TRANSLATED VERSION As of May 30, 2014 Readers should be
... (1) being subject to supervision of home regulator which has jointly signed with the SEC Office in the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment Scheme; (2) details of the scheme are in consonance with Part I : Qu ...
... (1) being subject to supervision of home regulator which has jointly signed with the SEC Office in the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment Scheme; (2) details of the scheme are in consonance with Part I : Qu ...
notice of change to director`s interests
... Number of securities prior to change Date of change Number of securities acquired Number of securities disposed Value of consideration for acquisition or disposal Note: if the form of the consideration is non-cash, provide details of the form of the consideration and the method and estimate of valua ...
... Number of securities prior to change Date of change Number of securities acquired Number of securities disposed Value of consideration for acquisition or disposal Note: if the form of the consideration is non-cash, provide details of the form of the consideration and the method and estimate of valua ...
Analysis EC proposal for FTT - Insurance Association of Cyprus
... principal but its returns are contingent on the performance of an underlying, such as a stock index (say S& P 500). In this example, the structured product is a package that may consist of the following two components: a typical zero-coupon bond (with a guaranteed face value €x) and a derivative in ...
... principal but its returns are contingent on the performance of an underlying, such as a stock index (say S& P 500). In this example, the structured product is a package that may consist of the following two components: a typical zero-coupon bond (with a guaranteed face value €x) and a derivative in ...
The Microfinance Collateralized Debt Obligation: a Modern Robin
... next couple of years, similar sudden changes in CDS spreads most likely will strike the CDS index market from time to time.” This was written in 2006 (i.e. well before the credit crisis) and today few would argue against the importance of an explicit focus on low-probability tail events! ...
... next couple of years, similar sudden changes in CDS spreads most likely will strike the CDS index market from time to time.” This was written in 2006 (i.e. well before the credit crisis) and today few would argue against the importance of an explicit focus on low-probability tail events! ...
Memo - Amendments to Banking Law
... The Amendments define the term “establishment of a securities exchange” to include establishment of an offshore trading terminal, thus requiring a full license from the Japanese authorities in order to establish an offshore trading terminal in Japan. If, however, (i) the offshore trading terminal i ...
... The Amendments define the term “establishment of a securities exchange” to include establishment of an offshore trading terminal, thus requiring a full license from the Japanese authorities in order to establish an offshore trading terminal in Japan. If, however, (i) the offshore trading terminal i ...
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
... [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures ...
... [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures ...
attach - Maire Tecnimont
... This press release has not been prepared for distribution or delivery to the United States, Australia, Canada, Japan, South Africa or any other jurisdiction where action for that purpose is required. Accordingly, this press release cannot be distributed, directly or indirectly, in the United States ...
... This press release has not been prepared for distribution or delivery to the United States, Australia, Canada, Japan, South Africa or any other jurisdiction where action for that purpose is required. Accordingly, this press release cannot be distributed, directly or indirectly, in the United States ...
1Q17 FT Preferred Securities and Income Fact
... You should consider the Fund’s investment objectives, risks, and charges and expenses carefully before investing. Contact First Trust Portfolios L.P. at 1-800-621-1675 or visit www.ftportfolios.com to obtain a prospectus or summary prospectus which contains this and other information about the Fund. ...
... You should consider the Fund’s investment objectives, risks, and charges and expenses carefully before investing. Contact First Trust Portfolios L.P. at 1-800-621-1675 or visit www.ftportfolios.com to obtain a prospectus or summary prospectus which contains this and other information about the Fund. ...
Syndicated Loans as Securities
... law, and stands on its head the law of this circuit and of the Supreme Court in Reves v. Ernst & Young.” He considered that the participants, “rather than being commercial lenders who engage in traditional loan participations, were instead in many cases non-financial entities not acting as commercia ...
... law, and stands on its head the law of this circuit and of the Supreme Court in Reves v. Ernst & Young.” He considered that the participants, “rather than being commercial lenders who engage in traditional loan participations, were instead in many cases non-financial entities not acting as commercia ...
W Newbury`s Bond Rating History
... The bonds in the Aa, A, Baa, Ba and B, groups which Moody’s believes possesses the strongest investment attributes are designated by the symbols Aa1, A1, Baa1, Ba1, and B1. In 1997, Moody’s started to rate new public finance issues using expanded bond rating symbols to include modifiers 2 and 3 to t ...
... The bonds in the Aa, A, Baa, Ba and B, groups which Moody’s believes possesses the strongest investment attributes are designated by the symbols Aa1, A1, Baa1, Ba1, and B1. In 1997, Moody’s started to rate new public finance issues using expanded bond rating symbols to include modifiers 2 and 3 to t ...
Globalstrategyweekly report 20120706
... materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are; Unilever’s global brands not meeting consumer preferences; increasing competitive pressure ...
... materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which could cause actual results to differ materially are; Unilever’s global brands not meeting consumer preferences; increasing competitive pressure ...
DOC - Douglas Dynamics Investor Relations
... [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures ...
... [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures ...
Description of financial instruments and investment risks
... maximum will lose is the premium paid for the option. In other words, if for example, the underlying asset’s price is lower the strike price of the option, at the end of the period of the contract the holder of the option will not use the option and will only lose what was originally paid for the tr ...
... maximum will lose is the premium paid for the option. In other words, if for example, the underlying asset’s price is lower the strike price of the option, at the end of the period of the contract the holder of the option will not use the option and will only lose what was originally paid for the tr ...
MBS Total Return Fund
... (1) Year To Date (2) The 30 Day SEC Yield is a standardized yield which is calculated based on a 30-day period ending on the last day of the previous month. It is computed by dividing the net investment income per share earned during the period by the maximum offering price per share on the last day ...
... (1) Year To Date (2) The 30 Day SEC Yield is a standardized yield which is calculated based on a 30-day period ending on the last day of the previous month. It is computed by dividing the net investment income per share earned during the period by the maximum offering price per share on the last day ...
Print Stock Gifting Instructions Here
... power of your charitable contributions, consider donating your long-term appreciated securities to Gannon University. Benefits of gifting appreciated securities to Gannon University Donating long-term appreciated securities directly to Gannon University, rather than selling the assets and donating t ...
... power of your charitable contributions, consider donating your long-term appreciated securities to Gannon University. Benefits of gifting appreciated securities to Gannon University Donating long-term appreciated securities directly to Gannon University, rather than selling the assets and donating t ...
Corporate Securities Law Prospectus Exemption
... The Exemption now permits issuers to offer existing security holders who are not accredited investors the opportunity to participate in offerings of securities, which were previously only available to accredited investors and close friends, family and business associates. This broadens the pool of p ...
... The Exemption now permits issuers to offer existing security holders who are not accredited investors the opportunity to participate in offerings of securities, which were previously only available to accredited investors and close friends, family and business associates. This broadens the pool of p ...
2010-09-10 MFR interview with Vince Reinhart_1
... take the criticisms of someone like John Taylor very seriously. We’re talking about Fed Funds Rates but what matters in financial markets is longer-term securities. It probably has some impact on the value of homes. If you look at the correlation of the monthly change in the Funds Rate with the 10-y ...
... take the criticisms of someone like John Taylor very seriously. We’re talking about Fed Funds Rates but what matters in financial markets is longer-term securities. It probably has some impact on the value of homes. If you look at the correlation of the monthly change in the Funds Rate with the 10-y ...
Momentum Securities solutions
... This publication is not intended to give legal, tax, accounting, exchange control or any other professional advice. No reader should act on the basis of any matter contained in this publication without considering and taking appropriate advice on their own particular circumstances. Past performance ...
... This publication is not intended to give legal, tax, accounting, exchange control or any other professional advice. No reader should act on the basis of any matter contained in this publication without considering and taking appropriate advice on their own particular circumstances. Past performance ...
Investment products risk and fees disclosure
... Enterprise's bonds are usually considered less risky than the shares of the same enterprise, since in case of the enterprise's liquidation the bondholders are paid compensation before the shareholders. The principal risk associated with bonds is the inability of the bond issuer to pay the interest o ...
... Enterprise's bonds are usually considered less risky than the shares of the same enterprise, since in case of the enterprise's liquidation the bondholders are paid compensation before the shareholders. The principal risk associated with bonds is the inability of the bond issuer to pay the interest o ...
Fixed Rate Securities
... • Underlying markets: depth and liquidity • 1994 / 1995 crisis: effects on credit and the financial system • Regulatory issues • Excess controls through early and mid 90’s • Capital requirements after crisis • Risk management • Tax implications • Risk culture ...
... • Underlying markets: depth and liquidity • 1994 / 1995 crisis: effects on credit and the financial system • Regulatory issues • Excess controls through early and mid 90’s • Capital requirements after crisis • Risk management • Tax implications • Risk culture ...
table of contents - Napa County
... BENCHMARK: A comparative base for measuring the performance or risk tolerance of the investment portfolio. A benchmark should represent a close correlation to the level of risk and the average duration of the portfolio’s investments. BID: The price offered by a buyer of securities (when you are sell ...
... BENCHMARK: A comparative base for measuring the performance or risk tolerance of the investment portfolio. A benchmark should represent a close correlation to the level of risk and the average duration of the portfolio’s investments. BID: The price offered by a buyer of securities (when you are sell ...
Intermediate-Term Municipal Bond
... to 17 years. To be included in the index, bonds must be rated investment-grade (Baa3/BBB- or higher) by one or more of the following rating agencies: Moody’s, S&P, or Fitch (using the lower of two, or the middle of three ratings). Bonds must also meet requirements for par amount outstanding, and mus ...
... to 17 years. To be included in the index, bonds must be rated investment-grade (Baa3/BBB- or higher) by one or more of the following rating agencies: Moody’s, S&P, or Fitch (using the lower of two, or the middle of three ratings). Bonds must also meet requirements for par amount outstanding, and mus ...
Credit Derivatives
... The breakeven CDS spread is given by 4.1130s = 0.0511 or s = 0.0124 (124 bps) The value of a swap with a CDS spread of 150bps would be 4.1130×0.0150-0.0511 or 0.0106 times the principal. ...
... The breakeven CDS spread is given by 4.1130s = 0.0511 or s = 0.0124 (124 bps) The value of a swap with a CDS spread of 150bps would be 4.1130×0.0150-0.0511 or 0.0106 times the principal. ...
Institute of Actuaries of India May 2013 Examinations INDICATIVE SOLUTIONS
... To prove they are equal we need to create two portfolios where pay-offs are identical. Let’s assume that a future contracts last for n days, Fi is the futures price at the end of day i, ( 0 < i <= n ), is the risk-free rate per day, and on maturity (day n) the stock price is ST. To show equivalence ...
... To prove they are equal we need to create two portfolios where pay-offs are identical. Let’s assume that a future contracts last for n days, Fi is the futures price at the end of day i, ( 0 < i <= n ), is the risk-free rate per day, and on maturity (day n) the stock price is ST. To show equivalence ...