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Questionnaire for Plasmid DNA Production Services When finished, please email reply to: Brian Dattilo Manager of Business Development Waisman Biomanufacturing Email: [email protected] Today’s Date Principal Investigator or Client Company or Institution Product Name Services Requested Assay Development Cell Banking cGMP Manufacture Aseptic Fill Quantity of plasmid desired (mg or g) What agency will this product be regulated by? Date Desired FDA EMEA Other 1. How did you hear about Waisman Biomanufacturing? 2. Product and Intended Use a. Gene Product Please briefly describe the identity of your gene product. b. What is the plasmid backbone? pUC pBR322 Other c. This product is intended for use in (check all that apply): Research only and not for use in animals or humans Animal /tox studies Human clinical trials: V4-2016 CONFIDENTIAL Page 1 of 4 Questionnaire for Plasmid DNA Production Services Phase I Phase II Phase III d. What is the intended use/grade of plasmid requested? Use in manufacturing processes such as viral vector production Ex-vivo use as a gene therapy (e.g. modified T-cells) Direct injection grade for vaccine or gene therapy e. What indication is this product for? 3. Safety Information a. Does the transgene produce a select agent? Yes No b. What biosafety level is the plasmid and expressed protein? BSL-1 BSL-2 BSL-3 4. Manufacturing Information a. Vector Information Please describe your vector including overall size of plasmid, identity and size of gene, source of gene, promoters, enhancers, selection marker, etc. Include a copy of the vector map if available. Note - β-lactam antibiotics may not be used for cGMP production of injection grade or large scale ex vivo/bioprocess grade (e.g. ≥ 200mg). b. Product Quality - please indicate desired product quality control testing (Specifications represent a recommended starting point for new plasmid projects. Results are typically much better for standard pUC-based plasmids with transgenes that don't cause cell toxicity. Typically specifications are set broad initially and then narrowed as plasmid characteristics in the process are established. Tighter specifications may be requested for prophylactic vaccine indications (e.g. ≤ 1% host impurities). However, additional process qualification trials and process development work may be required. An estimate of the additional work (time, materials) will be included in the initial budget estimate if tighter specifications are requested.) Test Visual pH Identity V4-2016 Methods / Comments pH meter Restriction digest and AGE Typical Starting Specification Clear/colorless Report result Conforms to reference CONFIDENTIAL Requested Specification Page 2 of 4 Questionnaire for Plasmid DNA Production Services Test Plasmid Size DNA concentration A260/280 ratio Percent supercoiled E.coli DNA Residual RNA Residual Protein Endotoxin Sterility Potency Methods / Comments AGE on uncut plasmid Absorbance at 260nm Typical Starting Specification Conforms to reference Absorbance at 260/280nm HPLC 1.7 – 2.0 Quantitative PCR HPLC BCA LAL 21 CFR 610.11 Bioactivity Assay (performed by Customer or can be transferred to Waisman) ≤ 5% ≤ 5% ≤ 5% ≤ 40 EU/mg Sterile TBD Requested Specification ≥ 80% Describe activity assay or any other assays that need development here, if necessary. Will these be performed by Customer or transferred to Waisman? c. What will you be providing as starting material? cGMP Master Cell Bank Research Cell Bank Plasmid DNA Other d. Waisman recommends using either DH5-α or DH-10B strains of E. coli for producing plasmid DNA. Please indicate if your cell bank is different or would prefer using an alternative bacterium or strain of E. coli. e. If applicable: Please describe cell bank you are providing (e.g. bacterial strain, cGMP, research, growth/expression, purity, etc.). Please describe testing on plasmid (e.g. fully sequenced GLP/GMP-grade?), insert sequenced, copy number, etc.). Was this plasmid previously produced by your group or others? V4-2016 CONFIDENTIAL Page 3 of 4 Questionnaire for Plasmid DNA Production Services Please describe knowledge of fermentation plasmid productivity (scale, mg/L). Please provide any information regarding plasmid stability in fermentation. 5. Master Cell Bank a. If not provided, how large of a bank is needed (200-300 vial is typical)? b. Cell Bank Testing – The table below lists standard Master Cell Bank testing. Please indicate any additional tests you would like below. Please note that nonstandard testing may incur extra cost for development or sourcing. Test Description Growth Characteristics Report cell counts and growth characteristics Culture purity Plate out culture, gram stain, examine morphology and for presence of bacterial or fungal contaminants Identity Tests conducted to confirm correct host Bacteriophage Test for the presence of bacteriophage (this must be done prior to entry into the cleanroom) Antibiotic Resistance Demonstrate appropriate antibiotic resistance to verify retention of plasmid Restriction Digest/AGE Verify correct plasmid. Perform prior to sending out for sequencing Plasmid Sequence Sequence entire plasmid for FDA submission 6. Fill / Finish If fill / finish is required, how many vials and at what DNA concentration? Waisman uses WFI or TE as a standard plasmid solution. Is there a specific formulation for your plasmid, or is WFI or TE acceptable? 7. Please provide any other information or clarification V4-2016 CONFIDENTIAL Page 4 of 4