* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project
Download Primary Prevention ICD / CRT Task Force Report
Electrocardiography wikipedia , lookup
Coronary artery disease wikipedia , lookup
Heart failure wikipedia , lookup
Cardiac surgery wikipedia , lookup
Remote ischemic conditioning wikipedia , lookup
Myocardial infarction wikipedia , lookup
Management of acute coronary syndrome wikipedia , lookup
Cardiac contractility modulation wikipedia , lookup
Arrhythmogenic right ventricular dysplasia wikipedia , lookup
Primary Prevention ICD/CRT Task Force Report & Recommendations prepared for the Ministry of Health and Long-Term Care Chair Hon. Wilbert J. Keon Final Report December 2004 December 2004 This report has been prepared for the Ministry of Health and Long Term Care (MOHLTC) no section of the report can be copied or reproduced without the permission of the MOHLTC The Task Force wishes to thank the following individuals for assisting the Task Force with its research: Dr. Sean Tunis Dr. Steven Phurrough Dr. David Alter Dr. Gillian Sanders December 2004 TABLE OF CONTENTS Executive Summary...........................................................................................................4 Introduction Outline of the Issue..............................................................................................................8 What is known.....................................................................................................................9 Outstanding Issues – What is not known ..........................................................................11 Quantifying the ‘Need’ for ICD Therapy......................................................................13 The Approach ....................................................................................................................13 Estimation of Prevalent Population ................................................................................... 13 Estimation of Incident Population ..................................................................................... 15 Risk Stratification in Primary Prevention.......................................................................... 16 Ontario based Economic Analysis ................................................................................17 Current funding formula....................................................................................................19 Budget impact....................................................................................................................19 Cost Effectiveness analysis ...............................................................................................20 Cost Effectiveness ............................................................................................................. 20 Limitations.........................................................................................................................21 Recommendations............................................................................................................22 Index of Tables Table 1 Source of Estimates of Prevalent Heart Failure Population ................................. 14 Table 2 Primary Prevention Population ............................................................................ 16 Table 3 Risk Stratification Criteria....................................................................................18 Table 4 Meta Analysis of Primary Prevention Trials........................................................ 21 Index of Appendices Appendix I Committee Structure & Terms of Reference.................................................. 24 Appendix II Summary of Primary Prevention Trials ........................................................ 26 Appendix III ICD Actual, Projected & Recommended Volumes ..................................... 29 Appendix IV Ontario Advanced Arrhythmia Centres & Future Capacity ........................ 31 Appendix V Literature Review .........................................................................................32 Appendix VI Estimating Ontario’s ICD Need ..................................................................35 Appendix VII Determination of Unrelated Health Care Costs and Cost Effectiveness....44 Appendix VIII ICD Registry Referral Form ..................................................................... 45 References .......................................................................................................................48 3 December 2004 EXECUTIVE SUMMARY An Implantable Cardioverter Defibrillator (ICD) is a device implanted under the skin that delivers energy discharges or shocks to the heart to terminate a fast chaotic heart rhythm. These irregular heartbeats (usually ventricular arrhythmias), often triggered by acute coronary events or structural heart abnormalities, are a major cause of sudden cardiac death (SCD). In Canada, SCD is credited for over 35,000 deaths annually. Thirty to fifty percent of deaths classified as SCDs occur in individuals who have never been diagnosed with cardiac disease. The Ministry of Health and Long-Term (Ministry) through the Acute Services Division’s Priority Services Unit, has provided dedicated funding for ICD technology since 1988. In 2003/04 the eight designated advanced cardiac arrhythmia hospitals in Ontario performed 1,154 ICD implants at a cost in excess of $32M. Since 2002, seven clinical trials (MADIT II, CAT, AMIOVERT, COMPANION, DEFINITE, SCD-HeFT, DINAMIT) have reported on prophylactic or ‘preventive’ ICD use in individuals with ischemic and non-ischemic heart disease and impaired heart function. Two trials in particular (MADIT II and SCD-HeFT) reported improved mortality with prophylactic ICDs. These studies collectively support the expanded use of ICDs to patient populations beyond those with known life threatening arrhythmias (e.g. victims of SCD that have been resuscitated) or with major cardiac risk factors. As a result of these studies, the pressure to use ICD technology for the primary prevention of SCD has grown dramatically. For funders and policy makers, the prospect of an enormous increase in the numbers of patients who may now be eligible for a very expensive medical procedure in the absence of longer trials, definite costeffectiveness studies and certainty about the patients who would most benefit from this therapy is sobering. In early 2004, the Assistant Deputy Minister of Health, Acute Services Division, established the ICD/CRT Task Force to better identify the target population that would realize the greatest survival benefit from ICD therapy and to assess the budget impact of such a policy change in Ontario. Recommendations from the Cardiac Care Network of Ontario, submitted in 2002 advised the ministry to invest in excess of $75M over four years to support ICD technology based on MADIT II criteria. CCN’s recommendations did not include the potential patient population that was suggested as a result of the SCD-HeFT trial. The Task Force met six times over a seven month period and performed a comprehensive review of the available literature, considered information from other jurisdictions and met with representatives from the US Centers for Medicare and Medicaid Services (CMS). The efforts of the Task Force were essentially focused on three core objectives: 1. Quantifying the Need for Primary ICD therapy in Ontario. 2. Risk Stratifying the Cardiac Care Population that appeared to most benefit from ICD therapy. 3. Completing an Economic Analysis on primary ICD therapy in the Ontario context. 4 December 2004 The Task Force commissioned the Institute for Clinical Evaluative Sciences (ICES) to help quantify the total number of heart failure patients in Ontario who theoretically would be candidates to receive ICD therapy. This estimate employed similar eligibility criteria used by the most recent clinical trials. Using the only available provincial clinical data and based upon a number of key assumptions, ICES estimated Ontario’s prevalent heart failure population who may be ‘theoretically’ eligible for prophylactic ICD therapy to be approximately 23,700 at the low end and 86,000 at the upper range. From this analysis an incident heart failure population of 2,488 patients was estimated all of whom would be technically ‘eligible’ for prophylactic ICDs. This estimate included the patients that today are receiving an ICD for primary prevention. To assist providers screen those patients who would benefit the most from prophylactic ICD, the Task Force developed objective risk stratification criteria for primary ICD and ICD/CRT use based upon available evidence from the five primary prevention trials. A left ventricular ejection fraction (LVEF) of less than 30% and the inclusion of only those patients that have been optimized on medical therapy were used to risk stratify the population. The Task Force recommended the following detailed criteria: Inclusion Criteria: ICD: • Ischemic or non-ischemic cardiomyopathy combined with: Left ventricular ejection fraction (LVEF) <30% measured by radionuclide angiography (RNA) within 2-3 months of ICD implant, and • Optimized medical therapy that includes betablockers, ACE inhibitors, ARBs, statins and aspirin for at least 3-6 months prior to implant Selected high risk patients with one of the following conditions may be considered: • Hypertrophic cardiomyopathy • Long QT syndrome • Arrhythmogenic right ventricular dysplasia (ARVD) • Congenital heart disease • Brugada’s syndrome Patient must be able to give own consent • • • ICD/CRT: Ischemic or non-ischemic cardiomyopathy NYHA heart failure Class III-IV, despite optimal medical therapy as described above QRS >120 msec Ejection fraction <30% measured by radionuclide angiography (RNA) within 2-3 months of ICD implant or LVEF <35% and referred through a heart failure program. • • • • Exclusion Criteria • Cardiac disease with high probability of pump failure death where survival is not expected to be altered by defibrillator therapy • Patients who would benefit from cardiac surgery (bypass or valve replacement) or multivessel coronary angioplasty. These patients should be considered for revascularization and if revascularized, should be reassessed 3-6 months post procedure. 5 December 2004 • • • Documented MI or a new diagnosis of heart failure within 6 months of implant. These patients should be reassessed after medical optimization unless clear indication for ICD therapy i.e. documented sustained VT. Presence of a systemic disease that would shorten life expectancy (< 2 years) or an existing DNR order. (systemic disease i.e. metastatic cancer, cirrhosis) Presence of co-morbid illness, such as: • Chronic renal failure requiring dialysis (primary prevention). • Irreversible brain damage from pre-existing cerebral disease (i.e. debilitating CVA/Dementia) • Major psychiatric disease, (ETOH abuse, drug abuse) • Chronic pulmonary disease requiring home oxygen for palliation Finally, the budget impact and cost effectiveness of prophylactic ICD therapy in the Ontario context was assessed. The economic analysis generated a crude budget impact for both the incident and prevalent patient population. The budget impact for the prevalent population ranged from $770M to $2.4B based upon a low prevalent range of 23,700 patients to a high of 86,400 patients. Using the incident population of 9,575 derived from hospital admission discharge data, the budget impact for the incident population was estimated at $311M. After MADIT II and SCD-HeFT criteria were applied to the Ontario data an estimated budget impact of $71M was projected. This wide variation in budget requirements reflected the insufficient data available to the Task Force. However, the task force members felt that the most likely scenario is one that represents the highly specific incident population and an incremental budget requirement of $71M. Ontario based cost effectiveness (CE) estimates were calculated using the results and estimated survival benefits associated with the MADIT II and SCD-HeFT trials. The incremental cost of adjusted life years was identified as: • $17,568 per life year (LY) and $24,436 per quality adjusted life year (QALY) for MADIT II population, and • $23,678/LY and $32,936/QALY for SCD-HeFT population. To make the analysis complete it was necessary to account for the level of uncertainty surrounding these estimates. To accomplish this, the analysis followed guidelines that supported including unrelated health care costs incurred during the period of life years gained from an ICD (an average .6 –1.84 QALYs). A maximum cost of $121,000 - $170,000 per QALY was calculated. The lack of available data on long term outcomes, the transferability of the clinical trial results and the overly broad patient study inclusion criteria, challenged the development of a robust risk stratification scheme. To address these data and outcome concerns, the Task Force supported the establishment of an ICD database that would allow the collection of objective and reliable information to better inform future decisions related to this technology, and to describe the use and outcomes of ICDs in Ontario. 6 December 2004 The Task Force recommends the following actions to fulfill the ADM’s request: 1. That the MOHLTC consider an annual ICD growth rate of 30% until a total of 3,350 ICD devices are supported annually for primary and secondary purposes. This represents an incremental increase of 2,181 ICD devices for primary prevention purposes annually over the volume completed in 2003/04. 2. ICD/CRT therapy has been demonstrated to be beneficial to a select heart failure population. While there is no evidence to identify an ideal volume, to ensure the availability of this technology, the task force recommends that the MOHLTC and Ontario’s advanced arrhythmia centres plan that 30% of their ICD volumes will be combined ICD/CRT devices. 3. That Ontario arrhythmia centres that implant ICD and ICD/CRT devices for primary prevention purposes should do so in consideration of the “risk stratification inclusion/exclusion criteria” identified by the Task Force. 4. That the MOHLTC support an ICD database that is linked with an administrative database such as that which exists at ICES for the purposes of monitoring utilization, patient characteristics, uptake and long term outcomes. In addition, hospitals that are funded to provide ICD services be expected to collect and report ICD data to a central database. The data collected for the database should at a minimum encompass those data elements listed on the referral form provided in appendix VIII. In addition, Ontario should explore the opportunity of developing a relationship with CMS for the purpose of comparing outcome data. 5. That ICD data and new clinical evidence be reviewed annually to incorporate new information about ICD effectiveness, and to refine risk stratification criteria. 6. That ICD and ICD/CRT devices be inserted at advanced arrhythmia centres with the involvement of a cardiac electrophysiologist. Decisions to insert an ICD/CRT device should include a heart failure specialist. Additionally, Ontario ICD centres must insert a minimum of 100 devices annually. New ICD centres must insert a minimum of 50 ICD devices annually and these services should be reviewed annually to assess their ongoing viability until they insert 100 devices annually. 7. That the MOHLTC assess the necessary infrastructure (capital and human) to meet the recommended projected demand for ICD and ICD/CRT technology. 8. That the MOHLTC revise the current ICD funding rate to reflect changes in practice, expanded clinical criteria, replacement devices and follow up costs. 7 December 2004 Outline of the Issue: Sudden cardiac death (SCD) refers to death resulting from an abrupt loss of heart function and is credited for 35,000 - 40,000 Canadian deaths annually 1 . The majority of SCDs are caused by ventricular arrhythmias (irregular heartbeats that lead to chaotic electrical heart activity resulting in sudden cardiac death), often triggered by acute coronary events or in association with structural heart abnormalities. 2 Thirty to fifty percent of deaths classified as SCDs occur in individuals who have never been diagnosed with cardiac disease 3 . Prevention of SCD is classified as either primary, (before an individual has experienced a life threatening arrhythmia and for prophylactic purposes), or secondary (prevention of a reoccurrence of a life threatening arrhythmic event in patients with unstable cardiac arrhythmias or who have survived a cardiac arrest). The Ministry of Health and Long-Term (Ministry) has provided dedicated funding to support the use of Implantable Cardioverter Defibrillator (ICD) technology in patients who have experienced life threatening arrhythmias (secondary prevention) since 1988. In 2002, investigators for the Multicenter Automatic Defibrillator Implantation Trial II (MADIT II -2002) 4 reported that the primary or prophylactic use of ICDs in patients with prior myocardial infarction and poor left ventricular function (but no documentation of life threatening arrhythmias) reduced all cause mortality by 31%. Clinical uptake of the MADIT II criteria was immediate and utilization increased dramatically. In December 2002, the Cardiac Care Network of Ontario (CCN) recommended that the Ministry expand ICD funding to support an expanded patient population based on MADIT II criteria. CCN recommended that the ministry support an ICD therapy increase of 300% over four years 5 . CCN’s recommendation was based on incidence data and did not address the prevalent patient population in Ontario. In March 2004, investigators for the Sudden Cardiac Death in Heart Failure Trial, (SCD-HeFT) reported that prophylactic use of ICD therapy reduced all cause mortality by 23% in heart failure patients with and without a history of ischemic heart disease 6 . Both the MADIT II and SCD-HeFT trials captured a broad range of patients. Many governments have become concerned about the sustainability of these services given the expanded eligible population identified by these trials. Policy makers require a way of risk stratifying patients that would most benefit from this technology. In April 2004, the Assistant Deputy Minister of Health invited Dr. Keon, then the Chief Executive Officer of the University of Ottawa Heart Institute, to chair a task force to advise the ministry on strategies to effectively manage the demand for ICDs in Ontario. The task force structure, terms of reference and work plan are provided in appendix I. 8 December 2004 What is known: • ICD technology is an effective treatment to prevent SCD in patients who have experienced life threatening ventricular arrhythmias (secondary prevention). Secondary prevention trials undertaken in the early 1990s (AVID, CASH, CIDS) supported the use of ICD technology in high-risk patients. 7 8 • Primary prevention studies conducted in the late 1990’s (MADIT, CABG-Patch, MUSTT) reported reduced mortality with ICD use. However, methodological issues in the design of these studies made a generalized and conclusive interpretation difficult 9 (7) (see appendix II for a summary of primary prevention trials). • Both MADIT and MUSTT reported on a specific ‘high risk’ subgroup of patients who have inducible sustained ventricular arrhythmias on EP testing. The use of ICD technology in this population as a preventive treatment for SCD is an accepted practice , endorsed by the Canadian Cardiovascular Society, the European Society of Cardiology and the American Heart Association. 10 (7,8) • A recent clinical trial (DINAMIT) reported that prophylactic use of ICD therapy in patients with a recent heart attack (<40 days) and poor heart function did not reduce all cause mortality. 11 • Since 2002, two primary prevention studies (MADIT II, SCD-HeFT) have reported statistical significant reductions of 31% and 23% respectively in all cause mortality. The former study evaluated patients who had a prior myocardial infarction (> 1 month) and left ventricular systolic dysfunction (LVSD), and the latter evaluated patients with heart failure and LVSD. In MADIT II 87-88% of the patients enrolled had an interval of greater than 6 months between enrollment and previous myocardial infarction (4). MADIT II and SCDHeFT were designed with simple inclusion criteria, with no attempts to risk stratify patients. 12 (9) • In the United States following the release of SCD-HeFT’s findings, clinicians and manufacturers demanded that the Centers for Medicare and Medicaid Services (CMS) revise the June, 2003 CMS decision memo. This memo applied a QRS duration qualifier to the MADIT II criteria. • In October 2004, CMS issued a draft memo that expanded ICD coverage to patients with 1) ischemic dilated cardiomyopathy, previous documented heart attack and left ventricular ejection fraction (LVEF) of < 30% and 2) non-ischemic dilated cardiomyopathy LVEF of < 30% with the qualifier that these patients had to be enrolled in a FDA approved clinical trial and a national registry 13 . This decision reversed CMS’s 2003 ruling that required a QRS qualifier to the MADIT II criteria. 9 December 2004 • In October 2004, the Canadian Cardiovascular Society/Canadian Heart Rhythm Society presented a draft position paper that recommended ICD use in patients with 1) ischemic dilated cardiomyopathy and LVEF of < 30% (Class I) and 2) non-ischemic dilated cardiomyopathy and LVEF of < 30% (Class IIa). 14 • Patients with reduced left ventricular function appear to benefit the most from ICD therapy. 15 (7) • To date, primary ICD studies have focused on individuals with left ventricular dysfunction, a subset of the SCD population. • Cardiac Resynchronization Therapy (CRT) is an emerging technology for patients with severe heart failure with left ventricular dysynchrony. CRT provides early stimulation to the most delayed area of activation of the left ventricle, allowing more synchronous pacing of both ventricles to improve left ventricular mechanical function. • There is a subset of heart failure patients that may clinically benefit from combined ICD and CRT technology. In 2004, the COMPANION trial reported a 36% and 24% reduction in all cause mortality with CRT/ICD and CRT devices respectively in severe heart failure patients. 16 • CRT/ICD therapy is diffusing in Ontario. While the ministry has not approved dedicated funding for CRT devices, CCN’s data reflects that hospitals with approved ICD services are implanting combined CRT/ICD devices and submitting this activity as part of their ICD volumes. 17 • CCN data reports that in 2003/04, 67% of all ICDs were new devices, 20% were replacement and 13% were CRT/ICD devices. (17) • All patients with ICDs or ICD/CRT devices require periodic follow up to ensure optimal device functioning. This includes; monitoring of device function, optimizing device performance for maximum efficiency and longevity, minimizing complications and anticipating replacement of system components. (15) • ICD device longevity is dependent on a number of factors that include use of the device (e.g. number of shocks delivered, use of alternative modalities such as pacing), lead integrity, lead compatibility and implant damage. Based on reports from industry and expert opinion, ICD device longevity ranges from 5-10 years depending on the use and model of the ICD. 18 19 • ICD implantation has demonstrated an average annual growth rate of 26% from 1998/99 to 2003/04. Replacement devices account for 14-19% of the total ICD devices inserted annually (Table A, Appendix III). • In 2002, CCN advised the ministry that a further 2,288 ICDs would be required by 2006/07 based on MADIT II criteria (refer to figure 1, Appendix III for growth scenarios) (5). 10 December 2004 • In Ontario the provision of ICD technology is restricted to advanced cardiac centres that have the expert resources necessary to diagnose, treat and manage patients with complex arrhythmias (Table A, Appendix IV). The American College of Cardiology/American Heart Association/ North American Society for Pacing and Electrophysiology (ACC/AHS/NASPE) 2002 practice guidelines specify that an ICD service requires the involvement of a trained electrophysiologist. (15) • The existing advanced arrhythmia centres’ infrastructure will require capital expansion to meet the volumes suggested by either growth scenario (Table A, Appendix IV). 20 • A 2004 survey of Ontario’s eight advanced arrhythmia cardiac centres identified that thirtythree cardiac electrophysiologists are in clinical practice at these centres. 21 • The current ministry reimbursement rate for ICD procedures ($32,500) was developed based on 1997/98 costing data 22 and prior to the indication of ICD technology as a primary prevention treatment modality. • Patients receiving ICDs for prophylactic purposes or as a replacement can be discharged the same day or within 24-48 hours of implantation. 23 • Ontario’s reimbursement rate is the highest among those provinces that provide dedicated funding for ICD procedures. 24 • There is no existing database that is available to objectively monitor the patient population that is now being prescribed prophylactic ICD therapy compared to the patient population identified by the recent studies. Note: Refer to appendix V for details of literature review undertaken by the ICD Task Force. Outstanding issues (What is not known): • Valid and reliable risk stratification tools to identify those patients most likely to benefit from ICD or CRT/ICD therapy 25 (3) and the value of electrophysiology studies (EPS) in identifying those patients at high risk of SCD. • The budget impact and cost effectiveness of ICDs as a primary prevention therapy in the Ontario context in 2004. Blue Cross and Blue Shield Association (BCBSA) published a cost effectiveness analysis of ICD therapy compared to conventional therapy in the MADIT II population. BCBSA analysis determined that ICD use in patients who met the MADIT II trial criteria increased life expectancy by 1.85 years or 1.33 years quality adjusted life years (QALY). The incremental cost effectiveness ratio based on this data is $36,700 per LY and $50,900 per QALY. 26 • The long term outcome/benefit of primary prevention ICD therapy (9). Information on the long-term outcome of prophylactic ICD use is limited to the data reported in clinical trials. 11 December 2004 The morbidity and expense associated with implantation, battery changes and inappropriate shocks in patients who do not benefit from prophylactic ICD therapy is unknown 27 . MADIT II reported worsening heart failure in the ICD population, CABG-patch reported increased infection in the ICD group and DEFINITE reported that 21.4% of patients in the ICD group received inappropriate shocks. • The skill and resources necessary to manage the implantation and maintenance needs of patients receiving prophylactic ICD therapy. CMS’s 2004 draft decision memo reported that both the American College of Cardiology (ACC) and Heart Rhythm Society support the continued clinical practice of threshold testing for ICD therapy(13). • The impact of medication compliance on the incidence of SCD. The DEFINITE investigators questioned whether patient’s high compliance rate (85%) with their oral medication in the standard group contributed to the fact that the study failed to reach a statistical significant reduction in all cause mortality. 28 In addition, it has been suggested that the optimal medical therapy provided in all of SCD-HeFT treatment arms was a factor in reducing overall mortality in all groups (13). • The appropriate replacement rate for primary prevention devices. The longevity of new ICD devices, dependent upon usage and model, is estimated to be 7-10 years. It is unknown from the clinical trials whether the replacement rate for ICDs used for primary prevention purposes will track current practice. • The published report from the SCD-HeFT trial is not yet available. • The population in Ontario, that based on MADIT II and SCD-HeFT criteria, would be eligible for prophylactic ICD therapy 12 December 2004 Quantifying the ‘Need’ for ICD Therapy In determining Ontario’s eligible heart failure population for primary prevention ICD therapy, the task force made the following predeterminations: • • • • • The analysis would be restricted to MADIT II and SCD-HeFT study eligibility patient criteria. That there is a subset of cross over patients in the heart failure population that will be captured with MADIT II and SCD-HeFT criteria. Individuals who experienced SCD but also have a LVEF > 35% (victims of, or at high risk for SCD with no previous cardiac history or individuals with cardiac conditions exclusive of heart failure that are high risk of SCD i.e. long QT syndrome) will not be captured by this criteria. A reasonable estimation of the heart failure population in Ontario is possible through combining heart failure admissions reported through the Canadian Institute for Health Information (CIHI) discharge database with the data from the Ontario Health Insurance Plan (OHIP) database. In the absence of a published peer review article the task force adopted the inclusion and exclusion criteria documented in Appendix VI, Table 5, as a reasonable representation of the SCD-HeFT criteria to apply to clinical data collected as part of the Enhanced Feedback For Effective Cardiac Treatment (EFFECT) study 29 . Approach: The analysis to quantify the estimated population in Ontario that may be eligible for ICD therapy based on MADIT II and SCD-HeFT was conducted by the Institute for Clinical Evaluative Sciences (ICES). ICES estimated Ontario’s heart failure population from both a prevalence and incidence perspective (see appendix VI for details of the analysis). The salient inclusion criterion in both MADIT II and SCD-HeFT was left ventricular ejection fraction (LVEF). Since, data on LVEF is not available in existing public administrative databases, ICES used CIHI’s discharge database, the OHIP database, the Canadian Community Health Survey and the EFFECT database to complete their analysis. Estimation of Heart Failure Prevalence: To determine the potential number of Ontarians that could be considered for an ICD, it was necessary to first identify the relative prevalence of left ventricular systolic dysfunction (LVSD) in the community. A literature search for population-based estimates of LVSD identified six studies (Appendix VI) with a range of similar thresholds of left heart function (LVEF ranged from < 40% -50%). Weighted together these studies suggested that 53% of heart failure patients have poor heart function (referred to as low ejection fraction). Several approaches were explored to arrive at an estimate of Ontario’s heart failure population: • Redfield et al 30 identified a population based prevalence through detailed echocardiographic assessment. This study concluded a prevalence rate of approximately 1% for persons with LVEF < 35% and approximately 0.5% for < 30%. Applying this 13 December 2004 • • • finding to Ontario’s population suggests approximately 43,200 Ontarians have an LVEF < 30%. A review of CIHI’s discharge abstract database identified that approximately 17,000 patients were admitted to acute care hospitals in 2001/02 for heart failure. Of these 9,575 patients had no prior heart failure admissions and were identified as unique, newly admitted patients with heart failure. Since the hospital discharge data does not include the heart failure population cared for in the community who may never get admitted this number is likely an underestimation. To identify the number of heart failure patients cared for in the community, ICES examined physician fee reimbursement for heart failure diagnosis in the OHIP database. The review identified that in 2001/02 over 60,000 unique patients sought medical attention for heart failure. Applying the community based estimate of LVEF (53%) identified through the literature search would suggest that over 30,000 patients in Ontario have an LVEFs < 4050%. The estimated prevalence of heart failure in Ontario was also informed through a review of the Canadian Community Health Survey, conducted by Statistics Canada 31 , which reported a heart failure prevalence of 1.17% for individuals > 20 years of age. If extrapolated to Ontario’s population this captures 101,000 individuals. Applying the community based estimate of LVEF (53%) to this population suggests that 50,500 Ontarians have an LVEF < 40 –50%. The methods described above illustrate the potential magnitude of heart failure cases in community based populations. However, population based prevalence estimates are not likely to mean that patients with this condition will seek medical care. A more refined estimate of the Ontario specific need was conducted by using data collected by Alter et al 32 from a sample of echocardiographic (echo) studies drawn from a diagnostic laboratory in 2001. In this study, the prevalence of LVEF < 35% was 8.3% of all patients undergoing echocardiography. If this prevalence estimate is generalized to all patients undergoing echocardiography there would be 23,700 patients with left ventricular systolic dysfunction (in a cross sectional sample of 2001). Table I summarizes the range of estimates for prevalence of heart failure in Ontario obtained through the analyses discussed above. Table I Source of Estimates for the Prevalent Heart Failure (HF) Population HF population from OHIP data base HF population from Canadian Community Health Survey HF population from Redfield analysis extrapolated to Ontario’s population HF population, Ontario specific from Alter et al echo analysis Estimated Ontario’s Population • • 30,000 (LVEF < 0.4-0.5) 50,500 (LVEF < 0.4-0.5) • • • 86,400 (LVEF < .35) 43,200 (LVEF < .30) 23,700 (LVEF < .35) 14 December 2004 Limitations of Prevalence Estimates: The methods used in the analysis described above attempts to predict the potential pool of patients in Ontario who may be eligible for ICD based primarily on left ventricular ejection fraction (LVEF). It did not apply the specific exclusion criteria that were employed by the MADIT II and SCD-HeFT investigators or CMS. Estimation of the Incident Population Eligible for Primary ICD based on Clinical Trial Criteria: This approach utilized data from patients hospitalized with acute myocardial infarction and congestive heart failure from acute care hospitals in Ontario collected as part of the EFFECT study (29). This data set contains substantial clinical detail and is comprised of two disease subcategories, patients with acute myocardial infarction (EFFECT-MI) and patients with congestive heart failure (EFFECT-HF). MADIT II and SCD-HeFT inclusion and exclusion criteria were applied to the heart failure patients in EFFECT-MI and EFFECT-HF where applicable. Since the details of SCD-HeFT were not available, the task force agreed to use the inclusion and exclusion criteria that were available on the investigators website as shown in Table 5, Appendix VI. To determine the incident cases of patients that may require ICDs in Ontario, the ratio of candidates from EFFECT was applied to the heart failure patients in Ontario. The CIHI discharge abstract database was used to identify the number of heart failure patients admitted with no prior heart failure admissions and the number of patients admitted with an acute myocardial infarction (AMI). In 2001/02 there were 9,575 heart failure patients and 17,297 AMI patients identified. The task force recognized that reduced LVEF was one of the major criteria used in the trials. The majority of Ontario hospitalized patients (approximately 50%) do not undergo an assessment of heart function. The task force developed two scenarios to address this heart function data shortcoming. One scenario assumed that those patients that did not undergo diagnostic testing did not have reduced heart function (conservative). The second scenario assumed that those patients who were not assessed had similar results to those who were assessed (liberal). Since many Ontario hospitals do not have access to echocardiography resources, the task force chose the liberal approach to determine the potential population eligible for Primary ICD. In 2003, CMS decided in favor of including a QRS qualifier to the MADIT II criteria for ICD coverage. CMS based this decision on an analysis of MADIT II data, which showed that patients with QRS < 120 ms had a small, not statistically significant, reduction in mortality compared to the conventional therapy group. Early reports from the SCD-HeFT investigators indicate ICDs are beneficial regardless of QRS width (23). The ICD task force concluded that there was insufficient evidence to support prolonged QRS as a qualifying indicator for ICD eligibility. The task force discussed the appropriateness of using the EFFECT MI dataset in view of DINAMIT trial results, which reported no benefit of prophylactic ICD use in recent MI patients (11). The task force also recognized that left ventricular function at the time of the acute 15 December 2004 myocardial infraction (AMI) may not reflect its function in the longer term. For these reasons the ICD Task Force limited its analysis to the EFFECT-HF data set. Applying MADIT II and SCD-HeFT criteria to the EFFECT-HF data set, within the parameters described above, resulted in 892 and 2,521 patients meeting the MADIT II and SCD-HeFT criteria respectively. The task force recognized that applying both the MADIT II and SCD-HeFT criteria resulted in a degree of overlap between the two populations. To eliminate this overlap an adjustment was incorporated into the analysis. The proportion of heart failure patients with LVSD who met only SCD-HeFT criteria was 63.3%. The incident heart failure population that was determined to be potentially eligible for ICD therapy based on MADIT II and SCD-HeFT criteria was calculated to be (2,521*63.3%) + 892 = 2,488. In the absence of explicit data that reports primary diagnosis for ICD implantation, the Task Force estimated that 33% of new ICD implants are currently being inserted for primary prevention therapy 33 . The number of ICDs currently implanted for primary prevention purposes were deducted from the incident primary prevention population identified above refer to table II. Table II ICD annual volume (2003/04) 1,166 – 233 ICDs (replacement devices) = 933 new ICDs 933 new ICD * 33% = 307 ICDs inserted for primary prevention purposes currently 2,488 – 307 = 2,181 patients potentially eligible for ICD therapy based on MADIT II and SCD-HeFT criteria The Task Force concluded that an estimated incremental 2,181 new incident patients would appear to be a reasonable estimate of the additional annual ICD volumes that would be required to satisfy the MADIT II and SCD-HeFT criteria in Ontario. This projection does not include replacement volumes above those currently funded. While it is reasonable to plan replacement volumes consistent with today’s practice (20%), the appropriate replacement rate requires more conclusive long-term outcome data on primary ICD use. Risk Stratification in Primary Prevention The recent primary prevention trials were designed to capture a broad patient population. However the cost of this technology and the limited resources available requires a process to better identify or risk stratify patients who would benefit the most from a prophylactic ICD. 16 December 2004 The Task Force discussed possible inclusion/exclusion criteria to assist referring physicians in their clinical decision making related to prophylactic ICD insertion or a combined ICD/CRT device based on the current available evidence. Five primary prevention trials including MADIT-II, SCD-HeFT, DINAMIT, DEFINITE & COMPANION were reviewed and considered in developing inclusion/exclusion criteria. Factors that the Task Force considered from the literature included: • • • • Two clinical factors that in combination, specify a population of patients that would derive the most “benefit” from the prophylactic implantation of an ICD are: • LVEF < 30% • Presence of clinical heart failure symptoms (NYHA III) despite optimized heart failure therapy. Most patients enrolled in the studies were enrolled at least one year and in many cases, many years after their “index event” (e.g. MI or heart failure presentation). MADIT II reported no improvement in survival from prophylactic ICD implantation in the first 12 months after device implant (12). A MADIT II sub analysis reported that ICD survival benefit increased from time of MI, with least survival benefit in patients with a recent MI (<18 months) 34 . This information together with the results of the DINAMIT trial led the task force to recommend that consideration for prophylactic ICD implantation be deferred until 6 months after an “index event”. Allowing a longer “waiting period” will allow for ‘remodeling’ post MI, recovery of ‘stunned myocardium’ and optimization of pharmacological therapy. While the presence of a prolonged QRS duration (QRS >120 msec) has been shown to be an independent predictor of long term mortality in patients with LV dysfunction and risk for fatal dysrhythmias in the heart failure literature, the results reported by the SCD-HeFT investigators has raised questions regarding its use as a predictor for the prophylactic ICD population. Trial data did not evaluate CRT in severe class IV heart failure patients who were dependent on intravenous medications (inotropes). In this heart failure population CRT therapy may be considered if their heart failure status can be improved to a NYHA Class III. The consensus of the Task Force is detailed in table III. Economic Analysis: Efficacy data regarding the primary prevention of sudden cardiac death and/or heart failure from the clinical trials MADIT II and SCD-HeFT were combined with Ontario’s funding formula to obtain Ontario-relevant cost-effectiveness ratios. The perspective of the payer - the MOHLTC - was the perspective taken by the analysis and thus only direct medical costs were considered in the analysis even though the indirect savings from avoiding morbidity is potentially considerable. Assumptions: • The clinical outcomes in the different clinical trials can be attained in practice in Ontario • The perspective of the payer--the amount that the Ontario Ministry of Health and Long 17 December 2004 Table III Risk Stratification Criteria for Primary ICD & ICD/CRT Therapy Inclusion Criteria: ICD: • • • Ischemic or non-ischemic cardiomyopathy combined with: • Left ventricular ejection fraction (LVEF) <30% measured by radionuclide angiography (RNA) within 2-3 months of ICD implant, and • Optimized medical therapy that includes betablockers, ACE inhibitors, ARBs, statins and aspirin for at least 3-6 months prior to implant Selected high risk patients with one of the following conditions may be considered: • Hypertrophic cardiomyopathy • Long QT syndrome • Arrhythmogenic right ventricular dysplasia (ARVD) • Congenital heart disease • Brugada’s syndrome Patient must be able to give own consent ICD/CRT: Ischemic or non-ischemic cardiomyopathy NYHA heart failure Class III-IV, despite optimal medical therapy as described above QRS >120 msec Ejection fraction <30% measured by radionuclide angiography (RNA) within 2-3 months of ICD implant or LVEF <35% and referred through a heart failure program. • • • • Exclusion Criteria • Cardiac disease with high probability of pump failure death where survival is not expected to be altered by defibrillator therapy • Patients who would benefit from major cardiac surgery (bypass or valve replacement) or multi-vessel coronary angioplasty. These patients should be considered for revascularization and if revascularized, should be reassessed 3-6 months post procedure. • Documented MI or a new diagnosis of heart failure within 6 months of implant. These patients should be reassessed after medical optimization unless clear indication for ICD therapy i.e. documented sustained VT. • Presence of a systemic disease that would shorten life expectancy (< 2 years) or an existing DNR order. (systemic disease i.e. metastatic cancer, cirrhosis) • Presence of co-morbid illness, such as: • Chronic renal failure requiring dialysis (primary prevention) • Irreversible brain damage from pre-existing cerebral disease (i.e. debilitating CVA/Dementia) • Major psychiatric disease, (ETOH abuse, drug abuse) • Chronic pulmonary disease requiring home oxygen for palliation 18 December 2004 • • • • • Term Care directly reimburses hospitals for ICD implantation--captures a substantial portion of the direct incremental medical costs incurred by “the health-care system” for each case. Incremental effectiveness of new technology (CRT/ICD) over conventional non-surgical treatments will be at least as good as that for standard single/dual chamber ICDs for those patients who have a clinical indication for CRT/ICD. (This is a reasonable assumption given that the hazard ratio in the COMPANION trial had a hazard ratio of 0.74 - a 36% drop in mortality vs. conventional treatment) (16). This is slightly more favorable than the results obtained for the two ICD trials MADIT II and SCD-HEFT. Added life years (LYs) and QALYs obtained for the primary prevention trials will be proportional to those obtained in MADIT II for which such data is directly available. The proportionality will be related to the hazard ratios obtained in the trials. All subjects in the primary prevention of sudden cardiac death trials are expected to have total health care costs, both before and after ICD insertion, above $30,700 per year, which places them in the most expensive 1% of Ontarians. These health care expenditures are due to the many comorbid conditions (diabetes, chronic obstructive pulmonary disease, hypertension, etc) such patients often experience. The distribution of health care costs among the population in 2004 is the same as that obtained for the approximately 24,000 people randomly surveyed in the 1996 Ontario Health Survey (OHS96). Primary prevention of sudden cardiac death using ICDs is most effective in those people with ejection fraction <=30%. Existing ICD funding formula: The current costing formula is based on data from fiscal year 1997 and incorporates device cost, procedure cost, hospital inpatient stay of approximately 5 days and follow up care (22). This formula does not account for the percentage of procedures performed as an outpatient, since implantation of such devices was limited to the inpatient setting when such estimates were made in 1999. Currently, approximately 33% of ICD procedures are performed on an outpatient and most procedures can potentially be performed with at most, a one-night stay in the hospital (5). Furthermore, the formula does not make any adjustment for the implantation of a CRT/ICD device, which costs 20-30% more than a single/dual chamber ICD (33). Potential Budget Impact of Primary Prevention ICD and ICD/CRT Therapy: The annual budget impact was calculated for the population estimates suggested in the analysis described above. 1. Ontario’s incident and prevalent heart failure population from population-based estimates of left ventricular dysfunction from the published literature (9,575 incident population up to 86,400 prevalent patients). If the province needed to absorb the ICD related implantation costs at today’s funding rate of $32,500, the budget impact would be: 19 December 2004 • • a maximum of $311M if only the new heart failure patients each year were treated. The incident cases of heart failure in Ontario has been estimated to be approximately 9,575. a range of $770M to $2.4B if all estimated existing patients with heart failure in Ontario were to receive this therapy. Data to accurately identify prevalent heart failure is inadequate at this time, which explains the wide variation in estimating budget impact. It is extremely unlikely that the maximum range is realistic, or that resources could be justified or ever available to treat such a large population. 2. The relevant ‘symptomatic incident population’ was estimated by applying MADIT II and SCD-HeFT criteria to a population of newly diagnosed hospitalized heart failure patients (9,575). This methodology shortlisted 2,488 eligible incident patients. Applying today’s $32,500 ICD therapy funding rate to the derived 2,488 ICD volumes translates into a budget requirement of $81M. Excluding those devices that the task force assumed are currently funded and implanted for primary prevention purposes today reduces the net funding requirement to $71M annually. It should be noted that if the funding formula was revised, the budget impact could be further reduced. Cost Effectiveness Analysis Ontario based cost effectiveness estimates were calculated using the results and estimated survival benefits associated with the MADIT II and SCD-HeFT trials. MADIT II Results (4,26): ICD vs. Placebo (overall) - Hazard Ratio =0.69 - 95% CI 95% (0.51:0.93) – p = 0.016 Difference in expected life years = 2.59 yrs (undiscounted) Difference in expected life years = 1.85 yrs (discounted at 3%/yr) Difference in expected QALY = 1.86 QALYs (undiscounted) Difference in expected QALY = 1.33 QALYs (discounted at 3%/yr) Ontario based CE estimated based on MADIT II population based on current funding formula are: $17,568 per LY and $24,436 QALY SCD-HeFT Results (6) ICD vs. Placebo (overall) – Hazard Ration = 0.77 - 97.5% CI (0.62: 0.96) - p = 0.77 ICD vs. Placebo (NZ + Canada n=164) – Hazard Ratio = 0.37 - 97.5% CI (0.17: 0.82) In calculating Ontario based CE based on the SCD-HeFT trial it was assumed that the LYs and QALYs in SCD-HeFT are proportional to ratio of reduction in mortality between MADIT II (31% reduction) and SCD-HeFT (23% reduction). Overall Ontario Based CE results for SCD-HeFT population based on current funding formula are $23,678/LY and $32,936/QALY 20 December 2004 Calculation of Uncertainty in CE: Meta-analysis and Application of Fieller’s Theorem. Effects/Outcomes: A meta-analysis of all the major primary prevention trials is summarized in table IV below for the subsample of patients with ejection fraction < 0.30 35 . Table IV According to the meta-analysis performed, the hazard ratio for those with EF = <.30 varies between 0.58 (42% reduction in mortality) and 0.86 (14% reduction in mortality). Accordingly, the added LYs and QALYs associated with these hazard ratios, as determined in comparisons with the MADIT II trial range between: • .84 - 2.51 LYs • .6 - 1.8 QALYs Costs: Relevant to costs, the major uncertainty involves inclusion of unrelated costs during the years of increased life expectancy. Given the large number of comorbidities experienced by these patients, these costs could be substantial. For the purpose of this analysis, unrelated heath care costs that ranged from approximately $42,000 - $69,300 were calculated for those at risk for SCD (refer to appendix VII for methodology). While there is substantial debate in the literature about whether such costs should be included in cost-effectiveness ratios for prolonging technologies like ICDs, the task force followed the recommendation of the Washington Panel on Cost-Effectiveness. The panel recommended to include such costs in a sensitivity analysis if they are large. 36 As a result, $32,500 (currently provided by the MOHLTC for ICD insertion) was added to the range of unrelated costs to produce first year costs associated with ICD insertion between $74,500 and $101,800. Cost-Effectiveness: Because Cost-effectiveness ratios are not distributed normally, standard statistical inference for determining confidence intervals for such ratios should not be applied. The upper boundary of 21 December 2004 the 95% confidence interval for ICDs was determined by using a method developed by Wakker and Klaasen utilizing Fieller’s theorem 37 38 (refer to appendix VII). The 95% confidence intervals for ICDs have an upper boundary at approximately $121,000 / LY and $170,000 / QALY. Limitations of the Economic Analysis: • Recent studies were conducted on data that is now a number of years old while the technology has either improved greatly or wasn’t available for testing until recently (e.g., CRT-D). • Although SCD-HeFT involved a maximum potential follow-up of 5 years (minimum of 2.5 years), there is some anecdotal evidence that differences in outcomes are likely to grow at an increasing rate in the long term (i.e., > 5 years; therefore long-term CE ratios are likely to be even more favorable than those reported above). • SCD-HeFT has not yet been published in a peer-reviewed journal; therefore, the results should be given less weight until they have been subject to this type of review. • The cost-effectiveness of the CRT add-on to an ICD is unclear because the COMPANION trial was not able to separate out the impact on mortality of the CRT component from the ICD component (16) Recommendations: 1. That the MOHLTC consider an annual ICD growth rate of 30% until a total of 3,350 ICD devices are supported annually for primary and secondary purposes. This represents an incremental increase of 2,181 ICD devices for primary prevention purposes annually over the volume completed in 2003/04. 2. ICD/CRT therapy has been demonstrated to be beneficial to a select heart failure population. While there is no evidence to identify an ideal volume, to ensure the availability of this technology, the task force recommends that the MOHLTC and Ontario’s advanced arrhythmia centres plan that 30% of their ICD volumes will be combined ICD/CRT devices. 3. That Ontario arrhythmia centres that implant ICD and ICD/CRT devices for primary prevention purposes should do so in consideration of the “risk stratification inclusion/exclusion criteria” identified by the Task Force. 4. That the MOHLTC support an ICD database that is linked with an administrative database such as that which exists at ICES for the purposes of monitoring utilization, patient characteristics, uptake and long term outcomes. In addition, hospitals that are funded to provide ICD services be expected to collect and report ICD data to a central database. The data collected for the database should at a minimum encompass those data elements listed on the referral form provided in appendix VIII. In addition, Ontario should explore the opportunity of developing a relationship with CMS for the purpose of comparing outcome data. 22 December 2004 5. That ICD data and new clinical evidence be reviewed annually to incorporate new information about ICD effectiveness, and to refine risk stratification criteria. 6. That ICD and ICD/CRT devices be inserted at advanced arrhythmia centres with the involvement of a cardiac electrophysiologist. Decisions to insert an ICD/CRT device should include a heart failure specialist. Additionally, Ontario ICD centres must insert a minimum of 100 devices annually. New ICD centres must insert a minimum of 50 ICD devices annually and these services should be reviewed annually to assess their ongoing viability until they insert 100 devices annually. 7. That the MOHLTC assess the necessary infrastructure (capital and human) to meet the recommended projected demand for ICD and ICD/CRT technology. 8. That the MOHLTC revise the current ICD funding rate to reflect changes in practice, expanded clinical criteria, replacement devices and follow up costs. 23 December 2004 Appendix I Committee Structure and Terms of Reference: The committee structure and terms of reference was developed through consultation between Dr. Keon and ministry staff. The task force was charged with identifying the target population that would benefit the most from the available ICD resources. The committee consisted of: • Two researchers from the Institute for Clinical Evaluative Sciences (ICES) • Two hospital administrators • Two cardiac electrophysiologists • One heart failure specialist • Ministry staff Term and Reporting Relationship: The Task Force was to complete its mandate within 3-4 months of its initial meeting. The Task Force commenced face to face meetings in May 2004 and met six times over a seven-month period. A work group was charged with reviewing potential inclusion criteria to guide the ICES analysis met twice. The Task Force reported to the Assistant Deputy Minster of Health, Acute Services Division. Work Plan: At the first meeting the Task Force revised the terms of reference to incorporate cardiac resynchronization therapy (CRT). The task force also clarified their role in recommending budget implications of ICD technology. The committee agreed that they could not advise the ministry or fulfill their objective without a review and discussion of cost effectiveness and budget implications of ICD technology under the expanded clinical criteria. The work plan developed by the Task Force at the first meeting included: • Review previous reports complied on ICD technology that included: • Literature review of ICD technology (November 2003) prepared by office of the Medical Advisory Secretariat, Ministry of Health and Long Term Care. • Centres of Medicare and Medicaid Services (CMS) 2003 decision memo. • The Use of ICDs at the McGill University Health Centre 39 • American College Cardiology, American Heart Association & North American Society for Pacing and Electrophysiology, 2002 Guideline Update for Implantation of Cardiac Pacemakers and Antiarrhythmia Devices (ref) • Review results of recent clinical trials or relevant reports, specifically: • Sudden Cardiac Death in Heart Failure (SCD-HeFT) • Defibrillators in Non-ischemic Cardiomyopathy Treatment Evaluation (DEFINITE) • Defibrillator in Acute Myocardial Infarction Trial (DINAMIT) • Comparison of Medical Therapy, Pacing, and Defibrillation in Heart Failure (COMPANION) • Review data from ICD centres, historical volumes, recommended volumes, current infrastructure and funding methodology. • Review of ICD policy and practice in other jurisdictions. • Estimate Ontario’s eligible population under the MADIT II and SCD HeFT clinical criteria. • Review previous reports on cost effectiveness of ICD therapy • Develop final recommendations ICD Task Force Terms of Reference: Preamble: ICD therapy was developed to prevent sudden cardiac death in individuals who had experienced life threatening irregular heartbeats. The ministry has provided dedicated funding for ICD therapy for these high-risk patients since 1988. A recent clinical trial (MADIT II) found that using ICD therapy in all patients with a prior heart attack 24 December 2004 and poor left ventricle function reduces all cause mortality. This criteria expanded the use of ICD therapy beyond patients with a diagnosed life threatening arrhythmia. The uptake of MADIT II criteria by clinicians has resulted in hospitals exceeding their dedicated funding available for ICD therapy. Purpose: The ICD Task Force will bring together clinical experts and health care administers to identify the target population that would benefit the most from the available ICD therapy. The recommendations presented to the ministry will represent the advice of the Task Force. The ministry is under no obligations to endorse or implement the Task Force’s recommendations. Objectives: • The Task Force will review current recommendations on the use of ICD therapy for patients diagnosed to be at high risk for sudden cardiac death (secondary prevention). • The Task Force will review current evidence regarding the use of ICD therapy for primary prevention • The Task Force will review current recommendations for the use of ICD therapy for primary prevention. • The Task Force will examine the treatment options for those individuals that are not considered at high risk for sudden cardiac death • The Task Force will make recommendations for further evaluations/research to identify the patient population at high risk of sudden cardiac death. • The Task Force will examine the role of cardiac resynchronization therapy (CRT) as adjunct to ICD therapy. Membership: Chair: Dr. Wilbert Keon, Former CEO, The University of Ottawa Heart Institute Committee Members Dr. Doug Cameron, University Health Network Dr. Stuart Connolly, Hamilton Health Sciences Corporation Dr. Andreas Laupacis, Institute for Clinical Evaluative Sciences Dr. Doug Lee, Institute for Clinical Evaluative Sciences Dr. James MacLean, Markam Stouffville Hospital Ms. Karen Meades, University of Ottawa Heart Institute Mr. Leo Steven, Sunnybrook & Women’s College Health Sciences Centre Dr. Stuart Smith, St. Mary’s General Hospital Ministry Staff Peter Biasucci, MOHLTC *Dr. Eric Nauenberg, MOHLTC Rosalind Tarrant, MOHLTC *Special Consultant Reporting Relationship: The Task Force will report to the Assistant Deputy Minister, Acute Services Division. Term: The Task Force will conclude its mandate in 2-3 months. Meeting Frequency & Location: Four half day meetings over a 3 month period Committee Support and Administration: Priority Programs Unit will provide funding to support the work of the ICD Task Force including reimbursement for travel expense claims for the Task Force members. The ministry will provide the Task Force with a copy of the literature review completed by the ministry’s Health Technology Assessment Unit. 25 December 2004 Appendix II Summary Primary Prevention ICD Trials Study & Intervention Inclusion Criteria Outcome and F/U Mortality MADIT (1996) Moss et al. ICD or conventional medical therapy Anti-arrhythmic drugs could be used in either arm Prospective RCT N= 196 (95 Tx group) Age 25-80yrs, MI > 3 weeks prior to entry, documented asymptotic unsustained VT unrelated to MI, LVEF<35% NYHA I-III inducible VT non suppressible VT on EPS, no indications for CABG or PCI within 3 months • All cause mortality • 5 year follow up • average follow up 27 months • CABG-Patch 1997 (Bigger et al.) ICD or usual medical treatment. Prospective RCT N = 900 (Tx n=446 ICD and 454 control) Randomized into two groups above and below LVEF 20% Patients allocated at time of CABG to ICD or control group (usual treatment) Age< 80 yrs, scheduled for CABG, LVEF < 36%, abnormal or signal average ECG • Overall mortality • average follow up 32 + 16 months MUSTT 1999 (Buxton AE) N = 704 Randomized to conservative treatment (no antiarrhythmic therapy) or EP guided therapy tiered drug/drug or ICD/drug Age<80 yrs, CAD, LVEF < 40%, nonsustained VT, Inducible VT on EP study. • Cardiac arrest or arrhythmic death • Secondary: total mortality • average followup 39 months MADIT II 2002 (Moss et al) N = 1232 RCT ICD or conventional medical treatment Age > 21 yrs, MI > 1 month, LEVF < 30%. CAT 2003 (Bansch et al) N = 104 Randomized to ICD or conventional therapy Age 18-70 yrs, IDCM < 9 months, LVEF < 30% NYHA Class II or III Comments Mortality rate; 15.8% ICD group and 38.6% medical group • 54% reduction in all cause mortality with ICD 75% reduction in cardiac • mortality (12% VS 27%) Hazard ratio 0.46 (95%CI 0.260.82) p=0.009 • • • • • • • 22.6% mortality in ICD group (101 deaths) and 20.9% in control group (95 deaths). • Hazard ratio 1.07 (95% CI 0.81 to 1.42) • All cause mortality • average followup 20 months •All cause mortality at 1 yr follow-up. • mean follow up 5.5 yrs • Arrhythmic death/cardiac arrest rate at 24 and 60 months was 28% and 42% respectively in intervention group and 18% and 32% in conservative group Relative risk = 0.80 (95% CI = 0.641.01) Relative risk = 0.45 (95% CI =0.320.63 for patients with ICDs) • 14.2% (105 deaths) in ICD group vs. 19.8% (97 deaths) in conventional treatment • 31% reduction in the risk of death at any interval among patients in ICD group as compared with patients in the conventional therapy group). Hazard ration = 0.69 (95% CI = 0.51- 0.93) • 13 deaths in ICD group and 17 in control group • • • • • • • • • • • • • Average EF 26% 60% of ICD group had shock discharge within 2 yrs. NHS HTA identified methodological limitations that included: higher number of betablockers and digoxin use in the ICD group (No details of mathematical model to adjust for this provided), selection bias may have occurred, patients selected randomization if they did not respond to procainamide, large number of ICD patients still required antiarrhythmia drugs, which may have interfered with ICD 19 therapy related adverse events in ICD group and 12 in conventional therapy group. Average EF 27% 57% of defibrillator patients had shock discharge within 2 yrs. An NHS HTA identified methodological limitations that included: surgeon had option of not having the patients randomly assigned to a treatment arm if it was believed the ICD presented a risk, CABG may have decreased the risk of SCD, inclusion criteria included ECG abnormalities and non-induced VT. Inducible VT may be a better marker than ECG changes of high risk of SCD. Compared to MADIT and AVID, patients in CABG trial were a lower risk group. Significantly more post operative infections occurred in the ICD group Average EF 29% The comparison between outcomes of those patients receiving ICD therapy compared with antiarrhythmic therapy is not randomized and therefore can be regarded as an observational study The secondary end point did not reach statistical significance through the trend was toward better performance in the intervention group. All cause mortality at 60 months in the interventional arm was 24 vs. 55% in patients receiving ICD compared with those who did not. Average EF 23% 19% of ICD group had shock discharge within 2 yrs Hospitalizations for new or worsened heart failure higher in the ICD group compared to control group (19.9% vs. 14% respectively) CMS analysis cited a number of methodological concerns with MADIT II. MADIT II design stated that patients who already had a FDA indication (MADIT I) for an ICD were to be excluded. Study population included patients who had a high likelihood of meeting MADIT I criteria of inducibility. 583 MADIT II patients had EP testing prior to or during ICD implant. Of these 36% were inducible, this subset would have had a large survival benefit form an ICD. Unclear why there were no survival benefits were seen in the first 12 months. Only 18.9% of the 710 patients who received an ICD received therapy from the devices during course of the trial. In addition, absolute reduction in mortality (5.6%) was small compared to MADIT I (23%). Average EF 24% Small sample size (investigators noted, if original number of 1,348 patients enrolled study would still be underpowered) Study stopped after 104 enrolled as all cause mortality at 1 year did not reach expected 30% in control group 65% patients had NYHA Class II and 35% had NYHA Class III. December 2004 Summary Primary Prevention ICD Trials (Cont’d) Appendix II Cont’d Study Inclusion Criteria Amiovert (2003) (Strickbergre et al) N = 103 Prospective RCT Randomized to ICD or amiodarone DINAMIT (2004) N = 674 Randomized to ICD or optimal medical therapy Age > 18yrs, non-Ischemic dilated cardiomyopathy, symptomatic non-sustained VT, LVEF < 35%, NYHA I-III. • Total mortality • mean follow-up 2yrs • 6 deaths in ICD group and 7 in amiodarone group. Age 18-80 yrs, MI 6-40 days, LVEF < 35%, depressed heart rate variability, elevated heart rate. • All cause mortality • Secondary arrhythmic death • Mean follow up 30 months • all cause mortality based on minimum 2 yrs follow up • Secondary arrhythmic death • Median follow up was 45.5 months • 62 deaths ICD groups 58 deaths in medical therapy group Secondary endpoint: 12 deaths ICD group vs. 20 in medical group • Death or hospitalization from any cause • Secondary death from any cause and cardiac morbidity • SCD-HeFT (2004) (Brady et al) Prospective RCT N = 2,521 Randomized to placebo/optimal medical therapy, amiodarone/optimal medical therapy or ICD/optimal medical therapy Companion (2004) (Bristow et al) RCT N= 1,520 Randomized to optimal medical therapy, CRT/medical therapy or ICD/CRT/medical therapy Age >18 yrs, ischemic and nonischemic dilated cardiomyopathy, heart failure > 3 months, LVEF < .35%, NYHA II-III. DEFINITE (2004) (Kadish et al) N = 458 Prospective RCT ICD/standard medical therapy vs. standard medical therapy Age 21-80 yrs, LVEF < 36% non-ischemic dilated cardiomyopathy, non-sustained VT/PVCs, VT, VF Age > 18 yrs, NYHF III or IV, Ischemic or non-ischemic heart failure, LVEF < .35% QRS > 120msec, PR > 150msec. Outcome and F/U • Death from any cause • Secondary, death from arrhythmia • Mean follow up 29 months Mortality • • Deaths 244 in placebo, 240 in amiodarone and 182in ICD group. Hazard ratio of ICD to control 0.77, 97.5% CI =0.62 –0.96 p= 0.007). Primary end-point 68% in medical group and 56% in CRT and CRT/ICD groups. • 19-20% risk reduction in CRT and CRT/ICD group. CRT/ICD group had a 36% reduction in risk of death from any cause Hazard ratio =0.80 (95% CI 0.68-0.95 p = 0.10) • Secondary end point 77 deaths (25%) medical group, 131 (21%) CRT group and 105 (18%) deaths in ICD/CRT group Hazard ration =0.64, 95% CI 0.48-0.86, p = 0.003) • 28 deaths in ICD group vs. 40 standard therapy group • Mortality rate at 2 yrs 7.9% ICD group vs. 14.1%. Hazard ratio =0.65 (95% CI0.4-1.06 p=0.08) Comments • • • • • Average EF 23% Survival rate ant 1 and 3 year not statistical different (p=0.8) No standard medical therapy group Study stopped when prospective stopping rule futility was reached. Small sample size • • Mean LVEF 28% Negative study • • • Average EF 25% Information limited to investigator’s reports. Trial has yet to be published 52% patients had ischemic cardiomyopathy Trial used single lead shock only ICDs CMS analysis noted that the overall absolute reduction in mortality was modest for a trial with a median follow up of 45.5 months and trial was extended by 1 year without a clear explanation, • • • • • • • • • • • • Means LVEF 21% 85% NYHA III 55% patients had Ischemic cardiomyopathy Study design was 1:2:2 randomization weighted towards device therapy 265 of patients in medical group withdrew from study. Investigators modified study to address the number of patients who withdrew definition for any cause hospitalization changed after trial started Mean follow up 11.9 months in medical group, 16.2 months in CRT group and 15.7 months in ICD/CRT group Mean LVEF 21% 57% patients NYHA II Single chamber ICDs used 17.9% patients received appropriate ICD shocks 21.4% patients received inappropriate ICD shocks, mainly for atrial fibrillation or sinus tacycardia NHS HTA = National Health Service Health Technology Assessment: CMS = Centers for Medicare & Medicaid Services: NYHA = New York Heart Association Functional Class: CABG = Coronary artery bypass graft: LVEF = left ventricular ejection fraction: VT = ventricular tachycardia, VF = ventricular fibrillation: MI = Myocardial infarction: CAD = Coronary artery disease. 27 December 2004 Appendix III Table A – ICD rate of growth since 1998/99 1998/99 1999/00 2000/01 2001/02 2002/03 ICD Actual Volumes 370 440 577 770 Annual % Growth 19% 31% 33% No. of New ICDs 298 360 492 640 No. of Replacement 72 80 85 130 ICDs % or Replacement of 19% 18% 15% 17% Total Hospital’s reports of actual volumes (Excludes pediatric volumes) 2003/04 888 15% 740 148 1154 30% 937 217 17% 19% Average 26% Figure I - Growth Projections - CCN's recommended volumes vs. 26%growth rate 3,500 3,000 2,500 Funded volumes Actual 2,000 CCNrecommended volumes 26% growth projection 1,500 1,000 500 1998/1999 1999/2000 2000/2001 2001/2002 2002/2003 2003/2004 2004/2005 2005/2006 2006/07 Fiscal Years 29 December 2004 Appendix IV Table A Ontario Cardiac ICD Centres & Existing ICD Capacity Advanced Arrhythmia Hospitals 2003/04 Immediate Actual Available Volumes Capacity University Health Network, Toronto **Maximum Capacity available in 2005/06 270 320 350 St. Michael’s Hospital, Toronto 161 Sunnybrook & Women’s College Health Sciences Centre, Toronto 84 Kingston General Hospital, Kingston 87 London Health Sciences Centre, London 146 University of Ottawa Heart Institute, 160 Ottawa Hamilton Health Sciences Corporation, 175 Hamilton Southlake Regional Health Centre, 71 Newmarket *Total 1154 *Excludes pediatric volumes ** Maximum capacity without capital expansion 250 250 225 260 200 220 300 260 230 220 230 230 150 200 1855 2040 31 December 2004 Appendix V Literature Review: The Task Force agreed that the literature review (9) on ICDs compiled by the Ministry’s Health Technology Unit (HTU) provided a sufficiently detailed review of primary prevention studies reported up to and including MADIT II. The Task Force focused its literature review on data published since the HTU’s November 2003 release. Sudden Cardiac Death in Heart Failure (SCD-HeFT) (6): SCD-HeFT was a prospective randomized control trial that sought to determine if amiodarone or a simple shock ICD reduced all cause mortality in patients with ischemic and non-ischemic LVSD. Patients were randomized to three treatment arms: amiodarone therapy, ICD therapy or a placebo. The study analyzed 2,521 patients diagnosed with ischemic or non-ischemic dilated cardiomyopathy, class II or III heart failure, LVEF of <35% and no history of sustained ventricular arrhythmias. The study was designed with a 90% power to detect 25% reduction in mortality in either the amiodarone or ICD group compared with the placebo group. Patient baseline characteristics included: median age 60 years, mean LVEF 25%, average duration of heart failure 24 months, 70% of the patients classified as NYHF class II and the remainder class III, 52% of the patients had ischemic heart disease and the mean QRS duration was 112ms. Patients were well medicated at baseline and the median duration of follow up was 45.5 months (27) Main findings: • The mortality rate in the placebo group was 36.1% at 5 years or 7.2% per year. • Simple shock reduced all cause mortality at 5 years by 23% in the ICD group compared with the placebo. • There was no effect observed for the amiodarone group compared with placebo Subgroup analysis of mortality for ICD vs placebo showed that the relative benefits of ICD therapy appeared greater in patients with NYHF Class II than in Class III (13,27). Note: The results of the SCD-HeFT trial have not been published. Data pertaining to the trail is limited to the early reports presented at the 2004 ACC meeting and published abstracts. . Prophylactic Defibrillator Implantation in patients with non-ischemic dilated cardiomyopathy (DEFINITE) Study (28). DEFINITE was a prospective randomized study that sought to determine if an ICD will reduce mortality in patients with non-ischemic mortality. Patients were randomized to standard oral medical therapy for heart failure or medical therapy plus an ICD. The study analyzed 458 patients with LVEF <36%, non-ischemic dilated cardiomyopathy, NYHA Class I – III and the presence of ambient arrhythmias. The absence of clinically significant coronary artery disease as the cause of cardiomyopathy was confirmed by coronary angiogram or a negative stress imaging study. The primary end point was all cause mortality and a prespecified secondary end point was arrhythmic death. The study was designed to detect a 50% difference in the rate of death due to any cause. Follow up was extended to include 68 deaths. Patient baseline characteristics included: mean age 58 years, mean LVEF 21%, duration of heart failure was 2.8 years, 57% had NYHA Class II and the remaining were split between NYHA Class I and Class III, 22.9% had history of diabetes and the mean QRS was 115msec. Of note was the duration of heart failure, which was longer in the standard group 3.3 years vs. 32 December 2004 2.4 years in the ICD (P=0.04). The mean follow up was 20 ±14.4 months. There was not significant difference between the two groups with respect to drug treatment. Main findings: • The study did report reduced mortality in the ICD group versus the standard therapy group (not statistically significance). • The study did achieve statistical significance with respect to the secondary endpoint arrhythmic death. There were 3 arrhythmic deaths in the ICD group compared to 14 in the standard group. The study reported that during follow up 41 patients received 91 appropriate ICD shocks and 49 received inappropriate ICD shocks for atrial fibrillation and sinus tachycardia. Subset analysis revealed that an ICD significantly reduced the risk of death among male patients with NYHF Class III. Interpretation of the subset analysis results reported between class II and III heart failure patients in SCD-HeFT and DEFINITE require further evaluation when the detailed results are published. The DEFINITE investigators concluded that based on their study the routine use of an ICD cannot be recommended for all patients with non-ischemic cardiomyopathy and severe LVEF. Based on subset analysis it should be considered on case by case basis. Defibrillator in Acute Myocardial Infarction Trial (DINAMIT) (11) DINAMIT was a randomized trial that sought to determine if ICD therapy will reduce mortality in patients with recent myocardial infarction (within 6 - 40 days) who are at a high risk of death. Patients were randomized to optimal medical therapy or optimal medical therapy plus an ICD. The study analyzed 674 patients, age 18 –80 years, with an acute MI (within 6-40 days), LVEF <35% and depressed heart rate variability and elevated heart rate. The primary end point was all cause mortality. Secondary endpoint was death due to cardiac arrhythmia. Mean duration of follow up was 30 months (27) . Due to a lower than expected mortality rate the number of patients was increased to 674 during the course of the study. Patient baseline characteristics included: mean age 62 years, mean LVEF 28%, 72% had an anterior infarction and 52% had heart failure with the index MI. Patients in both groups received optimal medial therapy. Main findings: • ICD therapy did not decrease all cause mortality when used early in high risk post MI patients • ICD therapy did significantly reduce arrhythmic death in the ICD group but this was off set by an increase in non-arrhythmic death in these patients (27). Subset analysis has shown that following ICD therapy, mortality from non-arrhythmic death is high. Comparison of Medical Therapy, Pacing, and Defibrillation in Heart Failure (COMPANION) (16). The companion study was a randomized study that sought to determine whether the use of biventricular stimulation with a pacemaker (cardiac resynchronization therapy) with or 33 December 2004 without a cardiac defibrillator would reduce the risk of death and hospitalization in patients with advanced heart failure. Patients were randomized on a 1:2:2 ratio to three treatment arms, optimal medical therapy, optimal medical therapy with CRT or optimal medical therapy with CRT/ICD. The study analyzed 1,520 patients with LVEF <35%, NYHF Class III or IV resulting from ischemic or non-ischemic cardiomyopathy, QRS > 120msec and a PR interval > 150msec, sinus rhythm, no clinical indication for a pacemaker or an ICD and no heart failure hospitalization for the preceding 12 months. The primary end point was composite of death or hospitalization from any cause. Death from any cause was a secondary endpoint. The study was designed to deduct a reduction of 25% in the primary end point. As the study was not blinded a substantial (and unanticipated) number of patients withdrew from the medical therapy group when the devices became available commercially, in order to receive a device. This was particular in those patients who became eligible under the MADIT II criteria. Measures were implemented to mitigate the impact of patient withdrawal on end-point analysis. On the recommendation of the Independent Date Safety and Monitoring Board the study was terminated early on November 2002. Main findings: • 68% of the medication only group died or were hospitalized in the follow up period vs. 56% in each of the other two treatment arms. This represented a 19% reduction in the primary end point (death or hospitalization) for the CRT group over the standard medical treatment group and a 20% reduction in the CRT/ICD group over the standard medical group. • the risk of combined end point of death from or hospitalization for heart failure was reduced by 34% in the CRT group and 40% in the CRT/ICD group. • the risk of secondary end point (reduction of death from any cause) was reduced 36% was reported in the CRT/ICD group and 24% in the CRT group over medical therapy alone. Subset analysis showed that CRT/ICD showed a 27% reduction in all cause mortality over medical therapy in patients with ischemic cardiomyopathy (similar to MADIT II results) and a 50% reduction in the subgroup with non ischemic cardiomyopathy. 34 December 2004 Appendix VI Estimating Need for ICD based on MADIT II and SCD-HeFT Criteria: Approach 1. Estimation of need for implantable defibrillators based on the communitybased prevalence of left ventricular systolic dysfunction. In this set of initial analyses, the published literature was searched for the relative prevalence of LVSD in the community. A number of reports of left ventricular systolic function among community-based heart failure patients were identified. Senni et al published the experience from heart failure patients in Olmstead County, Minnesota, and reported that 57% of patients had low ejection fraction 40 . Redfield et al conducted a cross-sectional study of 2,042 randomly-selected community-based individuals and found that in patients with heart failure, 56% had low ejection fraction (30). Vasan et al studied patients with heart failure from the Framingham Heart Study and found that 49% had low ejection fraction 41 . Masoudi et al published the largest study (n = 19,710) of community-based heart failure patients with data on left ventricular systolic function 42 . In this study of individuals ≥ 65 years of age, the authors found that 66% of patients had impaired systolic function defined as a left ventricular ejection fraction ≤ 50% (42). Krumholz et al conducted a retrospective evaluation of 1,623 patients admitted with heart failure in nine acute care hospitals in Connecticut, and found that 48% of individuals with ejection fraction assessed had reduced systolic function 43 . Philbin et al also retrospectively identified 2,906 patients admitted to acute care hospitals for heart failure, and found that 57% had reduced ejection fraction 44 . Definitions for reduced ejection fraction varied slightly; in the first 4 studies the threshold was ≤ 50% and the latter 2 studies employed a threshold of ≤ 40%. However, despite these differences, the proportions of heart failure patients with low ejection fraction were consistently similar. The weighted average of all five studies suggested that 53% of heart failure patients have low ejection fraction. Heart failure patients who were admitted to an acute care hospital in Ontario were identified using the Canadian Institute for Health Information discharge abstract database using the primary diagnosis code of ICD-9 428. The numbers of heart failure patients who were hospitalized in Ontario each year from fiscal year 1997/98 to 2001/02 are shown in Table 1. TABLE 1. Ontario numbers of hospitalized patients identified from the CIHI discharge abstract database and those seeking medical care from the OHIP database. Note that hospitalized HF patients are a prevalent cohort. Individuals who seek care for heart failure are included only if they have two or more OHIP claims for diagnosis code 428. Year 1997/98 1998/99 1999/00 2000/01 # of Patients hospitalized (CIHI) 18,403 17,861 17,464 17,544 17,029 # of Patients w/ ≥ 2 OHIP claims 428 61,710 61,206 61,505 61,946 60,754 Although there appears to be a marginal decline in total hospitalizations, the number of hospitalized patients with heart failure were largely consistent from year to year. There were approximately 17,000 admissions for heart failure in 2001/02. Prior studies have demonstrated that a large proportion of patients admitted with heart failure have had prior hospitalizations. Therefore, when admissions in the year 2001/02 were restricted to new 35 December 2004 hospitalizations by examining all individuals with prior heart failure admissions in the preceding 5 years, we identified 9,575 unique, newly-admitted patients with heart failure. We anticipated that the numbers of heart failure patients in the community would be higher that those identified in the hospital-based setting. To estimate the potential degree of underestimation, we examined physician fee reimbursement data in the OHIP database. To increase specificity of the identification of heart failure patients, we required two temporally distinct diagnoses of heart failure (ICD-9 428) recorded as the diagnosis to be counted as a heart failure case. The results are shown in Table 1, and based on this criterion, there are over 60,000 unique patients who seek medical attention for heart failure. Again, there was consistency in numbers from year to year. The numbers above are consistent with heart failure prevalence estimates from a recent survey of Canadians conducted by Statistics Canada (31). In this study, called the Canadian Community Health Survey, randomly identified individuals were asked to give a self-reported history of the diagnosis of heart failure. A summary of the data for self-reported heart failure is shown in Table 2. The prevalence of heart failure in participants ≥ 20 years of age was 1.17%. Extrapolating to Ontario using population projections from Statistics Canada, the number of adults in Ontario is 8,640,831 and the number of patients with self-reported heart failure in Ontario would be 101,098 persons. Assuming that approximately half of all persons with heart failure have LVSD, the estimated number of patients with LVSD in Ontario would be 50,549 persons. TABLE 2. Self-reported prevalence of congestive heart failure from the Canadian Community Health Survey, stratified by age group (31). Age 12 to 19 20 to 29 30 to 39 40 to 49 50 to 59 60 to 69 70 to 79 80 + Total # with HF reported 2,100 4,226 7,001 18,426 38,029 52,396 85,186 56,696 264,060 Denominator 3,318,117 4,118,589 4,746,631 5,077,402 3,637,171 2,396,167 1,744,169 749,088 25,787,334 % Prevalence 0.06 0.1 0.15 0.36 1.05 2.19 4.88 7.57 1.02 In contrast to the studies described above, where there were variable thresholds of left ventricular ejection fraction, Redfield et al identified the population-based prevalence of varying cutoffs for left ventricular ejection fraction (30). In this study, individuals from the population were randomly-selected for detailed echocardiographic assessment and proportional rates were identified by left ventricular ejection fraction threshold (reproduced in Figure 1). Approximately 2% of persons in the community had a left ventricular ejection fraction of 40% or less. With lower cutoff values of left ventricular ejection fraction, the percentage of individuals in the population was progressively less: approximately 1% of persons had a left ventricular ejection fraction ≤ 35% and 0.5% had a left ventricular ejection fraction ≤ 30%. Translating these findings to Ontario, we would anticipate that approximately 43,204, 86,408, and 172,817 persons would have left ventricular ejection fractions ≤ 30%, ≤ 35%, and ≤ 40%, respectively. 36 December 2004 The methods described in the above approximations illustrate the potential magnitude of heart failure cases in community-based populations. Estimates of the prevalence of LVSD were obtained from the literature. However, the population-based prevalence estimates may not reflect the frequency of the condition in patients that would normally seek medical care. Specifically, screening programs for the presence of left ventricular dysfunction are not in effect, and therefore, the population-based estimates of LVSD described above may not reflect the numbers of identified cases of the condition in Figure 1. Population-based prevalence of left ventricular systolic dysfunction. Reproduced from Redfield et al (30) 37 December 2004 Ontario. In Ontario, access to a diagnostic test to assess left ventricular ejection fraction would initially be required. The second approach (described in the next section), examined the prevalence of LVSD in patients who underwent diagnostic echocardiographic testing. Ontario-specific analysis utilized the findings of Alter et al, who examined a convenience sample of 1000 persons undergoing echocardiographic evaluation at a community-based laboratory (32). In this study, the prevalence of a left ventricular ejection fraction ≤ 35% was 8.3% of all individuals undergoing echocardiography. Since this prevalence rate reflects individuals who have undergone echocardiographic assessment, if the prevalence estimate of LVSD is projected to individuals who have undergone echocardiography, there would be a total of 23,794 patients with LVSD in a cross-sectional sample of year the year 2001. In this approach, estimates from the literature, surveys, and a sample of patients undergoing echocardiography at a community-based laboratory were utilized to provide estimates of the potential pool of patients who might be considered candidates for implantable defibrillators based primarily on left ventricular ejection fraction. Although ejection fraction criteria alone reduces the potential numbers of patients who may need defibrillators, due to the nature of the above data, the exclusion criteria employed in the randomized controlled trials have not been instituted. Specific exclusion criteria had been employed by the investigators of the MADIT II and SCD-HEFT trial (4) (6). The exclusion criteria were also employed by CMS in their statement regarding the indications and funding of implantable defibrillators (12). These exclusion and inclusion criteria were explored and in Approach 2 to further refine the estimates of the potential need for implantable defibrillators in Ontario. Approach 2. Identification of potential need for implantable defibrillators based on hospitalization cohort. This method employed data of patients hospitalized with acute myocardial infarction and heart failure to an acute care hospital in Ontario. Clinical data collected as part of the Enhanced Feedback For Effective Cardiac Treatment (EFFECT) study were utilized since there is greater clinical detail in this dataset (29). The EFFECT study was funded by the Canadian Institutes of Health Research and the Heart and Stroke Foundation, and consists of patients with acute myocardial infarction (EFFECT-MI) and heart failure (EFFECT-HF). The inclusion and exclusion criteria for implantable defibrillators in MADIT-II and SCD-HEFT (4,6) were applied to heart failure patients identified in EFFECT-MI and EFFECT-HF, where applicable. To determine the incident cases of patients that may require defibrillators in Ontario, we projected the ratios of candidates from EFFECT to heart failure patients in Ontario. Newly-admitted heart failure patients were identified from the Canadian Institute for Health Information discharge abstract database using a washout period of 5 years. Therefore, any patient who had been admitted to hospital with a diagnosis of heart failure within 5 years of the index admission was excluded from the analysis. Using this approach, in Ontario, in the year 2001/02, there were 9,575 patients admitted with heart failure. The numbers of newlyadmitted heart failure patients were consistent from year to year. Numbers of patients admitted with acute myocardial infarction were also identified from the Canadian Institute for Health Information discharge abstract database. As in prior studies that have examined population-based acute myocardial infarction patients, we employed an examination period of 1 year prior to the index admission to avoid double-counting of events. Using this criterion, there were 17,294 patients admitted with acute myocardial infarction in Ontario. The criteria for the MADIT-II study as applied to acute myocardial infarction patients (EFFECT-MI) in Ontario are shown in Table 3. The sample of patients with heart failure 38 December 2004 could also be used to estimate the numbers of implantable defibrillators needed to fulfill MADIT-II criteria, and therefore provides another estimate. Since the EFFECT-MI and EFFECT-HF datasets have independently-collected variables, the criteria for MADIT-II are slightly different and are shown in Table 4 (4). The inclusion and exclusion criteria for the SCD-HEFT trial were extracted from the investigators’ website documenting the presentation of preliminary results at the Scientific Sessions of the American Heart Association (6), since this study has not yet been published as of the writing date of this document. A similar set of inclusion and exclusion criteria were extracted from the prior CMS document on implantable defibrillators and applied to SCD-HEFT as shown in Table 5. The inclusion and exclusion criteria were reviewed for consensus by the Defibrillator Taskforce. One major criterion for the defibrillator trials was the presence of left ventricular systolic dysfunction. A large proportion (approximately 50%) of patients admitted to hospitals in Ontario did not undergo an assessment of left ventricular systolic function by either echocardiography, radionuclide angiography, or cardiac catheterization. Two methods were employed to deal with the lack of data on LVEF. In the liberal estimate, we assumed that the proportion of patients with LVSD who had their LVEF assessed would be similar to those patients who did not undergo assessment of left ventricular function. In the conservative estimate, we assumed that patients who did not undergo assessment of left ventricular function did not have LVSD. Another major criterion for MADIT-II proposed by CMS was the presence of wide QRS (defined as a QRS duration ≥ 120 milliseconds) (12). In EFFECT, the QRS duration was not collected. However, the presence of (right or left) bundle branch block was collected and used as a surrogate for wide QRS. We limited the numbers of patients who would be eligible for implantable defibrillators by excluding patients who did not survive for 90 days after hospital admission. A sensitivity analysis was conducted by excluding patients who did not survive 30 days after hospital admission (rather than 90 days post-admission). However, the numbers for 90-day survivors are reported as the primary results since the overall impact on the total numbers of defibrillators required was small. 39 December 2004 TABLE 3. MADIT-2 PATIENTS IN ONTARIO (USING EFFECT AMI) 1. 2. 3. 4. 5. 6. 7. 8. EF ≤ 30% Exclude patients with cardiogenic shock • Complications = Yes; • Cardiogenic shock = Yes Exclude patients with CVA or CNS hemorrhage: • CT Scan = Yes; Outcome = Moderate, Severe disability, or Death OR • Hemorrhage = Yes; Site = CNS Exclude patients who are DNR: • DNR = Yes Exclude patients unable to consent: • Admitted from Nursing Home or LTC • Discharged to LTC or CC Care Exclude patients with severe limiting comorbidities: • Aortic stenosis (moderate or severe) • Cancer metastatic • CNS disease • Dementia / Alzheimer’s • Liver disease (chronic) • Renal disease (dialysis dependent) • Complications = ARF with dialysis Exclude if no Bundle Branch Block or transient BBB only • BBB = No on ECG 1A • BBB = No on ECG 1B • BBB = No on ECG 2 Exclude patients who do not survive: 1. 30 days 2. 60 days 3. 90 days TABLE 4. MADIT-2 PATIENTS IN ONTARIO (USING EFFECT CHF) 1. 2. 3. 4. 5. 6. 7. 8. 9. LVEF ≤ 30% Exclude patients who have no prior MI: • Etiology = Cardiomyopathy AND • Cardiomyopathy type NOT CAD Include patients with prior documented MI: • Cardiac and vascular disease: Previous MI = Yes Exclude patients unable to consent: • Lives = Institutionalized • Admitted from = LTC/NH • Discharge to LTC or CC Care • Comatose on arrival • Dementia / Alzheimer’s = Yes Exclude patients with cardiac arrest (secondary prevention): • Arrest pre-arrival = Yes • Complications: Cardiac arrest = Yes Exclude significant comorbidities or CV disease: • CVA = Yes • Cancer = Yes • Cirrhosis = Yes • Frailty = Yes • HIV/AIDS = Yes • Renal dialysis = Yes • ECHO: Aortic stenosis = Yes AND Severity = Critical • ECHO: Aortic regurgitation = Yes AND Severity = Severe • ECHO: Constriction = Yes • Complications: CVA = Yes • Complications: Renal failure = Yes • Drugs: Home Oxygen = Yes Exclude if DNR: • Outcomes DNR = Yes or Comfort Measures = Yes Exclude if BBB = No Exclude pts who did not survive: 1. 30 days 2. 60 days 3. 90 days TABLE 5. SCD-HeFT ANALYSIS (USING EFFECT CHF) 1. 2. 3. 4. 5. 6. LVEF < 35% Exclude patients unable to consent: • Lives = Institutionalized • Admitted from = LTC/NH • Discharge to LTC or CC Care • Comatose on arrival • Dementia / Alzheimer’s = Yes • Exclude patients with cardiac arrest (secondary prevention): • Arrest pre-arrival = Yes • Complications: Cardiac arrest = Yes Exclude significant comorbidities or CV disease: • CVA = Yes • Cancer = Yes • Cirrhosis = Yes • Frailty = Yes • HIV/AIDS = Yes • Renal dialysis = Yes • ECHO: Aortic stenosis = Yes AND Severity = Critical • ECHO: Aortic regurgitation = Yes AND Severity = Severe • ECHO: Constriction = Yes • Complications: CVA = Yes • Complications: Renal failure = Yes • Drugs: Home Oxygen = Yes Exclude if DNR: • Outcomes DNR = Yes OR Comfort Measures = Yes Exclude if BBB = No Exclude pts who did not survive: • 30 days • 60 days • 90 days 40 December 2004 The number of patients who are potential candidates for implantable cardioverter defibrillators after excluding patients who have exclusion criteria, using an acute myocardial infarction cohort are shown in table 6 TABLE 6. Estimating potential number of MADIT II ICD patients from EFFECT AMI. Ejection Fraction BBB Exclusion (Y/N) Number of Patients Criterion Surviving 90 Days Post-MI Eligible for ICD Liberal No 2011 Conservative No 866 Liberal Yes 1465 Conservative Yes 631 Applying stringent criteria for implantation of the ICD would require that 631 defibrillators would be required to meet MADIT II criteria in Ontario. The application of more liberal criteria would necessitate that 2011 defibrillator implants would be required. The estimates above employ a cohort of patients admitted with acute myocardial infarction to an acute care hospital. However, there are several potential reasons why a cohort of patients with heart failure would be more appropriate for the purposes of future need for implanted devices. A fundamental reason is that the presence of LVSD in the post-MI stage may not reflect left ventricular function at a later point in time. The reasons for this include myocardial stunning, compensatory contractile changes occurring in non-infarcted myocardium, and effect of pharmacotherapies that may improve left ventricular systolic performance. Another reason for using a heart failure cohort as a starting point for estimation was the observation among electrophysiologists that the majority of referrals for implantable devices in patients with prior myocardial infarction was from heart failure specialist physicians. Finally, the evidence for benefit of ICDs in the early post-myocardial infarction phase is not compelling. The DINAMIT trial, which compared ICD versus conventional therapy in patients post-myocardial infarction showed a tendency toward a reduction of arrhythmic death but no impact on overall mortality (11). For the above reasons, the MADIT II analyses were also performed using a heart failure cohort and the results are shown in Table 7. TABLE 7. Estimation of potential number of MADIT II ICD patients from EFFECT HF. Ejection Fraction BBB Exclusion (Y/N) Number of Patients Criterion Surviving 90 Days Post-MI Eligible for ICD Liberal No 892 Conservative No 416 Liberal Yes 594 Conservative Yes 277 41 December 2004 Using the most stringent criteria, among a heart failure cohort, 277 implantable defibrillators would be required to meet MADIT II criteria in Ontario. This estimate is predicated on the exclusion of potential candidates based on the presence of bundle branch block (BBB) on electrocardiography. Although the presence of BBB is in a subset of wide QRS morphologies, it was recognized that the two ECG findings are not synonymous. Furthermore, the BBB restriction initially suggested by regulators at CMS has been a subject of intense scrutiny and criticism because it is based on a post-hoc analysis of randomized trial data. For these reasons, extreme caution was warranted in using the BBB exclusion criterion, and the task force favoured not using the BBB criterion to restrict access to ICDs. Without regard to the presence of BBB, and using the liberal EF criterion for MADIT II indications, 892 defibrillators would be required in Ontario. Applying conservative criteria for LVEF assessment, would decrease the number of ICDs required to 416 defibrillators. It was recognized by the task force that access to diagnostic tests that enable assessment of left ventricular function may be limited depending on geographic location. In fact, a recent survey of hospitals conducted by ICES investigators found that a number of hospitals in Ontario did not have access to echocardiography. Therefore, the more liberal ejection fraction criterion was felt to be most appropriate, and an estimated 892 defibrillators would be required to meet MADIT II criteria in Ontario. The estimated numbers of defibrillators required to meet SCD-HeFT criteria are shown in Table 8. TABLE 8. Estimation of potential number of SCD-HeFT ICD patients from EFFECT HF. Ejection Fraction BBB Exclusion (Y/N) Number of Patients Criterion Surviving 90 Days Post-MI Eligible for ICD Liberal No 2521 Conservative No 1176 Liberal Yes 1775 Conservative Yes 828 The numbers are larger than those in Tables 6 and 7 because of the broad inclusion criteria in this study. Using the liberal criterion for ejection fraction, it was estimated that 2521 defibrillators would be required to meet SCD-HeFT criteria in Ontario. The conservative ejection fraction estimate is shown in the table, but was not favoured for the reasons described above. In Table 8, two additional estimates are shown for restriction based on the presence of BBB. However, it is emphasized that the presence of BBB was not an inclusion or exclusion criterion for the SCD-HeFT trial. Additionally, the presence of BBB has not been shown in subgroup analysis to be a significant predictor of defibrillator efficacy. Overlap between MADIT-2 and SCD-HeFT. The estimates shown in Tables 7 and 8 used two sets of criteria that have some degree of overlap, since both estimates are derived from the same cohort of heart failure patients. Given the broad inclusion criteria in SCD-HeFT, specifically, the inclusion of patients with LVSD and prior myocardial infarction, a proportion of the estimates in Table 8 would likely overlap with MADIT II estimates. For example, a given patient could meet both MADIT-II and SCDHeFT criteria, based on the presence of ischemic left ventricular dysfunction. 42 December 2004 Therefore, the proportion of SCD-HeFT patients who did not also meet MADIT-2 criteria were identified to avoid the potential for double-counting. The proportion of patients overall who met only SCD-HeFT criteria was 71.6%. Therefore, the liberal SCD-HeFT estimate (Table 8, row 1) of 2521 ICDs would be reduced by 28.4% to identify those who meet SCDHeFT criteria exclusively. The proportion of heart failure patients with LVSD who met only SCD-HeFT criteria was 63.3%. The above estimates of overlap are irrespective of the presence of BBB. Among patients with BBB, the degrees of overlap were similar. Overall, 73.4% of patients with BBB met exclusively SCD-HeFT criteria and among patients with LVSD, 69.5% of patients met SCD-HeFT criteria only. 43 December 2004 Appendix VII Determination of Unrelated Health Care Cost The major uncertainly surrounding costs is the inclusion of unrelated costs during the years of increased life expectancy. Given the large number of cormorbidities experienced by these patients, these costs are expected to be substantial. It is assumed that the medical expenditures of patient’s eligible of prophylactic ICD therapy will be in the most expensive 1% of the population. Using the distribution of health expenditures 45 from those who participated in the 1996 Ontario Health survey, we superimposed on this distribution the most recent CIHI provincial government expenditure estimates for Ontario ($29.146 billion) 46 and population estimates (12.3 million for 2003) 47 . As a result of this process, we were able to obtain health care expenditure estimates for the most expensive 1% of Ontarians which ranged from approximately $30,700 to over $200,000 per year. To obtain 95% confidence intervals for these unrelated costs, random samples of 10,000 (the approximate size of the incident population with heart failure) were repeatedly sampled from the population representing the most expensive 1% (approximately 1% x 12.3 million = 123,000). This bootstrap technique (sampling with replacement) was performed with 1000 replications producing an average of $56,674 per year with a 95% confidence interval between $42,032 and $69,325. In other words, unrelated health care costs for those at risk for sudden cardiac death range from approximately $42,000 to $69,300 per year. Cost Effectiveness: Because Cost-effectiveness ratios are not distributed normally, standard statistical inference for determining confidence intervals for such ratios should not be applied. Instead we apply a method for determining such intervals developed by Wakker and Klaasen utilizing Fieller’s theorem (37, 38). The first step is to take the upper boundary of the confidence interval for costs ($101,800) and then to take the lower boundary of the confidence interval for Effects / Outcomes (0.84 LYs, .60 QALYs). Wakker and Klaasen suggest that taking these two figures and dividing them to produce a costeffectiveness ratio will provide a conservative estimate of the upper boundary of a 95% confidence interval for the cost-effectiveness of the intervention. As a result, the 95% confidence intervals for ICDs have an upper boundary at approximately $121,000 / LY and $170,000 / QALY. This information is summarized in the table below. Summary: Upper Boundary for 95% confidence intervals for ICD Implantation $180,000 $160,000 $140,000 $/L Y $120,000 or $/Q $100,000 AL $80,000 Y $60,000 $40,000 $20,000 $0 CE ($ / LY) CE ($ / QALY) 44 December 2004 Appendix VIII ICD – ICD/CRT REFERRAL FORM Reason for Referral: Secondary Primary - CAD LVEF<30% Non-CAD LVEF Other: <30% Replacement: Date of Referral: (M/D/Y)_________________________ Patient Demographics Urgency Rating: Urgent (while still in hospital) Patient’s Present Location: Home Hospital ICD Ward Name Translator Needed: Yes No Language: Referring MD: ICD Centre Requested 1st available Elective Brief History: NYHA Heart Failure Class: I II III IV LV Function: RNA Yes, when (m/d/y) No LVEF <30% Yes No yes, when (m/d/y)________ No LVEF: % Previous MI Previous CABG: Previous PCI: yes, when (m/d/y) _______ No yes, when (m/d/y) ________ No New heart failure diagnosis within last 6 months: Yes, when (m/d/y) No Cath: Yes, when (m/d/y) ________ Cath scheduled: No yes, when (m/d/y)_________ No QRS width: _______________(Fax ECG) Atrial Fib Yes No Existing pacemaker No Yes Creatinine:______________Urea___________ Pending Yes Not done Weight : kg Medication History: Anticoagulation History: Coumadin Yes Anticoagulation Indication: A fib LV Function Previous Stroke ACE: Inhibitor: Yes No Not tolerated ARB: Yes No Not tolerated Beta blockers Yes No Not tolerated ASA, Yes No Not tolerated Statins Yes No Not tolerated Other lipid lowering agent:______________ No Other Mandatory Field ICD Inclusion Criteria: Inclusion: Ischemic or non-ischemic cardiomyopathy, combined with LVEF <30% measured by RNA within 2-3 months of ICD • implant, and Optimized medical therapy as noted on reverse side for at least • 3-6 months Referred for one of the following conditions: Hypertrophic cardiomyopathy • Long QT syndrome • Arrhythmogenic right ventricular dysplasia • Congenital heart disease • Brugadas Syndrome • Patient able to give own consent: ICD/CRT Inclusion Criteria: Ischemic or dilated cardiomyopathy NYHA Heart Failure Classification III- IV QRS >120 msec LVEF <30% measured by RNA within 2-3 months of ICD implant LVEF <35% referred through heart failure program Exclusion criteria for ICD or ICD/CRT Cardiac disease with high probability of pump failure death where survival is not expected to be altered by defibrillator therapy Patients who would benefit from cardiac surgery (bypass or valve replacement) or multi-vessel coronary angioplasty. These patients should be considered for revascularization and if revascularized, should be reassessed 3-6 months post procedure. Documented MI or a new diagnosis of heart failure within 6 months of implant (these patients should be reassessed after medical optimization unless clear indication for ICD therapy i.e. documented sustained VT). Presence of a systemic disease that would shorten life expectancy (<2 yrs) or an existing DNR order. Presence of co-morbid illness Chronic renal failure requiring dialysis (primary prevention) • Irreversible brain damage from pre-existing cerebral disease • (i.e. debilitating CVA/Dementia) Major psychiatric disease, (ETOH abuse, drug abuse) • Chronic pulmonary disease requiring home oxygen for • palliation 45 December 2004 Definitions Primary Prevention: Implantation of an ICD for prophylactic purposes in individuals who have been identified as high risk for SCD but have not experienced a life threatening arrhythmia, survived SCD or in individuals who are have inducible ventricular arrhythmias at electrophysiology studies. Secondary Prevention: Implantation of an ICD for secondary prevention purposes in individuals who have survived SCD or who have demonstrated life threatening arrhythmias. Ejection Fraction Measurement Left Ventricular Ejection Fraction (LVEF) must be measured by radionuclide angiocardiography (RNA) within 2-3 months of implant date Heart Failure Class (NYHA) on 3-6 months of optimal medical therapy Class I No symptoms with ordinary physical activity Class II Symptoms with ordinary activity. Slight limitations of activity Class III Symptoms with less than ordinary activity. Marked limitation of activity Class IV Symptoms with any physical activity or event at rest. Optimal Medications Include: • Beta blockers • Angiostensen converting enzyme (ACE) Inhibitor i.e. captopril, enalapril fosinopril imidapril, lisinopril, moexipril, ramipril • Angiotensin receptor blockers (ARB) i.e. candesartan, eprosartan, losartan, valsartan • Statins • Aspirin Definition of other Clinical Indications Hypertrophic cardiomyopathy: Inherited heart muscle disorder. The main feature is excessive thickening of the heart muscle without obvious cause. Thickening is seen in the ventricular septal measurement and in weight. Arrhythmias are a common complication. Long QT Syndrome: Familial disease characterized by an abnormally prolonged QT interval and usually, by stressmediated life threatening ventricular arrhythmias. Arrhthmogenic Right Ventricular Dysplasia (ARVD) Characterized by arrhythmic manifestations, possible due to replacement of myocardium of the right ventricle by fibroadipose tissue. ARVD should be considered as a cause of ventricular tachycardia of left bundle branch block configuration and/or SCD, particularly during exercise in young subjects. The ECG may show anterior precordial T wave inversion, particularly in lead V3 and /or QRS complex duration > 110ms in the right precordial leads. Brugada’s Syndrome: 46 December 2004 An arrhythmogeic disorder associated with high risk of SCD in individuals with structurally normal hearts. Characterized by transient right bundle branch block and ST segment elevation in leads V1-V3. 47 December 2004 References 1 Gardner MJ, Leather R, Teo K. Prevention of sudden death from ventricular arrhythmia Cardiac Cardiovascular Society, Consensus Conference; chapter 1. 1999. 2 Huikuri HV, Castellanos A, Myerburg RJ. Sudden Death Due to Cardiac Arrhythmias. New England Journal of Medicine. 2001;345:1473-1482. 3 Josephson M, Wellens HJJ. Review: Clinical Cardiology: New Frontiers. Implantable Defibrillators and Sudden Cardiac Death. 2004: Circulation;109:2685-2691. 4 Moss AJ, Zareba W, Hall, WJ, Klein H, Wilber DJ, Cannom DS, Daubert JP, Higgins SL, Brown MW, Andrews ML for the Multicentre Automatic Defibrillator Implantation Trial II Investigators. Prophylactic implantation of a defibrillator in patients with myocardial infarction and reduced ejection fraction. New England Journal of Medicine 2002; 346:877883. 5 Cardiac Care Network of Ontario. Advisory Panel on Prophylactic Implantable Cardioverter Defibrillators and Resynchronization Therapy for Management of Patients with Left Ventricular Dysfunction and Heart Failure. Final Report and Recommendations. December 2002. 6 Bardy GH, American College of Cardiology Annual Scientific Session 2004. New Orleans. 7 Priori SG, Aliot E, Blomstron-Lundqvist C, Bossaert G, Briethardt P, Camm JA, Cappato R, Cobbe SM, Di Mario C, Maron BJ, Mckenna WJ, Pedersen AK, Ravens U, Schwartz PJ, Trusz-Gluza M, Varda P, Wellens HJJ, Zipes DP.Task Force of Sudden Cardiac Death, European Society of Cardiology: Summary of Recommendations. Europace, (2002) 4, 3-18. 8 Cannom D, Prystowsky E. The Evolution of the Implantable Cardioverter Defibrillator. NASPE History Series. 2004: PACE: Vol27:419-431. 9 Ministry of Health and Long-Term Care. Review of Implantable Cardioverter Defibrillators. November 2003. 10 Talajic M, Mitchell L, Hadjis T. Prevention of sudden death from ventricular arrhythmia sudden. Cardiac Cardiovascular Society, Consensus Conference: chapter 6. 1999. 11 Hohnloser SH, Kuck KH, Dorian P, Roberts RS, Tech M, Hampton JR, Hatala R, Fain E, Gent M, Connolly S. On behalf of the DINAMIT investigators. Prophylactic Use of an implantable Cardioverter Defibrillator after Acute Myocardial Infarction. The New England Journal of Medicine; Dec 9 2004;351:24 (2481-88) 12 Centres for Medicare and Medicaid Services. National Coverage Analysis: Decision Summary. Http://www.cms.hhs.gov.mcd/viewdecisionmemo.asp?id=39. Accessed November 2003. 13 Centres for Medicare and Medicaid Services. National Coverage Analysis: Decision Summary. Http://www.cms.hhs.gov.mcd/viewdraftdecisionmemo.asp?id=139. Accessed October 2004. 14 Canadian Cardiovascular Society/Canadian Heart Rhythm Society: Position Paper Presented at Cardiovascular Conference, Calgary October 2004. 48 December 2004 15 American College Cardiology, American Heart Association and North American Society of Pacing and Electrophysiology. 2002 Guideline Update for Implantation of Cardiac Pacemakers and Antiarrhythmia Devices. http://www.acc.org/clinical/guidelines/pacemaker/incorporated/index.htm Accessed 2004. 16 Bristow MR, Saxon LA, Boehmer J, Krueger S, Kass DA, DeMarco T, Carson P, DiCarlo L, DeMets D, White BG, DeVries DW, Feldman AM, for the Comparison of Medical Therapy, Pacing and Defibrillation in Heart Failure Investigators. Cardiac Resynchronization Therapy with or without an Implantable Defibrillator in Advanced Chronic Heart Failure. New England Journal of Medicine. 2004;350: 2140-2150. 17 The Cardiac Care Network of Ontario Statistical Reports ICD Report, March 2004. 18 Medtronic Canada, Personal Communication. November 2004. 19 Expert Opinion ICD Task Force: November 2004. 20 Ministry of Health and Long Term Care. Survey of Ontario’s eight advanced arrhythmia centres. August 2004. 21 Ministry of Health and Long Term Care. Survey of Ontario’s eight advanced arrhythmia centres. November 2004. 22 Joint Policy and Planning Committee. A methodology for costing and an approach to funding pacemakers and implantable cardioverter defibrillators. Final report. 1999. 23 Division of Cardiology. St. Michael’s Hospital, Toronto Cardiology Scientific Update. March 7-10 2004. 24 Phone survey of other Canadian provinces conducted by ministry staff. July 2004. 25 Rogers JG, Cain ME. Electromechanical Associations. New England Journal of Medicine. 2004; 350;21:2193-2195 26 Blue Cross and Blue Shield Association/Kaiser Permanente. Special Report: Cost – Effectiveness of Implantable Cardioverter Defibrillators in a MADIT-II Population. April 2004 27 Cleland JGF, Ghosh J, Freemantle N., Kaye GC, Nasir M, Clark AL, Coletta AP. Clinical trail update and cumulative meta-analysis from the American College of Cardiology: WATCH, SCF-HeFT, DINAMIT, CASINO, INSPIRE, STRATUS-US, PIO-LIPIDS and cardiac resynchronization therapy in heart failure. The European Journal of Heart Failure. 2004 6:501-508. 28 Kadish A, Dyer A, Daubert J, Quigg R, Estes M, Anderson K, Calkins H, Hoch D, Goldberg J, Shalaby A, Sanders W, Schaechter A, Levine J. Prophylactic Defibrillator Implantation in Patients with Nonischemic Dilated Cardiomyopathy. The New England Journal of Medicine. 2004;350:21:2151-2158. 49 December 2004 29 Tu J, Principle Investigator, Enhanced Feedback For Effective Cardiac Treatment Study. Canadian Cardiovascular Outcomes Research Team, Institute of Clinical Evaluative Sciences Phase I, Report I, January 2004. 30 Redfield M M, Jacobsen SJ, Burnett JC, Jr., Mahoney DW, Bailey KR, Rodeheffer RJ Burden of systolic and diastolic ventricular dysfunction in the community: appreciating the scope of the heart failure epidemic. JAMA 2003; 289(2):194-202. 31 Statistics Canada, Canada Community Health Survey. Cycle 1.1. Website : www.statcan.ca 32 Alter D. Personal communication. October 2004. 33 Cameron D. Personal communication based upon telephone survey. October 2004. 34 Wilber DJ, Zareba W, Hall WJ, Brown MW, Lin AC, Andrews ML, Burke M, Moss AJ. Time Dependence of Mortality Risk and Defibrillator Benefit After Myocardial Infarction. Circulation 2004;109:1082-1084. 35 Sanders G. Duke Cardiac Research Institute, Personal Communication August 2004. 36 Gold MR, Siegel JE, Russel LB, Weistein MC. Cost-Effectiveness in Health and Medicine. Oxford University Press. 1996. 37 Walker P, Klassen MP, Confidence Intervals for Cost/Effectiveness Ratios. Health Economics. 1995;4: 373-381. 38 Fieller, EC some problems in interval estimation. J.R. Statistical Society Ser. B 1954; 16: 175-185. 39 McGill University Health Centre, Technology Assessment Unit. Use of Implantable Cardiac Defibrillator at the McGill University Health Centre. September 2003. 40 Senni M, Tribouilloy CM, Rodeheffer RJ, Jacobsen SJ, Evans JM, Bailey KR et al. Congestive heart failure in the community: a study of all incident cases in Olmsted County, Minnesota, in 1991. Circulation 1998; 98(21):2282-2289. 50 December 2004 41 Vasan RS, Larson MG, Benjamin EJ, Evans JC, Reiss CK, Levy D. Congestive heart failure in subjects with normal versus reduced left ventricular ejection fraction: prevalence and mortality in a population- based cohort. Journal American College Cardiology 1999; 33(7):1948-1955. 42 Masoudi FA, Havranek EP, Smith G, Fish RH, Steiner JF, Ordin DL et al. Gender, age, and heart failure with preserved left ventricular systolic function. Journal American College Cardiology 2003; 41(2):217-223. 43 Krumholz HM, Wang Y, Parent EM, Mockalis J, Petrillo M, Radford MJ. Quality of care for elderly patients hospitalized with heart failure. Achieves Internal Medicine,1997; 157(19):2242-2247. 44 Philbin EF, Rocco TA, Jr., Lindenmuth NW, Ulrich K, Jenkins PL. Systolic versus diastolic heart failure in community practice: clinical features, outcomes, and the use of angiotensinconverting enzyme inhibitors. American Journal Medicine, 2000; 109(8):605-613. 45 Ministry of Health and Long Term Care: October 2005. The distribution of health expenditure was obtained from summing hospital expenditures (based on Resource Intensity Weightiest), physician claims, Ontario Drug Benefit drug expenditure, and home care claims to obtain an approximation of total expenditure for each Ontarian surveyed. 46 Canadian Institute for Health Information. National Heath Expenditures 1975-2003. Table D.4.6.1 47 Ontario Ministry of Finance: October 2004. Reference estimates. Population projections 2001-2028. August 2002 update. 51