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Hearing Order OH-001-2014 Tsawout IR #2, Document X Environmental Toxicology and Chemistry, Vol. 25, No. 10, pp. 2639–2644, 2006 䉷 2006 SETAC Printed in the USA 0730-7268/06 $12.00 ⫹ .00 CAN HIGHLY HYDROPHOBIC ORGANIC SUBSTANCES CAUSE AQUATIC BASELINE TOXICITY AND CAN THEY CONTRIBUTE TO MIXTURE TOXICITY? PHILIPP MAYER* and FREDRIK REICHENBERG Department of Environmental Chemistry and Microbiology, National Environmental Research Institute, P.O. Box 358, 4000 Roskilde, Denmark ( Received 24 March 2006; Accepted 3 May 2006) Abstract—Effect concentrations for aquatic baseline toxicity generally decrease with increasing log octanol–water partition coefficient (Kow) values of up to 5 to 6, whereas less is known about the baseline toxicity of organic chemicals with log Kow values above 6. A physicochemical analysis of the dissolution process for organic chemicals was combined with reported baseline toxicity data, leading to the following conclusions. First, no absolute hydrophobicity cutoff exists for baseline toxicity at a log Kow value of 6, because aquatic baseline toxicity for fish and algae was observed for chemicals with log Kow values greater than 6.5 and with effect concentrations less than 10 g/L. Second, the baseline toxicity of hydrophobic organic substances was exerted at a relatively constant chemical activity of 0.01 to 0.1. Finally, organic chemicals with high melting points cannot provide sufficient chemical activity to exert baseline toxicity when considered as individual, pure chemicals. However, such substances are still expected to contribute to baseline toxicity when part of a complex mixture. Keywords—Hydrophobic organic chemicals titative structure–activity relationships Effective chemical activity Baseline toxicity Quan- pure water is proportional to its concentration (Cwater), and it expresses the potential for diffusive uptake and partitioning into, for instance, lipid membranes. Chemical activity can be determined using either ␥water or SL [5,6]: INTRODUCTION The hydrophobicity of organic chemicals is a key factor for their aquatic baseline toxicity, because it can drive their partitioning from water and into lipid membrane and storage lipids of aquatic organisms. Many toxicity studies suggest that up to a certain cutoff level, aquatic baseline toxicity increases with increasing hydrophobicity, whereas highly hydrophobic chemicals with log octanol–water partition coefficient (Kow) value above, for instance, 6.0 do not exert aquatic toxicity (see, e.g., [1]). The present paper challenges this view, and it emphasizes the melting point as a key parameter for singlesubstance toxicity, with major implications for the baseline toxicity of complex mixtures. a ⫽ ␥water · Vwater · Cwater 艑 Cwater SL (2) Escaping from water The second implication of the hydrophobic property is the tendency to escape from the dissolved aqueous form, and this makes hydrophobic organic substances susceptible to partitioning from water and into any other phase with a higher solubility than that in water. Octanol is such a solvent that displays a generally high solubility for a wide range of hydrophobic organic substances [2,7,8]. This is the basis for the use of Kow as a surrogate measure for hydrophobicity and for empirical relations, such as Kow 艑 1,795/SL [8]. Dissolution and aqueous solubility The transfer of a solid substance into the dissolved aqueous form requires two energy-dependent physicochemical transformations. First, the compound must be liberated from the crystal lattice (i.e., melt) and then be dissolved from the liquid state into the aqueous form [2,3]. Consequently, the water solubility (S) of a solid substance depends on both its melting enthalpy and its hydrophobicity. The melting enthalpy also is the main factor determining the melting point (Tm; in Kelvin) of a substance, and this is the basis for the empirical relation by Yalkowsky et al. [4]: S ⫽ exp[(6.8 ⫾ 1.0)(1 ⫺ Tm/T)]SL Toxicity cutoff Partitioning into lipid membranes and baseline toxicity Lipids also display a high solubility for many hydrophobic organic chemicals that consequently are enriched into, for instance, lipid membranes, where they can cause nonspecific effects on membranes. This phenomenon is called baseline toxicity or (nonpolar) narcosis, and it occurs at a critical membrane concentration of approximately 40 to 160 mmol/kg lipid, which for many aquatic species is equivalent to 2 to 8 mmol/ kg wet weight [9,10]. Baseline toxicity is controlled mainly by the membrane–water partitioning coefficient of a chemical [9–11], which increases with increasing hydrophobicity [12]. This is why median effective concentration (EC50) values for baseline toxicity generally decrease with increasing log Kow values up to 5 to 6. Substances with log Kow values exceeding 6.0 are, to the contrary, often reported not to cause aquatic toxicity even at their solubility limit, and this gives rise to the (1) where SL is the subcooled liquid solubility and T is the ambient temperature. The SL of a substance is a ‘‘pure measure’’ for its hydrophobicity and is directly related to its aqueous activity coefficient (␥water; SL 艑 1/(␥water·Vwater), where Vwater is the molar volume of water). The chemical activity (a) of a substance in * To whom correspondence may be addressed ([email protected]). 2639 2640 Environ. Toxicol. Chem. 25, 2006 P. Mayer and F. Reichenberg important question of whether highly hydrophobic organic substances with log Kow values above 6.0 can cause or contribute to aquatic baseline toxicity. The subsequent analysis of this problem is based on the classical fish toxicity study by Könemann [1] and our two working hypotheses: First, baseline toxicity requires a chemical activity of approximately 0.01 to 0.1 [6,13], and solid substances with a high melting point are not able to provide such high chemical activities [4,6]. Second, the duration of many aquatic toxicity tests often is insufficient to reach critical internal exposure concentrations of highly hydrophobic organic chemicals in aquatic macro-organisms. SELECTION, TREATMENT, AND PRESENTATION OF TOXICITY DATA The primary toxicity data set was taken from Könemann [1]. It includes median lethal concentration (LC50) values for 50 industrial chemicals derived from 14-d toxicity tests with guppies. These data are plotted against log Kow in Figure 1A, which also includes linear regressions for LC50 values and aqueous solubility. Figure 1B presents the same toxicity data together with LC50 values for naphthalene, phenanthrene, pyrene, and the two polychlorinated biphenyls (PCBs), congeners 31 and 105, for zebra fish larvae from Petersen [14]. The latter data were obtained in toxicity tests with a sufficiently long test duration to achieve equilibrium between the exposure medium and the organism and with measured lethal body residues that indicate baseline toxicity. A regression for the SL from Mackay et al. [8] also is included in Figure 1B. The LC50 values from Figure 1B were divided with the respective SL values to derive median lethal chemical activities (LA50 ⫽ LC50/SL), which are plotted in Figure 1C. The small size and the large surface to volume ratio of unicellular algae make them very suited for the toxicity testing of hydrophobic chemicals under equilibrium partitioning conditions. Therefore, EC50 values of five chlorobenzenes and three PCBs from algal growth inhibition tests were selected from three studies [15–17]. All these EC50 values are based on the toxicity endpoint ‘‘inhibition of the exponential growth rate’’ and on analytically confirmed exposure concentrations. These toxicity data are plotted together with the respective solubility and SL data in Figure 2. DISCUSSION Könemann [1] derived an empirical toxicity cutoff in his classical fish study of 50 industrial pollutants, and he based it on two observations: Absence of toxicity for two tetrachlorinated biphenyls in a 14-d toxicity test with guppies, and the intersection of the solubility regression and the LC50 regression at a log Kow value of between 5 and 6 (Fig. 1A). Other studies also suggest that very hydrophobic substances are unable to exert aquatic toxicity, and explanations include limited solubility in the membrane [18], insufficient aqueous solubility [19], insufficient time to reach steady state [20,21], and limited ability to enter the membrane at a critical molecular size [22]. The subsequent discussion is directed at identifying the causes for the apparent toxicity cutoff in the study by Könemann [1] and at questioning the sense of defining a toxicity cutoff based on Kow. Kinetic aspects A chemical needs to be taken up before it reaches a critical internal concentration that can lead to toxicity, and this sup- Fig. 1. Median lethal concentration (log LC50) as a function of log octanol–water partition coefficient Kow. The LC50 values for guppy were taken from Könemann [1]. (A) Regressions for LC50 and aqueous solubility from the same study. (B) Regression for the subcooled liquid solubility (SL) from Mackay et al. [8], and LC50 values for zebra fish larvae from Petersen [14]. (C) The same toxicity data expressed as median lethal chemical activities (LA50 ⫽ LC50/SL). Aquatic baseline toxicity of hydrophobic organic substances Environ. Toxicol. Chem. 25, 2006 2641 posedly explains the absence of toxicity for the two tetrachlorinated biphenyls. Establishing steady-state concentrations of tetrachlorinated biphenyls in guppies requires more than 40 d [3]; thus, internal steady-state concentrations were not reached within the 14-d toxicity test of Könemann [1]. The time to steady state decreases with decreasing size of the organism [23,24], and toxicity will thus be expressed in smaller organisms within a shorter test duration. Indeed, Petersen [14] observed lethal effects of PCB 31 (trichlorinated) and PCB 105 (pentachlorinated) in 6-d toxicity tests with zebra fish larvae, and Mayer et al. [15] reported growth inhibition of PCB 31, PCB 48 (tetrachlorinated), and PCB 105 in 2-d tests with unicellular microalgae. The exposure times of the fish larvae test and the algal tests were sufficiently long to reach (near) steady state [14,25], and lethal body burdens and toxic cell concentrations were determined to be near baseline toxicity levels [14,15]. Consequently, the absence of toxicity in guppies and the presence of toxicity in fish larvae and algae can be explained by differences in uptake kinetics and test duration. Thus, toxicity often will not be expressed in large organisms that are exposed to highly hydrophobic substances, because this combination leads to long steady-state times. The toxicity data for fish larvae and algae were obtained at equilibrium, and they were thus included in Figures 1B and C and 2A and B. Hydrophobicity and melting point Fig. 2. (A) Median effect concentrations (log EC50) for algal growth inhibition of three polychlorinated biphenyls (PCBs) and chlorobenzenes together with the subcooled liquid solubility (log SL) plotted against log octanol–water partition coefficient (Kow). (B) Solubility (log S) and log subcooled liquid solubility (SL) plotted against log Kow. The vertical lines represent the reduction in solubility from the melting process. (C) Toxicity data of A expressed as median effective chemical activities (EA50 ⫽ EC50/SL). The toxicity data were taken from Mayer et al. [15] for the three PCB congeners and from Wong et al. [16], Calamari et al. [17], and Mayer et al. [27] for the chlorobenzenes. log S for chlorobenzenes were taken from Schwarzenbach et al. [37] and Mackay et al. [38] and were calculated for the PCBs by the SRC-WSKOW software (Syracuse Research, Syracuse, NY, USA). log Kow values were taken from Bruijn et al. [39], and log SL were calculated using Equation 1. HCB ⫽ hexachlorobenzene. The other observation that led to the solubility cutoff hypothesis of Könemann [1] is the intersecting regressions for LC50 and aqueous solubility at a log Kow value of between 5 and 6. Indeed, Figure 1A suggests that aqueous solubilities for substances with a log Kow value of greater than 6 generally are less than the predicted LC50 values, and this would then point to a solubility cutoff. However, Kow is not a sufficient descriptor for the aqueous solubility (S) of a solid substance, which not only depends on its hydrophobicity but also on its melting enthalpy [2,4]. The solubility regression should be refined by separately accounting for the effect of hydrophobicity (i.e., the SL) and for the effect of the melting cost (i.e., the ratio between S and SL) (Eqn. 1). The effect of hydrophobicity is highlighted in Figure 1B by a regression for the SL from Mackay et al. [8], and this regression remains approximately one order of magnitude greater than all LC50 values from Könemann [1] and Petersen [14]. This is in good agreement with the study by Bobra et al. [13], who suggested the acute toxicity of hydrocarbons and chlorinated hydrocarbons to occur at a relatively constant fraction of SL, which is equivalent to toxicity at a relatively constant chemical activity [6]. No hydrophobicity cutoff is apparent in Figures 1B and 2A, and indeed, toxicity is observed to be exerted at a relatively constant chemical activity, as can be seen in Figures 1C and 2C. Presence of a melting point cutoff The intersecting regressions for LC50 and aqueous solubility of Figure 1A can, instead, be explained by the impact of the melting cost on the aqueous solubility in combination with a correlation between the log Kow and the melting temperature for the chemicals that were included in the study by Könemann [1]. Such a melting point cutoff has been suggested by Lipnick [26] to explain observations from the classic Overton [18] study: Even though the two isomers anthracene and phenanthrene have similar partitioning properties, phenan- 2642 Environ. Toxicol. Chem. 25, 2006 Fig. 3. The chemical activity of a substance at solubility as a function of its melting point temperature (Eqn. 1) and the reported chemical activity range for baseline toxicity. threne (Tm ⫽ 99.5⬚C) produces narcosis, whereas anthracene (Tm ⫽ 217.5⬚C) does not. The melting point cutoff also can explain why the highly hydrophobic PCBs are toxic to algae [15], whereas the similarly hydrophobic hexachlorobenzene is not [27] (Fig. 2). The main difference appears to be the melting temperature, which is between 67 and 105⬚C for the three PCB congeners and 230⬚C for hexachlorobenzene. Figure 2A shows EC50 values of some chlorinated benzenes and PCBs together with their SL values. The EC50 regression is 1 to 1.5 log units below the regression for SL, suggesting that substances with a solubility (S) of more than 1.5 log units below SL are not able to exert baseline toxicity as individual substances. The solubility S of hexachlorobenzene is more than two orders of magnitude below SL (Fig. 2B), meaning that even the maximum chemical activity of the pure substance is less than that required for baseline toxicity (Fig. 2C). Indeed, no algal toxicity of hexachlorobenzene was observed. Finally, it should be noted that the melting cost not only reduces the solubility of a solid in water but also reduces its solubility in lipid membranes. Thus, the melting point cutoff also can be looked at as a lipid solubility cutoff. Figure 3 shows the decrease of the S to SL ratio as a function of the melting temperature of a chemical (Eqn. 1). A melting point cutoff in toxicity applies to those high-melting-point chemicals for which the S to SL ratio remains under the level required for baseline toxicity. The existence of such a melting point cutoff and of a kinetic cutoff for time needed to reach near steady-state conditions has important implications for the toxicity testing of individual high-melting-point chemicals, for mixture toxicity, and for the eventual effect assessment of high-melting-point chemicals. Aquatic baseline toxicity of individual chemicals The maximum chemical activity of many hydrophobic chemicals in aquatic toxicity tests often will be just below, at, or just above the baseline toxicity limit. Such tests may then give two very different results. A substance will either appear to be very toxic, with EC50 values in the g/L range, or they will appear to be nontoxic even at saturation. The chemical activity framework and the melting point cutoff might help us to understand this apparent discontinuity in toxicity that can P. Mayer and F. Reichenberg be observed between very similar substances, such as anthracene and phenanthrene. The thermodynamic stability of the crystalline state of the pure substance defines the maximum chemical activity (Eqn. 1), which then can be below, at, or above the level required for baseline toxicity. The discontinuity in such cases relates to the thermodynamic stability of the crystal structure that defines a maximum chemical activity rather than to properties that determine membrane permeability or toxic mode of action. Highly symmetric molecules form more stable crystal structures compared to less symmetric but otherwise similar molecules. The maximum chemical activity thus is much lower for the highly symmetric molecule anthracene than for the less symmetric molecule phenanthrene, and it also is lower for 1,4-dichlorobenzene than for 1,2-dichlorobenzene. Baseline toxicity has been suggested to occur within a relatively narrow range of chemical activities, between 0.01 to 0.1 [6,13], and this is in good agreement with the lethal chemical activities shown in Figure 1C (LA50 ⫽ LC50/SL) and the median effective chemical activities (EA50 ⫽ EC50/SL) shown in Figure 2C. Such chemical activities of organic substances can be calculated from concentration measurements, or they can be measured directly with equilibrium sampling devices [28]. The effective chemical activity framework might challenge our perception of the toxicity of highly hydrophobic organic chemicals. They are not particularly toxic in terms of effective chemical activity (Figs. 1C and 2C), even though they might appear to be highly toxic when expressed as effective aqueous concentrations. This is in good agreement with the critical body residue approach that suggests baseline toxicity to occur at a relatively constant body burden [9]. Regulatory guidelines and standard methods for aquatic toxicity tests were developed for essentially pure substances that are soluble and stable in water, whereas they are less suited for difficult to test substances, such as hydrophobic organics [29]. It is particularly difficult to establish aqueous solutions of hydrophobic organic substances and to maintain constant and freely dissolved concentrations throughout the test [30]. Another difficulty arises from the fact that toxic responses often are related to nominal concentrations or to total measured concentrations, both of which can be substantially higher than actual dissolved concentrations [31,32]. Most of these experimental errors are easily made when testing highly hydrophobic organic chemicals and lead to a reduced exposure. Thus, it can be rather difficult to generate and test at the maximum chemical activity, which might lead to false-negative results for toxicity. Effect assessments typically are based on the testing of aquatic organisms in short-term toxicity tests [33]. The duration of the acute fish test especially is often insufficient to establish internal steady-state concentrations or equilibrium concentrations of highly hydrophobic organics because of their slow uptake kinetics. A thorough assessment of the baseline toxic potential of highly hydrophobic organics thus requires a sufficiently long test duration and, preferably, also confirmation of stable internal concentrations. In the case of slow uptake kinetics, metabolization within the test organism can reduce the internal exposure and, thus, the toxicity—at least with regards to the parent compound. Therefore, the persistence of a hydrophobic organic chemical within the test organism at the time scale of its bioconcentration kinetics will be a prerequisite for its baseline toxicity. The absence of aquatic toxicity for many hydrocarbons might result from metabolism of Aquatic baseline toxicity of hydrophobic organic substances the compound so that they do not reach a critical concentration in the target membranes. Baseline toxicity of hydrophobic organic chemicals in a mixture The described melting point cutoff in baseline toxicity does not apply to solid substances that are part of a mixture, because baseline toxicity is concentration additive [34] and substances that do not exert toxicity as individual compounds can still contribute to the toxicity of a mixture [9,35,36]. Hexachlorobenzene can, for example, be expected to contribute to the baseline toxicity of chlorobenzene mixtures. Another example would be anthracene and phenanthrene, which at less than aqueous solubility can be expected to have very similar contributions to baseline toxicity. A strategy to avoid the difficulties related to the aquatic effect assessment of hydrophobic organics could be the introduction of a chemical activity threshold level within the environmental exposure assessment. The contribution of a chemical to the baseline toxicity of a mixture can be kept low when keeping its chemical activity less than a certain threshold level. Such a threshold level could, for instance, be set to 0.0001, if the contribution of a single substance to baseline toxicity should be kept to less than 1%. This would protect the aquatic environment against baseline toxicity. Toxicity testing efforts could then be directed at testing for those effects that are exerted at chemical activities well below 0.01, which indicates a more specific kind of toxicity. CONCLUSIONS No general hydrophobicity cutoff exists for aquatic baseline toxicity in the region of log Kow values between 6 and 7. Some highly hydrophobic substances can exert baseline toxicity at very low aqueous concentrations but at relatively high chemical activities. Many highly hydrophobic substances can be expected to contribute to the baseline toxicity of complex mixtures. Slow uptake kinetics explains the absence of toxicity for two tetrachlorinated biphenyls in the study by Könemann [1], which suggests that hydrophobic substances require longer exposure times to express their toxicity. Furthermore, a melting point cutoff explains the intersecting regressions of solubility and LC50 in the study by Könemann [1], and it also explains the reported nontoxicity of hexachlorobenzene and anthracene. The melting point cutoff suggests that high-melting-point substances can hardly exert baseline toxicity as single substances, simply because they cannot reach a sufficiently high chemical activity. These substances, however, are still expected to contribute to the toxicity of a complex mixture. The absence of toxicity of many hydrophobic substances should be generalized with caution, because some highly hydrophobic substances can be toxic in the nmol/L range [14,15] and organisms in the environment are exposed to mixtures rather than to single substances. Acknowledgement—The authors thank Joop Hermens, Lars Toräng, and Henrik Tyle for helpful comments on the manuscript. This research has been funded by the Danish Research Academy, the Danish Technical Research Council, and the European Commission within the FP 6 Integrated Project ‘‘Novel Methods for Integrated Risk Assessment of Cumulative Stressors in the Environment’’ (GOCE003956). Environ. Toxicol. Chem. 25, 2006 2643 REFERENCES 1. Könemann H. 1981. Quantitative structure–activity relationships in fish toxicity studies. Part 1: Relationship for 50 industrial pollutants. Toxicology 19:209–221. 2. Schwarzenbach RP, Gschwend PM, Imboden DM. 2003. Environmental Organic Chemistry. John Wiley, New York, NY, USA. 3. Sijm DTHM. 1995. Solubility of difficult organic chemicals. Proceedings, Performing Aquatic Toxicity Tests with Poorly Soluble Substances, RIVM, Bilthoven, The Netherlands, March 17, pp 21–32. 4. Yalkowsky SH, Orr RJ, Valvani SC. 1979. Solubility and partitioning. 3. 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