum ω RS , with which this operating point can still be realized is determined by the constant flux ellipses, which are depicted in green in Fig. 7. They form the voltage limit at different speeds ω RS . For any given ω RS the values of i d , i q have to be located inside the flux ellipse determined by Eqn (24). ψ lim = U dc 3ω RS (24) Note that the constant flux ellipse corresponding to the voltage limit at rated speed intersects with the circle of maximum current in the operating points (A) and (B). Thus ω RS , rated is the maximum angular speed with which the operating points (A) and (B) can be realized. (21) Ld and the minimum (most negative) stator flux value in ddirection is given by ψ d min = − ψ 0 e − tmax τ (22) ψ p , L d and τ are determined by the motor parameters and are independent of the operating point. However, ψ 0 and t max depend on the operating point, particularly on the speed ω RS , when the SSC happens. The higher the stator flux magnitude ψ 0 and the smaller the time t max till the SSC peak values occur, the worse the SSC behavior. The time t max is given by Eqn (10). Note that ε ψR 0 = ε ψS 0 − ε RS 0 is the orientation of the stator flux vector ψ in rotor-fixed coordinates. t max decreases with decreasing angle ε ψR 0 and with rising speed ω RS . The higher the stator flux magnitude ψ0 , the smaller the stator flux angle in rotor-fixed coordinates ε ψR 0 and the higher the speed ω RS at the instant of the SSC, the worse the SSC behavior. Neglecting the reluctance torque, the reasonable operating points of a PMSM in the i d , i q -plane are given by the shaded area in Fig 7. It comprises only operating points with negative d-axis currents within the circle of maximum allowed current, which is depicted in red. The ellipses of constant flux are depicted in green. The operating points of maximum possible flux within the shaded area are labeled with (A) and (B), respectively. The corresponding currents are given by: id = 0 i q = + / − I max (23) (A) and (B) are the operating points, where the machine is producing rated torque in motor and in regenerative operation mode, respectively. In both points (A) and (B), ψ0 is of equal value. However, the sign of Fig. 7 Operating points of a PMSM in current coordinates The operating point with the worst case SSC behavior is identified, as the point where the machine is operating at rated speed and torque in regenerative operation mode. The SSC current and flux magnitude in d-direction were calculated with the initial conditions at the short circuit instant according to the operating point i d = 0, i q = − I rated , n = n rated . The calculated values were validated by simulation results shown in Figures 8 and 9. The maximum transient current is reached at t max = 1 ms after the SSC was triggered and the peak value is 2.84 times higher than the rated current. The minimum flux in negative d-direction is reached at the same time and is 3.05 times the permanent flux in negative d-direction that will cause most probably a permanent demagnetization of the magnets. So the worst case SSC behavior for the given motor is not acceptable because it would lead to severe damages of the motor drive. REFERENCES 1200 itotal,sim itotal,calc 1000 total current (A) 800 600 400 200 0 0 0.01 0.02 0.03 0.04 0.05 time (s) Fig. 8 total SSC currents n=nrated, id0=0, iq0=-Irated 0.2 Ψd,sim Ψd,calc 0.15 flux in d-direction (Vs) 0.1 0.05 0 -0.05 -0.1 -0.15 -0.2 0 0.01 0.02 0.03 0.04 0.05 time (s) Fig. 9 total SSC currents n=nrated, id0=0A, iq0=-Irated VIII. CONCLUSIONS In this contribution a method to analytically estimate the transient SSC current developing is derived. The transient SSC behavior depends significantly on the operating point at the instant of the SSC. This operating point is characterized by the stator flux vector and the motor speed ω RS . The worst case operating point with respect to the transient SSC behavior is reached, when the machine is operating at rated speed and torque in regenerative operation mode. Counterintuitive, flux weakening operation is not the crucial point concerning SSC. It is shown that for PMSM, where the electrical transients do not decay with a time constant very small compared to its rated speed, the transient SSC behavior must not be neglected. Further on, it is shown that the worst case transient SSC peak current may lead to an irreversible demagnetization of the permanent magnets. As a result, a solution for that problem may be to distinguish the suitable protection measure depending on the motor speed. During constant torque operation, a conventional converter shut-down is reasonable, while the discussed SSC should be applied only in the flux weakening region. [1] Mecrow B.; Jack, A.; Haylock, J.; Coles, J.: Fault tolerant permanent magnet machine drives, IEEE Proc.-Electr. Power Applications, Vol. 143, No 6, Nov 1996, pp. 437442 [2] Jack, A.; Mecrow, B.; Haaylock, J.: A comparative study of permanent magnet and switched reluctance motors for high-performance fault-tolerant applications, IEEE Transactions on Industry Applications, Vol. 32, July/Aug. 1996, pp. 889-895 [3] Bianchi, N.; Bolognani, S.; Zigliotto M.: Analysis of PM Synchronous Motor Drive Failures during flux weakening operation, Power Electronics Specialists Conference, PESC 1996, Vol. 2, pp. 1542-48 [4] Jahns, T.; Caliskan, V.: Uncontrolled Generator Operation of Interior PM Synchronous Machines Following HighSpeed Inverter Shutdown, , IEEE Transactions on Industry Applications, Vol. 35, No 6, Nov/Dec 1999, pp. 1347-57 [5] Welchko, B. J.; Jahns, T. ; Soong, W.; Nagashima, J.: IPM Synchronous Machine Drive Response to Symmetrical and Asymmetrical Short Circuit Faults, IEEE Transactions on Energy Conversion, Vol. 18, No 2, June 2003, pp. 291298.