Download Report of securities` issuer for Q4

Approved on February 12, 2015
by the Management Board of Vozrozhdenie Bank
Minutes dated February 12, 2014 No. 7
QUARTERLY REPORT
Vozrozhdenie Bank
Issuer’s code: 01439-В
for the 4th quarter of 2014
Issuer’s location: the Russian Federation, 101000, Moscow, 7/4 Luchnikov pereulok, building
1
Information within this Quarterly Report is subject to disclosure according to the legislation of
the Russian Federation on securities
Chairman of the Management Board
of Vozrozhdenie Bank
Date: February ___ 2015
____________
Chief Accountant
of Vozrozhdenie Bank
Date: February ___ 2015
____________
A. Dolgopolov
signature
signature
Contacts: Elena Abramova
Head of the Issuable Securities Division
Corporate Department
Telephone (fax): (495) 620 18 61 ext.13-45
E-mail: [email protected]
Website where this Quarterly Report is disclosed:
http://www.e-disclosure.ru/portal/company.aspx?id=120
http://www.vbank.ru
E. Volik
Index
I. Summary of the members of the management board of the Issuer and
information on bank accounts, the auditor, the appraiser and the financial adviser
of the Issuer as well as the other persons who have signed the quarterly report .... 7
1.1. Persons included in the management board of the Issuer............................... 7
1.2. Information on the Issuer's bank accounts ....................................................... 7
1.3. Information on the Issuer's Auditor (Auditors).................................................. 7
1.4. Information on the Issuer's Appraiser ................................................................ 8
1.5. Information on the Issuer's consultants ............................................................ 8
1.6. Information on other persons who have signed the quarterly report ............. 8
II. Issuer’s financial and economic performance: basic information ......................... 9
2.1. Issuer’s financial and economic performance indicators ................................ 9
2.2. Issuer's market capitalization ............................................................................. 9
2.3. Issuer's liabilities ................................................................................................. 9
2.3.1. Loans and payables ...................................................................................... 9
2.3.2. Issuer's credit history ................................................................................... 9
2.3.3. Issuer's obligations from the security provided to the third parties ......... 9
2.3.4. Issuer's other obligations ........................................................................... 10
2.4. Risks, inherent with the acquisition of the placed issued securities ............ 10
III. Detailed information on the Issuer ......................................................................... 11
3.1. Issuer's history ................................................................................................... 11
3.1.1. Information on the company name (title) of the Issuer ............................ 11
3.1.2. Information on state registration of the Issuer ......................................... 11
3.1.3. Information on foundation and development of the Issuer ..................... 12
3.1.4. Contacts ....................................................................................................... 12
3.1.5. Taxpayer Identification Number ................................................................. 12
3.1.6. Issuer's affiliates and branches ................................................................. 12
3.2. Issuer’s main economic activity ....................................................................... 12
3.2.1. Industry classification of the Issuer .......................................................... 12
3.2.2. Issuer’s main economic activity according to the All-Russia Classifier of
Economic Activity ................................................................................................. 12
3.2.3. Information on availability of admissions (licences) or authorizations for
particular types of activity .................................................................................... 12
3.3. Future prospects for the Issuer's activity. ....................................................... 14
3.4. Issuer's participation in group banking, bank holdings, holdings and
associations .............................................................................................................. 14
2
3.5. Organisations controlled by the Issuer and that are essential for the Issuer
.................................................................................................................................... 14
3.6. Composition, structure and value of the Issuer's fixed assets, information
regarding plans for the acquisition, replacement, and disposal of fixed assets as
well as of all the facts of encumbrance of the Issuer's fixed assets .................... 14
3.6.1. Fixed assets ................................................................................................. 14
IV. Information on the financial and economic activity of the Issuer ....................... 15
4.1. Results of the financial and economic activity of the Issuer ......................... 15
4.2. Issuer's liquidity, capital adequacy and current assets ................................. 15
4.3. Issuer's Financial Investments ......................................................................... 15
4.4. Issuer's Intangible Assets ................................................................................. 15
4.5. Information on the policy and expenses of the Issuer in the field of scientific
and technical development with regard to licences and patents, new
developments and research ..................................................................................... 15
4.6. Analysis of development trends with regard to the Issuer's main activity ... 15
4.6.1. Analysis of the factors and conditions having an impact on the activity
of the Issuer ........................................................................................................... 15
4.6.2. Issuer’s competitors.................................................................................... 15
V. Detailed information on the persons that are a part of the Issuer's management,
the bodies controlling the financial and economic activity of the Issuer and brief
information regarding the officers (employees) of the Issuer .................................. 16
5.1. Information about the structure and competence of the Issuer's
management bodies ................................................................................................. 16
5.2. Information on members of the management bodies of the Issuer ............... 16
5.3. Information on amount of remuneration, benefits and/or reimbursement of
costs for every management body of the Issuer .................................................... 38
5.4. Information about the structure and competence of the bodies carrying out
control over financial and economic activity of the Issuer ................................... 38
5.5. Information on members of bodies of control over financial and business
operations of the Issuer ........................................................................................... 41
5.6. Information on amount of remuneration, benefits and/or reimbursement of
costs for the body of control over financial and business operations of the
Issuer ......................................................................................................................... 53
5.7. Information on the number and structure of the staff (employees) of the
Issuer as well as of changes in the number of the staff (employees) of the
Issuer. ........................................................................................................................ 53
5.8. Information on any Issuer's liabilities to the staff (employees) regarding
possible shares in the authorized capital (associated capital, share fund) of the
Issuer ......................................................................................................................... 53
3
VI. Information on the Issuer's Participants (Shareholders) and on the interested
party transactions executed by the Issuer ................................................................. 54
6.1. Information on the total number of the Issuer's Shareholders (Participants)
.................................................................................................................................... 54
6.2. Information on the Issuer's Participants (Shareholders) holding not less
than five percent of its authorized (share) capital (mutual fund) or not less than
five percent of its ordinary shares as well as information with regard to the
persons maintaining control over such Participants (Shareholders) and, in case
of the absence of such persons, information about their Participants
(Shareholders) holding not less than twenty percent of the authorized (share)
capital (mutual fund) or not less than twenty percent of their ordinary shares .. 54
6.3. Information on the size of the state's or municipal unit's share in the
authorized (share) capital (mutual fund) of the Issuer, and the special right
("gold share") ............................................................................................................ 55
6.5. Information on changes in the composition and amount of participation of
the Issuer's Shareholders (Participants) holding not less than five percent of its
authorized (share) capital (mutual fund) or not less than five percent of its
ordinary shares ......................................................................................................... 56
6.6. Information on the interested party transactions executed by the Issuer .... 57
6.7. Accounts Receivable Information .................................................................... 57
VII. Accounting (financial) statements of the Issuer and other financial information
........................................................................................................................................ 58
7.1. Annual accounting (financial) statements of the Issuer ................................. 58
7.2. Quarterly accounting (financial) statements of the Issuer ............................. 58
7.3. Consolidated accounting (financial) statements of the Issuer ...................... 58
7.4. Information on the accounting policies of the Issuer ..................................... 58
7.5. Information on total exports and the share of exports in total sales ............ 58
7.6. Information on significant changes in the structure of the Issuer's property
after the end date of the last completed financial year .......................................... 58
7.7. Information on the Issuer's participation in legal proceedings should such
participation significantly reflect on the Issuer’s business and financial
performance .............................................................................................................. 58
VIII. Additional information on the Issuer and its placed securities ........................ 59
8.1. Additional information on the Issuer ................................................................ 59
8.1.1. Information on the volume and structure of the authorized (share)
capital (mutual fund) of the Issuer ....................................................................... 59
8.1.2. Information on changes in the authorized (share) capital (mutual fund) of
the Issuer................................................................................................................ 59
8.1.3. Information on convocation procedure and holding a meeting (hearing)
of the Issuer’s supreme management body ........................................................ 60
4
8.1.4. Information on commercial organisations in which the Issuer owns at
least five percent of authorized capital (associated capital, share fund) or at
least five percent of ordinary shares ................................................................... 60
8.1.5. Information on major transactions carried out by the Issuer .................. 61
8.1.6. Information on the credit rating of the Issuer ........................................... 61
8.2. Information on each category (type) of Issuer shares .................................... 62
8.3. Information on previous issues of the Issuer's securities save for the
Issuer's shares .......................................................................................................... 65
8.3.1. Information on issues where all the securities have been redeemed ..... 65
8.3.2. Information on unredeemed issues of securities ..................................... 65
8.4. Information on an individual (persons) who has (have) provided security on
the Issuer’s secured bonds and the conditions for securing the fulfillment of
obligations on the Issuer’s secured bonds ............................................................ 65
8.4.1. Conditions regarding securing the fulfillment of obligations under the
mortgage-backed bonds ....................................................................................... 65
8.5. Information on organisations conducting the accounts on the Issuer’s
equity securities ........................................................................................................ 65
8.6. Information on legislative acts regulating issues relating to the import and
export of capital, which may affect the payment of dividends, interest and other
payments to non-residents ...................................................................................... 65
8.7. Description of the taxation procedure of income from the placed and to be
placed issued securities of the Issuer .................................................................... 66
8.8. Information on declared (accrued) and paid dividends on the Issuer's
securities, as well as on returns on Issuer's bonds............................................... 66
8.8.1. Information on declared and paid dividends on the Issuer’s securities . 66
8.8.2. Information on accrued and paid dividends on the Issuer's shares ....... 71
8.9. Other information ............................................................................................... 73
8.10. Information on presented securities and Issuer of the provided securities
where the title is certified with by Russian depositary receipts ........................... 73
5
Introduction
According to cl. 5.1. of the Regulations No. 11-46/pz-n “On Information Disclosure by Issuers of
Issuable Securities” as of October 4, 2011, approved by the Order of the FFMS, the Bank performs
information disclosure via the quarterly report of the IIssuer of securities, issues and prospectus
thereof were officially registered by the state, in the event of market release by public offering among
other parties outnumbering 500.
This quarterly report includes assessments and forecasts of the authorized management bodies
of the Issuer regarding future events and/or actions, perspectives of the development of economy
sector, in which the Issuer conducts its main activities, as well as the results of those activities,
including the Issuer's plans and possibilities of occurrence of certain events and actions. The
investors should not fully rely upon the assessments and forecasts of the Issuer's management
bodies, as actual results of the Issuer's actions in the future may vary from the predicted results due
to various reasons. Acquisition of the Issuer's securities is subject to certain risks as defined in this
quarterly report.
6
I. Summary of the members of the management board of the Issuer and information on bank
accounts, the auditor, the appraiser and the financial adviser of the Issuer as well as the other
persons who have signed the quarterly report
1.1. Persons included in the management board of the Issuer
Information on the personal composition of the Issuer's Board of Directors:
Full name
Birth year
Goncharova Lyudmila
Dolgopolov Alexander
Zatsepin Nikolay
Kuimov Igor
Lapushkin Oleg
Malinin Vladimir
Malinin Sergey
Margania Otar
Mikhalkov Nikita
Orlov Dmitry1
Poletaev Yuri
Eskindarov Mukhadin
1958
1961
1951
1952
1941
1940
1963
1959
1945
1943
1943
1951
Chairman of the Board of Directors
Otar Margania
1959
Information on the personal composition of the Board of Directors:
Full name
Birth year
Abdullin Rushan
Bolvinov Alexander
Bondareva Tatiana
Goncharova Lyudmila
Dolgopolov Alexander
Dmitriev Evgeny
Ivanov Alexey
Malinin Sergey
Nakhmanovich Mark
Orlova Tatiana
Semko Mikhail
Shalimov Andrey
1968
1962
1965
1958
1961
1965
1972
1963
1957
1986
1963
1973
Information on the person holding the position of the sole executive body of the
Issuer:
Full name
Birth year
Dolgopolov Alexander
1961
1.2. Information on the Issuer's bank accounts
No changes were introduced into the content of this clause within the reporting period.
1.3. Information on the Issuer's Auditor (Auditors)
No changes were introduced into the content of this clause within the reporting period.
1
Elected to the Board of Directors by the extraordinary General Meeting of Shareholders on October 23, 2014.
Died on December 12, 2014.
7
1.4. Information on the Issuer's Appraiser
No changes were introduced into the content of this clause within the reporting period.
1.5. Information on the Issuer's consultants
No securities market's financial consultants have been engaged in the12 months prior to the
end of the financial quarter.
1.6. Information on other persons who have signed the quarterly report
Full name
Year of birth
Main workplace
Title
Grounds
Elena Volik
1962
Vozrozhdenie Bank
Chief Accountant
Order No. 199/k as of April 14, 2014
8
II. Issuer’s financial and economic performance: basic information
2.1. Issuer’s financial and economic performance indicators
Is not to be specified for the Quarterly report for the fourth quarter.
2.2. Issuer's market capitalization
Information on the Issuer's market capitalization by the end of the last complete financial year
and by the end of financial quarter:
Number of
shares
Market
price per
share,
rubles
Market
capitalization
(gr.4*gr.5), rubles
Date
Market operator
Individual state
registration number
of securities
1
2
3
4
5
6
10101439В
23,748,694
438.90
10,423,301,796.60
20201439В
1,294,505
119.22
154,330,886.10
10101439В
23,748,694
452.00
10,734,409,688.00
20201439В
1,294,505
69.00
89,320,845.00
30.12.2013
CJSC MICEX
Stock Exchange
30.12.2014
2.3. Issuer's liabilities
2.3.1. Loans and payables
Is not to be specified for the Quarterly report for the fourth quarter.
2.3.2. Issuer's credit history
The Issuer had no liabilities on credit agreements or loan agreements that were in force during
the last complete financial year and the current fiscal year, including agreements concluded by the
issuance and sale of bonds for which the amount of debt is 5 (five) or more percent of the book value
of the Issuer's assets, as of the date of last completed reporting period (quarter, year) preceding the
conclusion of the corresponding agreement, with respect to which the term fixed for the submission of
accounting (financial) statements has expired.
2.3.3. Issuer's obligations from the security provided to the third parties
Information on total volume of obligations of the credit organization – issuer of the provided
collateral and total volume of the obligations of third parties under which the credit organization –
issuer granted collateral to third parties, including in the form of pledge, guarantee or banking
guarantee as of the date of the end of the reporting quarter.
as of January 1, 2015
No.
1
2
3
4
Item
Bank's total liabilities from the security provided
Third parties total liabilities which have been secured by the Bank,
including
in the form of a pledge or guarantee with due consideration of the
Bank's limited liability to such an obligation of the third party,
determined due to the conditions of collateral and actual
remainder of the third party's loan debt.
Total liabilities of security in the form of a bank guarantee provided
by the Bank
Third parties total liabilities which have been secured by the Bank
in the form of a bank guarantee provided to the third parties
Value,
RUB thousand
11,597,201
11,597,201
-----
11,597,201
11,597,201
There are no Issuer obligations from the security provided to third parties as of the beginning
of the current financial year and to the end of the financial quarter, including in the form of a pledge or
guarantee, comprising not less than five (5) percent from the Issuer's balance sheet assets by the end
of the last completed financial period preceding to the pledging.
9
2.3.4. Issuer's other obligations
The Issuer has no agreements, including forward contracts not recorded in its accounting
(financial) statements, that may have an impact on the Issuer's financial position, its liquidity,
financing sources and conditions of their use, or results of activity and expenses in a substantial way.
2.4. Risks, inherent with the acquisition of the placed issued securities
Due to toughening of regulatory requirements and tighter control from the Bank of Russia over
compliance with the capital adequacy ratios and liquidity risk, the Bank improves its risk management
system and IT-system on the basis of best international practices and Basel Committee on Banking
Supervision (Basel III).
In order to minimize risks in Q4 2014 the Bank developed and approved a number of
documents improving credit risk monitoring on the Bank’s corporate borrowers. The Bank has
developed an algorithm for revealing indicators of credit risk expansion and risk factors used within
the early warning system as well as the procedure for defining actions on credit risk assessment on
loans with heightened risk level.
According to the Bank of Russia requirements, the Bank has developed a plan for financial
activity in emergency situations. The plan defines stress scenarios describing emergency situation
which can affect financial stability of the Bank and the list of actions necessary to minimize
consequences of the scenarios implementation.
10
III. Detailed information on the Issuer
3.1. Issuer's history
3.1.1. Information on the company name (title) of the Issuer
Full company name of the Issuer till January 12, 2015:
Bank Vozrozhdenie
Company name valid from: 24.12.2002
Abbreviated company name of the Issuer:
V.Bank
Date of introduction of the company name: 24.12.2002
Full company name of the Issuer from January 12, 2015:
Vozrozhdenie Bank
Company name valid from: 12.01.2015
Abbreviated company name of the Issuer:
V.Bank
Date of introduction of the company name: 12.01.2015
Reason for introduction of the company name: Resolution of the extraordinary General
Meeting of Shareholders (Minutes №2 dated October 23, 2014)
The Issuer's company name is not registered as a trademark or a service mark.
Neither the full nor the abbreviated company name of the Issuer is similar to the name of any
other legal entity.
All previous Issuer's names during the time of its existence:
Full company name: Moscow Joint Stock Commercial Bank Vozrozhdenie
Form of incorporation: open joint stock company
Abbreviated company name: none
Company name valid from: 12.04.1991
Reason for introduction of the company name: Founders' Resolution (Minutes No.1 of
12.10.1990)
Full company name: Open Joint Stock Company Moscow Commercial Bank Vozrozhdenie
Abbreviated company name: MJSCB Vozrozhdenie
Form of incorporation: open joint stock company
Date of introduction of the company name: 29.11.1996
Reason for introduction of the company name: Resolution of the General Meeting of
Shareholders (Minutes No. of 29.03.1996)
Full company name: Bank Vozrozhdenie
Abbreviated company name: V.Bank
Form of incorporation: open joint stock company
Date of introduction of the company name: 24.12.2002
Reason for introduction of the company name: Resolution of the General Meeting of
Shareholders (Minutes №1 dated June 28, 2002)
3.1.2. Information on state registration of the Issuer
Registration number of the Issuer in
accordance with the Ledger of State
Registration of Credit Institutions
Date of registration with the Bank of Russia
Primary state registration number (PSRN) of
the legal entity
Date of assignment (date of entry of the legal
entity registered before June 1 2002 in the
Unified State Register of the Legal Entities)
Name of the registering body that made an
entry on the legal entity registered before
June 1 2002 in the Unified State Register of
the Legal Entities
1439
12.04.1991
1027700540680
17.12.2002
Administration of Ministry of Taxes and Levies of
Russia in the city of Moscow
11
3.1.3. Information on foundation and development of the Issuer
No changes were introduced into the content of this clause within the reporting period.
3.1.4. Contacts
Issuer location:
The Russian Federation, 101000, Moscow, Luchnikov pereulok 7/4, building 1
Postal address:
The Russian Federation, 101000, Moscow, Luchnikov pereulok 7/4, building 1, city mail
service, 101990
Telephone, fax: (495) 620-18-88, (495) 620-19-99
E-mail: [email protected]
Web site (sites) containing information about the Issuer and the securities it has placed
(is going to place):
http://www.e-disclosure.ru/portal/company.aspx?id=120
http://www.vbank.ru
Information on Issuer's special department for shareholders and investors relations:
Shareholders Department
Location:
The Russian Federation, 101000, Moscow, Luchnikov pereulok, 7/4, building 1
Telephone, fax: (495) 641-32-87
E-mail: [email protected]
Web site: http://www.vbank.ru
Investor Relations Division
Location:
The Russian Federation, 101000, Moscow, Luchnikov pereulok, 7/4, building 1
Telephone, fax: (495) 620-90-71
E-mail: [email protected]
Web site: http://www.vbank.ru
3.1.5. Taxpayer Identification Number
5000001042
3.1.6. Issuer's affiliates and branches
Changes in the composition of the branches’ management:
4.
VOLGODONSK branch of Bank Vozrozhdenie
Title:
Date of foundation:
09.06.1993
Location in accordance with the Articles
347371, Rostov Oblast, Volgodonsk, Velikoy Pobedy
of Association (constituent documents):
boulevard 38а
Telephone:
(86392) 2-89-29
Full name of the Director
From September 1, 1994 – Deputy Head of the branch
From October 21, 2014 – Head of the branch Sergey
Studenikin
Term of the director's power of attorney: 31.12.2014
3.2. Issuer’s main economic activity
3.2.1. Industry classification of the Issuer
The main industrial activity of the Issuer in accordance with NACE (National
Classification of Economic Activities): 65.12
3.2.2. Issuer’s main economic activity according to the All-Russia Classifier of
Economic Activity
Is not to be specified for the Quarterly report for the fourth quarter.
3.2.3. Information on availability of admissions (licences) or authorizations for
particular types of activity
12
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
1439
22.01.2015 (re-registration of the licence №1439 of 30.08.2012)2
The Central Bank of the Russian Federation
without limitation
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Licence for banking operations with deposits and placement of
precious metals and other transactions with precious metals in
accordance with the legislation of the Russian Federation.
1439
22.01.2015 (re-registration of the licence №1439 of 24.03.2003)
The Central Bank of the Russian Federation
without limitation
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
2
General banking licence
Licence of a professional securities market participant for
depository operations
177-03735-000100
07.12.2000
the FFMS of Russia
without limitation
Licence of a professional securities market participant for
brokerage operations
177-02959-100000
27.11.2000
the FFMS of Russia
without limitation
Licence of a professional securities market participant for dealing
operations
177-03063-010000
27.11.2000
the FFMS of Russia
without limitation
Licence of a professional securities market participant for
securities management operations
177-03135-001000
27.11.2000
the FFMS of Russia
without limitation
Licence for technical protection of classified information
0313
21.01.2005 (re-registered 08.04.2013)
Federal Service for Technology and Export Control
unlimited
Licence of an exchange merchant for performing commodity
futures and option transactions in exchange trade
1152
General banking licence № 1439 was issued on March 24, 2003.
13
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the
Issuer is authorized for by the
licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
Type of activity (work) that the Issuer
is authorized for by the licence
Licence number
Licence date of issue
Body that issued the licence
Licence validity period
25.03.2008
the FFMS of Russia
without limitation
Licence for business involving usage of information classified as
State Secret
20543
19.12.2011
Administrative office of the Federal Security Service of the Russian
Federation in Moscow and Moscow Oblast
until 19.12.2016
Licence for design, development, production and distribution of
encryption (cryptographic) tools, data systems, and telecommunication
systems, which are secured by means of encryption (cryptographic)
tools, jobs and services in the area of data encryption, maintenance of
encryption (cryptographic) tools, data systems and telecommunication
systems, which are secured by means of encryption (cryptographic) tools
(save for cases when maintenance of encryption (cryptographic) tools,
data systems, and telecommunication systems, which are secured by
means of encryption (cryptographic) tools, is performed for own needs of
the legal entity or individual entrepreneur).
12475 Н
14.09.2012
Center for Licensing, Certification and State Secret Protection under
the FSS of Russia
unlimited
Upon the Bank of Russia Order №OD/2723 dated October 6, 2014, the License to provide
specialized depositary services for investment funds, mutual funds and non-state pension funds №
22-000-1-00035 as of June 29, 2001 was cancelled.
3.3. Future prospects for the Issuer's activity.
No changes were introduced into the content of this clause within the reporting period.
3.4. Issuer's participation in group banking, bank holdings, holdings and associations
No changes were introduced into the content of this clause within the reporting period.
3.5. Organisations controlled by the Issuer and that are essential for the Issuer
There are no organisations controlled by the Issuer and that are essential for the Issuer, as of
January 1, 2015.
3.6. Composition, structure and value of the Issuer's fixed assets, information regarding
plans for the acquisition, replacement, and disposal of fixed assets as well as of all the facts of
encumbrance of the Issuer's fixed assets
3.6.1. Fixed assets
Is not to be specified for the Quarterly report for the fourth quarter.
14
IV. Information on the financial and economic activity of the Issuer
4.1. Results of the financial and economic activity of the Issuer
Is not to be specified for the Quarterly report for the fourth quarter.
4.2. Issuer's liquidity, capital adequacy and current assets
Is not to be specified for the Quarterly report for the fourth quarter.
4.3. Issuer's Financial Investments
Is not to be specified for the Quarterly report for the fourth quarter.
4.4. Issuer's Intangible Assets
Is not to be specified for the Quarterly report for the fourth quarter.
4.5. Information on the policy and expenses of the Issuer in the field of scientific and
technical development with regard to licences and patents, new developments and research
Is not to be specified for the Quarterly report for the fourth quarter.
4.6. Analysis of development trends with regard to the Issuer's main activity
No changes were introduced into the content of this clause within the reporting period.
4.6.1. Analysis of the factors and conditions having an impact on the activity of the
Issuer
Factors and conditions (inflation, exchange rates dynamics, resolutions of state authorities,
other economic, financial, political and other) having impact on the Issuer’s activity, change of its
revenues from sale of goods, products, services and profit from core operating activity.
Such factors impacting the Bank’s activity as high competition in retail lending, persisted
instability on the Russian financial market, inflation, growth of foreign currency exchange rates, hike of
the key rate) should be pointed out.
4.6.2. Issuer’s competitors
The main existing and supposed competitors of the Issuer with regard to core activity,
including foreign competitors:
No changes were introduced into the content of this clause within the reporting period.
15
V. Detailed information on the persons that are a part of the Issuer's management, the bodies
controlling the financial and economic activity of the Issuer and brief information regarding
the officers (employees) of the Issuer
5.1. Information about the structure and competence of the Issuer's management
bodies
No changes were introduced into the content of this clause within the reporting period.
5.2. Information on members of the management bodies of the Issuer
Board of Directors of Bank Vozrozhdenie
Full name
Year of birth
Education
1. Otar Margania
1959
Higher. Graduated from the Leningrad State University
in 1985.
Qualification: Economist
Degree: Candidate of Economic Sciences, Docent
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
27.06.2003
24.06.2010
09.03.2004
2010
Bank Vozrozhdenie
JSC VTB Bank
Member of the Board of Directors
Senior Vice-President
25.06.2010
28.02.2011
29.06.2012
16.12.2014
Bank Vozrozhdenie
Saint Petersburg State University
Bank Vozrozhdenie
Bank Vozrozhdenie
Chairman of the Board of Directors
Dean of the Economics Department
Member of the Board of Directors
Chairman of the Board of Directors
29.06.2012
present
15.12.2014
present
Name of the organisation
Position
The person’s share in the authorized capital of the 18,65%
Issuer
Percentage of the Issuer’s ordinary shares owned by 19,67%
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
16
Full name
Year of birth
Education
2. Lyudmila Goncharova
1958
Higher. Graduated from the Ternopol Institute of
Finance and Economics in 1979.
Qualification: Economist
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
21.02.1992
present
01.04.1995
present
29.03.1996
29.10.2003
28.06.2006
present
02.07.2012
present
10.12.2007
26.12.2007
15.06.2010
30.08.2011
14.11.2011
14.06.2010
20.07.2010
29.08.2011
present
present
03.07.2012
07.02.2013
present
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Baltiisky Kurort Limited Liability Company
Closed Joint Stock Company VREGISTER
Open Joint Stock Company YUNOST
Non-State Pension Fund Harmony
Open Joint Stock Company YUNOST
Open Joint Stock Company YUNOST
Vozrozhdenie-Finance Limited Liability
Company
Baltiisky Kurort Limited Liability Company
Chamber of Commerce and Industry of the
Moscow Region
Position
Member of the Management Board
Deputy Chairman of the
Management Board
Member of the Board of Directors
Member of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board
Member of the Management Board
Chairman of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board of Directors
Member of the Management Board
The person’s share in the authorized capital of the 1,25%
Issuer
Percentage of the Issuer’s ordinary shares owned by 1,26%
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate
or subsidiary owned by the person and the number of shares of
such affiliate or subsidiary of each category (type) that can be
purchased by the person as a result of exercising his/her rights
under options of such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of The person has no such relationship
the management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or
any bankruptcy proceedings stipulated by the legislation of the
Russian Federation on insolvency (bankruptcy) were imposed in
respect of such organisations
Full name
Year of birth
Education
3. Alexander Dolgopolov
1961
Higher. Graduated from the Moscow Plekhanov
Institute of National Economy in 1985.
Qualification: Economist-mathematician
17
Degree: Candidate of Economic Sciences
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
13.09.1996
05.07.2012
11.04.1997
present
01.05.2002
05.07.2012
14.06.2002
15.04.2010
26.12.2007
06.07.2012
20.07.2010
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Open Joint Stock Company Special
Registrar AVISTA
Non-State Pension Fund Harmony
Bank Vozrozhdenie
Position
Member of the Management Board
Member of the Board of Directors
Deputy Chairman of the
Management Board
Member of the Board of Directors
Member of the Board
Chairman of the Management Board
The person’s share in the authorized capital of the 0,36%
Issuer
Percentage of the Issuer’s ordinary shares owned by 0,37%
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
4. Nikolay Zatsepin
1951
Higher. Graduated from the Moscow Institute of Civil
Aviation in 1980.
Qualification: Engineer-mechanician
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
18.03.1994
present
13.08.1997
present
3
Name of the organisation
Bank Vozrozhdenie
Joint Stock Company Mozhaisk Retail
Trade Company3
Position
Member of the Board of Directors
General Director
Before October 1, 2014 – Closed Joint Stock Company Mozhaisk Retail Trade Company
18
15.07.2006
15.08.2007
present
present
14.03.2008
20.07.2011
Edelweiss Limited Liability Company
Joint Venture Dorokhovo-NK Limited
Liability Company
Closed Joint Stock Company MOZHAISK
Director
General Director
General Director
The person’s share in the authorized capital of the 0,16%
Issuer
Percentage of the Issuer’s ordinary shares owned by 0,07%
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
5. Igor Kuimov
1952
Higher. Graduated from the Saint Petersburg State
Polytechnic University in 1975.
Qualification: Engineer-physicist
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
19.01.1999 present
Name of the organisation
Holding Company ELINAR OJSC
Position
CEO
the Entrepreneurs and Employers Association
Chairman
of Naro-Fominsk region
2000
present
2009
06.07.2014 Elinar CJSC
Director
2009
01.12.2013 Holding Company ELINAR LLC
CEO
18.07.2010 present
Cogebi A.S.
Chairman of the Board of Directors
21.03.2011 25.04.2013 Elinar Plast LLC
Director
28.03.2011 present
Chairman of the Board of Directors
Cogebi Management
19
04.08.2011 23.12.2013 Elinar Group Sarp
Director
22.11.2011 30.11.2013 Elsim Group B.V.
Director
01.03.2012 01.12.2013 Narpromrazvitie LLC
CEO
07.02.2013 present
Chamber of Commerce and Industry of the
Moscow region
President
23.10.2014 present
Bank Vozrozhdenie
Member of the Board of Directors
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
6. Oleg Lapushkin
1941
Higher. Graduated from the Moscow Finance Institute
in 1963.
Qualification: Economist
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
сентябрь,
31.12.2011
2005
24.06.2011
present
Name of the organisation
Position
FBME BANK LTD (Cyprus)
Consultant
Bank Vozrozhdenie
Member of the Board of Directors
The person’s share in the authorized capital of the
Issuer
Percentage of the Issuer’s ordinary shares owned by
the person
The person has no such share
The person has no such share
20
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
7. Vladimir Malinin
1940
Higher. Graduated from the Moscow Finance Institute
in 1963.
Qualification: Economist
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
29.06.2012
present
Name of the organisation
Bank Vozrozhdenie
Position
Member of the Board of Directors
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
21
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
8. Sergey Malinin
1963
Higher. Graduated from the Moscow Finance Institute
in 1985.
Qualification: Economist-mathematician
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
01.05.2002
present
14.06.2002
15.04.2010
21.11.2008
28.06.2013
present
present
Name of the organisation
Bank Vozrozhdenie
Open Joint Stock Company Special
Registrar AVISTA
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Head of the Corporate Department
Member of the Board of Directors
Member of the Management Board
Member of the Board of Directors
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
9. Nikita Mikhalkov
1945
Higher. Graduated from the the National State Institute
of Cinematography in 1971.
Qualification: Film director
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
22
Period
from
Name of the organisation
Position
Nikita Mikhalkov TRITE STUDIO LIMITED
LIABILITY COMPANY
Non-commercial Organisation Russian
Cultural Fund
Union of Filmmakers of the Russian
Federation
Union of Filmmakers of the Russian
Federation
Bank Vozrozhdenie
Chairman of the Management Board
to
1989
present
1994
present
1997
present
1998
present
29.06.2007
present
President
Chairman of the Union
Chairman of the Management Board
Member of the Board of Directors
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
10. Dmitry Orlov ⁴
1943
Higher. Graduated from the Moscow Finance Institute
in 1968.
Qualification: Economist
Full name
Year of birth
Education
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
12.10.1990
29.06.2012
18.03.1994
01.07.2012
30.06.2012
05.12.2014
02.07.2012
05.12.2014
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
The person’s share in the authorized capital of the
Issuer
Percentage of the Issuer’s ordinary shares owned by
the person
Position
Chairman of the Management Board
Member of the Board of Directors
Head Office Advisor
Chairman of the Board of Directors
30,70%
32,03%
23
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate
or subsidiary owned by the person and the number of shares of
such affiliate or subsidiary of each category (type) that can be
purchased by the person as a result of exercising his/her rights
under options of such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of The person has no such relationship
the management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or
any bankruptcy proceedings stipulated by the legislation of the
Russian Federation on insolvency (bankruptcy) were imposed in
respect of such organisations
Full name
Year of birth
Education
11. Yuri Poletaev
1943
Higher. Graduated from the Moscow Finance Institute
in 1965.
Qualification: Economist
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
27.06.2008
to
present
Name of the organisation
Bank Vozrozhdenie
Position
Member of the Board of Directors
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) the Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
24
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
12. Mukhadin Eskindarov
1951
Higher. Graduated from the Moscow Finance Institute
in 1976.
Qualification: Economist
Degree: Doctor of Economics, professor
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
to
25.06.2004
21.02.2011
30.06.2005
26.06.2012
23.10.2006
present
27.05.2009
25.05.2012
29.06.2009
25.06.2010
08.06.2012
present
30.06.2011
present
25.05.2012
present
25.05.2012
present
05.02.2014
30.06.2014
Name of the organisation
Position
Open Joint Stock Company Bank of
Moscow
Open Joint Stock Company Pipe
Metallurgical Company
Federal State Educational Institution of
Higher Education "Financial University
Under the Government of the Russian
Federation"
Open Joint Stock Company "Moscow
Industrial Bank"
Open Joint Stock Company VTB Bank
Bank Vozrozhdenie
Member of the Board of Directors
Open Joint Stock Company Russian
Agricultural Bank
Open Joint Stock Company Commercial
Bank for Business and Commerce Support
Open Joint Stock Company "Moscow
Industrial Bank"
Open Joint Stock Company Russian
Agricultural Bank
Member of the Supervisory Board
Member of the Board of Directors
Principal
Member of the Board of Directors
Member of the Supervisory Board
Member of the Board of Directors
Member of the Board of Directors
Chairman of the Board of Directors
Chairman of the Supervisory Board
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) the Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
25
Information regarding positions in commercial organisations held by
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
The person has held no such positions
26
Sole executive body and Chairman of the Management Board of Bank Vozrozhdenie
Full name
Year of birth
Education
Alexander Dolgopolov
1961
Higher. Graduated from the Moscow Plekhanov
Institute of National Economy in 1985.
Qualification: Economist-mathematician
Degree: Candidate of Economic Sciences
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
13.09.1996
05.07.2012
11.04.1997
present
01.05.2002
05.07.2012
14.06.2002
15.04.2010
26.12.2007
06.07.2012
20.07.2010
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Open Joint Stock Company Special
Registrar AVISTA
Non-State Pension Fund Harmony
Bank Vozrozhdenie
Position
Member of the Management Board
Member of the Board of Directors
Deputy Chairman of the
Management Board
Member of the Board of Directors
Member of the Board
Chairman of the Management Board
The person’s share in the authorized capital of the 0,36%
Issuer
Percentage of the Issuer’s ordinary shares owned by 0,37%
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
27
Management Board of Bank Vozrozhdenie
Full name
Year of birth
Education
1. Alexander Dolgopolov
1961
Higher. Graduated from the Moscow Plekhanov
Institute of National Economy in 1985.
Qualification: Economist-mathematician
Degree: Candidate of Economic Sciences
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
13.09.1996
05.07.2012
11.04.1997
present
01.05.2002
05.07.2012
14.06.2002
15.04.2010
26.12.2007
06.07.2012
20.07.2010
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Open Joint Stock Company Special
Registrar AVISTA
Non-State Pension Fund Harmony
Bank Vozrozhdenie
Position
Member of the Management Board
Member of the Board of Directors
Deputy Chairman of the
Management Board
Member of the Board of Directors
Member of the Board
Chairman of the Management Board
The person’s share in the authorized capital of the 0,36%
Issuer
Percentage of the Issuer’s ordinary shares owned by 0,37%
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
2. Rushan Abdullin
1968
Higher. Graduated from the Moscow Finance Institute
in 1993.
Qualification: Economist
28
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
02.12.2002
06.12.2012
Bank Vozrozhdenie
26.03.2007
07.12.2012
Bank Vozrozhdenie
Bank Vozrozhdenie
present
present
Name of the organisation
Position
Head of the Banking Technologies
Department
Member of the Management Board
Head of the Business Processes
Methodology Department
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) the Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
3. Alexander Bolvinov
1962
Higher. Graduated from the Moscow State Institute of
International Relations in 1986.
Qualification: Economist of International Business
Relations with Foreign Language Skills
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
02.10.2000
30.06.2010
Bank Vozrozhdenie
31.01.2003
20.03.2003
01.07.2010
01.02.2012
Bank Vozrozhdenie
Non-State Pension Fund Harmony
Bank Vozrozhdenie
Bank Vozrozhdenie
present
20.07.2010
31.01.2012
present
Name of the organisation
Position
Head of Human Resources
Department
Member of the Management Board
Member of the Board
Head of Administration
Deputy Chairman of the
Management Board
29
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) the Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
4. Tatyana Bondareva
1965
Higher. Graduated from the Ordzhonikidze Moscow
Aviation Institute in 1993.
Qualification: Radio Engineer
Graduated from the Academy of International
Business in 1995.
Qualification: Finance Manager
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
15.10.2008
02.11.2012
06.11.2012
28.12.2012
present
present
Name of the organisation
Open Joint Stock Company NOMOSBANK
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Head of International Business
Department, Deputy Operations
Director
Operations Director
Member of the Management Board
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
30
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this
person for violation of financial, tax or exchange regulations, or
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
The person has no such relationship
No such liability has been brought
upon this person
The person has held no such positions
5. Lyudmila Goncharova
1958
Higher. Graduated from the Ternopol Institute of
Finance and Economics in 1979.
Qualification: Economist
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
21.02.1992
present
01.04.1995
present
29.03.1996
29.10.2003
28.06.2006
present
02.07.2012
present
10.12.2007
26.12.2007
15.06.2010
30.08.2011
14.11.2011
14.06.2010
20.07.2010
29.08.2011
present
present
03.07.2012
07.02.2013
present
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Baltiisky Kurort Limited Liability Company
Closed Joint Stock Company VREGISTER
Open Joint Stock Company YUNOST
Non-State Pension Fund Harmony
Open Joint Stock Company YUNOST
Open Joint Stock Company YUNOST
Vozrozhdenie-Finance Limited Liability
Company
Baltiisky Kurort Limited Liability Company
Chamber of Commerce and Industry of the
Moscow Region
The person’s share in the authorized capital of the
Issuer
Percentage of the Issuer’s ordinary shares owned by
the person
Number of the Issuer’s shares of each category (type)
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital
(associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and
subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of
such affiliate or subsidiary owned by the person and
the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the
Position
Member of the Management Board
Deputy Chairman of the
Management Board
Member of the Board of Directors
Member of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board
Member of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board of Directors
Chairman of the Board of Directors
Member of the Management Board
1,25%
1,26%
The Issuer has not issued any options
The person has no such shares
31
person as a result of exercising his/her rights under
options of such affiliate or subsidiary owned by such
person
Information on the type of any relationship with other
members of the management bodies of the Issuer
and/or bodies of control over financial and business
operations of the Issuer
Information on administrative liability of any kind
brought upon this person for violation of financial, tax
or exchange regulations, or criminal liability
(conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial
organisations held by the person in periods when a
bankruptcy case was instigated or any bankruptcy
proceedings stipulated by the legislation of the
Russian Federation on insolvency (bankruptcy) were
imposed in respect of such organisations
Full name
Year of birth
Education
The person has no such relationship
No such liability has been brought upon this person
The person has held no such positions
6. Evgeniy Dmitriev
1965
Higher. Graduated from the Moscow Plekhanov
Institute of National Economy in 1989.
Qualification: Economist-mathematician
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
01.05.2002
31.03.2011
Bank Vozrozhdenie
01.04.2011
30.11.2012
Bank Vozrozhdenie
Bank Vozrozhdenie
present
present
Name of the organisation
Position
Head of Retail Operations
Department
Head of Retail Business Department
Member of the Management Board
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) the Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
32
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
7. Alexey Ivanov
1972
Higher. Graduated from the Ufa State Technical
University in 1995.
Qualification: System Engineer
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
11.08.2008
30.01.2011
31.01.2011
28.02.2011
01.03.2011
17.10.2012
30.10.2012
28.12.2012
present
present
Name of the organisation
Open Joint Stock Company National Bank
TRUST
Open Joint Stock Company National Bank
TRUST
Open Joint Stock Company National Bank
TRUST
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Director for Development of
Informational Systems of the
Informational Technologies and
Operational Activity Unit
Director for IT of the IT Unit
Executive Director of the IT Unit
IT Director
Member of the Management Board
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) the Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
8. Sergey Malinin
1963
Higher. Graduated from the Moscow Plekhanov
Institute of National Economy in 1985.
Qualification: Economist-mathematician
33
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
01.05.2002
present
14.06.2002
15.04.2010
21.11.2008
28.06.2013
present
present
Name of the organisation
Bank Vozrozhdenie
Open Joint Stock Company Special
Registrar AVISTA
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Head of Corporative Activity
Maintenance Department
Member of the Board of Directors
Member of the Management Board
Member of the Board of Directors
The person’s share in the authorized capital of the The person has no such share
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
9. Mark Nakhmanovich
1957
Higher. Graduated from the Moscow Timiryazev
Agricultural Academy in 1980.
Qualification: Economist-mathematician
Degree: Candidate of Economic Sciences
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
23.09.1993
present
Bank Vozrozhdenie
18.03.1994
Bank Vozrozhdenie
present
Name of the organisation
The person’s share in the authorized capital of the
Issuer
Percentage of the Issuer’s ordinary shares owned by
the person
Position
Deputy Chairman of the
Management Board
Member of the Management Board
0,40%
0,43%
34
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, share The person has no such shares
fund) of affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the
percentage of ordinary shares of such affiliate or subsidiary owned by
the person and the number of shares of such affiliate or subsidiary of
each category (type) that can be purchased by the person as a result
of exercising his/her rights under options of such affiliate or subsidiary
owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought
person for violation of financial, tax or exchange regulations, or upon this person
criminal liability (conviction) for economic crimes or crimes against the
government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
10. Tatiana Orlova
1986
Higher. Graduated from the Finance Academy under
the government of the Russian Federation in 2007.
Qualification: Economist
Graduated from the New York University in 2009 with
Public Relations qualification and in 2010 - with
Art Business qualification
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
Name of the organisation
from
from
15.07.2009
30.11.2009
Bank Vozrozhdenie
10.01.2012
18.03.2012
Bank Vozrozhdenie
19.03.2012
31.07.2012
Bank Vozrozhdenie
01.08.2012
20.08.2014
Bank Vozrozhdenie
20.08.2014
21.08.2014
31.12.2014
present
30.12.2014
present
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
The person’s share in the authorized capital of the
Issuer
Percentage of the Issuer’s ordinary shares owned by
the person
Number of the Issuer’s shares of each category (type)
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
Position
Head of the Marketing Research Division of
the Marketing and Communications
Department
Head of the Division for Support and
Promotion of the Internet and Intranet
Communications at the Marketing and
Communications Department
Deputy Head of the Marketing and
Communications Department
Head of the Marketing and Communications
Department
Member of the Management Board
Marketing Director
Deputy Chairman of the Management Board
The person has no such share
The person has no such share
The Issuer has not issued any options
35
owned by such person
The person’s share in the authorized capital (associated capital,
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this
person for violation of financial, tax or exchange regulations, or
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
The person has no such shares
The person has no such relationship
No such liability has been brought upon
this person
The person has held no such positions
11. Mikhail Semko
1963
Higher. Graduated from the Omsk High Militia School
of the Ministry of Internal Affairs in 1985.
Qualification: Lawyer
Graduated from the Finance Academy under the
government of the Russian Federation in 1999.
(Occupational retraining diploma entitling to conduct
professional activity in banking)
Degree: Candidate of Legal Sciences
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
04.06.1999
09.07.2009
28.06.2006
present
24.06.2008
10.07.2009
14.11.2011
present
present
11.11.2013
17.04.2012
30.11.2012
15.11.2013
present
present
present
Name of the organisation
Bank Vozrozhdenie
Closed Joint Stock Company VREGISTER
Open Joint Stock Company YUNOST
Bank Vozrozhdenie
Vozrozhdenie-Finance Limited Liability
Company
Baltiisky Kurort Limited Liability Company
Bank Vozrozhdenie
Open Joint Stock Company Belkozin Luga
Plant
Position
Head of Legal Department
Member of the Board of Directors
Member of the Board of Directors
Head of Legal Department
Member of the Board of Directors
Member of the Board of Directors
Member of the Management Board
Chairman of the Board of Directors
The person’s share in the authorized capital of the Less than 0,01%
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
36
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this
person for violation of financial, tax or exchange regulations, or
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
Full name
Year of birth
Education
The person has no such relationship
No such liability has been brought upon
this person
The person has held no such positions
12. Andrey Shalimov
1973
Higher. Graduated the Finance Academy under the
Government of the Russian Federation in 1995.
Qualification: Economist
Graduated from the State University — High School of
Economics in 2004.
Qualification: Lawyer
All the positions taken by this person in the Issuer company and every other organisation
within the last five years and currently in chronological order including positions taken on a part-time
basis:
Period
from
from
03.11.2003
02.10.2011
26.03.2007
present
03.10.2011
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Head of Treasury
Member of the Management Board
Deputy Chairman of the
Management Board
The person’s share in the authorized capital of the Less than 0,01%
Issuer
Percentage of the Issuer’s ordinary shares owned by The person has no such share
the person
Number of the Issuer’s shares of each category (type) The Issuer has not issued any options
that can be purchased by this person as a result of
exercising his/her rights under the Issuer’s options
owned by such person
The person’s share in the authorized capital (associated capital, The person has no such shares
share fund) of affiliates and subsidiaries of the Issuer, and for those
affiliates and subsidiaries of the Issuer that are joint stock
companies, also the percentage of ordinary shares of such affiliate or
subsidiary owned by the person and the number of shares of such
affiliate or subsidiary of each category (type) that can be purchased
by the person as a result of exercising his/her rights under options of
such affiliate or subsidiary owned by such person
Information on the type of any relationship with other members of the The person has no such relationship
management bodies of the Issuer and/or bodies of control over
financial and business operations of the Issuer
Information on administrative liability of any kind brought upon this No such liability has been brought upon
person for violation of financial, tax or exchange regulations, or this person
criminal liability (conviction) for economic crimes or crimes against
the government
Information regarding positions in commercial organisations held by The person has held no such positions
the person in periods when a bankruptcy case was instigated or any
bankruptcy proceedings stipulated by the legislation of the Russian
37
Federation on insolvency (bankruptcy) were imposed in respect of
such organisations
5.3. Information on amount of remuneration, benefits and/or reimbursement of costs for
every management body of the Issuer
Information on types and amounts of remunerations paid by the Issuer:
To the Board of Directors:
In accordance with the resolution of the annual General Meeting of Shareholders (minutes
No.1 of 27.06.2014), the amount of remuneration paid in 2014 to the Members of the Board of
Directors for their membership in this management body of the Bank in 2013 amounted to RUB 9,600
thousand.
The General Meeting of Shareholders of the Bank did not pass a resolution on payment of
remuneration to the Members of the Board of Directors for the full year of 2014.
Member of the Board of Directors who are also Members of the Management Board or the
Chairman of the Management Board were not paid any remuneration for their membership in the Board
of Directors.
No agreements were made for reimbursement of costs to Members of the Board of Directors
incurred at performance of their functions in the Board of Directors.
To the Management Board of the Bank:
Item name
Remuneration for participation in the work of the
Management Board
Salary
Bonuses
Commission payments
Benefits
Reimbursement of costs
Other remunerations
TOTAL
Remuneration amount for the twelve months
of 2014, rubles
90,965,967
78,000,000
17,506,954
186,472,920
Information on existing agreements regarding these payments in the current business year.
Payment of the aforementioned remunerations is effected in accordance with the terms of
employment contracts made with the Chairman of the Management Board and Bank's employees
who are Members of the Management Board.
5.4. Information about the structure and competence of the bodies carrying out control
over financial and economic activity of the Issuer
Description of the structure of the bodies carrying out control over financial and
economic activity of the Issuer and their competence in accordance with the Articles of
Association (constituent documents) and internal documents of the Issuer:
Control over financial and economic activity of the Bank is carried out by the Audit
Commission elected by the Bank's General Meeting of Shareholders.
The Audit Commission consists of four members.
The Audit Commission of the Bank is elected by the annual General Meeting of Shareholders
for a period until the General Meeting of Shareholders makes a decision on electing a new
composition of the Audit Commission.
The following issues are attributed to the competence of the Bank's Audit Committee:
1. checking if the current operations comply with the financial and business plan (Budget)
approved by the Bank's Board of Directors;
2. checking the correctness and completeness of the accounting and record-keeping and
presenting financial and other statements of the Bank;
3. checking and analyzing of the Bank's financial status, compliance with the established
standards and limits, functioning of the internal control and risk management systems;
4. checking the promptness and correctness of payments to budget and non-budget funds as
well as payment transactions of the employees' remunerations and social insurance;
38
5. checking of correctness of the Bank's profit distribution for the past financial year approved by the
General Meeting of Shareholders, dividends accrual and payment use of the reserve and other funds of the
Bank.
6. confirming of the authenticity of the data contained in the annual report, annual financial
statements and other financial documents of the Bank and drawing up the
opinion based on the results of the audit of the financial and economic activity of the Bank for
the year which is included in the set of documents presented to the shareholders at the General
Meeting of Shareholders;
7. checking the compliance with the law in the carrying out of financial and economic activity
by the Bank and its management bodies;
8. checking the facts of the use of insider information;
9. checking the competence of the decisions made by the Board of Directors, the Chairman of
the Management Board and the Management Board, and their conformity with the Articles of
Association and decisions of the General Meeting of Shareholders of the Bank;
10. checking the fulfillment of prescriptions for eliminating infringements and deficiencies
earlier revealed by the Audit Commission of the Bank;
11. drawing up the recommendations on conducting financial and economic activity of the
Bank to the Board of Directors and the Management Board of the Bank.
Information on the system of organisation of internal control over financial and
economic activity of the Issuer (internal audit):
information on the internal audit service (other than the audit commission (auditor), the
body conducting the internal control over financial and economic activity of the Issuer),
number of members of the service and its work term:
The Bank's internal control system is aimed at providing an appropriate level of reliability
corresponding to the type and scale of the Bank's operations and accomplishing the tasks set by the
management bodies of the Bank as well as the requirements established by the Bank of Russia’s
regulations.
The internal control is carried out by the Bank in order to provide:
efficiency and effectiveness of financial and economic activity while making banking
operations and other transactions, the effectiveness of asset and liability management, including the
asset protection, bank risks' management;
accuracy, completeness, objectivity and promptitude of preparation and presentation of
financial, accounting, statistical and other reports as well as information security;
compliance with the regulation legal acts, the Bank's Articles of Association and the Bank's
internal documents;
elimination of the Bank's and its employees' involvement in unlawful activity, including money
laundering and the financing of terrorism as well as prompt submission of this information to the
government authorities and to the Bank of Russia in accordance with the current legislation of the
Russian Federation.
The internal control in the Bank is performed in accordance with the authority upon the Articles
of Association and internal documents of the Bank by:
The Bank's management bodies (the General Meeting of Shareholders, the Board of
Directors, the Management Board, the Chairman of the Board (his Deputies);
The Bank's Audit Commission;
The Bank's Chief Accountant (his Deputies);
The Heads (their Deputies) of the Bank's branches and the Chief Accountants (their Deputies)
of the Bank's branches, the branches of the Bank;
The Internal Audit Service;
The Internal Control Service;
The Controller of the professional participant in the securities market;
The officer responsible for AML/CFT (Anti-Money Laundering, Combating the Financing of
Terrorism);
the officer responsible for executing control over compliance with the applicable legislation of
the Russian Federation on combating misuse of insider information and market manipulation;
other departments and employees of the Bank carrying out internal control in accordance with
the authority determined by the Bank's internal documents.
39
The authority of the internal control bodies, the order of establishment and activity thereof are
pursuant to the applicable legislation of the Russian Federation, including legal acts of the Bank of
Russia, the Articles of Association and internal documents of the Bank.
The Internal Control and Audit Service was established in 1998 for carrying out internal
control and assisting the managing bodies of the Bank in providing the effective functioning of the
Bank.
Pursuant to the Regulations of the Bank of Russia dated December 16, 2003 №242-P “On
organization of internal control in credit institutions and banking groups”, on September 26, 2014, the
Chairman of the Bank’s Management Board adopted a decision on abolishment of the Internal Control
and Audit Service and establish the Internal Audit Service on its base as well as the Bank’s Board of
Directors adopted a resolution to approve the Regulations on the Internal Audit Service of Bank
Vozrozhdenie. Dmitry Belyaev was appointed as the Head of the Internal Audit Service.
The Internal Audit Service is an independent internal division of the Bank established for the
internal control in accordance with the powers conferred thereon and permanent monitoring of the
internal control system of the Bank with the aim to improve the internal control to provide its
effectiveness, including taking into account changing internal and external factors influencing the
Bank’s activity.
The main functions of the Internal Audit Service (other than the Audit Commission
(Auditor), body), its accountability and cooperation with the executive bodies of the Issuer's
management and the Board of Directors (Supervisory Board) of the Issuer:
The Internal Audit Service of the Bank performs the following functions:
1. control and assessment of effectiveness of the internal control system functioning in whole
and implementation of decisions of the Bank’s management bodies (the General Meeting of
Shareholders, the Board of Directors, the Chairman of the Management Board, the Management
Board);
2. inspection of effectiveness of the Bank’s risk assessment methodology and the Bank’s risk
management system, established by the internal documents of the Bank, as well as the usage scope
of these documents (methods, programmes, rules, orders and procedures of executing banking
transactions and deals and risk management);
3. inspection of reliability of functioning of the system of internal control over automated IT
systems application, including control over sustainability of databases and protection thereof from
unsanctioned access or usage with regard to measures taken to provide continuity of the Bank’s
activity or its renewal in case of non-standard or emergency situation.
4. inspection and testing accuracy, completeness and timeliness of accounting and reporting
as well as reliability of collection and submission of information (including accuracy, completeness
and timeliness);
1. inspection of the methods applied to ensure safety of the Bank’s property;
6. estimation of economic efficiency and effectiveness of transactions committed by the Bank;
7. inspection of the internal control processes and procedures;
8. inspection of the activity of the Internal Control Service and Risk Control Department of the
Bank;
9. other issues stipulated by internal documents of the Bank.
The Internal Audit Service performs inspections across all the business activities of the Bank.
Any internal division or employee is subject to inspect.
The Internal Audit Service acts under control of the Board of Directors.
The Head of the Internal Audit Service shall be appointed or dismissed by the Board of
Directors upon advice of the Chairman of the Management Board. The Internal Audit Service and its
Head functionally report to the Board of Directors, administratively – to the Chairman of the
Management Board.
Cooperation of the Internal Audit Service (other than the Audit Commission (Auditor),
organ) and the external Auditor of the Issuer:
The Internal Audit Service may be a subject to independent audit review by an audit
organization or the Board of Directors upon the resolution of the Bank’s Board of Directors.
The Head of the Internal Audit Service shall coordinate interaction of the Internal Audit Service
with the external auditor concerning issues of internal audit.
40
The Internal Audit Service may also coordinate the Bank’s activity with the external auditor of
the Bank.
Information on the Issuer's internal document establishing the rules for prevention of
the unlawful use of confidential and insider information
The provisions on the insider information's use are contained in the Regulation on Information
Policy of the Open Joint Stock Company Bank Vozrozhdenie, approved by the Bank's Board of
Directors (Minutes No. 2 of 24 August 2012), Alterations No. 1 (Minutes № 5 as of 27 September
2013) are made by a decision of the Bank's Board of Directors.
The Board of Directors has also approved the "Procedure for access to insider information, the
rules for the protection of its confidentiality and the monitoring of compliance with the current
legislation of the Russian Federation on counteracting the illegal use of insider information and market
manipulation" (Minutes No. 6 as of 25 October 2013).
The specified documents are constantly available on the Bank's website in the Internet:
http://www.vbank.ru.
5.5. Information on members of bodies of control over financial and business
operations of the Issuer
Name of the body of control over financial and business operations of the Issuer:
Audit Commission
1. Full name: Dmitry Strashok
Born: 1951
Education: higher
Name of the educational institution: the National Agricultural Institute of Distance Education
Year of graduation: 1979
Major: Economics and Accounting
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
21.03.1994
03.02.2012
21.03.1994
29.01.2012
Bank Vozrozhdenie
Bank Vozrozhdenie
29.10.2003
29.06.2012
03.07.2012
Baltiisky Kurort Limited Liability Company
Bank Vozrozhdenie
Baltiisky Kurort Limited Liability Company
02.07.2012
present
22.04.2014
Name of the organisation
Position
Member of the Management Board
Deputy Chairman of the
Management Board
Chairman of the Board of Directors
Chairman of the Audit Commission
Member of the Board of Directors
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital: 0.08%.
Percentage of the Issuer’s ordinary shares owned by the person: 0.07%.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer that are joint stock
companies, and for those affiliates and subsidiaries of the Issuer that are joint stock companies, also
the percentage of ordinary shares of such affiliate or subsidiary owned by the person and the number
of shares of such affiliate or subsidiary of each category (type) that can be purchased by the person
as a result of exercising his/her rights under options of such affiliate or subsidiary owned by such
person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer, members of the Board of Directors of
the Issuer, members of the collegial executive body of the Issuer or the single-member executive
body of the Issuer:.
The person has no such relationship.
41
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body
of control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
2. Full name: Tamara Lapinskaya
Born: 1954
Education: higher
Name of the educational institution: the Moscow Finance Institute
Year of graduation: 1977
Major: Economics
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
28.01.2003
present
01.04.2005
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Member of the Audit Commission
Head of Department
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital: less than 0.01%.
Percentage of the Issuer’s ordinary shares owned by the person: less than 0.01%.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
3. Full name: Svetlana Markina
Born: 1952
Education: secondary professional
Name of the educational institution: the National Distance Learning Credit and Accounting
College of the USSR State Bank
Year of graduation: 1972
Major: Accounting and Economics
42
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
28.01.2003
present
15.09.2003
09.02.2014
10.02.2014
present
Name of the organisation
Bank Vozrozhdenie
Bank Vozrozhdenie
Bank Vozrozhdenie
Position
Member of the Audit Commission
Head of Department
Deputy Head of Department
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
4. Full name: Dmitry Obryvalin
Born: 1960
Education: higher
Name of the educational institution: the Moscow State University of Economics, Statistics and
Informatics
Year of graduation: 1982
Major: Engineering and Economics
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
01.05.2007
present
19.02.2008
10.06.2010
24.06.2011
present
Name of the organisation
Bank Vozrozhdenie
Open Joint Stock
Registrar AVISTA
Bank Vozrozhdenie
Company
Position
Head of Department
Special Director of the Moscow Branch
Member of the Audit Commission
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital: less than 0.01%.
Percentage of the Issuer’s ordinary shares owned by the person: less than 0.01%.
43
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
Name of the body of control over financial and business operations of the Issuer:
Internal Audit Service
1. Full name: Dmitry Belyaev
Born: 1978
Education: higher
Name of the educational institution: the State University of Management
Year of graduation: 2000
Major: Top Qualifications Manager
Year of graduation: 2002
Degree: Master of Management
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
Name of the organisation
from
05.05.2008
to
25.09.2014
Bank Vozrozhdenie
26.09.2014
present
Bank Vozrozhdenie
Position
Head of the Internal Control and
Audit Service
Head of the Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital: less than 0.01%.
Percentage of the Issuer’s ordinary shares owned by the person: less than 0.01%.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
44
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
His brother Alexander Belyaev works in the Internal Audit Service.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
2. Full name: Andrey Vasilyev
Born: 1986
Education: higher
Name of the educational institution: the Russian State University of Innovational Technologies
and Entrepreneurship, a state educational institution of higher professional education
Year of graduation: 2008
Major: Management and Engineering
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
22.10.2008
18.07.2010
Name of the organisation
Bank Vozrozhdenie
19.07.2010
25.09.2014
Bank Vozrozhdenie
26.09.2014
present
Bank Vozrozhdenie
Position
Senior Economist in the Division for
audit of loans and operations with
securities of the Internal Control and
Audit Service
Key Specialist in the Division for
audit of loans and operations with
securities of the Internal Control and
Audit Service
Key Specialist in the Division for
audit of loans and operations with
securities of the Internal Audit
Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
45
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
3. Full name: Evgeny Grebnev
Born: 1982
Education: higher
Name of the educational institution: the Academy of Management Innovations (Institute)
Year of graduation: 2004
Major: Management
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
01.06.2008
25.09.2014
Bank Vozrozhdenie
26.09.2014
Bank Vozrozhdenie
present
Name of the organisation
Position
Head of the Division for audit of
operations with cash and valuables
of the Internal Control and Audit
Service
Head of the Division for audit of
operations with cash and valuables
of the Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
4. Full name: Alexander Doletsky
Born: 1976
46
Education: higher
1. Name of the educational institution: the Tula State University
Year of graduation: 1998
Major: Engineering
2. Name of the educational institution: the Finance University under the Government of the
Russian Federation
Year of graduation: 2005
Major: Economics
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
Name of the organisation
from
01.02.2008
to
25.09.2014
Bank Vozrozhdenie
26.09.2014
present
Bank Vozrozhdenie
Position
Head of the Division for audit of
loans and operations with securities
of the Internal Control and Audit
Service
Head of the Division for audit of
loans and operations with securities
of the Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
5. Full name: Pavel Iovlev
Born: 1974
Education: higher
Name of the educational institution: the Institute for Accounting and Audit
Year of graduation: 1999
Major: Economics
47
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
14.09.2000
31.08.2010
Name of the organisation
Bank Vozrozhdenie
01.09.2010
29.02.2012
Bank Vozrozhdenie
01.03.2012
25.09.2014
Bank Vozrozhdenie
26.09.2014
present
Bank Vozrozhdenie
Position
Head of the Division for audit of FX
settlements and operations of the
Internal Control and Audit Service
Deputy Head of the Service - Head
of the Division for audit of FX
settlements and operations of the
Internal Control and Audit Service
Deputy Head of the Service - Head
of the Division for financial
monitoring of the Internal Control
and Audit Service
Deputy Head of the Service - Head
of the Division for financial
monitoring of the Internal Audit
Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
6. Full name: Vladimir Kravchenko
Born: 1985
Education: higher
Name of the educational institution: the Moscow State University of Economics, Statistics and
Informatics, a state educational institution of higher professional education
Year of graduation: 2007
Major: Computer Science and Economics
48
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
01.09.2008
21.10.2008
Name of the organisation
Bank Vozrozhdenie
22.10.2008
09.03.2010
Bank Vozrozhdenie
10.03.2010
09.02.2014
Bank Vozrozhdenie
10.02.2014
25.09.2014
Bank Vozrozhdenie
26.09.2014
present
Bank Vozrozhdenie
Position
Senior Economist of the Devision for
audit of FX settlements and
operations of the Internal Control
and Audit Service
Leading Specialist of the Devision
for audit of FX settlements and
operations of the Internal Control
and Audit Service
Key Specialist of the Group for audit
of activity of the Head Office of the
Bank of the Internal Control and
Audit Service
Head of the Group for audit of
activity of the Head Office of the
Bank of the Internal Control and
Audit Service
Head of the Group for audit of
activity of the Head Office of the
Bank of the Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
7. Full name: Vladislav Lim
Born: 1969
Education: higher
Name of the educational institution: the All-Russian Institute of Economics and Finance
Year of graduation: 1997
Major: Economics
49
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
01.03.2005
25.09.2014
Bank Vozrozhdenie
26.09.2014
Bank Vozrozhdenie
present
Name of the organisation
Position
Head of Division for audit of tax
accounting and operations of the
Internal Control and Audit Service
Head of Division for audit of tax
accounting and operations of the
Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital: less than 0.01%.
Percentage of the Issuer’s ordinary shares owned by the person: less than 0.01%.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
8. Full name: Maxim Selyuk
Born: 1975
Education: higher
Name of the educational institution: the Institute of Economics and Law
Year of graduation: 2000
Major: Economics
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
03.07.2006
28.02.2012
Bank Vozrozhdenie
01.03.2012
Bank Vozrozhdenie
25.09.2014
Name of the organisation
Position
Head of the Group for audit of
financial monitoring of FX
settlements and operations of the
Internal Control and Audit Service
Head of the Group for audit of FX
settlements and operations of the
Internal Control and Audit Service
50
26.09.2014
present
Bank Vozrozhdenie
Head of the Group for audit of FX
settlements and operations of the
Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
9. Full name: Alexey Tyurin
Born: 1981
Education: higher
1. Name of the educational institution: the Moscow Engineering and Physics Institute
Year of graduation: 2004
Major: Engineering and Physics
2. Name of the educational institution: the Moscow Engineering and Physics Institute
Year of graduation: 2005
Major: Economics and Management
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
01.06.2008
25.09.2014
Bank Vozrozhdenie
26.09.2014
Bank Vozrozhdenie
present
Name of the organisation
Position
Head of the Group for audit of retail
operations of the Division for audit of
tax accounting and operations of the
Internal Control and Audit Service
Head of the Group for audit of retail
operations of the Division for audit of
tax accounting and operations of the
Internal Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
51
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
10. Full name: Dmitry Yansen
Born: 1982
Education: higher
Name of the educational institution: the Academy of Economic Safety under the Ministry of
Interior of the Russian Federation
Year of graduation: 2005
Major: Economics
All the positions taken by the member of the body of control over financial and business
operations of the Issuer in the Issuer company and other organisations within the last five years and
currently in chronological order including positions taken on a part-time basis:
Period
from
to
01.10.2008
31.08.2010
Name of the organisation
Bank Vozrozhdenie
01.09.2010
25.09.2014
Bank Vozrozhdenie
26.09.2014
present
Bank Vozrozhdenie
Position
Head of the Group for audit of
activity of the Head Office of the
Bank of the Internal Control and
Audit Service
Deputy Head of the Service - Head
of Control Division of the Internal
Control and Audit Service
Deputy Head of the Service - Head
of Control Division of the Internal
Audit Service
Share of the member of the body of control over financial and business operations in the
Issuer’s authorized capital:
The person has no such shares.
Percentage of the Issuer’s ordinary shares owned by the person:
The person has no such shares.
Number of the Issuer’s shares of each category (type) that can be purchased by this person as
a result of exercising his/her rights under the Issuer’s options owned by such person: the Issuer has
not issued any options.
The member’s share in the authorized capital (associated capital, share fund) of affiliates and
subsidiaries of the Issuer, and for those affiliates and subsidiaries of the Issuer, and for those affiliates
52
and subsidiaries of the Issuer that are joint stock companies, also the percentage of ordinary shares
of such affiliate or subsidiary owned by the person and the number of shares of such affiliate or
subsidiary of each category (type) that can be purchased by the person as a result of exercising
his/her rights under options of such affiliate or subsidiary owned by such person:
The person has no such shares.
Information on the type of any relationship of the member of the body of control over financial
and business operations with other members of the management bodies of the Issuer and/or bodies
of control over financial and business operations of the Issuer:
The person has no such relationship.
Information on administrative liability of any kind brought upon the member of the body of
control over financial and business operations of the Issuer for violation of financial, tax or exchange
regulations, or criminal liability (conviction) for economic crimes or crimes against the government:
No such liability has been brought upon this person.
Information regarding positions in commercial organisations held by the member of the body of
control over financial and business operations of the Issuer in periods when a bankruptcy case was
instigated or any bankruptcy proceedings stipulated by the legislation of the Russian Federation on
insolvency (bankruptcy) were imposed in respect of such organisations.
The person has held no such positions.
5.6. Information on amount of remuneration, benefits and/or reimbursement of costs for
the body of control over financial and business operations of the Issuer
Information on the amounts and types of the remunerations paid to Audit Commission by the
Issuer.
Item name
Remuneration for participation in the work of the body of control
over financial and business operations of the Bank
Salary
Bonuses
Commission payments
Benefits
Reimbursement of costs
Other remunerations
TOTAL
Remuneration amount for the twelve
months of 2014, rubles
5,482,496
841,000
1,080,976
7,404,472
Information on existing agreements regarding these payments in the current business year.
Payment of the aforementioned remunerations is effected in accordance with the terms of
employment contracts made with the Bank's employees that are members of the Audit Commission.
The amount of remunerations to key employees of the Internal Audit Service (till September
26, 2014 – the Audit Control and Audit Service) for the twelve months of 2014 totaled RUB
18,037,024.
5.7. Information on the number and structure of the staff (employees) of the Issuer as
well as of changes in the number of the staff (employees) of the Issuer.
Item name
Average number of employees, persons.
Twelve months of 2014
6,200
Gross payroll fund of the employees in the accounting period, rubles
4,324,387,941
Welfare payments for the employees in the accounting period, rubles
128,849,301
There were no significant changes in the reporting period.
Information on the employees that bring significant influence on the financial and business
operation of the Issuer (key employees) is stipulated in paragraphs 5.2 and 5.5 of this quarterly report.
5.8. Information on any Issuer's liabilities to the staff (employees) regarding possible
shares in the authorized capital (associated capital, share fund) of the Issuer
The Issuer does not have any liabilities to the staff (employees) regarding possible shares in
the authorized capital of the Issuer.
53
VI. Information on the Issuer's Participants (Shareholders) and
on the interested party transactions executed by the Issuer
6.1. Information on the total number of the Issuer's Shareholders (Participants)
The total number of persons with non-zero balances in personal accounts recorded in the
Register of the Issuer's Shareholders by the end of the financial quarter: 6,989
Total number of nominee holders of the Issuer's shares: 2
The date for preparing the list of persons included in the latest list and entitled to
participate in the General Meeting of the Issuer's Shareholders: August 5, 2014
Total number of persons included in the latest list and entitled to participate in the General
Meeting of the Issuer's Shareholders (holders of ordinary shares): 4,574
The date for preparing the list of persons included in the latest list and entitled to receive
dividends: July 8, 2014
Total number of persons included in the latest list and entitled to receive dividends (the holders
of ordinary and preference shares): 6,998
6.2. Information on the Issuer's Participants (Shareholders) holding not less than five
percent of its authorized (share) capital (mutual fund) or not less than five percent of its
ordinary shares as well as information with regard to the persons maintaining control over
such Participants (Shareholders) and, in case of the absence of such persons, information
about their Participants (Shareholders) holding not less than twenty percent of the authorized
(share) capital (mutual fund) or not less than twenty percent of their ordinary shares
Individuals, holding not less than five percent of authorized capital or not less than five percent
of the Issuer's ordinary shares:
Full name:
Orlov Dmitry Lvovich4
Size of share of the Issuer's Participant (Shareholder) in the Issuer's
30,70
authorized capital:
32,03
Size of the Issuer's ordinary shares held by the Shareholder (Participant):
Full name:
Margania Otar Leontevich
Size of share of the Issuer's Participant (Shareholder) in the Issuer's
18,65
authorized capital:
19,67
Size of the Issuer's ordinary shares held by the Shareholder (Participant):
Commercial institutions, holding not less than five percent of authorized capital or not less than
five percent of the Issuer's ordinary shares:
Full company name:
JPM International Consumer Holding Inc.
Abbreviated company name:
Location:
USA, Corporation Trust Center, 1209 Orange Street, Wilmington,
New Castle County, Delaware 19801, USA
Taxpayer Identification Number (if
applicable):
Primary State Registration Number (if
applicable):
Size of share of the Issuer's Participant (Shareholder) in the Issuer's authorized
9,37
capital:
Size of the Issuer's ordinary shares held by the Shareholder (Participant):
9,88
Information on the persons maintaining control over such Participants (Shareholders) and, in
case of absence of such persons, information on their Participants (Shareholders) holding not less
than twenty percent of the authorized (share) capital (mutual fund) or not less than twenty percent of
their ordinary shares:
Full company name:
JP Morgan Chase & Co
Abbreviated company name:
4
The shareholder has passed away on December 5, 2014. The inheritance procedures are ongoing. Alexey
Krapivin (trust manager) has a right to dispose 32.03% of ordinary shaers in accordance with trust management
agreement dated January 26, 2015.
54
Location:
270 Park Avenue, New York, NY 10017
Taxpayer
Identification
Number
(if applicable):
Primary State Registration Number (if Registration number in USA: 0691011
applicable):
type of control under which the Issuer's Participant (Shareholder) remains towards the
controlling person:
direct control
reason why the person controlling the Issuer's Participant (Shareholder) maintains such a
control:
participation in the legal entity that is the Issuer's Participant (Shareholder)
characteristic of maintaining such control by the person controlling the Issuer's Participant
(Shareholder):
the right to dispose of more than fifty percent of votes in the highest management body of the
legal entity that is Issuer's Participant (Shareholder)
the size of share of such a person in the authorized (share) capital (mutual fund) of the
Issuer's Participant (Shareholder):
100%
size of share of such a person in the authorized (share) capital (mutual fund) of the Issue as
well as the size of the Issuer's ordinary shares held by this person:
0%
other information provided by the Issuer at its own discretion:
Location: 270 Park Avenue, New York, NY 10017
Information with regard to the nominee holder in the name of which the Issuer's shares
comprising not less than five percent of the authorized capital or not less than five percent of ordinary
shares are recorded in the Register of Shareholders:
Full company name:
Abbreviated company name:
Location:
Taxpayer Identification Number:
Non-Banking Credit Organisation Closed Joint Stock Company
National Settlement Depository
NCO CJSC NSD
105066, Moscow, Spartakovskaya Str., 12
7702165310
Primary State Registration Number:
1027739132563
Contact telephone number:
Facsimile:
E-mail:
Licence information:
Number:
(495) 232-05-20
(495) 956-09-38
[email protected]
№177-12042-000100
19.02.2009
Date of issue
Validity of the professional securities
without limitation as to the period of validity
market participant's licence
Licensing authority:
Bank of Russia
Amount of the Issuer's ordinary shares recorded in the Register of
22,476,768
Shareholders of the Issuer in the name of the nominee holder:
Amount of the Issuer's preference shares recorded in the Register of
648,226.30
Shareholders of the Issuer in the name of the nominee holder,:
6.3. Information on the size of the state's or municipal unit's share in the authorized
(share) capital (mutual fund) of the Issuer, and the special right ("gold share")
Information on the size of the state's (municipal unit's) share in the authorized capital of the
Issuer and special rights:
55
The size of the Issuer's authorized capital, held by the state (Federation, subjects of the
Russian Federation), municipal unit:
0
the special right of the Russian Federation, subjects of the Russian Federation, municipal units
to participate in Issuer's – joint-stock company's governance ("gold share"), term of the special right
("gold share "):
none
6.4. Information on restrictions in participating in the authorized (share) capital (mutual
fund) of the Issuer.
There are no restrictions regarding participation in the authorized (share) capital of the Issuer.
6.5. Information on changes in the composition and amount of participation of the
Issuer's Shareholders (Participants) holding not less than five percent of its authorized (share)
capital (mutual fund) or not less than five percent of its ordinary shares
Composition of the Issuer's Shareholders (Participants holding not less than five percent of the
Issuer's authorized (share) capital, and for Issuers that are joint-stock companies, also not less than
five percent of the Issuer's ordinary shares, fixed to the date list of persons entitled to participate in
each General Meeting of Shareholders (Participants) of the Issuer, held for the last complete financial
year prior to the end of the financial quarter as well as the period from the beginning of the year and
before the end date of the financial quarter, according to the list of persons entitled to participate in
each of these meetings .
Size of the
PSRN
Issuer's
(if
Share in
Full company name
Abbreviated
TIN
applic
the
ordinary
of the Shareholder
name of the
(if
No.
Location
able)
authorized
shares held
(Participant) (name)
Shareholder
applic
or
capital of
by
or Full name
(Participant)
able)
Full
the Issuer
Shareholder
name
(Participant)
1
2
3
4
5
6
7
8
Date for preparing the list of persons entitled to participate in the General Meeting of the Issuer's Shareholders
(Participants): May 13, 2013
1
Orlov
Moscow
30,70
32,03
Dmitry Lvovich5
2
Margania
Moscow
18,65
19,67
Otar Leontevich
3
JPM
International Corporation
9,37
9,88
Consumer Holding
Trust Center
Inc.
1209 Orange
Street
Wilmington New
Castle County
Delaware 19801
USA
Date for preparing the list of persons entitled to participate in the General Meeting of the Issuer's Shareholders
(Participants): May 12, 2014
1
Orlov
Moscow
30,70
32,03
Dmitry Lvovich
2
Margania
Moscow
18,65
19,67
Otar Leontevich
3
JPM
International Corporation
9,37
9,88
Consumer Holding
Trust Center
Inc.
1209 Orange
Street
Wilmington New
Castle County
Delaware 19801
USA
5
The shareholder has passed away on December 5, 2014. The inheritance procedures are ongoing. Alexey
Krapivin (trust manager) has a right to dispose 32.03% of ordinary shaers in accordance with trust management
agreement dated January 26, 2015.
56
Date for preparing the list of persons entitled to participate in the General Meeting of the Issuer's Shareholders
(Participants): August 5, 2014
1
Orlov
Moscow
30,70
32,03
Dmitry Lvovich
2
Margania
Moscow
18,65
19,67
Otar Leontevich
3
JPM
International Corporation
9,37
9,88
Consumer Holding
Trust Center
Inc.
1209 Orange
Street
Wilmington New
Castle County
Delaware 19801
USA
6.6. Information on the interested party transactions executed by the Issuer
Item
The total number and total monetary value of interested party transactions executed
by the Issuer during the financial period and required approval of the Issuer's
authorized governance body, pieces/ rubles
Fourth quarter of
2014
83/
11,801,244,046.64
The total number and total monetary value of interested party transactions executed
by the Issuer during the financial period and that were approved by the General
Meeting of the Participants (Shareholder) of the Issuer, pieces/ rubles
83/
11,801,244,046.64
The total number and total monetary value of interested party transactions executed
by the Issuer during the financial period and that were approved by the Board of
Directors (Supervisory Board of the Issuer), pieces/ rubles
0
The total number and total monetary value of interested party transactions executed
by the Issuer during the financial period and required approval but were not approved
by the Issuer's authorized governance body, pieces/ rubles
0
6.7. Accounts Receivable Information
Is not to be specified for the Quarterly report for the fourth quarter.
57
VII. Accounting (financial) statements of the Issuer
and other financial information
7.1. Annual accounting (financial) statements of the Issuer
The Issuer’s annual accounting (financial) statements for the last completed financial 2013
year prepared in compliance with the requirements of the Russian Federation's legislation, are
included into the Quarterly report for the first quarter of 2014.
The Issuer’s annual accounting (financial) statements for the last completed financial 2013
year prepared in compliance with the International Financial Reporting Standards, included into the
Quarterly report for the first quarter of 2014
7.2. Quarterly accounting (financial) statements of the Issuer
Is not to be specified for the Quarterly report for the fourth quarter.
7.3. Consolidated accounting (financial) statements of the Issuer
The annual consolidated financial statements, written in compliance with the International
Financial Reporting Standards (IFRS) with the Auditor’s opinion for the last completed financial 2013
year are included into the Quarterly report for the first quarter of 2014.
7.4. Information on the accounting policies of the Issuer
No changes were introduced into the content of this clause within the reporting period.
7.5. Information on total exports and the share of exports in total sales
The Issuer does not export products.
7.6. Information on significant changes in the structure of the Issuer's property after the
end date of the last completed financial year
There were no significant changes in the structure of the Issuer's property in the 12 months to
the end of the financial quarter.
7.7. Information on the Issuer's participation in legal proceedings should such
participation significantly reflect on the Issuer’s business and financial performance
The Bank was not and is not involved in any legal proceedings that may significantly reflect on
its business and financial performance over the period from the start date of the last complete
financial year to the end of the financial quarter.
During the third quarter of 2014 no lawsuits, the amount of claims for which would be equal to
ten percent or more of the balance sheet assets by the end date of the accounting period, and that
are the substantial facts and are subject to disclosure under Cl. 11, Par. 14, Art. 30 of the Federal
Law "On the securities market", were brought against the Bank.
Meanwhile, during the accounting period, the Bank participated in five sets of eight legal
proceedings, the claim amount for which is more than one percent of the Bank's capital base.
58
VIII. Additional information on the Issuer and its placed securities
8.1. Additional information on the Issuer
8.1.1. Information on the volume and structure of the authorized (share) capital (mutual
fund) of the Issuer
The volume of the authorized (share) capital (mutual fund) of the Issuer as of the last date of
the last financial quarter, rubles: 250,431,990
Ordinary shares:
Total nominal value, rubles: 237,486,940
Share fraction in the authorized capital, %: 94.83
Preferred shares:
Total nominal value, rubles: 12,945,050
Share fraction in the authorized capital,%: 5.17
Provides information on the compliance of the share of authorized capital, provided in this
paragraph, with the constituent documents of the Issuer:
The amount of authorized capital provided in this paragraph complies with the Issuer’s
constituent documents.
Should the Issuer's shares be traded outside the Russian Federation through the trading of
depository securities (foreign Issuer’s securities, certifying the rights in these shares of the Russian
Issuer), this fact is indicated and then the following are further disclosed:
Category (type) of shares circulating outside the Russian Federation:
Ordinary shares
Share fraction traded outside the Russian Federation in the total number of shares of a certain
category (type): 1.57 %
Name and location of the foreign Issuer, the depository securities of which certify the rights
with respect to the Issuer's shares of the relevant category (type):
Name: The Bank of New York Mellon
Location of the foreign Issuer: 101 Barclay Street, New York, N.Y. 10286
A brief description of the foreign Issuer’s depositary securities issue program, certifying the
rights regarding the shares in a certain category (type):
The American Stock Exchange Commission (SEC) registered the program on the issuing of
first level American depositary receipts (ADR) for shares in the Bank in July 1996. In November 1996
a certificate of approval on the disposal of the Bank’s ordinary registered shares on the secondary
market was given in the form of ADR, to an amount within 3% of the Bank’s authorized capital,
equating to 76,620 ordinary registered shares, with a nominal value of 10 rubles each (one ADR
equals one of the Bank’s ordinary registered shares).
In October 1997, the Bank of Russia granted the Bank permission to increase the volume of
first level shares traded on the secondary market in the form of ADR up to 4.99% of the Bank’s
authorized capital, amounting to 550,000 ordinary registered shares, with a nominal value of 10 rubles
each (one ADR equals one of the Bank’s ordinary registered shares).
As of September 30, 2014 the amount of ADR issued in ordinary registered shares of the Bank
amounted to 372,653.
Information on obtaining a permit from the federal securities market executive body for placing
and/or the organisation of trading of the Issuer's shares of a certain category (type) outside the
Russian Federation (if applicable):
As of the date of ADR registration on the shares of Bank Vozrozhdenie, such a permit was not
required.
The name of the foreign trade organiser (trade organisers), with the assistance of which the
Issuer’s shares are traded (depositary securities, certifying the rights in the Issuer’s shares) (if such
trading exists):
ADRs for Bank Vozrozhdenie shares are traded on the OTC market.
Other information on the trading of the Issuer’s shares outside the Russian Federation. These
shares are specified by the Issuer at their own discretion:
OJSC "Sberbank of Russia" provides the custodian services for the ADR program.
The company C.T. Corporation System is the process agent.
8.1.2. Information on changes in the authorized (share) capital (mutual fund) of the
Issuer
59
Information regarding any changes of the amount of the Issuer’s authorized (share) capital
(mutual fund) during the last complete financial year, preceding the last date of the last financial
quarter and over the period from the date of the beginning of the year to the date of the end of the
financial quarter.
There were no changes of the amount of the authorized capital over this given period.
8.1.3. Information on convocation procedure and holding a meeting (hearing) of the
Issuer’s supreme management body
No changes were introduced into the content of this clause within the reporting period.
8.1.4. Information on commercial organisations in which the Issuer owns at least five
percent of authorized capital (associated capital, share fund) or at least five percent of
ordinary shares
Full company name:
Abbreviated company name:
TIN (if applicable):
PSRN: (if applicable):
Location:
Open Joint Stock Company YUNOST
JSC YUNOST
5050009304
1025006522331
141142 the Russian Federation,
Moscow Oblast, Shchelkovo district, Yunost village
Issuer’s share in the authorized capital of the commercial organisation:
55%
Percentage of ordinary shares of the commercial organisation owned by the Issuer:
55%
Share of the commercial organisation in the Issuer’s authorized capital, as well as
0%
percentage of the Issuer’s ordinary shares owned by the commercial organisation:
Full company name:
Abbreviated company name:
TIN (if applicable):
PSRN: (if applicable):
Location:
Closed Joint Stock Company V-REGISTER
CJSC V-REGISTER
7701132689
1027739910945
The Russian Federation, 101000, Moscow, Bolshoy
Zlatoustinskiy pereulok 4, office No. 2414
Issuer’s share in the authorized capital of the commercial organisation:
100%
Percentage of ordinary shares of the commercial organisation owned by the Issuer:
100%
Share of the commercial organisation in the Issuer’s authorized capital, as well as
0%
percentage of the Issuer’s ordinary shares owned by the commercial organisation:
Full company name:
Open Joint Stock Company Kaliningrad Institute of
Industrial Design
Abbreviated company name:
JSC Kaliningradpromproekt
TIN (if applicable):
3903009514
PSRN: (if applicable):
1023900589690
Location:
The Russian Federation, 236000, Kaliningrad, Sovetskiy
avenue 12
Issuer’s share in the authorized capital of the commercial organisation:
15.91%
Percentage of ordinary shares of the commercial organisation owned by the Issuer:
15.91%
Share of the commercial organisation in the Issuer’s authorized capital, as well as
0%
percentage of the Issuer’s ordinary shares owned by the commercial organisation:
Full company name:
Open Joint Stock Company SolnechnogorskSheremetyevo Free Economic Zones Development
Company
Abbreviated company name:
OJSC Sherrizone
TIN (if applicable):
5044008422
PSRN: (if applicable):
1035008853769
Location:
141580 the Russian Federation, Moscow Oblast,
Solnechnogorsk region, area of Free economic zone
Sherrizone, building 1
Issuer’s share in the authorized capital of the commercial organisation:
5%
Percentage of ordinary shares of the commercial organisation owned by the Issuer:
5%
Share of the commercial organisation in the Issuer’s authorized capital, as well as
0%
percentage of the Issuer’s ordinary shares owned by the commercial organisation:
60
Full company name:
Abbreviated company name:
TIN (if applicable):
PSRN: (if applicable):
Location:
Baltiisky Kurort Limited Liability Company
Baltiisky Kurort LLC
3901005916
1023902095590
238520 the Russian Federation, Kaliningrad Oblast,
Baltiysk, Kronshtadtskaya st. 1/10
Issuer’s share in the authorized capital of the commercial organisation:
51%
Share of the commercial organisation in the Issuer’s authorized capital, as well as
0%
percentage of the Issuer’s ordinary shares owned by the commercial organisation:
Full company name:
Abbreviated company name:
TIN (if applicable):
PSRN: (if applicable):
Location:
Vozrozhdenie-Finance Limited Liability Company
Vozrozhdenie-Finance LLC
7701551496
1047796585011
101999, Moscow, Luchnikov pereulok 7/4, building 1,
office 32
Issuer’s share in the authorized capital of the commercial organisation:
99.9986%
Share of the commercial organisation in the Issuer’s authorized capital, as well as
0%
percentage of the Issuer’s ordinary shares owned by the commercial organisation:
8.1.5. Information on major transactions carried out by the Issuer
Information on major transactions (groups of interrelated transactions), the amount of
obligations for which is ten or more percent of the Issuer’s balance sheet assets according to
accounting data (financial) for the last complete financial period prior to the date of the transaction:
There were no such transactions during the reporting period.
8.1.6. Information on the credit rating of the Issuer
Information on the rating of the Issuer and/or Issuer's securities on each of credit ratings
known to the Issuer in the last business year as well as in the period from the beginning of the current
year until the closing date of the reporting quarter.
1.
credit rating object:
credit rating value as of the closing date of the last
reporting quarter:
Issuer
Long-term credit rating Aa3.ru (negative outlook)
History of changing of the credit rating value for the last business year before the closing date
of the reporting quarter as well as for the period from the beginning date of the current year until the
closing date of the reporting period:
There were no changes on the rating in the specified period. On November 12, 2014 the
outlook on the abovementioned ratings was changed from Stable to Negative following the cut of the
Russian Federation sovereign ratings.
Information on organisation that performed evaluation:
Full company name:
Abbreviated company name:
Title (for non-commercial organisation):
Moody’s Interfax Rating Agency
Moody’s Interfax Rating Agency
Location:
103006, Moscow, 1st Tverskaya-Yamskaya st. 2
Description of the credit rating evaluation method or address of web site where information on
the credit rating evaluation method is published:
Description of the credit rating evaluation method based on the national scale and made by
Moody's Interfax Rating Agency is published on the agency's web site www.moodys.com.
2.
credit rating object:
credit rating value as of the closing date of the last
reporting quarter:
credit rating value as of the closing date of the last
reporting quarter:
The Issuer
Financial strength rating D - (negative outlook)
Banking deposits rating in local currency Ba3/NP
(negative outlook)
61
credit rating value as of the closing date of the last
reporting quarter:
Banking deposits rating in foreign currency Ba3/NP
(negative outlook)
History of changing of the credit rating value for the last business year before the closing date
of the reporting quarter as well as for the period from the beginning date of the current year until the
closing date of the reporting period:
There were no changes in the specified period. On November 12, 2014 the outlook on the
abovementioned ratings was changed from Stable to Negative following the cut of the Russian
Federation sovereign ratings.
Information on organisation that performed evaluation:
Full company name:
Abbreviated company name:
Name (for non-commercial organisations):
Location:
Moody’s Investor’s Service Limited
Moody's
2 Minster Court, Mincing Lane, London, EC3R 7XB
Description of the credit rating evaluation method or address of web site where information on
the credit rating evaluation method is published :
Description of the credit rating evaluation method based on the national scale and made by
Moody's Investor’s Service Limited is published on the agency's web sitewww.moodys.com.
3.
credit rating object:
credit rating value as of the closing date of the last
reporting quarter:
credit rating value as of the closing date of the last
reporting quarter:
credit rating value as of the closing date of the last
reporting quarter:
The Issuer
Long-term credit rating of the «BВ-» counterparty
(negative outlook)
Short-term credit rating of the «В» counterparty
(negative outlook)
National scale «ruАA-» rating ( negative outlook).
History of changing of the credit rating value for the last business year before the closing date
of the reporting quarter as well as for the period from the beginning date of the current year until the
closing date of the reporting period:
There were no changes in the rating level within the specified period.
Information on organisation that performed evaluation:
Full company name:
Abbreviated company name:
Title (for non-commercial organisation):
Location:
Standard & Poor’s
Standard & Poor’s
125009, Moscow Vozdvizhenka st. 4/7, building 2
Description of the credit rating evaluation method or address of web site where information on
the credit rating evaluation method is published:
Description of the credit rating assessment method made by Standard & Poor's rating agency
is published on the agency's web site www.standardandpoors.ru.
Other information on credit rating specified by the Issuer at its own discretion:
There is no other information.
Information on rated securities of the Bank in case of assignment of credit rating to the
securities):
Securities of the Bank were not assigned a credit rating.
8.2. Information on each category (type) of Issuer shares
1.
Individual state shares
(additional shares) issue
registration number
1
10101439B
Date of state registration
Category
Nominal value,
rubles.
2
12.04.1991, 01.04.1992,
19.05.1992, 30.09.1992,
07.06.1993, 07.06.1993,
21.09.1993, 07.04.1994,
17.10.1994, 28.04.1995,
18.09.1995, 03.12.1996,
30.12.1999, 22.04.2003,
3
4
Ordinary registered
non-documentary
10
62
24.03.2005, 03.05.2006,
20.03.2007
The number of traded shares (the number of shares that have not been withdrawn or
cancelled), pcs.: 23,748,694
The number of additional shares that may be placed or are in the process of being placed (the
number of shares from an additional issue that were not registered by the state in the report with
regard to the results of their issue, or notification on the results of the additional issue was not
presented should, as under the Federal Law “On the securities market”, state registration of the
results report and accounting with regard to the additional shares issue was not carried out), pcs.: 0
Number of authorized shares: 8,000,000
Number of shares acquired by the (on balance) the Issuer, pcs.: 0
The number of additional shares that can be placed following the conversion of the placed
securities, that are convertible to shares, or as a result of the obligations on Issuer options being
fulfilled: 0
The Bank does not have any shares that can be placed as a result of the conversion of placed
securities that are converted into shares, or as a result of the obligations on Issuer options being
fulfilled.
Rights granted to shareholders:
Each ordinary share entitles the shareholder - its owner, the right to one vote during the
decision making process at the General Meeting of Shareholders.
Each ordinary share entitles the shareholder - its owner, the same rights in equal measure.
Converting ordinary shares into preferred shares, bonds and other securities is not permitted.
Shareholders, or owners, of ordinary shares have the right to:
- participate in the General Meeting of Shareholders with the right to vote on all matters
within its competence;
- receive dividends;
- receive part of the Bank's property on the event of its liquidation.
Shareholders, or owners of voting shares may request redemption by the Bank of all or part of
their shares in the following cases:
- reorganisation of the Bank or a major transaction, which is subject to the resolution
made by the General Meeting of Shareholders, should they have voted against the
resolution on the reorganisation or approval of the transaction or did not participate in
the voting on these issues;
introduction of additions and amendments to the Bank's Articles of Association (a
resolution adopted at the General Meeting of Shareholders, which provides the basis
for introducing additions and amendments to the Bank's Articles of Association) or the
approval of the new edition of the Bank's Articles of Association, which restricts their
rights, should they have voted against the corresponding resolution or did not
participate in the voting;
- a resolution adopted at the General Meeting of Shareholders on handling the
application for the delisting of the Bank’s shares and (or) the Bank's issued securities,
convertible into its shares, should they have voted against the corresponding resolution
or did not participate in the voting.
2.
Individual state shares
(additional shares) issue
registration number
Date of state
registration
1
20201439B
2
06.03.2002
Category
Type
3
preference nondocumentary
registered
4
with fixed
dividend
amount
Nominal
value, rubles.
5
10
The number of traded shares (the number of shares that have not been withdrawn or
cancelled), pcs.: 1,294,505
The number of additional shares that may be placed or are in the process of being placed (the
number of shares from an additional issue, the state registration of which was performed, but with
respect to which there was no state registration of the report on the results of the additional issue or
notification on the results of the additional issue was not presented should, as under the Federal Law
63
“On the securities market”, state registration of the results report and accounting with regard to the
additional shares issue was not carried out), pcs.: 0
Number of authorized shares: 0
Number of shares acquired by the (on balance) the Issuer, pcs.: 0
The number of additional shares that can be placed following the conversion of the placed
securities, that are convertible to shares, or as a result of the obligations on Issuer options being
fulfilled: 0
The Bank does not have any shares that can be placed as a result of the conversion of placed
securities that are converted into shares, or as a result of the obligations on Issuer options being
fulfilled.
Rights granted to shareholders:
Shareholders, or owners of preference shares with a fixed rate of dividend, in accordance with
the current legislation of the Russian Federation and the Articles of Association of the Bank have the
right to:
- participate in the General Meeting of Shareholders, with the right to vote on issues
such as the Bank’s reorganisation and liquidation, matters pertaining to additions and
amendments to the Bank's Articles of Association, which restrict the rights of
shareholders, or owners, of preference shares of this type, the issue on handling the
application for the delisting of preference shares of this type, the issue on application
on relief the Bank from duties on disclosing or delivering information set by the Russian
Federation legislation on securities;
- participate in the General Meeting of Shareholders, with the right to vote on all matters
of competence with regard to the General Meeting of Shareholders, starting with the
meeting following the Annual General Meeting of Shareholders, during which,
regardless of the reason, a decision was not made on the payment of dividends or a
decision was made on partial payment of dividends on preference shares of this type
(this right shall be terminated following the first dividends payment in full);
- receive a fixed dividend equal to 20% per annum of the nominal shares value;
- be awarded the share liquidation value which is 100% of its nominal value.
Shareholders-owners of voting shares may request redemption by the Bank of all or part of
their shares in the following cases:
- reorganisation of the Bank or a major transaction, which is subject to the resolution
made by the General Meeting of Shareholders, should they have voted against the
resolution on the reorganisation or approval of the transaction or did not participate in
the voting on these issues;
- introduction of additions and amendments to the Bank's Articles of Association (a
resolution adopted at the General Meeting of Shareholders, which provides the basis
for introducing additions and amendments to the Bank's Articles of Association) or the
approval of the new edition of the Bank's Articles of Association, which restricts their
rights, should they have voted against the corresponding resolution or did not
participate in the voting;
- A resolution adopted at the General Meeting of Shareholders on handling the
application for the delisting of the Bank’s shares and (or) the Bank's issued securities,
convertible into its shares, should they have voted against the corresponding resolution
or did not participate in the voting.
Holders of shares of all categories (types) shall be entitled to the following:
- dispose of their shares without the consent of the other shareholders, or the Bank
being required;
- be notified about the Bank’s operations and see its accounting and other documents in
the events and according to the procedure stipulated by the applicable law of the
Russian Federation and these Articles;
- preference right to purchase additionally issued shares or securities of the Bank that
are convertible into shares according to the procedure stipulated by the applicable law
of the Russian Federation and these Articles;
- demand the repurchase of all or some of their shares by the Bank in cases stipulated
by these Articles and the applicable law of the Russian Federation;
64
-
-
-
-
-
-
-
receive cash or/and issuable securities, which are owned by the Bank and have been
placed by another legal entity, by virtue of a resolution to decrease the authorized
capital of the Bank by reducing the face value of shares, provided that such resolution
stipulates the payment of cash or issuable securities owned by the Bank to the
shareholders;
elect and be elected to management bodies of the Bank and the Audit Commission
according to the procedure set forth by these Articles and the applicable law of the
Russian Federation;
make claims for the convocation of an extraordinary General Meeting of Shareholders
of the Bank and propose items for the agenda of the annual General Meeting of
Shareholders of the Bank, in accordance with these Articles and the applicable law of
the Russian Federation;
initiate legal action against any resolutions that may have been adopted by the General
Meeting of Shareholders in violation of the applicable law of the Russian Federation or
these Articles, provided that such shareholder did not participate in the General
Meeting of Shareholders or voted against such resolution and such resolution infringes
on his/her rights or/and legal interests;
initiate legal action against any resolutions of the Board of Directors taken in violation
of the applicable law of the Russian Federation or these Articles, provided that such
resolution infringes on the rights or/and legal interests of the Bank or such shareholder;
claim reimbursement of any losses incurred on the Bank on behalf of the Bank;
contest (on behalf of the Bank) any transactions performed by the Bank for reasons
stipulated by the applicable law of the Russian Federation and enforce the
consequences of their invalidity and consequences of invalidity of any void transactions
of the Bank;
make agreements on the exercise of their corporate rights (corporate agreements);
exercise other rights as set forth by these Articles and the applicable law of the
Russian Federation.
8.3. Information on previous issues of the Issuer's securities save for the Issuer's
shares
8.3.1. Information on issues where all the securities have been redeemed
Information on every issue with all the securities redeemed within five finished business years
and the period from the beginning of the current year until the closing date of the reporting quarter:
No changes were introduced into the content of this clause within the reporting period.
8.3.2. Information on unredeemed issues of securities
No changes were introduced into the content of this clause within the reporting period.
8.4. Information on an individual (persons) who has (have) provided security on the
Issuer’s secured bonds and the conditions for securing the fulfillment of obligations on the
Issuer’s secured bonds
The Issuer's obligations on issued secured bonds are fulfilled, listing on the stock exchange of
the exchange secured bonds has not been carried out.
8.4.1. Conditions regarding securing the fulfillment of obligations under the mortgagebacked bonds
The Issuer did not place any mortgage-backed bonds.
8.5. Information on organisations conducting the accounts on the Issuer’s equity
securities
No changes were introduced into the content of this clause within the reporting period.
8.6. Information on legislative acts regulating issues relating to the import and export
of capital, which may affect the payment of dividends, interest and other payments to nonresidents
No changes were introduced into the content of this clause within the reporting period.
65
8.7. Description of the taxation procedure of income from the placed and to be placed
issued securities of the Issuer
No changes were introduced into the content of this clause within the reporting period.
8.8. Information on declared (accrued) and paid dividends on the Issuer's securities, as
well as on returns on Issuer's bonds
8.8.1. Information on declared and paid dividends on the Issuer’s securities
For Issuers that are joint stock companies, for five last finished business years or for each
finished business year if the Issuer is in business for less than five years as well as for the period from
the date of the beginning of the current year until the closing date of the reporting period for every
category (type) of the Issuer's shares, the following information shall be stated on declared and/or
paid dividends on Issuer's shares:
Item name
Category of the shares, type for preference shares
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
Category of the shares, type for preference shares
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Reporting period
for 2009
Preference non-documentary registered shares
with the fixed rate of dividend
General Meeting of Shareholders 25.06.2010
(Minutes No.1 of 25.06.2010)
2.00
2,589
06.05.2010
2009
17.08.2010 - 24.08.2010: transfer of the due
dividend amounts to personal and settlement
accounts,
as of 17.08.2010: cash payment
cash
net profit
0.25
2,004
77.40
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
no other information
ordinary non-documentary registered
General Meeting of Shareholders 25.06.2010
(Minutes No.1 of 25.06.2010)
0.50
11,874
06.05.2010
2009
17.08.2010 - 24.08.2010: transfer of the due
dividend amounts to personal and settlement
66
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
accounts,
as of 17.08.2010: cash payment
cash
net profit
1.15
11,745
98.91
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
no other information
Category of the shares, type for preference shares
for 2010
Preference non-documentary registered shares
with the fixed rate of dividend
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
Category of the shares, type for preference shares
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
General Meeting of Shareholders 24.06.2011
(Minutes No.1 of 24.06.2011)
2.00
2,589
05.05.2011
2010
16.08.2011 - 23.08.2011: transfer of the due
dividend amounts to personal and settlement
accounts,
as of 16.08.2011: cash payment
cash
net profit
0.50
2,124
82.04
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
no other information
ordinary non-documentary registered
General Meeting of Shareholders 24.06.2011
(Minutes No.1 of 24.06.2011)
0.50
11,874
05.05.2011
67
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
2010
16.08.2011 - 23.08.2011: transfer of the due
dividend amounts to personal and settlement
accounts,
as of 16.08.2011: cash payments
cash
net profit
2.28
11,690
98.45
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
no other information
Category of the shares, type for preference shares
for 2011
Preference non-documentary registered shares
with the fixed rate of dividend
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
Category of the shares, type for preference shares
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
General Meeting of Shareholders 29.06.2012
(Minutes No.1 of 29.06.2012)
2.00
2,589
11.05.2012
2011
21.08.2012 - 28.08.2012 : transfer of the due
dividend amounts to personal and settlement
accounts,
as of 21.08.2012: cash payment
cash
net profit
0.17
1,954
75.47
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
no other information
ordinary non-documentary registered
General Meeting of Shareholders 29.06.2012
(Minutes No.1 of 29.06.2012)
0.50
11,874
68
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
11.05.2012
2011
21.08.2012 - 28.08.2012: transfer of the due
dividend amounts to personal and settlement
accounts,
from 21.08.2012: cash payment
cash
net profit
0.76
11,780
99.21
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
no other information
Category of the shares, type for preference shares
for 2012
Preference non-documentary registered shares
with the fixed rate of dividend
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
Category of the shares, type for preference shares
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
General Meeting of Shareholders 28.06.2013
(Minutes No.1 of 28.06.2013)
2.00
2,589
13.05.2013
2012
20.08.2013 - 27.08.2013 : transfer of the due
dividend amounts to personal and settlement
accounts,
as of 20.08.2013: cash payment
cash
net profit
0.12
2,163
83.55
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
no other information
ordinary non-documentary registered
General Meeting of Shareholders 28.06.2013
(Minutes No.1 of 28.06.2013)
69
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
0.50
11,874
13.05.2013
2012
20.08.2013 - 27.08.2013 : transfer of the due
dividend amounts to personal and settlement
accounts,
as of 20.08.2013: cash payment
cash
net profit
0.57
11,784
99.24
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
no other information
Category of the shares, type for preference shares
for 2013
Preference non-documentary registered shares
with the fixed rate of dividend
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on declared and/or paid dividends
General Meeting of Shareholders 27.06.2014
(Minutes No.1 of 27.06.2014)
2.00
2,589
08.07.2014
2013
Dividend payments to nominal holders registered
in the shareholder register was made within 10
business days, to other entities registered in the
shareholder register – within 25 days from the
dividend record date
cash
net profit
0.19
2,405
92.89
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
no other information
70
stipulated by the Issuer at its discretion
Category of the shares, type for preference shares
Issuer's management body that resolved to declare
dividends, date of this resolution, date of the minutes of
the meeting of the management body.
Amount of declared dividends per share, rubles
Total amount of declared dividends on all the shares of
that category (type), RUB thousand
Date when the list of persons entitled for dividends is
made
Reporting period (year, quarter) for which (on the results
of which) the declared dividends are paid (were paid)
Scheduled term (date) of declared dividend payment
Mode of declared dividend payment (cash, other assets)
Source of declared dividend payment (net profit of the
reporting year, undistributed net profits of the past years,
special fund)
Share of declared dividends in the net profit of the
reporting year, %
Total amount of dividends paid on the shares of this
category (type), RUB thousand
Share of the dividends paid in the total amount of
declared dividends on the shares of this category (type),
%
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on declared and/or paid dividends
stipulated by the Issuer at its discretion
ordinary non-documentary registered
General Meeting of Shareholders 27.06.2014
(Minutes No.1 of 27.06.2014)
0.50
11,874
08.07.2014
2013
Dividend payments to nominal holders registered
in the shareholder register was made within 10
business days, to other entities registered in the
shareholder register – within 25 days from the
dividend record date
cash
net profit
0.86
11,597
97.67
failure of the shareholders to provide banking
details for transfer of dividends or failure to show
up for shareholders that chose cash in the Bank’s
cash offices as the mode of dividend payment
no other information
8.8.2. Information on accrued and paid dividends on the Issuer's shares
For Issuers that issued bonds, for every bond issue where income has been paid in the five
last finished business years or for each finished business year if the Issuer is in business for less than
five years as well as for the period from the date of the beginning of the current year until the closing
date of the reporting period, the following information shall be stated:
Item name
Reporting period
2009
Type of securities (bonds), series, form and other
identification characteristics of the bond issue
Type: bonds
Form: documentary, bearer
Series: 01
Other identification characteristics: Interestbearing, convertible with security, without
premature repayment
State registration number: 40101439В
State registration date: 08.02.2007
State Registration Number of the bond issue and the date
of its legal registration (identification number of the issue
and date of its assignment in case the bond issue was not
liable to state registration)
Type of income paid on the bonds of the issue (nominal
value, interest (coupon), other)
Amount of income due on the bonds of the issue in
monetary terms per bond, rubles
Amount of income due on the all bonds of the issue in
monetary terms, rubles
Scheduled term (date) of income payment on the bonds
of the issue
Payment mode on the bonds of the issue (cash, other
property)
coupon
44.63
133,890,000
04.03.2009
money in the currency of the Russian Federation in
non-cash form
71
Total income amount paid on all the bonds of the issue,
rubles
Share of the income paid on the bonds in total amount of
due dividends on the bonds of the issue, %
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on income on the bonds of the issue,
stipulated by the Issuer at its discretion
Type of securities (bonds), series, form and other
identification characteristics of the bond issue
State Registration Number of the bond issue and the date
of its legal registration (identification number of the issue
and date of its assignment in case the bond issue was not
liable to state registration)
Type of income paid on the bonds of the issue (nominal
value, interest (coupon), other)
Amount of income due on the bonds of the issue in
monetary terms per bond, rubles
Amount of income due on the all bonds of the issue in
monetary terms, rubles
Scheduled term (date) of income payment on the bonds
of the issue
Payment mode on the bonds of the issue (cash, other
property)
Total income amount paid on all the bonds of the issue,
rubles
Share of the income paid on the bonds in total amount of
due dividends on the bonds of the issue, %
Reasons for non-payment in case if declared dividends
are not paid or not fully paid
Other information on income on the bonds of the issue,
stipulated by the Issuer at its discretion
Type of securities (bonds), series, form and other
identification characteristics of the bond issue
State Registration Number of the bond issue and the date
of its legal registration (identification number of the issue
and date of its assignment in case the bond issue was not
liable to state registration)
Type of income paid on the bonds of the issue (nominal
value, interest (coupon), other)
Amount of income due on the bonds of the issue in
monetary terms per bond, rubles
Amount of income due on the all bonds of the issue in
monetary terms, rubles
Scheduled term (date) of income payment on the bonds
of the issue
Payment mode on the bonds of the issue (cash, other
property)
Total income amount paid on all the bonds of the issue,
rubles
Share of the income paid on the bonds in total amount of
due dividends on the bonds of the issue, %
Reasons for non-payment in case if declared dividends
133,890,000
100%
the liability has been discharged in full
no other information
2009
Type: bonds
Form: documentary, bearer
Series: 01
Other identification characteristics: Interestbearing, convertible with security, without
premature repayment
State registration number: 40101439В
State registration date: 08.02.2007
coupon
44.63
133,890,000
02.09.2009
money in the currency of the Russian Federation in
non-cash form
133,890,000
100%
the liability has been discharged in full
no other information
2010
Type: bonds
Form: documentary, bearer
Series: 01
Other identification characteristics: Interestbearing, convertible with security, without
premature repayment
State registration number: 40101439В
State registration date: 08.02.2007
coupon
44.63
133,890,000
03.03.2010
money in the currency of the Russian Federation in
non-cash form
133,890,000
100%
the liability has been discharged in full
72
are not paid or not fully paid
Other information on income on the bonds of the issue,
stipulated by the Issuer at its discretion
no other information
On March 3, 2010, the liability of income payment and redemption of the nominal value of the
bonds were discharged in full.
8.9. Other information
No other information.
8.10. Information on presented securities and Issuer of the provided securities where
the title is certified with by Russian depositary receipts
The Issuer does not issue presented securities with title certified by Russian depositary
receipts.
73