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REVIEW ARTICLE Transgenic Plants Created for Oral Immunization Against Diarrhea1 Diseases Liz Richter, Hugh S. Mason, and Charles] 4vntzen . 1 We have created transgenic plants that express subunit antigens of infectious bacteria and viruses.These proteins have been isolated and characterized to demonstrate that they retain immunogenic properties. When raw potatoes containing the reconibinant inimunogens were fed to mice, the animals were orally ininiunized. Research completed to date has demonstrated the feasibhty of using a genetically-engineered food as an inexpensive oral vaccine production and delivery system for diarrheal disease. The system could be a convenient means to deliver vaccines to travelers. It also has great potential as an appropriate technology for producing vaccines “in country” in the developing world. This review focuses on work from our group on recombinant subunit vaccines in potato tubers against enterotoxigenic Escherickia coli and Nonvalk virus. labile (LT) and/or heat stabile (ST) enterotoxin, are the most common causes of travelers’ diarrhea world wide.’ Cholera and ETEC are the primary agents of bacterial diarrhea in the developing world. Based upon previous oral immunization and cross-protection studies using candidate vaccines,*immunity to one of these diseases will cause at least partial protection against the other since the toxins are immunologically related.-’The most important cause of severe viral gastroenteritis in human and animal is rotavirus; it infects almost every child in the early years4 and causes the highest amount of diarrheal mortality among ~ h i l d r e nRotavirus-caused .~ diarrhea rarely occurs more than once. It is, therefore, a good candidate disease to be controlled through vaccination. Studies aimed at developing a rotavirus vaccine include,oral administration of recombinant virus core and capsid proteins produced in cultured insect cells.This complex appears to be protective against rotavirus infection in rabbits.6 Recent advances in molecular biology have allowed characterization of Norwalk virus (NV) as an agent of acute epidemic gastroenteritis in humans.’ United States epidemiology studies have demonstrated that Nonvalklike virus infection correlated to 67% of gastroenteritis outbreaks in nursing homes, 60% in summer camps, and 28% on cruise ships.xCurrently a commercially-available vaccine for NV does not exist. However, a candidate subunit vaccine, based upon recombinant protein expression from cultured insect cells, is being investigated’ and human clinical trials have been initiated (personal communication, M. K. Estes). Background In the developing world, diarrheal disease is a leading cause of death, especially among children. Travelers to these areas are frequently exposed to the bacteria and viruses that cause diarrheal disease, resulting in symptoms ranging from discomfort to severe debilitation.Vaccines to prevent diarrheal disease would be of value to travelers from developed countries, who lack protective immunity, and especially important to health care providers in the developing world, who could use them to decrease infant and adult mortality. Endemic bacterial pathogens, including enterotoxigenic Esckrvickia coli (ETEC), which produce a heat Mucosal Immunology Mucosal antibodies are a primary defense against many infectious diseases, including enteric diseases.The virulence of diseases may be mitigated or prevented by secretory IgA antibodies in the gut, respiratory tract, or other mucosal membranes. Mucosal immune responses are most easily induced by oral immunization. Optimally, an oral vaccine should induce both mucosal and serum antibodies. Immunogenicity of oral antigens must be maintained despite the low pH and hostile environment of the gut towards the protein.The M cells in the Peyer’s Liz Richter, PbD, Hugh S. Mason, PhD, a n d Charles J. Amtzen, PbD: Boyce Thompson Institute for Plant Research at Cornell University, Ithaca, New York, U.S.A. This research has been supported by the Thrasher Research Fund, NIH Grant No. 1-R01A136519-01 and Texas Advanced Technology Program Grant No. 999902-084. Reprint requests: Charles J. Amtzen, P k D r Boyce Thompson Institute for Plant Research Incorporated, Tower Road, Ithaca, NY 14853-1801 J Travel M e d 1996; 3:52-56. 52 R i c h t e r et al, Edible Vaccines f r o m T r a n s g e n i c P l a n t s patches of the intestinal epithelia can phagocytize particles from the intestinal lumen and transfer them to underlying lymphocytes.Therefore,bindmg to the M cells may enhance imniunogenicity of an antigen. Proteins that are complexed in particulate structures may be more resistant to proteases and seem to be more orally immunogenic than single peptides.There is much current research focused on oral adjuvants that can be added to an antigen to increase the immune response against fed antigens. In general, an oral inoculation requires up to 1000 times the amount of antigen to promote an immune response than does parenteral inoculation. '"," Technology Advancements and Cost-Related limitations in Modern Vaccines 53 control of infectious diseases have been made. In particular, new techniques have generated a deeper understanding of human immune responses to infectious agents, and identification of the immunogens of important bacteria and viruses. Cloned genes for many of these iimnunogens are now available. Currently, only one recombinant vaccine has been approved by the Food and Drug Administration for commercial production; Merck, Sharpe and Dohme markets this vaccine against hepatitis B, and it is based upon the recombinant hepatitis B surface antigen (rHBsAg).This protein is produced and purified from yeast. The availability of this vaccine, at present, is largely limited to developed countries because of its cost. Transgenic Plants for Vaccine Production With the advent of modern molecular biology and biotechnology, enormous advances in our understanding of the molecular events underlying the onset and A. Flc LT-B from enterotoxlgenlc E. coll NVCP from Nonvalk VINS I Plant transformation vector for foreign gene expression Agrobacteriummediated genetic transformation and regenerationof transgenic plants D. I s@J1 E. m G. 1 Extraction and analysis of foreign In a recent issue of Science,'* our group reported that mice could be orally immunized by feeding them I / J Stable integration f aene into nuclear chromosome plant tissue A. Optimal factors for choosing a candidate antigen Purified protein is sufficient to promote imniunity to the disease. Purifird protein is orally iniinunogenic. The gene for the protein is cloned. The protein maintains its antigenic epitopes and assembles into its native form when expressed in a heterologous system. B. Factors to consider in selecting a gene for plant expression systems Modification of the gene with plant specific regulatory elements. Analysis and reconstruction of antigen-coding sequence for optimal plant expression. C. Create a plant transformation vector D. Transform plant tissue E. Generate plants for analysis F. Analyze recombinant protein for antigenic epitopes and proper assembly within plant tissue G. Optimize production of recombinant protein in plant tissue by redesign of gene or transformation vector H. Test oral immunogenicity of the vaccine-containing transgenic food Test for induction of an immune response to the recombinant protein. Challenge immunized animals (if possible) with the disease to deterniine if the candidate vaccine can induce a protective immune response. IMMUNOGENICIN STUDIES Figure 1 Production of candidate vaccines in plants is shown schematically along with factors t o consider for various steps. 54 raw transgenic potatoes containing a recombinant antigen. The animals demonstrated an immune response specific for the recombinant protein, the E. coli heat-labile enterotoxin B subunit (LT-B). Essentially, the potato plant was genetically engineered to produce LT-B in the tuber tissue, which could simply be eaten to promote an immune response. Although raw potatoes are not anticipated to be the ultimate vaccine delivery system, they were chosen for these studies because they had proved suitable as food for mice in initial studies. Among the various methods that cause plants to produce a desired protein, plants that are permanently transformed and that can be propagated for expansion to large-scale production and evaluation of a potential vaccine are required.This method is illustrated in Figure 1. For a review, including transient expression of candidate vaccines in plants, see Mason et al.I3Plants are also being investigated for the manufacture of other products, including recombinant monoclonal a n t i b o d i e ~ , ' ~and .'~ biodegradable plastic, polyhydroxyalkanoates (PHB). I h Enterotoxigenic E. coli and Vibrio cholerae Vaccine Research and vaccine development against enterotoxigenic E. coli (ETEC) and Vibrio cholerae are aimed at preventing the severe diarrhea caused by the heat-labile enterotoxin, LT, and cholera toxin, CT.These toxins are structurally, functionally, and immunologically related (see reference 3 for a review).The toxins are composed of one A and five B subunits.The toxic activity is due to the A1 fragment of the A subunit, whereas the pentameric B subunit allows binding to a ganglioside G,, membrane receptor on cells in the small intestine. One strategy for a vaccine against these diseases would induce antibodies that block binding of the B pentamer to the intestinal epithelial cells. LT-B was one of the first candidate antigens we chose to evaluate for production of a vaccine in plants, because it fit several of the criteria listed in Figure 1 for optimal candidates.Early studies showed the efEicacy of the B subunit of cholera toxin as an oral immunogen to induce mucosal immunity to cholera toxin'."; both LT-A and LT-B have been cloned, and when expressed in recombinant E. coli, the recombinant LT-B (rLT-B) subunit assembled into a pentamer." In initial studies, we used tobacco plants to test the capacity of transgenic plants to express LT-B." As tobacco has been a model system for much work in plants, the LT-B gene expression could easily be compared to other protein expression studies.We found that the tobacco rLTB was the same size as the bacterially expressed rLT-B and oligomerized to the molecular niass that corresponds to a pentamer. In order to test the antigenicity of the tobacco rLT-B, it was partially purified to remove J o u r n a l o f Travel M e d i c i n e , V o l u m e 3 , N u m b e r 1 toxic alkaloids. A modification at the carboxyl terminus of the rLT-B increased the accumulation of the recombinant protein and did not affect its oligomerization. When mice were orally inoculated by intubation with the tobacco-derived rLT-B, both serum and mucosal antibodies were induced. Potato plants were also transformed to produce the same modified rLT-B.This recombinant protein was not purified from the plant material, but tubers were fed directly to mice for their inoculation.After a regimen of four such inoculations, the mice developed both serum IgG and mucosal IgA antibodies to LT-B."These results validate the concept of using edible plants for vaccine production and delivery. Optimization of the system is our current research effort. The titers of antibodies in mice eating the transformed potatoes were not as high as when the mice were intubated with bacterially produced rLT-B. The concentration of LT-B in the tubers needs to be increased so that the mice can be given a smaller dose of raw potato to ingest. In our published studies, mice were given 20 pg of rLT-B in a 5 g tuber per dose;whereas, human feeding trials have used 1 nig or more B subunit per dose.'," There are many factors that can influence accumulation of a recombinant protein within a plant tissue. Some of these involve targeting the protein to cellular compartments. In these studies, modifications to the protein must be analyzed for their effect on that protein's ability to function as an oral vaccine. Current work on LTB is focused on increasing the concentration of the rLT-B in tubers and inimunologic testing with other species of animals.We anticipate human clinical trials to evaluate the feasibility of using transgenic plants for vaccine delivery. Norwalk Virus Vaccine We have also chosen the Nonvalk virus capsid protein (NVCP) as a candidate antigen for a plant-produced vaccine.The genome of NV has been cloned,' and the NVCP has been expressed in an insect cell culture system where the recombinant protein, rNV, assembles into an empty capsid or virus-like particle (VLP) coniposed of 90 dimers of capsid protein molecules.2'1These VLPs can be seen with electron microscopy and appear very similar to native Nonvalk virus." Studies using the insect cell rNV for oral immunization of mice have been successful in inducing serum and mucosal antibodies against NVCP with as little as 50 p g purified rNV per inoculation." Our group has used the gene for NVCP to transform tobacco and potato plants. Physical characteristics, including particle formation as determined by electron microscopy, of purified material fi-om transformed tobacco Richter e t al, E d i b l e Vaccines from Transgenic Plants 55 plants are comparable to the rNV from cultured insect cells. It is encouraging that the rNV produced in plant tissue also assembles into aVL€?Thisstructure is expected to be immunogenic as it should present similar antigenic sites as the native whole virus and may be more resistant to proteases. The rNV has also been produced in potato plants, and feeding studies with mice receiving 4050 pg per dose induced serum IgG specific for NVC€?*’ Because mice are not infected by NV,human feeding trials of transgenic tubers will be necessary for ultimate determination of protective immunity. Currently, studies on the optimization of expression level and subcellular localization for potato tuber rNV are underway in our laboratories. Conclusion With the development of an inexpensive production system, recombinant vaccines may be more readily available to developing countries.The results summarized here suggest low cost “edible vaccines” from plants are feasiblewe have initiated studies with candidate vaccines for both bacterial and viral pathogens. The development of oral vaccines and an understanding of mucosal immunology are areas of intense re~earch.’~ Oral vaccines are desired for ease of administration and to eliminate the need for injection equipment. In the March 1995 issue of this journal, a study of a potential oral vaccine for travelers’ diarrhea was rep0rted.A purified, bacterially produced recombinant B subunit from cholera was mixed with phosphate buffered saline and sodium bicarbonate in water and ingested by subjects.This resulted in protective eficacy in the prevention of travelers’ diarrhea seven days after the second inoculation.” As information about more dseases and potential vaccines becomes available,potential recombinant subunit vaccines will certainly be proposed for many diseases. Figure 3 Simplicity of local banana distribution in Nigeria illustrates the usefulness of vaccine production in bananas. The primary advantage of plant-produced edible vaccines is their potential for vastly decreasing the expense of recombinant subunit vaccines. One potential target of major world-wide importance would be an inexpensive vaccine for hepatitis B (Figure 2). The knowledge that parenteral inoculation provides protective immunity in humans has offered encouragement that recombinant HBsAg is a candidate antigen for plant vaccine production. Research of plant-based production and delivery of vaccines is at an early stage. Several factors have yet to be studied, such as stability of antigens upon storage of the edible plant tissue. If transformed plants are grown in the area or country where they will be used, shipping costs can be minimized and refrigeration may not be necessary. It may be possible to combine several “vaccines” in one plant or produce vaccines composed of several proteins that form an antigenic complex, such as the recombinant rotavirus capsid and core proteins.2hThe ability to manipulate plants as protein manufacturing systems 24325 Figure 2 Edible vaccine for hepatitis B in banana is a goal for controlling the disease in developing countries. 56 will become easier as plant biotechnology expands, thus predicting success in multimeric vaccines. With the work summarized here, we have shown the feasibility of a food plant used to produce and deliver a vaccine. In an effort to define an optimal food delivery system,our group recently reported a method for genetic transformation of banana plants.” Bananas or plantains are important nutritional staples for many tropical countries, and they satisfy the criterion that an “edible vaccine”cou1d be produced“in country” The ability to grow, harvest, and distribute bananas is already in place for many of the most impoverished areas of the world (Figure 3 ) . Also, uncooked banana fruit is readily eaten by human infants who have the most to gain by large scale inexpensive immunizations. Current research with banana plants involves determining how to cause accumulation of recombinant proteins in the banana fruit.While these efforts are underway, other plants (including potatoes) d continue to be used for essential preliminary studies on feasibility and efficacy of plant produced oral vaccines. References 1. Okhuysen PC, Ericsson CD.Travelei-s’ diarrhea. Prevention and treatment. 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