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Exchange-Traded Funds (ETF) Quick Reference Guide 1 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R Important notes: Trading in securities, futures and/or leveraged foreign exchange and borrowing to finance the trading of securities (leveraging/gearing) can be very risky, and you may lose all or more than the amount invested or deposited. Where necessary, please seek advice from an independent financial adviser regarding the suitability of any trade or investment product taking into account your investment objectives, financial situation or particular needs before making a commitment to trade or purchase the investment product. You should consider carefully and exercise caution in making any trading decision whether or not you have received advice from any financial adviser. If you choose not to seek independent financial advice, please consider whether the trade or product in question is suitable for you. For trading in leveraged securities and/or foreign exchange, the amount of initial margin is small relative to the value of the transaction. As such, the transaction is highly 'leveraged' or 'geared'. A relatively small market movement will have a proportionately larger impact on the funds you have deposited or will have to deposit; this can work in your favour or against you. You may sustain a total loss of the initial margin funds and any additional funds deposited with the firm to maintain your position. If the value of the collaterals declines substantially, falling below the maintenance margin requirement, or if the market moves against your position or margin levels are increased, you may be called upon to deposit substantial additional funds on short notice in order to maintain your position. If you fail to comply with a request for additional funds within the specified time, your position may be liquidated at a loss and you will be liable for any resulting deficit in your account. Services and products offered by OCBC Securities Private Limited are subject to relevant terms and conditions. 2 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R "What ETFs should I buy?” 1. What indices are you looking at? Refer to this Guide 2. What exposure are you looking at? Introduction Category How is this categorised? Page Number Appendixes UNITED STATES Equities and Fixed Income Categorised accordingly to highest popularity in terms of the Indices they track. Categorised accordingly to highest popularity in terms of the volume traded within OCBC Securities Private Limited (OSPL). Categorised accordingly to highest popularity in terms of the Indices they track. Categorised accordingly to highest popularity in terms of the volume traded within OSPL Categorised accordingly to highest popularity in terms of the Indices they track. Categorised accordingly to highest popularity in terms of the Indices they track. Categorised accordingly to ETF asset sizes – largest to smallest 4–7 Appendix A: US Equity and Fixed Income 8 – 10 Appendix B: US Leveraged Appendix C: US Inverse 29 – 30 15 – 16 Appendix D: China & HK Equity 33 – 34 17 – 18 Appendix E: China Leveraged and Inverse 35 19 Appendix F: Europe Equity 36 20 – 22 Appendix G: Oil and Gas 37 – 38 23 Appendix H: Gold 39 24 – 25 Appendix I: Gold Leveraged & Inverse 40 – 41 UNITED STATES (Leveraged) UNITED STATES (Inverse) CHINA & HONG KONG CHINA & HONG KONG (Leveraged and Inverse) EUROPE OIL & GAS GOLD GOLD (Leveraged and Inverse) 11 – 14 Page Number of Appendixes 26 – 28 31 – 32 3 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES EQUITY SPDR S&P500 ETF Trust Ticker Exp. Ratio SPY 0.09 Total Assets (US$M) Div Yield (%) 210,369 2.04 Traded Currency 30D Avg Turnover ('000) USD 20,639,317 SPDR S&P 500 ETF Trust is an exchange-traded fund incorporated in the USA. The ETF tracks the S&P 500 Index. The Trust consists of a portfolio representing all 500 stocks in the S&P 500 Index. It holds predominantly large-cap U.S. stocks. This ETF is structured as a Unit Investment Trust and pays dividends on a quarterly basis. The holdings are weighted by market capitalization. iShares Core S&P 500 ETF Ticker Exp. Ratio IVV 0.04 Total Assets (US$M) Div Yield (%) 83,817 1.57 Traded Currency 30D Avg Turnover ('000) USD 917,203 iShares Core S&P 500 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the S&P 500 Index. It invests in all 500 stocks that comprise the index. The ETF holds predominantly large-cap stocks from U.S. companies. It weights the holdings using a market capitalization methodology and rebalances quarterly. Vanguard Total Stock Market ETF Ticker Exp. Ratio VTI 0.05 Total Assets (US$M) Div Yield (%) 63,777 1.85 Traded Currency 30D Avg Turnover ('000) USD 262,582 Vanguard Total Stock Market ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the CRSP US Total Market Index. The ETF holds U.S stocks of all cap sizes. Its investments aim to represent the entire U.S. Equity Market. The ETF holds over 3,500 securities and weights these holdings by market capitalization. Vanguard S&P 500 ETF Ticker Exp. Ratio VOO 0.05 Total Assets (US$M) Div Yield (%) 51,397 1.98 Traded Currency 30D Avg Turnover ('000) USD 408,561 Vanguard S&P 500 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the S&P 500 Index. The ETF primarily holds large-cap U.S. stocks. It invests in all 500 stocks that comprise the index. The ETF weights the holdings using a market capitalization methodology and rebalances quarterly. Powershares QQQ Trust Series 1 Ticker QQQ Total Assets (US$M) 38,154 Traded Currency USD Exp. Ratio 0.20 Div Yield (%) 1.08 30D Avg Turnover ('000) 2,934,605 Powershares QQQ Trust Series 1 is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Nasdaq 100 Index. The ETF holds large cap U.S. stocks. Its investments exclude the financial sector and therefore, tend to be focused on the technology and consumer sector. The ETF weights the holdings using a market capitalization methodology. SPDR Dow Jones Industrial Average ETF Trust Ticker Exp. Ratio DIA 0.17 Total Assets (US$M) Div Yield (%) 12,021 2.37 Traded Currency 30D Avg Turnover ('000) USD 600,104 SPDR Dow Jones Industrial Average ETF Trust is an exchange-traded fund incorporated in the USA. The ETF tracks the Dow Jones Industrial Average Index. The ETF holds the 30 large-cap US stocks that represent the Index. This ETF is registered as a Unit Investment trust and pays a monthly dividend representing dividends paid by the underlying stocks. The ETF's holdings are price weighted. 4 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES EQUITY iShares Dow Jones U. S. ETF Ticker Exp. Ratio IYY 0.20 Total Assets (US$M) Div Yield (%) 945 1.42 Traded Currency 30D Avg Turnover ('000) USD 3,355 iShares Dow Jones U.S. ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Total Market Index. iShares Russell 2000 ETF Ticker Exp. Ratio IWM 0.20 Total Assets (US$M) Div Yield (%) 35,003 1.38 Traded Currency 30D Avg Turnover ('000) USD 3,705,506 iShares Russell 2000 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Russell 2000 Index Fund. The ETF holds mid and small-cap U.S. stocks. Its investments are in the smallest 2000 companies from the Russell 3000 Index. The ETF weights the holdings by market capitalization and rebalances annually. iShares Russell 1000 Value ETF Ticker Exp. Ratio IWD 0.20 Total Assets (US$M) Div Yield (%) 32,639 2.24 Traded Currency 30D Avg Turnover ('000) USD 291,460 iShares Russell 1000 Value ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Russell 1000 Value Index. The ETF holds mid and large-cap U.S. stocks. Its investments are in companies that are thought to be undervalued by the market. The ETF weights the holdings using a market capitalization methodology and rebalances annually. iShares Russell 1000 Growth ETF Ticker Exp. Ratio IWF 0.20 Total Assets (US$M) Div Yield (%) 30,222 1.43 Traded Currency 30D Avg Turnover ('000) USD 165,041 iShares Russell 1000 Growth ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Russell 1000 Growth Index. The ETF holds mostly large-cap U.S. stocks. Its investments are in companies whose earnings are expected to grow at an above-average rate relative to the market. The ETF weights the holdings by market capitalization. Vanguard Value ETF Ticker Exp. Ratio VTV 0.08 Total Assets (US$M) Div Yield (%) 23,156 2.42 Traded Currency 30D Avg Turnover ('000) USD 106,504 Vanguard Value ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the CRSP U.S. Large Cap Value Index. The ETF holds large-cap U.S. stocks. The Fund invests all of its assets in the stocks that make up the Index and follows a full replication strategy. It weights the holdings using a multi factor methodology. Vanguard Dividend Appreciation ETF Ticker Exp. Ratio VIG 0.10 Total Assets (US$M) Div Yield (%) 21,813 2.06 Traded Currency 30D Avg Turnover ('000) USD 71,587 Vanguard Dividend Appreciation ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the NASDAQ US Dividend Achievers Select Index. The ETF holds mid and large-cap U.S. stocks. Its investments are focused on U.S. common stocks that have a history of increasing dividends for ten consecutive years, but exclude REITs. The ETF weights the holdings using by market capitalization. 5 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES FIXED INCOME iShares Core U.S. Aggregate Bond ETF Ticker Exp. Ratio AGG 0.05 Total Assets (US$M) Div Yield (%) 41,507 2.50 Traded Currency 30D Avg Turnover ('000) USD 299,699 iShares Core U.S. Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Bloomberg Barclays US Aggregate Bond Index. The fund invests in securities within the total U.S. investment-grade bond market. This includes Treasuries, government-related and corporate securities, MBS, ABS and CMBS. Vanguard Total Bond Market ETF Ticker Exp. Ratio BND 0.06 Total Assets (US$M) Div Yield (%) 32,168 2.54 Traded Currency 30D Avg Turnover ('000) USD 141,602 Vanguard Total Bond Market ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Bloomberg Barclays Capital Aggregate Bond Index, which measures a wide spectrum of public, investment-grade, taxable, fixed income securities in the U.S. iShares iBoxx $ Investment Grade Corporate Bond ETF Ticker Exp. Ratio LQD 0.15 Total Assets (US$M) Div Yield (%) 29,341 3.34 Traded Currency 30D Avg Turnover ('000) USD 631,844 iShares iBoxx $ Investment Grade Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, investment-grade corporate bonds. Vanguard Short-Term Bond ETF Ticker BSV Total Assets (US$M) 19,516 Traded Currency USD Exp. Ratio 0.09 Div Yield (%) 1.50 30D Avg Turnover ('000) 110,208 Vanguard Short-Term Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Bloomberg Barclays Capital 1-5 Year Government/Credit Index, which includes all medium and larger issues of U.S. government, investment-grade corporate, and investment-grade international bonds that have a maturities between 1 and 5 years. iShares iBoxx $ High Yield Corporate Bond ETF Ticker Exp. Ratio HYG 0.50 Total Assets (US$M) Div Yield (%) 15,381 5.61 Traded Currency 30D Avg Turnover ('000) USD 1,158,482 iShares iBoxx $ High Yield Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, high yield corporate bonds. iShares US Preferred Stock ETF Ticker Exp. Ratio PFF 0.47 Total Assets (US$M) Div Yield (%) 16,738 6.18 Traded Currency 30D Avg Turnover ('000) USD 137,155 iShares U.S. Preferred Stock ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the S&P U.S. Preferred Stock Index. 6 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES FIXED INCOME Vanguard Short-Term Corporate Bond ETF Ticker Exp. Ratio VCSH 0.10 Total Assets (US$M) Div Yield (%) 15,232 2.18 Traded Currency 30D Avg Turnover ('000) USD 89,514 Vanguard Short-Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Bloomberg Barclays Capital US 1-5 Year Corporate Bond Index. 7 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (LEVERAGED) ProShares Ultra S&P500 Ticker Exp. Ratio SSO 0.89 Total Assets (US$M) Div Yield (%) 1,531 N/A Traded Currency 30D Avg Turnover ('000) USD 235,672 ProShares Ultra S&P500 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the S&P 500 Index. ProShares Ultra QQQ Ticker Exp. Ratio QLD 0.95 Total Assets (US$M) Div Yield (%) 837 N/A Traded Currency 30D Avg Turnover ('000) USD 90,446 Ultra QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the NASDAQ-100 Index. ProShares Ultra Dow30 Ticker Exp. Ratio DDM 0.95 Total Assets (US$M) Div Yield (%) 239 N/A Traded Currency 30D Avg Turnover ('000) USD 11,871 ProShares Ultra Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average. ProShares Ultra Financials Ticker Exp. Ratio UYG 0.95 Total Assets (US$M) Div Yield (%) 743 N/A Traded Currency 30D Avg Turnover ('000) USD 3,876 ProShares Ultra Financials is an exchange-traded fund incorporated in the USA. The ETF seeks to double (200%) the daily performance of the Dow Jones U.S. Financials Index. The ETF holds equity securities and daily swaps to obtain its 2X daily performance. Its investments are focused on large and mid-cap U.S. financial stocks. The ETF uses a market capitalization weighting methodology. ProShares Ultra Russell2000 Ticker Exp. Ratio UWM 0.95 Total Assets (US$M) Div Yield (%) 189 N/A Traded Currency 30D Avg Turnover ('000) USD 17,595 ProShares Ultra Russell2000 is an exchange traded-fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 2000 Index. ProShares Ultra Oil & Gas Ticker Exp. Ratio DIG 0.95 Total Assets (US$M) Div Yield (%) 161 N/A Traded Currency 30D Avg Turnover ('000) USD 6,380 Ultra Oil & Gas Proshares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Oil & Gas Index. ProShares UltraPro S&P 500 Ticker Exp. Ratio UPRO 0.95 Total Assets (US$M) Div Yield (%) 686 N/A Traded Currency 30D Avg Turnover ('000) USD 190,840 ProShares UltraPro S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to triple (300%) the daily performance of the S&P 500 Index. 8 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (LEVERAGED) Direxion Daily S&P 500 Bull 3X Ticker SPXL Total Assets (US$M) 532 Traded Currency USD Exp. Ratio 0.95 Div Yield (%) N/A 30D Avg Turnover ('000) 126,404 Direxion Daily S&P 500 Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the S&P 500 Index ("Large Cap Index"). ProShares UltraPro QQQ Ticker Exp. Ratio TQQQ 0.95 Total Assets (US$M) Div Yield (%) 1,000 N/A Traded Currency 30D Avg Turnover ('000) USD 242,886 ProShares UltraPro QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the NASDAQ-100 Index. ProShares UltraPro Dow30 Ticker Exp. Ratio UDOW 0.95 Total Assets (US$M) Div Yield (%) 106 N/A Traded Currency 30D Avg Turnover ('000) USD 26,859 ProShares UltraPro Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the Dow Jones 30 Index. ProShares UltraPro Financial Select Sector Ticker Exp. Ratio FINU 0.95 Total Assets (US$M) Div Yield (%) 11 N/A Traded Currency 30D Avg Turnover ('000) USD 204 ProShares UltraPro 3x Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that correspond to three times (3x) the daily performance of the S&P Financial Select Sector Index. Direxion Daily Financial Bull 3X Shares Ticker Exp. Ratio FAS 0.95 Total Assets (US$M) Div Yield (%) 1,215 N/A Traded Currency 30D Avg Turnover ('000) USD 100,353 Direxion Daily Financial Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Russell 1000 Financial Services Index ("Financial Index"). The Fund invests in at least 80% of its net assets in the equity securities that comprise the Financial Index ProShares UltraPro Russell2000 Ticker Exp. Ratio URTY 0.95 Total Assets (US$M) Div Yield (%) 104 N/A Traded Currency 30D Avg Turnover ('000) USD 17,741 ProShares UltraPro Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the Russell 2000 Index. The ETF uses a derivative based replication strategy and weights the holdings using a market capitalization methodology. 9 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (LEVERAGED) Direxion Daily Small Cap Bull 3X Shares Ticker Exp. Ratio TNA 0.95 Total Assets (US$M) Div Yield (%) 699 N/A Traded Currency 30D Avg Turnover ('000) USD 281,171 Direxion Daily Small Cap Bull 3X Shares is and exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Russell 2000 Index ("Small Cap Index"). The ETF is market cap weighted and invests in at least 80% of its net assets in the equity securities that comprise the Small Cap Index. 10 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (INVERSE) ProShares Short S&P500 Ticker Exp. Ratio SH 0.89 Total Assets (US$M) Div Yield (%) 2,367 N/A Traded Currency 30D Avg Turnover ('000) USD 147,704 ProShares Short S&P500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the S&P 500 Index. ProShares Short QQQ Ticker Exp. Ratio PSQ 0.95 Total Assets (US$M) Div Yield (%) 342 N/A Traded Currency 30D Avg Turnover ('000) USD 34,617 Short QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the NASDAQ-100 Index. ProShares Short Dow30 Ticker Exp. Ratio DOG 0.95 Total Assets (US$M) Div Yield (%) 318 N/A Traded Currency 30D Avg Turnover ('000) USD 17,603 ProShares Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the inverse (opposite) of the daily performance of the Dow Jones Industrial Average. ProShares Short Financials Ticker Exp. Ratio SEF 0.95 Total Assets (US$M) Div Yield (%) 33 N/A Traded Currency 30D Avg Turnover ('000) USD 654 Short Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the inverse (opposite) of the daily performance of the underlying index. ProShares Short Russell2000 Ticker Exp. Ratio RWM 0.95 Total Assets (US$M) Div Yield (%) 420 N/A Traded Currency 30D Avg Turnover ('000) USD 46,764 ProShares Short Russell 2000 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index. ProShares UltraShort S&P500 Ticker Exp. Ratio SDS 0.89 Total Assets (US$M) Div Yield (%) 1,859 N/A Traded Currency 30D Avg Turnover ('000) USD 202,755 UltraShort S&P500 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P 500 Index. 11 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (INVERSE) ProShares UltraShort QQQ Ticker Exp. Ratio QID 0.95 Total Assets (US$M) Div Yield (%) 396 N/A Traded Currency 30D Avg Turnover ('000) USD 69,570 UltraShort QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index ProShares UltraShort Dow30 Ticker DXD Total Assets (US$M) 242 Traded Currency USD Exp. Ratio 0.95 Div Yield (%) N/A 30D Avg Turnover ('000) 23,511 ProShares UltraShort Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average. ProShares UltraShort Financials Ticker Exp. Ratio SKF 0.95 Total Assets (US$M) Div Yield (%) 46 N/A Traded Currency 30D Avg Turnover ('000) USD 1,764 UltraShort Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index. ProShares UltraShort Russell2000 Ticker TWM Total Assets (US$M) 145 Traded Currency USD Exp. Ratio 0.95 Div Yield (%) N/A 30D Avg Turnover ('000) 33,191 UltraShort Russell 2000 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell 2000 Index. ProShares UltraPro Short S&P 500 Ticker Exp. Ratio SPXU 0.92 Total Assets (US$M) Div Yield (%) 806 N/A Traded Currency 30D Avg Turnover ('000) USD 146,968 ProShares UltraPro Short S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to triple (300%) the inverse of the daily performance of the S&P 500 Index. Direxion Daily S&P 500 Bear 3X Shares Ticker Exp. Ratio SPXS 0.95 Total Assets (US$M) Div Yield (%) 512 N/A Traded Currency 30D Avg Turnover ('000) USD 71,620 Direxion Daily S&P 500 Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse (opposite) of the performance of the S&P 500 Index ("Large Cap Index"). 12 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (INVERSE) ProShares UltraPro Short QQQ Ticker Exp. Ratio SQQQ 0.95 Total Assets (US$M) Div Yield (%) 642 N/A Traded Currency 30D Avg Turnover ('000) USD 111,977 ProShares UltraPro Short QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the NASDAQ-100 Index. ProShares UltraPro Short Dow30 Ticker Exp. Ratio SDOW 0.95 Total Assets (US$M) Div Yield (%) 236 N/A Traded Currency 30D Avg Turnover ('000) USD 34,662 ProShares UltraPro Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the Dow Jones 30 Index. ProShares UltraPro Short Financial Select Sector Ticker Exp. Ratio FINZ 0.95 Total Assets (US$M) Div Yield (%) 1 N/A Traded Currency 30D Avg Turnover ('000) USD 61 ProShares UltraPro Short Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that correspond to three times the inverse (-3x) the daily performance of the S&P Financial Select Sector Index. Direxion Daily Financial Bear 3X Shares Ticker FAZ Total Assets (US$M) 262 Traded Currency USD Exp. Ratio 0.95 Div Yield (%) N/A 30D Avg Turnover ('000) 53,914 Direxion Daily Financial Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Russell 1000 Financial Index. ProShares UltraPro Short Russell2000 Ticker SRTY Total Assets (US$M) 99 Traded Currency USD Exp. Ratio 0.95 Div Yield (%) N/A 30D Avg Turnover ('000) 19,923 ProShares UltraPro Short Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the Russell 2000 Index. 13 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UNITED STATES (INVERSE) Direxion Daily Small Cap Bear 3X Shares Ticker Exp. Ratio TZA 0.95 Total Assets (US$M) Div Yield (%) 501 N/A Traded Currency 30D Avg Turnover ('000) USD 239,427 Direxion Daily Small Cap Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Small Cap Index. The Fund invests in at least 80% of its net assets in Financial Instruments that, provide exposure to the Small Cap Index. 14 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R CHINA & HONG KONG Tracker Fund of Hong Kong Ltd Ticker Exp. Ratio 2800 HK 0.10 Total Assets (US$M) Div Yield (%) 10,230 3.47 Traded Currency 30D Avg Turnover ('000) HKD 731,917 Tracker Fund of Hong Kong (TraHK) is an ETF registered in Hong Kong. The Fund seeks to provide investment results that closely correspond to the performance of the Hang Seng Index through investing all, or substantially all, of the Fund's assets in Index Shares in substantially the same weightings as they appear in the Hang Seng Index. Hang Seng Investment Index Funds Series - H-Share Index ETF Ticker Exp. Ratio 2828 HK 0.64 Total Assets (US$M) Div Yield (%) 5,814 3.24 Traded Currency 30D Avg Turnover ('000) HKD 441,455 Hang Seng Investment Index Funds Series - H-Share Index ETF is an exchangetraded fund established in Hong Kong. The Fund's objective is to provide investment returns that match the performance of the Hang Seng China Enterprises Index (H-Share Index). The Fund invests in constituent stocks of the H-Share Index. Hang Seng Investment Index Funds Series II - Hang Seng Index ETF Ticker Exp. Ratio 2833 HK 0.13 Total Assets (US$M) Div Yield (%) 5,661 3.40 Traded Currency 30D Avg Turnover ('000) HKD 2,758 Hang Seng Investment Index Funds Series II - HSI ETF is an exchange-traded fund established in Hong Kong. The Fund's objective is to match, before expenses, as closely as practicable the performance of the Hang Seng Index. The Fund invests in constituent stocks of the Hang Seng Index. iShares FTSE A50 China Index ETF Ticker Exp. Ratio 2823 HK 0.99 Total Assets (US$M) Div Yield (%) 4,023 2.66 Traded Currency 30D Avg Turnover ('000) HKD 214,183 iShares Asia Trust - iShares FTSE A50 China Index ETF is an exchange-traded fund established in Hong Kong. The Fund seeks to provide investment results that correspond generally to the performance of the FTSE China A50 Index, before fees and expenses. The Fund invests primarily in China A-Share Access Products ("CAAPs") but will also invest in AShares directly. CSOP FTSE China A50 ETF Ticker Exp. Ratio 2822 HK 1.08 Total Assets (US$M) Div Yield (%) 2,685 2.58 Traded Currency 30D Avg Turnover ('000) HKD 235,802 CSOP FTSE China A50 ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks to track the performance of the FTSE China A50 Index. The Fund invests most of its total assets in the equities of member companies of the FTSE China A50 Index. This is a RQFII fund. ChinaAMC ETF Series - ChinaAMC CSI 300 Index ETF Ticker Exp. Ratio 3188 HK 0.83 Total Assets (US$M) Div Yield (%) 1,447 0.88 Traded Currency 30D Avg Turnover ('000) HKD 77,168 ChinaAMC ETF Series - ChinaAMC CSI 300 Index ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks to track the performance of the CSI 300 Index. The Fund mainly invests most of its total assets in the equities of member companies of the CSI 300 Index. This is a RQFII fund. 15 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R CHINA & HONG KONG iShares China Large-Cap ETF Ticker Exp. Ratio FXI US 0.73 Total Assets (US$M) Div Yield (%) 3,558 2.85 Traded Currency 30D Avg Turnover ('000) USD 736,990 iShares China Large-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the FTSE China 50 Index, investing in large cap stocks. Its investments are focused in the financial, oil and gas, technology and communications sectors. The ETF uses a representative sampling indexing strategy, investing at least 90% of its assets in the securities of the underlying index. db x-trackers FTSE China 50 UCITS ETF DR Ticker Exp. Ratio HD8 SP 0.60 Total Assets (US$M) Div Yield (%) 166 N/A Traded Currency 30D Avg Turnover ('000) USD 148 db x-trackers FTSE CHINA 50 UCITS ETF DR is a UCITS IV compliant exchange trade fund incorporated in Luxembourg. The Fund's objective is to track the performance of the FTSE CHINA 25 Index. CSOP SZSE ChiNext ETF Ticker Exp. Ratio 3147 HK 1.27 Total Assets (US$M) Div Yield (%) 60 N/A Traded Currency 30D Avg Turnover ('000) HKD 4,039 CSOP SZSE ChiNext ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the ChiNext Index. This is a RQFII fund. 16 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R CHINA (LEVERAGED & INVERSE) Direxion Daily CSI 300 China A Share Bull 2X Shares Ticker Exp. Ratio CHAU US 0.95 Total Assets (US$M) Div Yield (%) 58 N/A Traded Currency 30D Avg Turnover ('000) USD 1,305 Direxion Daily CSI 300 China A Share Bull 2X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 200% of the CSI 300 Index. The ETF does not seek to achieve its stated investment objective over a period of time greater than one day. ProShares Ultra FTSE China 50 Ticker Exp. Ratio XPP US 0.95 Total Assets (US$M) Div Yield (%) 36 N/A Traded Currency 30D Avg Turnover ('000) USD 772 ProShares Ultra FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the FTSE/Xinhua China 50 Index. The Fund invests in equity securities that should have similar daily return of FTSE/Xinhua China 50 Index. Direxion Daily FTSE China Bull 3X Shares Ticker Exp. Ratio YINN US 0.95 Total Assets (US$M) Div Yield (%) 147 N/A Traded Currency 30D Avg Turnover ('000) USD 22,629 Direxion Daily FTSE China Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the FTSE China 50 Index. Direxion Daily CSI 300 China A Share Bear 1X Shares Ticker Exp. Ratio CHAD US 0.80 Total Assets (US$M) Div Yield (%) 69 N/A Traded Currency 30D Avg Turnover ('000) USD 476 Direxion Daily CSI 300 China A Share Bear 1X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 100% the inverse (opposite) of the CSI 300 Index. The ETF does not seek to achieve its stated investment objective over a period of time greater than one day. ProShares Short FTSE China 50 Ticker Exp. Ratio YXI US 0.95 Total Assets (US$M) Div Yield (%) 11 N/A Traded Currency 30D Avg Turnover ('000) USD 163 ProShares Short FTSE/Xinhua China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50 Index. ProShares UltraShort FTSE China 50 Ticker FXP US Total Assets (US$M) 53 Traded Currency USD Exp. Ratio 0.95 Div Yield (%) N/A 30D Avg Turnover ('000) 1,172 Proshares UltraShort FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of 200% the inverse (opposite) of the FTSE China 50 Index. 17 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R CHINA (LEVERAGED & INVERSE) Direxion Daily FTSE China Bear 3X Shares Ticker Exp. Ratio YANG US 0.95 Total Assets (US$M) Div Yield (%) 67 N/A Traded Currency 30D Avg Turnover ('000) USD 8,359 Direxion Daily FTSE China Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse (the opposite) of the performance of the FTSE China 50 Index. 18 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R EUROPE iShares Core DAX UCITS ETF DE Ticker Exp. Ratio DAXEX GR 0.16 Total Assets (US$M) Div Yield (%) 8,263 0.73 Traded Currency 30D Avg Turnover ('000) EUR 4,910 iShares Core DAX UCITS ETF (DE) is an open-end, UCITS compliant exchange traded fund incorporated in Germany. The fund aims to track the performance of the DAX index. The fund reinvests income received back into the fund. Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-USD Ticker MSEU LN Total Assets (US$M) 6,860 Traded Currency USD Exp. Ratio 0.20 Div Yield (%) N/A 30D Avg Turnover ('000) 2,089 Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-USD is an open-end UCITS compliant exchange traded fund incorporated in France. The Fund's investment objective is to track the performance of the EURO STOXX 50 Net Return Daily Hedged USD. Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-GBP Ticker Exp. Ratio MSEX LN 0.20 Total Assets (US$M) Div Yield (%) 6,804 N/A Traded Currency 30D Avg Turnover ('000) GBp 1,717 LYXOR UCITS ETF EURO STOXX 50 is an open-end, UCITS compliant exchange traded fund incorporated in France. The Fund aims to track the performance of the EURO STOXX 50 Net Return Daily Hedged GBP. iShares EURO STOXX 50 UCITS ETF DE Ticker Exp. Ratio SX5EEX 0.16 Total Assets (US$M) Div Yield (%) 6,880 3.62 Traded Currency 30D Avg Turnover ('000) EUR 169 iShares EURO STOXX 50 UCITS ETF (DE) is an open-end UCITS compliant exchange traded fund incorporated in Germany. The fund aims to track the performance of the EURO STOXX 50 index. The fund distributes income received to shareholders. iShares Core FTSE 100 UCITS ETF Ticker Exp. Ratio ISF LN 0.07 Total Assets (US$M) Div Yield (%) 5,133 4.50 Traded Currency 30D Avg Turnover ('000) GBp 3,478,119 iShares Core FTSE 100 UCITS ETF (Dist) is an open-end, UCITS compliant exchange traded fund incorporated in Ireland. The Fund aims to track the performance of the FTSE100 Index. The fund distributes income received to shareholders. Vanguard FTSE 100 UCITS ETF Ticker Exp. Ratio VUKE LN 0.09 Total Assets (US$M) Div Yield (%) 2,897 3.92 Traded Currency 30D Avg Turnover ('000) GBP 15,723 Vanguard FTSE 100 ETF is a UCITS compliant, exchange-traded fund, domiciled in Ireland. The fund seeks to track the performance of the FTSE 100 Index, a widely recognised UK benchmark of the 100 most highly capitalised blue chip companies, representing approximately 83% of the UK market. 19 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R OIL & GAS Energy Select Sector SPDR Fund Ticker XLE US Total Assets (US$M) 15,403 Traded Currency USD Exp. Ratio 0.14 Div Yield (%) 2.64 30D Avg Turnover ('000) 993,418 Energy Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Energy Select Sector Index. The ETF holds large-cap U.S. energy stocks. It invests in companies that develop & produce crude oil & natural gas, provide drilling and other energy related services. The holdings are weighted by market capitalization. Vanguard Energy ETF Ticker Exp. Ratio VDE US 0.10 Total Assets (US$M) Div Yield (%) 3,843 2.61 Traded Currency 30D Avg Turnover ('000) USD 19,751 Vanguard Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Energy Index. The Index consists of large, medium-size and small US companies within the energy sector that are involved with the construction or provision of oil rigs as well as the exploration, production and refining of oil/gas products. SPDR S&P Oil & Gas Exploration & Production ETF Ticker Exp. Ratio XOP US 0.35 Total Assets (US$M) Div Yield (%) 1,915 1.04 Traded Currency 30D Avg Turnover ('000) USD 627,225 SPDR S&P Oil & Gas Exploration & Production ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the S&P Oil & Gas Exploration & Production Select Industry Index, an equal-weighted index. iShares U.S. Energy ETF Ticker IYE US Total Assets (US$M) 1,241 Traded Currency USD Exp. Ratio 0.43 Div Yield (%) 2.45 30D Avg Turnover ('000) 45,311 iShares U.S. Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Energy Sector Index. The Fund will concentrate its investments in a particular industry or group of industries to approximately the same extent as the Index is so concentrated. iShares Global Energy ETF Ticker Exp. Ratio IXC US 0.47 Total Assets (US$M) Div Yield (%) 1,054 3.25 Traded Currency 30D Avg Turnover ('000) USD 11,390 iShares Global Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to seek investment results that correspond to the performance of the S&P Global Energy Index. 20 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R OIL & GAS United States Oil Fund LP Ticker Exp. Ratio USO US 0.72 Total Assets (US$M) Div Yield (%) 3,281 N/A Traded Currency 30D Avg Turnover ('000) USD 492,012 United States Oil Fund LP is a Delaware limited partnership incorporated in the USA. The Fund's objective is to have changes in percentage terms of its unit's net asset value reflect the changes of the price of WTI Crude Oil delivered to Cushing, Oklahoma, as measured by changes in percentage terms of the price of the WTI Crude Oil futures contract on the NYMEX. The fund is a commodity pool. United States 12 Month Oil Fund LP Ticker Exp. Ratio USL US 0.93 Total Assets (US$M) Div Yield (%) 112 N/A Traded Currency 30D Avg Turnover ('000) USD 1,198 United States 12 Month Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have changes in percentage terms of its unit's net asset value reflect changes of the price of WTI Crude Oil delivered to Cushing, Oklahoma, as measured by changes in percentage terms of the price of an average of the next 12 month's WTI Crude Oil futures contracts on the NYMEX. CSOP WTI Oil Annual Roll December Futures ER ETF Ticker Exp. Ratio 3135 HK 1.08 Total Assets (US$M) Div Yield (%) 22 N/A Traded Currency 30D Avg Turnover ('000) HKD 1,202 CSOP WTI Oil Annual Roll December Futures ER ETF is an exchange-traded fund incorporated in Hong Kong. The fund aims to provide investment results that, before fees and expenses, closely correspond to the performance of the BofA Merrill Lynch Commodity index eXtra CLA Index (Excess Return). ProShares Ultra Bloomberg Crude Oil Ticker Exp. Ratio UCO US 0.95 Total Assets (US$M) Div Yield (%) 806 N/A Traded Currency 30D Avg Turnover ('000) USD 72,456 ProShares Ultra Bloomberg Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance of its corresponding benchmark, the Bloomberg Crude Oil Sub-Index. 21 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R OIL & GAS VelocityShares 3x Long Crude ETN Ticker Exp. Ratio UWTI US 1.35 Total Assets (US$M) Div Yield (%) 1,445 N/A Traded Currency 30D Avg Turnover ('000) USD 457,978 VelocityShares Daily 3x Long Crude ETN is an exchange-traded note issued in the USA by Credit Suisse AG (Nassau Branch). The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P GSCI Crude Oil Index ER. ProShares UltraShort Bloomberg Crude Oil Ticker Exp. Ratio SCO US 0.95 Total Assets (US$M) Div Yield (%) 159 N/A Traded Currency 30D Avg Turnover ('000) USD 49,859 ProShares UltraShort Bloomberg Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) the daily performance, whether positive or negative, of its corresponding benchmark. The Fund tracks a multiple or inverse multiple of the daily performance of the Bloomberg Crude Oil Sub-Index. VelocityShares 3x Inverse Crude ETN Ticker Exp. Ratio DWTI US 1.35 Total Assets (US$M) Div Yield (%) 223 N/A Traded Currency 30D Avg Turnover ('000) USD 331,798 VelocityShares Daily 3x Inverse Crude ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P GSCI Crude Oil Index ER. 22 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R GOLD SPDR Gold Shares Ticker GLD US Total Assets (US$M) 36,239 Traded Currency USD Exp. Ratio 0.40 Div Yield (%) N/A 30D Avg Turnover ('000) 1,250,489 SPDR Gold Shares is an investment fund incorporated in the USA. The investment objective of the Trust is for the Shares to reflect the performance of the price of gold bullion, less the Trust's expenses. The Trust holds gold and is expected from time to time to issue Baskets in exchange for deposits of gold and to distribute gold in connection with redemptions of Baskets. iShares Gold Trust Ticker Exp. Ratio IAU US 0.25 Total Assets (US$M) Div Yield (%) 8,297 N/A Traded Currency 30D Avg Turnover ('000) USD 119,898 iShares Gold Trust is an investment fund incorporated in the USA. The Fund issues shares representing fractional undivided beneficial interests in its net assets. The assets of the Trust will consist primarily of gold held by the custodian on behalf of the Trust. ETFS Physical Gold Ticker PHAU LN Total Assets (US$M) 6,017 Traded Currency USD Exp. Ratio 0.39 Div Yield (%) N/A 30D Avg Turnover ('000) 39,050 ETFS Physical Gold is an open-ended, UCITS eligible Exchange Traded Commodity, incorporated in Jersey and list across Europe and Asia. It is designed to track the Gold price less fees, allowing investors to invest in the precious metals market. It is backed by physically allocated metal bullion which has no credit risk. The security only holds LBMA (London Bullion Market) Good Delivery bars. VanEck Vectors Gold Miners ETF Ticker GDX US Total Assets (US$M) 9,280 Traded Currency USD Exp. Ratio 0.53 Div Yield (%) 0.55 30D Avg Turnover ('000) 2,058,463 VanEck Vectors Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Arca Gold Miners Index. The ETF invests in materials stocks of all cap sizes across the globe. Its largest allocation is in North American companies, principally those domiciled in Canada. The ETF weights the holdings using a market capitalization methodology. VanEck Vectors Junior Gold Miners ETF Ticker GDXJ US Total Assets (US$M) 3,679 Traded Currency USD Exp. Ratio 0.56 Div Yield (%) 0.40 30D Avg Turnover ('000) 826,369 VanEck Vectors Junior Gold Miners ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Junior Gold Miners Index. The Fund will normally invest at least 80% of its total assets in securities that comprise the Fund's benchmark index. iShares MSCI Global Gold Miners ETF Ticker Exp. Ratio RING US 0.39 Total Assets (US$M) Div Yield (%) 263 0.32 Traded Currency 30D Avg Turnover ('000) USD 4,183 iShares MSCI Global Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI Select Gold Miners Investable Market Index. 23 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R GOLD (LEVERAGED AND INVERSE) DB Gold Double Long Exchange Traded Notes Ticker Exp. Ratio DGP US 0.75 Total Assets (US$M) Div Yield (%) 144 N/A Traded Currency 30D Avg Turnover ('000) USD 1,119 DB Gold Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the performance of its underlying index plus the monthly T-Bill index return. VelocityShares 3x Long Gold ETN linked to the S&P GSCI Gold Index Ticker Exp. Ratio UGLD US 1.35 Total Assets (US$M) Div Yield (%) 83 N/A Traded Currency 30D Avg Turnover ('000) USD 6,236 VelocityShares 3x Long Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI® Gold Index Excess Return. DB Gold Double Short Exchange Traded Notes Ticker Exp. Ratio DZZ US 0.75 Total Assets (US$M) Div Yield (%) 40 N/A Traded Currency 30D Avg Turnover ('000) USD 739 DB Gold Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the inverse (opposite) performance of its underlying index plus the monthly T-Bill index return. VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index Excess Return Ticker Exp. Ratio DGLD US 1.35 Total Assets (US$M) Div Yield (%) 17 N/A Traded Currency 30D Avg Turnover ('000) USD 3,106 VelocityShares 3x Inverse Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI® Gold Index Excess Return. DB Gold Short Exchange Traded Notes Ticker Exp. Ratio DGZ US 0.75 Total Assets (US$M) Div Yield (%) 19 N/A Traded Currency 30D Avg Turnover ('000) USD 459 DB Gold Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite) performance of its underlying index plus the monthly T-Bill index return. Direxion Daily Gold Miners Index Bull 3X Shares Ticker Exp. Ratio NUGT US 0.95 Total Assets (US$M) Div Yield (%) 1,145 N/A Traded Currency 30D Avg Turnover ('000) USD 491,273 Direxion Daily Gold Miners Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the NYSE Arca Gold Miners Index. 24 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R GOLD (LEVERAGED AND INVERSE) Direxion Daily Junior Gold Miners Index Bull 3x Shares Ticker Exp. Ratio JNUG US 0.95 Total Assets (US$M) Div Yield (%) 514 N/A Traded Currency 30D Avg Turnover ('000) USD 319,359 Direxion Daily Junior Gold Miners Index Bull 3x Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the Market Vectors Junior Gold Miners Index. Direxion Daily Gold Miners Index Bear 3X Shares Ticker Exp. Ratio DUST US 0.95 Total Assets (US$M) Div Yield (%) 346 N/A Traded Currency 30D Avg Turnover ('000) USD 382,848 Direxion Daily Gold Miners Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% the inverse (opposite) of the NYSE Arca Gold Miners Index. Direxion Daily Junior Gold Miners Index Bear 3X Shares Ticker Exp. Ratio JDST US 0.95 Total Assets (US$M) Div Yield (%) 123 N/A Traded Currency 30D Avg Turnover ('000) USD 193,146 Direxion Daily Junior Gold Miners Index Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% the inverse (opposite) of the Market Vectors Junior Gold Miners Index. 25 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX A: US Equity and Fixed Income TICKER NAME TOTAL ASSETS (US$M) US EQUITY SPY US EQUITY SPY SP EQUITY IVV US EQUITY VTI US EQUITY VOO US EQUITY QQQ US EQUITY SPDR S&P500 ETF Trust 210,369 EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) 0.09 20,639,317 2.04 917,203 1.57 262,582 1.85 408,561 1.98 2,934,605 1.08 USD SPDR S&P 500 ETF Trust is an exchange-traded fund incorporated in the USA. The ETF tracks the S&P 500 Index. The Trust consists of a portfolio representing all 500 stocks in the S&P 500 Index. It holds predominantly largecap U.S. stocks. This ETF is structured as a Unit Investment Trust and pays dividends on a quarterly basis. The holdings are weighted by market capitalization. SPDR S&P500 ETF is also traded over SGX: GL Code "S27" iShares Core 83,817 0.04 USD iShares Core S&P 500 ETF is an exchange-traded fund incorporated in the USA. S&P 500 ETF The ETF tracks the performance of the S&P 500 Index. It invests in all 500 stocks that comprise the index. The ETF holds predominantly large-cap stocks from U.S. companies. It weights the holdings using a market capitalization methodology and rebalances quarterly. Vanguard Total 63,777 0.05 USD Vanguard Total Stock Market ETF is an exchange-traded fund incorporated in Stock Market the USA. The ETF tracks the performance of the CRSP US Total Market Index. ETF The ETF holds U.S stocks of all cap sizes. Its investments aim to represent the entire U.S. Equity Market. The ETF holds over 3,500 securities and weights these holdings by market capitalization. Vanguard S&P 51,397 0.05 USD Vanguard S&P 500 ETF is an exchange-traded fund incorporated in the USA. 500 ETF The ETF tracks the performance of the S&P 500 Index. The ETF primarily holds large-cap U.S. stocks. It invests in all 500 stocks that comprise the index. The ETF weights the holdings using a market capitalization methodology and rebalances quarterly. Powershares 38,154 0.20 USD Powershares QQQ Trust Series 1 is an exchange-traded fund incorporated in QQQ Trust the USA. The ETF tracks the performance of the Nasdaq 100 Index. The ETF Series 1 holds large cap U.S. stocks. Its investments exclude the financial sector and therefore, tend to be focused on the technology and consumer sector. The ETF weights the holdings using a market capitalization methodology. 26 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R DIA US EQUITY SPDR Dow Jones Industrial Average ETF Trust 12,021 0.17 USD IYY US EQUITY iShares Dow Jones U.S. ETF 945 0.20 USD IWM US EQUITY iShares Russell 2000 ETF 35,003 0.20 USD IWD US EQUITY iShares Russell 1000 Value ETF 32,639 0.20 USD IWF US EQUITY iShares Russell 1000 Growth ETF 30,222 0.20 USD VTV US EQUITY Vanguard Value ETF 23,156 0.08 USD VIG US EQUITY Vanguard Dividend Appreciation ETF 21,813 0.10 USD SPDR Dow Jones Industrial Average ETF Trust is an exchange-traded fund incorporated in the USA. The ETF tracks the Dow Jones Industrial Average Index. The ETF holds the 30 large-cap US stocks that represent the Index. This ETF is registered as a Unit Investment trust and pays a monthly dividend representing dividends paid by the underlying stocks. The ETF's holdings are price weighted. iShares Dow Jones U.S. ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Total Market Index. iShares Russell 2000 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Russell 2000 Index Fund. The ETF holds mid and small-cap U.S. stocks. Its investments are in the smallest 2000 companies from the Russell 3000 Index. The ETF weights the holdings by market capitalization and rebalances annually. iShares Russell 1000 Value ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Russell 1000 Value Index. The ETF holds mid and large-cap U.S. stocks. Its investments are in companies that are thought to be undervalued by the market. The ETF weights the holdings using a market capitalization methodology and rebalances annually. iShares Russell 1000 Growth ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Russell 1000 Growth Index. The ETF holds mostly large-cap U.S. stocks. Its investments are in companies whose earnings are expected to grow at an above-average rate relative to the market. The ETF weights the holdings by market capitalization. Vanguard Value ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the CRSP U.S. Large Cap Value Index. The ETF holds large-cap U.S. stocks. The Fund invests all of its assets in the stocks that make up the Index and follows a full replication strategy. It weights the holdings using a multi factor methodology. Vanguard Dividend Appreciation ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the NASDAQ US Dividend Achievers Select Index. The ETF holds mid and large-cap U.S. stocks. Its investments are focused on U.S. common stocks that have a history of increasing dividends for ten consecutive years, but exclude REITs. The ETF weights the holdings using by market capitalization. 600,104 2.37 3,355 1.42 3,705,506 1.38 291,460 2.24 165,041 1.43 106,504 2.42 71,587 2.06 27 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R TICKER TOTAL ASSETS (US$M) EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) US FIXED INCOME AGG US EQUITY iShares Core U.S. Aggregate Bond ETF 41,507 0.05 USD 299,699 2.50 BND US EQUITY Vanguard Total Bond Market ETF 32,168 0.06 USD 141,602 2.54 LQD US EQUITY iShares iBoxx $ Investment Grade Corporate Bond ETF Vanguard Short-Term Bond ETF 29,341 0.15 USD iShares Core U.S. Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the Bloomberg Barclays US Aggregate Bond Index. The fund invests in securities within the total U.S. investment-grade bond market. This includes Treasuries, government-related and corporate securities, MBS, ABS and CMBS. Vanguard Total Bond Market ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Bloomberg Barclays Capital Aggregate Bond Index, which measures a wide spectrum of public, investment-grade, taxable, fixed income securities in the U.S. iShares iBoxx $ Investment Grade Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, investment-grade corporate bonds. 631,844 3.34 19,516 0.09 USD 110,208 1.50 iShares iBoxx $ High Yield Corporate Bond ETF iShares US Preferred Stock ETF Vanguard Short-Term Corporate Bond ETF 15,381 0.50 USD Vanguard Short-Term Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Bloomberg Barclays Capital 1-5 Year Government/Credit Index, which includes all medium and larger issues of U.S. government, investment-grade corporate, and investment-grade international bonds that have a maturities between 1 and 5 years. iShares iBoxx $ High Yield Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, high yield corporate bonds. 1,158,482 5.61 16,738 0.47 USD 137,155 6.18 15,232 0.10 USD iShares U.S. Preferred Stock ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that correspond generally to the price and yield performance of the S&P U.S. Preferred Stock Index. Vanguard Short-Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the Bloomberg Barclays Capital US 1-5 Year Corporate Bond Index. 89,514 2.18 BSV US EQUITY HYG US EQUITY PFF US EQUITY VCSH US EQUITY NAME 28 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX B: US Leveraged TICKER NAME 2X LONG US EQUITY SSO US ProShares Ultra EQUITY S&P500 TOTAL ASSETS (US$M) EXPENSE RATIO TRADED CCY DESCRIPTION 30 DAY AVG TURNOVER ('000) 1,531 0.89 USD ProShares Ultra S&P500 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the S&P 500 Index. Ultra QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the NASDAQ-100 Index. ProShares Ultra Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average. ProShares Ultra Financials is an exchange-traded fund incorporated in the USA. The ETF seeks to double (200%) the daily performance of the Dow Jones U.S. Financials Index. The ETF holds equity securities and daily swaps to obtain its 2X daily performance. Its investments are focused on large and mid-cap U.S. financial stocks. The ETF uses a market capitalization weighting methodology. ProShares Ultra Russell2000 is an exchange traded-fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Russell 2000 Index. Ultra Oil & Gas Proshares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Oil & Gas Index. 235,672 ProShares UltraPro S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to triple (300%) the daily performance of the S&P 500 Index. Direxion Daily S&P 500 Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the S&P 500 Index ("Large Cap Index"). ProShares UltraPro QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the NASDAQ-100 Index. 190,840 QLD US EQUITY ProShares Ultra QQQ 837 0.95 USD DDM US EQUITY ProShares Ultra Dow30 239 0.95 USD UYG US EQUITY ProShares Ultra Financials 743 0.95 USD UWM US EQUITY ProShares Ultra Russell2000 189 0.95 USD DIG US EQUITY ProShares Ultra Oil & Gas 161 0.95 USD 686 0.95 USD 532 0.95 USD 1,000 0.95 USD 3X LONG US EQUITY UPRO US ProShares EQUITY UltraPro S&P 500 SPXL US Direxion Daily EQUITY S&P 500 Bull 3X TQQQ US EQUITY ProShares UltraPro QQQ 90,446 11,871 3,876 17,595 6,380 126,404 242,886 29 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R UDOW US EQUITY ProShares UltraPro Dow30 106 0.95 USD FINU US EQUITY ProShares UltraPro Financial Select Sector Direxion Daily Financial Bull 3X Shares 11 0.95 USD 1,215 0.95 USD URTY US EQUITY ProShares UltraPro Russell2000 104 0.95 USD TNA US EQUITY Direxion Daily Small Cap Bull 3X Shares 699 0.95 USD FAS US EQUITY ProShares UltraPro Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the Dow Jones 30 Index. ProShares UltraPro 3x Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that correspond to three times (3x) the daily performance of the S&P Financial Select Sector Index. 26,859 Direxion Daily Financial Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Russell 1000 Financial Services Index ("Financial Index"). The Fund invests in at least 80% of its net assets in the equity securities that comprise the Financial Index ProShares UltraPro Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the daily performance of the Russell 2000 Index. The ETF uses a derivative based replication strategy and weights the holdings using a market capitalization methodology. Direxion Daily Small Cap Bull 3X Shares is and exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the Russell 2000 Index ("Small Cap Index"). The ETF is market cap weighted and invests in at least 80% of its net assets in the equity securities that comprise the Small Cap Index. 100,353 204 17,741 281,171 30 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX C: US Inverse TICKER NAME 1X SHORT US EQUITY SH US ProShares Short EQUITY S&P500 TOTAL ASSETS (US$M) EXPENSE RATIO TRADED CCY DESCRIPTION 30 DAY AVG TURNOVER ('000) 2,367 0.89 USD ProShares Short S&P500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the S&P 500 Index. Short QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the NASDAQ-100 Index. ProShares Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the inverse (opposite) of the daily performance of the Dow Jones Industrial Average. Short Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the inverse (opposite) of the daily performance of the underlying index. ProShares Short Russell 2000 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index. 147,704 UltraShort S&P500 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P 500 Index. UltraShort QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index ProShares UltraShort Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrial Average. UltraShort Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S. Financials Index. UltraShort Russell 2000 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of 202,755 PSQ US EQUITY ProShares Short QQQ 342 0.95 USD DOG US EQUITY ProShares Short Dow30 318 0.95 USD SEF US EQUITY ProShares Short Financials 33 0.95 USD RWM US EQUITY ProShares Short Russell2000 420 0.95 USD 1,859 0.89 USD 396 0.95 USD 242 0.95 USD 46 0.95 USD 145 0.95 USD 2X SHORT US EQUITY SDS US ProShares EQUITY UltraShort S&P500 QID US ProShares EQUITY UltraShort QQQ DXD US EQUITY SKF US EQUITY TWM US EQUITY ProShares UltraShort Dow30 ProShares UltraShort Financials ProShares UltraShort 34,617 17,603 654 46,764 69,570 23,511 1,764 33,191 31 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R Russell2000 3X SHORT US EQUITY SPXU US ProShares EQUITY UltraPro Short S&P 500 SPXS US Direxion Daily EQUITY S&P 500 Bear 3X Shares SQQQ US EQUITY SDOW US EQUITY FINZ US EQUITY FAZ US EQUITY SRTY US EQUITY TZA US EQUITY the daily performance of the Russell 2000 Index. 806 0.92 USD ProShares UltraPro Short S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results, before fees and expenses, that correspond to triple (300%) the inverse of the daily performance of the S&P 500 Index. Direxion Daily S&P 500 Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse (opposite) of the performance of the S&P 500 Index ("Large Cap Index"). 146,968 512 0.95 USD ProShares UltraPro Short QQQ ProShares UltraPro Short Dow30 ProShares UltraPro Short Financial Select Sector Direxion Daily Financial Bear 3X Shares 642 0.95 USD ProShares UltraPro Short QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the NASDAQ-100 Index. ProShares UltraPro Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the Dow Jones 30 Index. ProShares UltraPro Short Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results, before fees and expenses, that correspond to three times the inverse (-3x) the daily performance of the S&P Financial Select Sector Index. 111,977 236 0.95 USD 1 0.95 USD 262 0.95 USD Direxion Daily Financial Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Russell 1000 Financial Index. 53,914 ProShares UltraPro Short Russell2000 Direxion Daily Small Cap Bear 3X Shares 99 0.95 USD 19,923 0.95 USD ProShares UltraPro Short Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which correspond to three times (300%) the inverse of the daily performance of the Russell 2000 Index. Direxion Daily Small Cap Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Small Cap Index. The Fund invests in at least 80% of its net assets in Financial Instruments that, provide exposure to the Small Cap Index. 501 71,620 34,662 61 239,427 32 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX D: China & HK Equity TICKER NAME HK EQUITY 2800 HK EQUITY 2828 HK EQUITY 2833 HK EQUITY CHINA EQUITY 2823 HK EQUITY 2822 HK EQUITY TOTAL ASSETS (US$M) EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) Tracker Fund of Hong Kong Ltd 10,230 0.10 HKD 731,917 3.47 Hang Seng Investment Index Funds Series - HShare Index ETF Hang Seng Investment Index Funds Series II - Hang Seng Index ETF 5,814 0.64 HKD Tracker Fund of Hong Kong (TraHK) is an ETF registered in Hong Kong. The Fund seeks to provide investment results that closely correspond to the performance of the Hang Seng Index through investing all, or substantially all, of the Fund's assets in Index Shares in substantially the same weightings as they appear in the Hang Seng Index. Hang Seng Investment Index Funds Series - H-Share Index ETF is an exchangetraded fund established in Hong Kong. The Fund's objective is to provide investment returns that match the performance of the Hang Seng China Enterprises Index (H-Share Index). The Fund invests in constituent stocks of the H-Share Index. 441,455 3.24 5,661 0.13 HKD Hang Seng Investment Index Funds Series II - HSI ETF is an exchange-traded fund established in Hong Kong. The Fund's objective is to match, before expenses, as closely as practicable the performance of the Hang Seng Index. The Fund invests in constituent stocks of the Hang Seng Index. 2,758 3.40 iShares FTSE A50 China Index ETF 4,023 0.99 HKD 214,183 2.66 CSOP FTSE China A50 ETF 2,685 1.08 HKD iShares Asia Trust - iShares FTSE A50 China Index ETF is an exchange-traded fund established in Hong Kong. The Fund seeks to provide investment results that correspond generally to the performance of the FTSE China A50 Index, before fees and expenses. The Fund invests primarily in China A-Share Access Products ("CAAPs") but will also invest in A-Shares directly. CSOP FTSE China A50 ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks to track the performance of the FTSE China A50 Index. The Fund invests most of its total assets in the equities of member companies of the FTSE China A50 Index. This is a RQFII fund. 235,802 2.58 33 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R 3188 HK EQUITY ChinaAMC ETF Series ChinaAMC CSI 300 Index ETF 1,447 0.83 HKD ChinaAMC ETF Series - ChinaAMC CSI 300 Index ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks to track the performance of the CSI 300 Index. The Fund mainly invests most of its total assets in the equities of member companies of the CSI 300 Index. This is a RQFII fund. 77,168 0.88 FXI US EQUITY iShares China Large-Cap ETF 3,558 0.73 USD 736,990 2.85 HD8 SP EQUITY db x-trackers FTSE China 50 UCITS ETF DR CSOP SZSE ChiNext ETF 166 0.60 USD 148 #N/A N/A 60 1.27 HKD iShares China Large-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the FTSE China 50 Index, investing in large cap stocks. Its investments are focused in the financial, oil and gas, technology and communications sectors. The ETF uses a representative sampling indexing strategy, investing at least 90% of its assets in the securities of the underlying index. db x-trackers FTSE CHINA 50 UCITS ETF DR is a UCITS IV compliant exchange trade fund incorporated in Luxembourg. The Fund's objective is to track the performance of the FTSE CHINA 25 Index. CSOP SZSE ChiNext ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks provide investment results that, before deduction of fees and expenses, closely correspond to the performance of the ChiNext Index. This is a RQFII fund. 4,039 #N/A N/A 3147 HK EQUITY 34 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX E: China Leveraged & Inverse TICKER NAME TOTAL ASSETS (US$M) 2X LONG CHINA EQUITY CHAU US Direxion Daily EQUITY CSI 300 China A Share Bull 2X Shares XPP US ProShares Ultra EQUITY FTSE China 50 3X LONG CHINA EQUITY YINN US Direxion Daily EQUITY FTSE China Bull 3X Shares 1X SHORT CHINA EQUITY CHAD US Direxion Daily EQUITY CSI 300 China A Share Bear 1X Shares YXI US ProShares Short EQUITY FTSE China 50 2X SHORT CHINA EQUITY FXP US ProShares EQUITY UltraShort FTSE China 50 3X SHORT CHINA EQUITY YANG US Direxion Daily EQUITY FTSE China Bear 3X Shares EXPENSE RATIO TRADED CCY DESCRIPTION 30 DAY AVG TURNOVER ('000) 58 0.95 USD 1,305 36 0.95 USD Direxion Daily CSI 300 China A Share Bull 2X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 200% of the CSI 300 Index. The ETF does not seek to achieve its stated investment objective over a period of time greater than one day. ProShares Ultra FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to twice (200%) the daily performance of the FTSE/Xinhua China 50 Index. The Fund invests in equity securities that should have similar daily return of FTSE/Xinhua China 50 Index. 147 0.95 USD Direxion Daily FTSE China Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the performance of the FTSE China 50 Index. 22,629 69 0.80 USD 476 11 0.95 USD Direxion Daily CSI 300 China A Share Bear 1X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 100% the inverse (opposite) of the CSI 300 Index. The ETF does not seek to achieve its stated investment objective over a period of time greater than one day. ProShares Short FTSE/Xinhua China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that correspond to the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50 Index. 53 0.95 USD Proshares UltraShort FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that correspond to the performance of 200% the inverse (opposite) of the FTSE China 50 Index. 1,172 67 0.95 USD Direxion Daily FTSE China Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse (the opposite) of the performance of the FTSE China 50 Index. 8,359 772 163 35 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX F: Europe Equity TICKER NAME TOTAL ASSETS (US$M) EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) iShares Core DAX UCITS ETF DE 8,263 0.16 EUR iShares Core DAX UCITS ETF (DE) is an open-end, UCITS compliant exchange traded fund incorporated in Germany. The fund aims to track the performance of the DAX index. The fund reinvests income received back into the fund. 4,910 0.73 Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged CUSD 6,860 0.20 USD Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-USD is an open-end UCITS compliant exchange traded fund incorporated in France. The Fund's investment objective is to track the performance of the EURO STOXX 50 Net Return Daily Hedged USD. 2,089 N/A Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged CGBP iShares EURO STOXX 50 UCITS ETF DE 6,804 0.20 GBp LYXOR UCITS ETF EURO STOXX 50 is an open-end, UCITS compliant exchange traded fund incorporated in France. The Fund aims to track the performance of the EURO STOXX 50 Net Return Daily Hedged GBP. 1,717 N/A 6,880 0.16 EUR iShares EURO STOXX 50 UCITS ETF (DE) is an open-end UCITS compliant exchange traded fund incorporated in Germany. The fund aims to track the performance of the EURO STOXX 50 index. The fund distributes income received to shareholders. 169 3.62 UNITED KINGDOM ISF LN EQUITY iShares Core FTSE 100 UCITS ETF 5,133 0.07 GBp 3,478,119 4.50 VUKE LN EQUITY 2,897 0.09 GBP iShares Core FTSE 100 UCITS ETF (Dist) is an open-end, UCITS compliant exchange traded fund incorporated in Ireland. The Fund aims to track the performance of the FTSE100 Index. The fund distributes income received to shareholders. Vanguard FTSE 100 ETF is a UCITS compliant, exchange-traded fund, domiciled in Ireland. The fund seeks to track the performance of the FTSE 100 Index, a widely recognised UK benchmark of the 100 most highly capitalised blue chip companies, representing approximately 83% of the UK market. 15,723 3.92 GERMANY DAXEX GR EQUITY EUROZONE MSEU LN EQUITY MSEX LN EQUITY SX5EEX GR EQUITY Vanguard FTSE 100 UCITS ETF 36 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX G: Oil and Gas TICKER NAME TOTAL ASSETS (US$M) EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) Energy Select Sector SPDR Fund 15,403 0.14 USD 993,418 2.64 VDE US Equity Vanguard Energy ETF 3,843 0.10 USD 19,751 2.61 XOP US Equity SPDR S&P Oil & Gas Exploration & Production ETF 1,915 0.35 USD 627,225 1.04 IYE US EQUITY iShares U.S. Energy ETF 1,241 0.43 USD 45,311 2.45 IXC US EQUITY iShares Global Energy ETF 1,054 0.47 USD Energy Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Energy Select Sector Index. The ETF holds large-cap U.S. energy stocks. It invests in companies that develop & produce crude oil & natural gas, provide drilling and other energy related services. The holdings are weighted by market capitalization. Vanguard Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of the MSCI US Investable Market Energy Index. The Index consists of large, medium-size and small US companies within the energy sector that are involved with the construction or provision of oil rigs as well as the exploration, production and refining of oil/gas products. SPDR S&P Oil & Gas Exploration & Production ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible the S&P Oil & Gas Exploration & Production Select Industry Index, an equal-weighted index. iShares U.S. Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment results that correspond to the performance of the Dow Jones U.S. Energy Sector Index. The Fund will concentrate its investments in a particular industry or group of industries to approximately the same extent as the Index is so concentrated. iShares Global Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to seek investment results that correspond to the performance of the S&P Global Energy Index. 11,390 3.25 3,281 0.72 USD United States Oil Fund LP is a Delaware limited partnership incorporated in the USA. The Fund's objective is to have changes in percentage terms of its unit's net asset value reflect the changes of the price of WTI Crude Oil delivered to Cushing, Oklahoma, as measured by changes in percentage terms of the price of the WTI Crude Oil futures contract on the NYMEX. The fund is a commodity pool. 492,012 N/A ENERGY SECTOR XLE US Equity CRUDE OIL COMMODITY (FUTURES) USO US EQUITY United States Oil Fund LP 37 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R USL US EQUITY United States 12 Month Oil Fund LP 112 0.93 USD 3135 HK EQUITY CSOP WTI Oil Annual Roll December Futures ER ETF 22 1.08 HKD 806 0.95 USD LEVERAGED AND INVERSE UCO US EQUITY ProShares Ultra Bloomberg Crude Oil UWTI US EQUITY VelocityShares 3x Long Crude ETN 1,445 1.35 USD SCO US EQUITY ProShares UltraShort Bloomberg Crude Oil 159 0.95 USD 223 1.35 USD DWTI US EQUITY VelocityShares 3x Inverse Crude ETN United States 12 Month Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to have changes in percentage terms of its unit's net asset value reflect changes of the price of WTI Crude Oil delivered to Cushing, Oklahoma, as measured by changes in percentage terms of the price of an average of the next 12 month's WTI Crude Oil futures contracts on the NYMEX. CSOP WTI Oil Annual Roll December Futures ER ETF is an exchange-traded fund incorporated in Hong Kong. The fund aims to provide investment results that, before fees and expenses, closely correspond to the performance of the BofA Merrill Lynch Commodity index eXtra CLA Index (Excess Return). 1,198 N/A 1,202 N/A ProShares Ultra Bloomberg Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the daily performance of its corresponding benchmark, the Bloomberg Crude Oil Sub-Index. VelocityShares Daily 3x Long Crude ETN is an exchange-traded note issued in the USA by Credit Suisse AG (Nassau Branch). The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P GSCI Crude Oil Index ER. ProShares UltraShort Bloomberg Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily investment results that correspond to twice (200%) the inverse (opposite) the daily performance, whether positive or negative, of its corresponding benchmark. The Fund tracks a multiple or inverse multiple of the daily performance of the Bloomberg Crude Oil Sub-Index. VelocityShares Daily 3x Inverse Crude ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, S&P GSCI Crude Oil Index ER. 72,456 N/A 457,978 N/A 49,859 N/A 331,798 N/A 38 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX H: Gold TICKER NAME TOTAL ASSETS (US$M) EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) SPDR Gold Shares 36,239 0.40 USD 1,250,489 N/A IAU US Equity iShares Gold Trust 8,297 0.25 USD 119,898 N/A PHAU LN Equity ETFS Physical Gold 6,017 0.39 USD SPDR Gold Shares is an investment fund incorporated in the USA. The investment objective of the Trust is for the Shares to reflect the performance of the price of gold bullion, less the Trust's expenses. The Trust holds gold and is expected from time to time to issue Baskets in exchange for deposits of gold and to distribute gold in connection with redemptions of Baskets. iShares Gold Trust is an investment fund incorporated in the USA. The Fund issues shares representing fractional undivided beneficial interests in its net assets. The assets of the Trust will consist primarily of gold held by the custodian on behalf of the Trust. ETFS Physical Gold is an open-ended, UCITS eligible Exchange Traded Commodity, incorporated in Jersey and list across Europe and Asia. It is designed to track the Gold price less fees, allowing investors to invest in the precious metals market. It is backed by physically allocated metal bullion which has no credit risk. The security only holds LBMA (London Bullion Market) Good Delivery bars. 39,050 N/A VanEck Vectors Gold Miners ETF 9,280 0.53 USD 2,058,463 0.55 GDXJ US Equity VanEck Vectors Junior Gold Miners ETF 3,679 0.56 USD 826,369 0.40 RING US Equity iShares MSCI Global Gold Miners ETF 263 0.39 USD VanEck Vectors Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the Arca Gold Miners Index. The ETF invests in materials stocks of all cap sizes across the globe. Its largest allocation is in North American companies, principally those domiciled in Canada. The ETF weights the holdings using a market capitalization methodology. VanEck Vectors Junior Gold Miners ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Junior Gold Miners Index. The Fund will normally invest at least 80% of its total assets in securities that comprise the Fund's benchmark index. iShares MSCI Global Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI Select Gold Miners Investable Market Index. 4,183 0.32 PHYSICAL GOLD GLD US Equity GOLD MINERS GDX US Equity 39 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R APPENDIX I: Gold Leveraged & Inverse TICKER NAME TOTAL ASSETS (US$M) EXPENSE TRADED DESCRIPTION RATIO CCY 30 DAY AVG TURNOVER ('000) DIV YIELD (%) LEVERAGED GOLD DGP US Equity DB Gold Double Long Exchange Traded Notes 144 0.75 USD 1,119 N/A UGLD US Equity VelocityShares 3x Long Gold ETN linked to the S&P GSCI Gold Index 83 1.35 USD DB Gold Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the performance of its underlying index plus the monthly T-Bill index return. VelocityShares 3x Long Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI® Gold Index Excess Return. 6,236 N/A DB Gold Double Short Exchange Traded Notes 40 0.75 USD 739 N/A DGLD US Equity VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index Excess Return 17 1.35 USD DB Gold Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the inverse (opposite) performance of its underlying index plus the monthly T-Bill index return. VelocityShares 3x Inverse Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the S&P GSCI® Gold Index Excess Return. 3,106 N/A DGZ US Equity DB Gold Short Exchange Traded Notes 19 0.75 USD DB Gold Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will provide investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite) performance of its underlying index plus the monthly TBill index return. 459 N/A INVERSE GOLD DZZ US Equity 40 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R LEVERAGED GOLD MINERS NUGT US Equity Direxion Daily Gold Miners Index Bull 3X Shares 1,145 0.95 USD Direxion Daily Gold Miners Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the NYSE Arca Gold Miners Index. 491,273 N/A JNUG US Equity 514 0.95 USD Direxion Daily Junior Gold Miners Index Bull 3x Shares is an exchangetraded fund incorporated in the USA. The Fund's objective is daily investment results of 300% of the Market Vectors Junior Gold Miners Index. 319,359 N/A INVERSE GOLD MINERS DUST US Equity Direxion Daily Gold Miners Index Bear 3X Shares 346 0.95 USD Direxion Daily Gold Miners Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily investment results of 300% the inverse (opposite) of the NYSE Arca Gold Miners Index. 382,848 N/A JDST US Equity 123 0.95 USD Direxion Daily Junior Gold Miners Index Bear 3X Shares is an exchangetraded fund incorporated in the USA. The Fund's objective is daily investment results of 300% the inverse (opposite) of the Market Vectors Junior Gold Miners Index. 193,146 N/A Direxion Daily Junior Gold Miners Index Bull 3x Shares Direxion Daily Junior Gold Miners Index Bear 3X Shares 41 | Retrieved from Bloomberg as at 16 November 2016 Co.Reg.no.:196600262R