Survey
* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project
* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project
RESUME JOSE GEORGE Bangalore MOBILE NO:. +91-9740933271 EMAIL-ID. [email protected] Objective: As a professional with 8 years of experience in investment banking & Financial services Operations.My aim is to seek a suitable position, with a well known organization which will enable me to apply my knowledge and creative skills in my work. I firmly believe in constantly learning and applying the knowledge gained in contributing positively in my capacity for the growth of the organization, and to grow along with the organization. Profile And Strenghts Committed and diligent individual with a strong academic background; M.B.A (Finance), with Investment Banking Domain . Key competencies in structuring and implementing innovative policies/ procedures to generate undivided commitment & dedication among the team members In-depth know how Investment banking operations works. Risk involved in various process & their control measures through useage of different tools & applications. Knowledge of different settlement system . Good working knowledge Reconciliations of different settlement system which consist of equities, bonds, Fixed income, Regulatory Reporting and Risk Analysis and Controls. Had good knowledge various product equities, fixed income custody business, treasury ,bonds,Derivatives . Work Experience-1 Company-TATA CONSULTANCY SERVICES. Designation-Business Process Lead(Team Lead) Duration- From Oct2008 To Oct 2014 Location-Bangalore Role & Responsibilities. Individual Role. Work in Nostro,Vostro& depo reconcilations for back end operations for Detusche Bank US entity. Performing post settlement reconciliations for Detusche Bank Equities & Bonds settlements . Knowledge of applications used for US settlement system DTC (Depository Trust Corporation),Smartstream. Providing Various MIS reports related to Regulatory Reporting with regard to 15C 3 calculation . Handling regulatory queries with Detusche Bank Onshore Regulatory team. Identifying & investigating exceptions through using of reconciliation toll Smart Stream Technology in terms of Equities Fixed Income security trades, Corporate actions, Interests, Pay downs (in case of Mortgage Backed Securities), swap, options, FX and resolving the breaks by liaising with internal teams & product lines. Knowing various phase of post settlement reconcilations activities & performing those activities Matches settlements trades . Investigating of all exceptions. Allocation of Exception. Providing resolution to clear the exceptions. MIS reporting of execptions Doing quality check and over look of nostros ,vostro & depo reconciliation and investigations. Query handling and responding. Process issue solving. Have good knowledge of US domestic settlement system Deposit Trust Corporation (DTCC) . Interacting with various product lines for resolving outstanding settlement issues with respective department viz Domestic settlement, International settlement, Corporate Actions, Transfer Agency, Dividends,Wire,International & domestic stock loans & borrows teams etc. Successfully Part of various transition engagement from client locations to TCS. Have knowledge of different interal applications used for reconcilations, trade booking , settlements like Espear, ADP, On demand,ICI,Gloss etc. Team Lead Role . Part of team of around 40 members . Performing as team lead role & have 25 members under span of control. Performing supervisory activities for domestic & international settlement accounts. Over viewing day to day activities involving in the process like analyzing volume for each a/c’s for domestic & international settlements .Followup for the aging items which not cleared by product lines, doing four eye check for MIS reports distributed to business lines. Interacting with on shore interface team through daily & weekly call on the performance of the process. Assisting immediate team manger & other levels of senior management in day to day activities where team lead involvements are required. Assisting Risk & Control team from Detusche Bank in various external audit requirements from KPMG & PWC. As lead in PWC audit at client location. .Was responsible for process documentation and regular updating of the same Was responsible for developing and auctioning training plans for new joiners. Involve in performance appraisal and evaluation for reporting team members. Work Experience - 2 CompanyKarvy Stock Broking Limited Designation- Officer DurationFrom January 2006 to January 2008 PlaceBhopal COMPANY PROFILE : Karvy is one of leading financial services company based at Hyderabad, India. It provide various financial services like Equities, Commodities, Investment Banking ,Depositary Participants, Advisory Services, Private Client Group, Portfolio Management Services, Distribution of Financial Products viz.Mutual Funds, Life Insurance, General Insurance, IPO’s, Bonds etc. Karvy is also one of leading Registrar & Transfer Agent for Corporate & Asset Management Companies. J OB PROFILE →Client Relationship Services. →Providing Portfolio Management Services to the new&existing clients through various financial products like equities,IPO,Mutual Funds etc. →Back Office Operations. →Revenue generation from Sub-Brokers , Business Associates through . various Financial services Product viz: Equities, Mutual funds, IPO’s . →Handling the team of Marketing Executives. → Handling HNI Clients through various investment advisory services. Providing various reports regarding their investment viz-Research reports, current investment valuation reports, Ledger statements, Electronic Contract notes. Maintaining their ledger balance confirmations & realization of debit amount on priority basis. →Taking appropriate action on the various grievances of the clients regarding their Transaction statements viz; Ledger, Contract notes etc and reconcile them on priority basis → Scrutinizing and verifying the documents submitting for opening Trading and demat account →Co-ordinating with Head office for generating new trading codes. → Co-ordinating with the branches under the Bhopal Regional Office for obtaining reports regarding opening new trading accounts on monthly basis and providing the same to Regional Manager & CEO. →Dealing with banks for the new public issue(IPO’s) for which Karvy is appointed as Registrar. Monitoring and Co-coordinating timely collection of application forms of concern IPO’s from banks and dispatching of same to Head office. Providing MIS reports to Deputy General Manager (Registrar to Issue)regarding collection and dispatching of application forms of concern public issue. Rewards and Reorganization: “STAR PERFORMER Dec 2012” at TCS Corporate Office level. “Outstanding Performer 2013” in current working Organization at Project level. “Outstanding Performer 2011” in current working Organization at Project level. Selected for Hi Pot (High Potential Employee) in the year 2013 Academic Record Professional Qualification - Master of Business Administration(M.B.A) with specialization in Finance from Maharshi Institute of Management ,affiliated to Barkatullah University ,Bhopal(M.P.) in the year 2004-2006 Academic Qualification - Bachelor of Commerce(B.Com) from Barkatullah University, Bhopal (M.P.) in the year 2001 Computer Skills Basic Knowledge of computer and proficient in MS Excel,MS Word,etc Expected Salary- Negotiable Current Notice Period-One Month DeclarationI hereby declare the above mentioned details are true to the best of my knowledge and belief. JOSE GEORGE