Download VERISIGN INC/CA (Form: 4, Received: 08/29/2003 14:40:40)

Survey
yes no Was this document useful for you?
   Thank you for your participation!

* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project

Document related concepts

Algorithmic trading wikipedia , lookup

Capital gains tax in Australia wikipedia , lookup

Hedge (finance) wikipedia , lookup

Security (finance) wikipedia , lookup

Stock trader wikipedia , lookup

Short (finance) wikipedia , lookup

Securities fraud wikipedia , lookup

Stock wikipedia , lookup

Stock exchange wikipedia , lookup

Transcript
FORM 4
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[ ] Check this box if no longer
subject to Section 16. Form 4
or Form 5 obligations may
continue. See Instruction
1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to
Issuer (Check all applicable)
EVAN DANA L
VERISIGN INC/CA [ VRSN ]
_____ Director
_____ 10% Owner
__ X __ Officer (give title below)
below)
_____ Other (specify
Executive Vice President & CFO
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
487 EAST MIDDLEFIELD ROAD
(Street)
8/28/2003
4. If Amendment, Date Original Filed
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
MOUNTAIN VIEW, CA 94043
(City)
(State)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
Common Stock
Common Stock
Common Stock
2A. Deemed 3. Trans.
Execution
Code
Date, if any (Instr. 8)
Code
S
8/28/2003
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
V
5. Amount of Securities
Beneficially Owned
Following Reported
Transaction(s)
(Instr. 3 and 4)
(A)
or
Amount (D) Price
2000
D $14.86
6. Ownership Form: Direct 7. Nature of Indirect
(D) or Indirect (I) (Instr. 4) Beneficial Ownership (Instr.
4)
18242
38672
91030
I
D
I
by TDC&R Inv LP
(1)
by Evan1991 LvgTrust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2. Conversion 3. Trans. 3A. Deemed 4. Trans.
Security
or Exercise
Date
Execution
Code
(Instr. 3)
Price of
Date, if any (Instr. 8)
Derivative
Security
Code
Incentive Stock
Option (right to
buy)
Incentive Stock
Option (right to
buy)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
5. Number of
6. Date Exercisable and
Derivative
Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
V
(A)
(D)
Date
Exercisable
$7.6719
10/30/1999
$151.25
8/1/2001
$7.6719
10/30/1999
$10.08
5/24/2003
$12.88
11/11/2003
$22.71
2/21/2003
$34.16
9/6/2002
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Expiration
Date
(2)
(2)
(5)
(6)
(5)
(7)
(
9. Number of
derivative Securities
Beneficially Owned
Following Reported
Transaction(s)
(Instr. 4)
10. Ownership
Form of
Derivative
Security:
Direct (D) or
Indirect (I)
(Instr. 4)
Amount or
Number of
Shares
Common
Stock
21156
21156
D
8/1/2007
Common
Stock
1322
1322
D
10/30/2005
Common
Stock
62350
62350
D
5/24/2009
Common
Stock
75000
75000
D
8/11/2013
Common
Stock
80000
80000
D
2/21/2009
Common
Stock
100000
100000
D
9/6/2008
Common
Stock
90000
90000
D
10/30/2005
3)
(4)
Title
8. Price of
Derivative
Security
(Instr. 5)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
Non-Qualified
Stock Option (right
to buy)
$34.438
3/15/2002
(8)
3/15/2008
Common
Stock
40000
40000
D
$37.0625
7/30/2000
(2)
7/30/2006
Common
Stock
198646
198646
D
$74.188
12/29/2001
12/29/2007
Common
Stock
25000
25000
D
$151.25
8/1/2001
8/1/2007
Common
Stock
123678
123678
D
(9)
(4)
Explanation of Responses:
Shares held by TDC&R Investment LP, a family limited partnership, of which the Reporting Person, her spouse and children are
(1)
partners.
Are exercisable as to 6.25% of the shares each quarter after the date of grant.
(2)
The August 15, 2000 Option Exercise of 1,354 shares was previously reported as a disposition of a derivative security and subsequent
(3)
acquisition of a non-derivative security with respect to the reporting person's Incentive Stock Options granted on October 30, 1998 and
should have been reported as a disposition of a derivative security and subsequent acquisition of a non-derivative security with respect
to the reporting person's Non-Qualified Stock Options granted July 30, 1999. Reporting person has not exercised any Incentive Stock
Options received under the October 30, 1998 grant.
Twenty-five percent (25%) of the total options granted on August 1, 2000 vest and become exercisable 1 year after the option grant
(4)
date and thereafter with respect to 6.25% of the shares each quarter.
25% of the total options granted vest and become exercisable one year after the date of grant and thereafter with respect to 6.25% of
(5)
the shares each quarter until fully vested.
Are exercisable as to 6.25% of the shares each quarter from the date of grant.
(6)
Fifty percent (50%) of the total options granted on September 6, 2001, vest and become exercisable 1 year after the option grant date
(7)
and thereafter with respect to 6.25% of the shares each quarter
Fifty percent (50%) of the total options granted on March 15, 2001, vest and become exercisable 1 year after the option grant date and
(8)
thereafter with respect to 6.25% of the shares each quarter
Twenty-five percent (25%) of the total options granted on December 29, 2000, vest and become exercisable 1 year after the option
(9)
grant date and thereafter with respect to 6.25% of the shares each quarter
Remarks:
Reporting Person's total direct holdings disclosed in Table I, Item 5 under Amount of Securities Beneficially Owned Following Reported
Transaction(s) includes shares acquired through the VeriSign 1998 Employee Stock Purchase Plan.
Reporting Owners
Reporting Owner Name / Address
Director
Relationships
10% Owner Officer
EVAN DANA L
487 EAST MIDDLEFIELD ROAD
MOUNTAIN VIEW, CA 94043
Signatures
By: Donald T Rozak Jr, as attorney-in-fact For: Dana L. Evan
**
Signature of Reporting Person
Other
Executive Vice President & CFO
8/29/2003
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
*
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
**
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.