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Transcript
BRIEF REPORT
Analysis of Genetic Polymorphisms
in CCR5, CCR2, Stromal Cell–Derived
Factor–1, RANTES, and Dendritic
Cell–Specific Intercellular Adhesion
Molecule–3–Grabbing Nonintegrin
in Seronegative Individuals Repeatedly
Exposed to HIV-1
Huanliang Liu,1,a Yon Hwangbo,1,a Sarah Holte,4 Jean Lee,5
Chunhui Wang,1 Nicole Kaupp,1 Haiying Zhu,1 Connie Celum,2
Lawrence Corey,1,2,3,5 M. Juliana McElrath,2,5 and Tuofu Zhu1,3
Departments of 1Laboratory Medicine, 2Medicine, and 3Microbiology, University
of Washington School of Medicine, and Programs in 4Biostatistics,
and 5Infectious Diseases, Fred Hutchinson Cancer Research Center, Seattle
To determine the influence of host genetics on human immunodeficiency virus (HIV) type 1 infection, we examined
94 repeatedly exposed seronegative (ES) individuals for polymorphisms in multiple genes and compared the results with
those for 316 HIV-1–seropositive and 425 HIV-1–seronegative individuals. The frequency of homozygous C-C chemokine receptor (CCR) 5–D32 was higher in ES (3.2%) than
in HIV-1–seropositive individuals (0.0%; P p .012). However, the CCR5-59029A, CCR2-64I, stromal cell–derived factor (SDF)–1–3A, RANTES (regulated on activation, normally
T cell–expressed and –secreted)–403A, and RANTES-28G polymorphisms were not associated with resistance to HIV-1 infection. Furthermore, we identified novel variants in the
DC-SIGN (dendritic cell–specific intercellular adhesion molecule–3–grabbing nonintegrin) repeat region and observed
that heterozygous DC-SIGN reduced the risk of HIV-1 infection (3.2% in ES individuals vs. 0.0% in HIV-1–seropositive individuals; P p .011).
Despite high-risk behavior and/or multiple exposures to HIV1, some individuals remain seronegative or uninfected. It has
been demonstrated extensively that genetic polymorphisms in
Received 17 December 2003; accepted 22 March 2004; electronically published 2 August
2004.
Reprints or correspondence: Dr. Tuofu Zhu, Dept. of Laboratory Medicine, University of
Washington School of Medicine, Box 358070, 1959 NE. Pacific St., Seattle, WA 98195-8070
([email protected]).
The Journal of Infectious Diseases 2004; 190:1055–58
2004 by the Infectious Diseases Society of America. All rights reserved.
0022-1899/2004/19006-0003$15.00
host genes affect the risk of HIV-1 acquisition and the progression of disease [1, 2]. Individuals homozygous for CCR5D32 are highly resistant to HIV-1 infection [1, 2]. CCR2-64I
affects the progression of HIV-1 disease but not acquisition of
infection [3], whereas several studies have shown that CCR264I homozygosity is associated with a reduced risk of acquiring
HIV-1 infection [4]. Homozygous CCR5-59029A is associated
with an accelerated progression to AIDS [5]. RANTES-403G/A
and -28C/G have been shown to influence progression of disease
[6] but may have different effects on transmission of HIV-1 in
different populations. Stromal cell–derived factor (SDF)–1–3A
is not associated with transmission of HIV-1.
Dendritic cells (DCs) are among the first cells encountered
by HIV-1 during sexual transmission. HIV-1 may use DCs as
carriers to gain entry into lymph nodes and, subsequently, to
infect CD4+ T cells [7]. DC-SIGN (DC-specific intercellular
adhesion molecule–3–grabbing nonintegrin) is able to bind the
HIV-1 surface protein, gp120, with high affinity and in a CD4independent manner [7, 8]. DC-SIGN is abundantly expressed
primarily on DCs, including those derived from monocytes and
those located beneath the genital surface. DC-SIGNR (DCSIGN–related molecule) shows the same function as DC-SIGN
[9], and both of them are organized into 3 domains: an Nterminal cytoplasmic region, a neck region containing 7 repeats
of the 23-aa sequence, and a C-terminal domain with homology
to C-type lectins [9, 10]. DC-SIGNR is polymorphic in the repeat
region in white populations, whereas no similar polymorphisms
have been identified in DC-SIGN [9].
In the present study, we screened 94 exposed seronegative
(ES) individuals for known polymorphisms that may alter susceptibility to HIV-1 infection, including CCR5-D32, CCR5 promoter polymorphisms, CCR2-64I, SDF-1–3A, RANTES-403A,
and RANTES-28G, and compared their prevalence in ES individuals with those in 316 HIV-1–seropositive and 425 HIV1–seronegative individuals. We confirmed that CCR5-D32 is
associated with resistance to HIV-1 infection and identified
novel variations in the DC-SIGN repeat region that may contribute to the resistance to HIV-1 infection of ES individuals.
Subjects and methods. Three cohorts of 835 subjects were
recruited for the present study. The 94 ES individuals have been
enrolled at the Fred Hutchinson Cancer Research Center Vaccine Trials Unit since 1993 because of their multiple exposures
Financial support: Public Health Service (grants AI 45402 and AI 49109 to T.Z., AI 35605
to M.J.M., and AI 41535 to L.C.).
a
H.L. and Y.H. contributed equally to this study.
BRIEF REPORT • JID 2004:190 (15 September) • 1055
to HIV-1 through unprotected sexual activity with known HIV1–seropositive partners [11]. Details for study eligibility and
additional epidemiologic features of this cohort have been described elsewhere [11].
The HIV-1–seropositive cohort includes 230 HIV-1 seroconverters who have been recruited from the University of
Washington Primary Infection Clinic (PIC) since 1993, 29 HIV1–infected long-term nonprogressors, and 57 HIV-1–seropositive individuals without a documented date of seroconversion.
Details for study enrollment and follow-up of PIC subjects have
been described elsewhere [12]. The HIV-1–seronegative cohort
includes participants recruited from the Fred Hutchinson Cancer
Research Center Vaccine Trials Unit and studies of men who
have sex with men, as described elsewhere [13]. None of the 425
HIV-1–seronegative subjects had record of repeated high-risk
exposures to HIV-1. Informed consent was obtained from patients, and human experimentation guidelines of the US Department of Health and Human Services and those of the authors’ institutions were followed in the use of clinical samples.
A multiplex polymerase chain reaction (PCR) strategy was used
for genotyping CCR5-D32, CCR5-59029A, CCR2-64I, and SDF1–3A [14]. A PCR–restriction fragment–length polymorphism
method was used for genotyping RANTES-403 and RANTES-28
[15]. The sequences of cDNAs to mRNAs spanning the entire
coding regions of CCR1, CCR5, and RANTES were determined
by direct sequencing.
The DC-SIGN repeat region in exon 4 was amplified from
genomic DNA with the following pairs of primers: 5-CCACTTTAGGGCAGGAC-3 (1F1) and 5-AGCAAACTCACACCACACAA3 (1R), designed from GenBank sequence AF209479. PCR amplification was performed in a volume of 30 mL containing 0.25
mmol/L dNTPs, 1.0 mmol/L each primer, 2.5 mmol/L MgCl2, and
1.0 U of Expand High Fidelity PCR System Enzyme in 1⫻ reaction
buffer (Roche). The cycle conditions were 5 min at 94C, followed
by 40 cycles of 15 s at 95C, 30 s at 60C, and 30 s at 72C, and
then 1 cycle of 7 min at 72C. Alleles were distinguished by use
of 3% agarose gel electrophoresis with ethidium-bromide staining.
Pearson’s x2 test was used to determine whether the distribution of genotypes or alleles is independent of the ES, HIV1–seronegative, and HIV-1–seropositive cohorts. The exact P
value was estimated to the Monte Carlo accuracy, with a 99%
confidence interval (CI) based on 10,000 tables sampled. For
CCR5-D32, CCR5-59029A, CCR2-64I, SDF-1–3A, RANTES403A, and RANTES-28G, a 3 ⫻ 3 contingency table was used.
For RANTES compound genotypes, a 3 ⫻ 6 table was used to
test whether the distribution is independent. Because no individuals with a homozygous DC-SIGN repeat region mutation
were found, a 2 ⫻ 3 table was used to test the distribution of
DC-SIGN repeat region genotypes. All the above analyses were
performed by use of StatXact-5 (Cytel Software).
The association between possession of a genotype or allele
1056 • JID 2004:190 (15 September) • BRIEF REPORT
and risk of acquiring HIV-1 was evaluated by use of Fisher’s
exact test, and the odds ratio (OR) and 95% CI were calculated.
Because there were no DC-SIGN repeat region variations and
no individuals homozygous for CCR5-D32 in the HIV-1–seropositive cohort, their ORs could not be calculated by use of a
general method. In this case, StatXact-5 automatically added
0.5 to each cell to calculate the OR for continuity correction.
The x2 test, a less exact but widely known statistical analysis,
was also performed with Yates’s correction for 2 ⫻ 2 table analysis. All P values were 2-sided. These analyses were performed
by use of PRISM (version 4.0; GraphPad Software), InStat (version 3.0; GraphPad Software), and StatXact-5.
Results. We examined CCR5-D32 in 94 ES, 425 HIV-1–
seronegative, and 316 HIV-1–seropositive individuals. The frequencies of individuals homozygous for CCR5-D32 among the
ES, HIV-1–seronegative, and HIV-1–seropositive cohorts were
3.2%, 0.7%, and 0.0% respectively, whereas the frequencies of
individuals heterozygous for CCR5-D32 were 23.4%, 16.0%,
and 17.4%, respectively (figure 1). A x2 test for independence
showed that there was a significant difference in the distribution
of CCR5-D32 genotypes among the ES, HIV-1–seronegative,
and HIV-1–seropositive cohorts (P p .008 [99% CI, .006–.010]).
The frequency of individuals homozygous for CCR5-D32 was
significantly higher in the ES cohort than in the HIV-1–seropositive cohort (P p .012, by Fisher’s exact test; OR, 24.21
Figure 1.
Frequency of CCR5-D32 genotypes in total populations
among exposed seronegative (ES), HIV-1–seronegative (HIV-1⫺), and HIV1–seropositive (HIV-1+) individuals. Analysis with the x2 test showed a
significant difference in the distribution of CCR5-D32 genotypes among
ES, HIV-1⫺, and HIV-1+ individuals (P p .008 ). Analysis with Fisher’s exact
test showed that the frequency of individuals homozygous for CCR5-D32
was significantly higher in the ES than in the HIV-1+ cohort (P p .012).
Analysis with the x2 test also yielded a similar P value (P p .013).
[95% CI, 1.24–473.40]). Because no HIV-1–seropositive individuals were homozygous for CCR5-D32, the OR was calculated
using the addition of 0.5 to each cell. The x2 test was also
performed and yielded a P value (P p .013) similar to that
calculated by Fisher’s exact test. Because CCR5-D32 is observed
almost exclusively among individuals of European descent, we
further analyzed CCR5-D32 genotypes in white individuals
only. Again, the distribution of CCR5-D32 genotypes was associated with the ES, HIV-1–seronegative, and HIV-1–seropositive cohorts (P p .046; 99% CI, 0.041–0.052) among whites.
Individuals who were homozygous for CCR5-D32 were significantly more common in the ES cohort than in the HIV-1–
seropositive cohort (P p .018, by Fisher’s exact test; OR, 24.21
[95% CI, 1.03–392.31]) (P p .025, by the x2 test). These results,
which are consistent with those of previous studies [1, 2], indicate that being for homozygous CCR5-D32 is associated with
resistance to HIV-1 infection in ES individuals.
The neck region of DC-SIGN between the C-terminal domain and the transmembrane domain is formed by repeats of
69 bp that encode repeating units of 23 aa. Analysis of this
region in our 3 cohorts of 835 individuals revealed, on the basis
of the number of repeats (range, 6–8 repeats), the presence of
3 alleles and 3 genotypes of 6/7, 7/7, and 7/8. The allele frequencies found in all studied populations were 0.24% for allele
6, 99.52% for allele 7, and 0.24% for allele 8. As shown in table
1, allele 7 is regarded as the wild type, whereas alleles 6 and 8
are regarded as mutations. Our data demonstrate that polymorphisms in the DC-SIGN repeat region are rare, which may
be why a previous study did not demonstrate such polymorphisms in the DC-SIGN repeat region in 150 white individuals
[9] (table 1). Cloning and sequencing of each allele indicated
that the difference among alleles is due to a deletion or insertion
of 69 nt encoding the multiple 23 aa repeats (data not shown).
We found that 3 (3.2%; all are white) of 94 ES individuals
and 5 (1.2%; 3 white and 2 of other ethnic origins) of 425
HIV-1–seronegative individuals were heterozygous for the DC-
SIGN repeat region (table 1). However, none of the 316 HIV1–seropositive individuals studied had variants in the DC-SIGN
repeat region. Because individuals who are homozygous for
CCR5-D32 are highly resistant to HIV-1 infection, they were
excluded from further analyses. Because we only found wildtype and heterozygous mutations, a 2 ⫻ 3 table was used to test
the overall distribution of DC-SIGN repeat region genotype.
We observed a significant difference in the overall distribution
of DC-SIGN repeat region genotypes among the ES, HIV-1–
seronegative, and HIV-1–seropositive cohorts (P p .011 [99%
CI, .008–.014]). ES individuals were significantly more likely
to have more variations in the DC-SIGN repeat region, compared with HIV-1–seropositive individuals (P p .011 , by Fisher’s
exact test; OR, 25.03 [95% CI, 1.28–489.56]) (P p .011, by the
x2 test). Because no DC-SIGN repeat region variation was found
in the HIV-1–seropositive cohort, the OR was calculated by
adding 0.5 to each cell with StatXact-5 software. These results
suggested that individuals heterozygous for DC-SIGN repeat
alleles may be associated with reduced susceptibility to HIV-1
infection in ES individuals.
We also examined CCR5-59029A, CCR2-64I, SDF-1–3A,
RANTES-403A, and RANTES-28G in 64 ES, 356 HIV-1–seronegative, and 236 HIV-1–seropositive individuals. Again, we
excluded the individuals who were homozygous for CCR5-D32
from further statistical analyses. By use of the x2 test, we found
no significant difference in the distribution of these genotypes
among the ES, HIV-1–seronegative, and HIV-1–seropositive individuals in all populations or in white individuals only (data
not shown). Taken together, our results are consistent with
those of most previous studies [1, 2], suggesting that none of
the CCR5-59029A, CCR2-64I, SDF-1–3A, RANTES-403A, and
RANTES-28G polymorphisms is associated with the probability of acquiring of HIV-1 infection.
We sequenced the CCR5 promoter region from 52 ES individuals, the CCR5-coding region from 36 ES individuals, the
CCR1-coding region from 39 ES individuals, and the RANTES-
Table 1. Dendritic cell–specific intercellular adhesion molecule–3–grabbing nonintegrin repeat region genotypes in repeatedly exposed seronegative (ES), HIV-1 seronegative, and HIV-1 seropositive
cohorts.
Heterozygous
Cohort
Wild type 7/7
ES (n p 94)
HIV-1–seronegative (n p 425)
HIV-1–seropositive (n p 316)
J Exp Med data (n p 150)e
NOTE.
a
b
c
d
e
91
420
316
150
Total (%)
3
5
0
0
(3.2)
(1)
(0.0)
(0.0)
d
a
Repeat
Repeat
b
c
deletion 7/6 insertion 7/8
3
1
0
0
0
4
0
0
Data are no. of individuals with every genotype.
Heterozygous including both 1 repeat deletion (7/6) and insertion (7/8).
All 4 of these individuals were white.
Two individuals were white, and 2 were of other ethnic origins.
P p .011, ES vs. HIV-1–seropositive individuals (Fisher’s exact test).
Data are from reference [9].
BRIEF REPORT • JID 2004:190 (15 September) • 1057
coding region from 14 ES individuals. Aside from the reported
mutation/variants, no additional variations were found in the
coding regions of these coreceptors sequenced.
Discussion. It has been shown that polymorphisms in multiple human genes have significant effects on the progression
to AIDS or death after acquisition of HIV-1 infection. However,
studies of the effect of genetic polymorphisms on protection
against HIV-1 infection have been less substantial. We examined
a cohort of ES individuals for known polymorphisms—such
as CCR5-D32, CCR5-59029A, CCR2-64I, SDF-1–3A, RANTES403A, and RANTES-28G, as well as the coding regions of CCR1,
CCR5, and RANTES—and compared the results with those for
control cohorts of HIV-1–seronegative and HIV-1–seropositive
individuals. We found that individuals who are homozygous
for CCR5-D32 are significantly more common in the ES cohort,
compared with the HIV-1–seropositive and HIV-1–seronegative
cohorts, which is consistent with the results of other studies
and demonstrates the importance of homozygous CCR5-D32
in protection against HIV-1 infection [1, 2].
In searching for additional genetic polymorphisms that may
affect HIV-1 infection, we identified novel variations in the
DC-SIGN repeat region. Of the 835 individuals we tested, all
8 individuals with DC-SIGN repeat region variations were from
the HIV-1–seronegative cohort: 3 were ES individuals, and 5
were HIV-1–seronegative individuals. Compared with HIV-1–
seropositive individuals, a higher prevalence of DC-SIGN variations in the repeat region was observed among ES individuals,
suggesting that an association exists between DC-SIGN variation and resistance to HIV-1 infection in ES individuals. This
observation warrants further studies in larger cohorts.
In summary, homozygous CCR5-D32 accounts for the resistance to HIV-1 infection in a small proportion (3 of 94) of
ES individuals. None of the polymorphisms of CCR5-59029A,
CCR2-64I, SDF-1–3A, RANTES-403A, and RANTES-28G was
associated with protection against HIV-1 infection in our ES
cohort. Variations in the DC-SIGN repeat region may also have
a protective effect on transmission of HIV-1. The rare frequencies of both homozygous CCR5-D32 and DC-SIGN variants in ES stress the need to search for other potential genetic
variations that may exert effects on resistance to HIV-1 infection in ES individuals.
Acknowledgments
We thank E. Peterson, F. Hladik, R. Zioni, T. Smith, M. Moerbe, A. Han,
B. Greene, K. Goldston, A. Desbien, and E. Sakchalathorn for their contribution and all the individuals in the cohort for their participation.
1058 • JID 2004:190 (15 September) • BRIEF REPORT
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