Download Fact Sheet - Columbia Management

Q1 | MARCH 31, 2017
COLUMBIA CAPITAL ALLOCATION MODERATE PORTFOLIO
Flexible investment approach
Broad diversification
Globally focused team
The fund benefits from a flexible investment approach
that leverages the best-in-class managers of the
underlying funds and uses insight from the Global Asset
Allocation Team to tactically position across asset
classes and market segments.
The underlying funds invest in equity securities of
different investment styles, market capitalizations and
geographic locations. The fund will also invest in
strategies focused on real estate, fixed-income
securities and alternative investments.
Our seasoned Global Asset Allocation Team regularly
discusses, analyzes and challenges global capital
market views to strive for enhanced risk-adjusted
returns.
Class A ABUAX | Class C AMTCX | Class R CBMRX | Class R4 CPCZX | Class R5 CPAMX | Class Y CPDMX | Class Z CBMZX
Overall Morningstar Rating
★★★★
Class A
Average Annual Total Returns (%)
★★★★★
Class Z
The Morningstar rating is for the indicated share classes
only as of 03/31/17; other classes may have different
performance characteristics. Among 408 Allocation —
30% to 50% Equity funds.
Morningstar Rankings
Category: Allocation — 30% to 50% Equity
Share classes
A
Z
1-year
21
17
3-year
9
7
5-year
12
8
10-year
14
9
Expense Ratio*
Class A
Class C
Class R
Class R4
Class R5
Class Y
Class Z
Gross
1.08
1.83
1.33
0.83
0.78
0.73
0.83
Net
1.08
1.83
1.33
0.83
0.78
0.73
0.83
Inception Date
1-year
3-year
5-year
10-year
Since Inception
Class A
03/04/04
9.43
4.77
6.60
5.28
5.99
Class C
03/04/04
8.69
3.99
5.81
4.50
5.20
Class Z
09/27/10
Without sales charges
9.82
5.07
6.88
5.46
6.12
9.56
5.30
7.13
5.71
—
18.07
9.76
13.18
7.54
—
Bloomberg Barclays US Aggregate
Bond Index
0.44
2.68
2.34
4.27
—
Morningstar category:
Allocation — 30% to 50% Equity
8.03
3.25
5.13
4.25
—
Class A
3.10
2.73
5.35
4.66
5.51
Class C
7.69
3.99
5.81
4.50
5.20
1
Capital Allocation Moderate Blended
Benchmark
Russell 3000 Index
With sales charge
Calendar-Year Total Returns (%)
14
12
10
8
6
4
2
0
-2
-4
YTD
2016
Calendar-Year Total Returns (%)
2015
2014
2013
2012
YTD
2016
2015
2014
2013
2012
Class A NAV
4.15
5.89
0.31
5.28
13.74
11.85
Capital Allocation Moderate Blended
Benchmark
3.68
7.55
-0.09
6.75
13.61
11.41
Morningstar category: Allocation — 30%
to 50% Equity
2.99
6.62
-2.32
4.02
7.23
9.40
Performance data shown represents past performance and is not a guarantee of future results. The investment return and principal value of an investment will fluctuate
so that shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data shown. With
sales charge performance is calculated with maximum sales charge of 5.75% for the A share and 1.00% CDSC for the C share. Please visit columbiathreadneedle.com/us
for performance data current to the most recent month end. Class R, R4, R5, Y and Z shares are sold at net asset value and have limited eligibility. Columbia Management
Investment Distributors, Inc. offers multiple share classes, not all necessarily available through all firms, and the share class ratings may vary. Contact us for details.
The returns shown for periods prior to the share class inception date (including returns since inception, which are since fund inception) include the returns of the fund’s oldest share class. These
returns are adjusted to reflect any higher class-related operating expenses of the newer share classes, as applicable. For more information please visit: www.columbiathreadneedle.com/us/
investment-products/mutual-funds/appended-performance.
* The fund’s expense ratio is from the most recent prospectus.
1
Investors should consider the investment objectives, risks, charges and expenses of a mutual fund carefully before investing. For a free prospectus or a summary prospectus,
which contains this and other important information about the funds, visit www.columbiathreadneedle.com/us. Read the prospectus carefully before investing.
Not FDIC insured • No bank guarantee • May lose value
Columbia Management Investment Distributors, Inc.
225 Franklin Street, Boston, MA 02110 800.426.3750 | www.columbiathreadneedle.com/us
Q1 | MARCH 31, 2017
COLUMBIA CAPITAL ALLOCATION MODERATE PORTFOLIO
Investment Objective
Top Stock Sectors (% of equity investments)
The fund seeks to provide a level of total return that is consistent with a moderate level
of risk.
Fund Information
䊱
Fund inception
03/04/04
Fiscal year end
01/31/18
Total net assets (all classes, $m)
1,534
Number of Holdings
3,558
Turnover Rate (1-year, %)
10
Market cap (weighted median, $b)
43
Portfolio Weight
Information Technology
Financials
Health Care
Consumer Discretionary
Industrials
Consumer Staples
Energy
Materials
Telecommunication Services
Real Estate
20.7
19.1
12.2
11.9
9.9
7.7
6.6
4.2
2.7
2.6
Wtd Avg P/E Ratio, trailing
17.9
Price/Book Ratio (weighted average)
2.20
Top Holdings (% net assets)
Standard deviation (3 year)
6.03
Columbia Total Return Bond Fund -Y
12.7
Standard deviation, blended benchmark (3 year)
5.70
Columbia Corporate Income Fund -Y
8.3
Columbia Income Opportunities Fund -Y
6.5
Net Market Exposure (%)
‡
Domestic Stock
Domestic Bonds
Foreign Stock
Alternative
Commodities
Foreign Bonds
Cash and Cash Equivalents
‡
42.0
40.3
12.8
4.5
2.0
1.8
-3.7
Net market exposure reflects the market value of securities and notional exposures of derivatives
contracts. An instrument’s notional exposure is the nominal or face amount that is used to calculate
payments made on that instrument. Notional exposures help to provide a gauge for how the
fund may behave given changes in individual markets.
Columbia Disciplined Value Fund -Y
6.1
Columbia Contrarian Core Fund -Y
5.0
Columbia US Government Mortgage Fund -Y
4.4
Columbia Disciplined Growth Fund -Y
4.2
Columbia Disciplined Core Fund -Y
4.1
Columbia Select Large Cap Equity Fund -Y
4.0
Columbia Overseas Value Fund -Y
3.5
Percentages may not add up to 100 due to rounding.
Future purchases of securities are shown as negative when covered by short-term cash
commitments.
Portfolio Management
Jeffrey Knight, CFA
Anwiti Bahuguna, Ph.D.
Joshua Kutin, CFA
Dan Boncarosky
30 years of experience
18 years of experience
19 years of experience
9 years of experience
Investment risks — Market risk may affect a single issuer, sector of the economy, industry or the market as a whole. The fund’s investment in other funds subjects it to the investment performance (positive or negative),
risks and expenses of these underlying funds. There are risks associated with fixed-income investments, including credit risk, interest rate risk, and prepayment and extension risk. In general, bond prices rise when interest
rates fall and vice versa. This effect is usually more pronounced for longer term securities. Foreign investments subject the fund to risks, including political, economic, market, social and others within a particular country, as
well as to currency instabilities and less stringent financial and accounting standards generally applicable to U.S. issuers. Investing in derivatives is a specialized activity that involves special risks that subject the fund to
significant loss potential, including when used as leverage, and may result in greater fluctuation in fund value. Asset allocation does not assure a profit or protect against loss.
䊱
Standard deviation is a statistical measure of the degree to which an individual value in a probability distribution tends to vary from the mean of the distribution. Price-to-book ratio is a stock’s
price divided by its book value, and may help determine if it is valued fairly. Price-to-earnings ratio is a stock’s price divided by after-tax earnings over a trailing 12-month period, which serves as
an indicator of value based on earnings.
©2017 Morningstar, Inc. All rights reserved. The Morningstar information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be
accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
Morningstar Percentile Rankings are based on the average annual total returns of the funds in the category for the periods stated. They do not include sales charges or redemption fees but do include operating
expenses and the reinvestment of dividends and capital gains distributions. The highest (most favorable) percentile rank is 1 and the lowest (least favorable) percentile rank is 100. Share class rankings vary
due to different expenses. If sales charges or redemption fees were included, total returns would be lower. For the one-, three-, five- and ten-year periods there are 513, 408, 350 and 243 Allocation —
30% to 50% Equity funds, respectively. For each fund with at least a three-year history, Morningstar calculates a Morningstar RatingTM used to rank the fund against other funds in the same category.
It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a fund’s monthly excess performance, without any adjustments for loads (front-end,
deferred, or redemption fees), placing more emphasis on downward variations and rewarding consistent performance. Exchange-traded funds and open-ended mutual funds are considered a
single population for comparative purposes. The top 10% of funds in each category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars and the
bottom 10% receive 1 star. (Each share class is counted as a fraction of one fund within this scale and rated separately, which may cause slight variations in the distribution percentages.) The Morningstar
ratings for the overall-, three-, five- and ten-year periods for the A-share are 4 stars, 5 stars, 4 stars, and 4 stars and for the Z-share are 5 stars, 5 stars, 5 stars, and 4 stars among 408,
408, 350 and 243 Allocation — 30% to 50% Equity funds, respectively, and are based on a Morningstar Risk-Adjusted Return measure. The Overall Morningstar Rating for a fund is derived from
a weighted average of the performance figures associated with its three-, five- and ten-year (if applicable) Morningstar Rating metrics.
The Capital Allocation Moderate Blended Benchmark is a weighted custom composite consisting of 42.5% Bloomberg Barclays U.S. Aggregate Bond Index, 37% Russell 3000 Index, 11% MSCI EAFE Index (unhedged
net), 7.5% Bloomberg Barclays High Yield Corporate Bond Index and 2% MSCI Emerging Markets Index (net). The MSCI EAFE Index is a capitalization-weighted index that tracks the total return of common stocks in
21 developed-market countries within Europe, Australia and the Far East. The Bloomberg Barclays High Yield Corporate Bond Index , is a market value-weighted index which covers the U.S. non-investment grade fixed-rate
debt market. The MSCI Emerging Markets Index is a widely accepted index composed of a sample of companies from 21 countries representing global emerging stock markets. It incorporates reinvested dividends applying
the withholding tax rate applicable to non-resident individual investors that do not benefit from double taxation treaties. The Russell 3000 Index measures the performance of the 3,000 largest U.S. companies based on total
market capitalization, which represents approximately 98% of the investable U.S. equity market. The Bloomberg Barclays U.S. Aggregate Bond Index is a market-value-weighted index that tracks the daily price, coupon,
pay-downs and total return performance of fixed-rate, publicly-placed, dollar-denominated, and non-convertible investment-grade debt issues with at least $250 million par amount outstanding and with at least one year to
final maturity. It is not possible to invest directly in an index.
Fund holdings are as of the date given, are subject to change at any time, and are not recommendations to buy or sell any security. Top holdings include cash but exclude short-term holdings, if applicable.
In addition to the total annual fund operating expenses that the fund bears directly, the fund’s shareholders indirectly bear the expenses of the acquired funds in which the fund invests. The expense ratio shown represents the
sum of the fund operating expenses plus the acquired fund fees and expenses, based on its allocations in the acquired funds.
Not all products and share classes are available through all firms.
Returns shown assume reinvestment of distributions and do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares.
Columbia Funds are distributed by Columbia Management Investment Distributors, Inc., member FINRA, and managed by Columbia Management Investment Advisers, LLC.
FST32190 W 1Q17
Columbia Threadneedle Investments (Columbia Threadneedle) is the global brand name of the Columbia and Threadneedle group of companies.