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Urban Sustainability and Some of its Emerging New Critical Challenges beyond water, energy, health, infrastructure, etc. George Bugliarello Polytechnic Institute of New York University Urban Sustainability Overview 1. The Urban Explosion 2. The Intersection of Two Enormous Challenges 3. What We Know 4. What is Sustainability? 5. Two Paradigms 6. New Critical Challenges 7. Needed in order to Address the Challenges 8. Overarching Answers we seek 1. The Urban Explosion 100 Rural Urban World Population 50 (%) 1900 2010 2100 Time Sao Paulo http://www.ssvmusa.org/images/brazil/saoPaulo.jpg Kibera (Nairobi, Kenya) http://www.myseveralworlds.com/wp-content/uploads/2009/04/kibera_5_600.jpg Hiroshima Mannheim - 1695 Detroit http://1.bp.blogspot.com/_4Fiqne5k0qg/SUYF3hlW1xI/ AAAAAAAABh4/KQV8V3xUhOM/s400/detroit_03.jpg 2. Urban Sustainability: The Intersection of Two Enormous Challenges URBANIZATION TREND: SUSTAINABILITY Urban Sustainability: The Two Contexts LOCAL CONTEXT Conditions within cities that make them livable indefinitely GLOBAL CONTEXT Impact of urban phenomenon on global sustainability and vice versa The two contexts often clash, but ultimately one implies the other. Examples of Physical And Demographic Impact Of Cities On Global Sustainability RESOURCES CITY POLLUTION FOOTPRINTS TEMPERATURE RAINFALL INFILTRATION BIRTH RATES Reciprocal Urban Global Risks Epidemics Financial disruptions Social unrest Disasters Hostilities Climate change The city itself as a critical infrastructure Cities and Climate Change Climate Changes Cities Rest of World 3. What We Know The Urban Cycle Megacities The Suburbs Developed vs Developing World Cities Impacts of Urbanization Historically The Urban Cycle Cities Agriculture Industrialized Agriculture Business and Technology Need for new infrastructure •Concentrated populations •Knowledge •Material Capital •Social Capital •Machine Capital •Environmental degradation •Stress on resources Conflict Absorption of Smaller Habitats Poverty Encouragement of small concentrations New Urbanism The Population Cycle Agriculture Industrialized Agriculture Cities Megacities Small Communities Cities > 1 million inhabitants Early 20th Century 16 Rate of population growth Smaller Centers ≥ 10% Today 400 Causes of growth Health Birth Rates Immigration Larger Cities ≤ 5% Megacities Trajectories of Some of the Largest Cities 1980 2000 2025 Tokyo 28,549 Tokyo 34,450 Tokyo 36,400 New York-Newark 15,601 Mexico City 18,022 Mumbai 26,385 Mexico City 13,010 New York-Newark 17,846 Dhaka 22,015 Sao Paulo 12,089 Sao Paulo 17,099 Sao Paulo 21,428 Osaka-Kobe 9,990 Mumbai 16,086 Mexico City 21,009 Los Angeles/Long Beach/Santa Ana 9,512 Shanghai 13,243 New York-Newark 20,628 Buenos Aires 9,422 Calcutta 13,058 Calcutta 20,560 Calcutta 9,030 Buenos Aires 11,847 Shanghai 19,412 Paris 8,669 Los Angeles/Long Beach/Santa Ana 11,814 Karachi 19,095 Mumbai 8,658 Osaka 11,165 Lagos 15,796 Seoul 8,258 Dhaka 10,285 Beijing 14,545 Shanghai 7,608 Karachi 10,109 Buenos Aires 13,768 Beijing 6,448 Seoul 9,917 Los Angeles/Long Beach/Santa Ana 13,672 Jakarta 5,984 Beijing 9,782 Jakarta 12, 363 Karachi 5,048 Paris 9,692 Osaka-Kobe 11,368 Dhaka 3,266 Jakarta 8,390 Paris 10,036 Lagos 2,572 Lagos 7,233 Seoul 9,738 Source: World Urbanization Project: The 2007 Revision Population Database Developed Countries Developing Countries Megacities Megacities are a spontaneous process, a complex organism that Is a key instrument of: birth rate reduction human genome diversity social and cultural advances economic concentration new market opportunities … Is environmentally compact But has serious and growing dysfunctionalities, e.g., concentrated poverty massive infrastructure deficits crime, discontent, targets of violence expanding footprints urban sprawl resources pollution Is increasingly contributing to climate change … The Suburb Challenges •Low population density •Material and energy consumption •Mobility •Organization and growth •Relation to urban core Irvine, California Developed vs Developing World Cities Developed Developing L Urban Growth H H Resources L H Demographic Stability L H Population Age L H Tertiary Sector L H Knowledge Resources L H Good Internal Environment L H Consumption L H Ecological Impact L H L “Plasticity” H H Traffic Congestion H ……… Note: This is a generalization, but many differences depend on the specific cities considered L: Low H: High The Tragedy of Poverty Globalization Jobs migrate Agricultural poverty Urban poverty A Theory of Affluence (Ausubel) The Critical Importance of Connections At time Τ2 At time Τ1 Affluence, Number of Connections Population Segments 1 2 3 Poor Developing Developed •1: The poor remain poor. •2 and 3: Economic growth tied to number of connections. Long Term Impacts of Urbanization on Our Species Deterioration of most people’s health in past 3000 years (European General History of Health Project [Science, May 1, 2009]) Leprosy, TB, scurvy, dental cavities in settlements crowded with humans and animals. Shrinking stature Improvement since mid 19th century U.S. decline since 1950 Emotional and psychological impact Older Newer (Samples from 2 million to 5000 years ago) ( <1000 yrs ago) : 15% weaker Source: Ruff, Christopher, “Gracilization of the Modern Human Skeleton” American Scientist, November-December 2006. Source: Ruff, Christopher, “Gracilization of the Modern Human Skeleton” American Scientist, November-December 2006. 4. What is Sustainability? Many definitions e.g. Brundtland’s Commission the ability to do what we need today without compromising the ability of future generations to do what they need Urban Sustainability Factors: Reciprocal impacts of: Security City Examples Baghdad of Caliphate (1258) Geo-environmental risks Thera Mayan cities Fordlandia New Orleans Resources Kolyma cities Economics Pittsburgh Detroit Venice Quality of life Kolyma cities Demographics “shrinking cities” A Science of Sustainability Domain? Central question? What makes an entity sustainable? Axioms? 1. 2. 3. Tangible and Intangible entities Nothing is sustainable forever. Sustainability is a process to extend the durability of an entity The sustainability of an entity is inseparable from the interactions with other entities. Paradigms? 5. Two Paradigms Biosoma-Environmental System of Systems The Biosoma-Environmental Paradigm City as a concentrator of biological, societal, and machine entities (the biosoma) EARTH BIO SO MA Life Society Machines Humans Cities 5 4 3 2 BILLION YEARS AGO 1 TODAY The biosoma Bio Ma So • Humans • Organizations • Other Species • Religion • Customs • Trust • ... Sociobiology • Geography • Housing • Climate • Infrastructure • Transportation • Resources • Utilities • … • Other machines SO BIO Environment ENVIRONMENT MA Biotechnology Environmental Science and Engineering Predictability BIO SO MA Semipredictable Semipredictable ~predictable ENVIRONMENT Semi to Unpredictable Synergies and/or Trade-Offs Examples: BIO SO MA Birth Control •Rhythm •Social Pressure •Contraceptives Sorting of solid waste •Handpicking •Social Status •Automation Security •Guards •Community Vigilance •Sensors, Weapons The Biosoma-Environmental Matrix Synergies and/or Trade-Offs BIO SO MATERIALS MA 5 3 ENERGY 2 1 INFORMATION SYSTEMS 4 ENV. Examples: 1. energy and information 2. materials and information 3. materials vs energy 4. bio and machine systems 5. bio-environmentmachine (e.g., bioremediation) : Synergies or Tradeoffs “Playing Alone” Machine Impacts on Society Attendance WW II 1960 Time Club and Church Attendance in the U.S. (Ref: Putnam “Bowling Alone”) “Living Alone” Societal Impacts on Machines 3.2 Persons dwelling 2.2 1950 Today Inhabitants/Dwelling in the U.S. The System of Systems Paradigm Myriad of interacting components Organizing principle: e.g. Limited autonomy of components Coordinating mechanism for intervention when limits exceeded Challenges of the Paradigm Identify key components and interactions Effective organizing principles Sensing and response mechanisms “Orphan problems” at systems’ intersections Monetize value-added technical and policy innovations Combining the Paradigms: The City as a Biosoma-Environmental System of Systems 6. Urban Sustainability New Critical Challenges beyond water, energy, health, infrastructure, climate change, etc. Demography and Economic systems Food, energy, hunger, and poverty Effective policies Demography and Economic Systems Today’s retirement age Age % of Population Developing World Developed World Employment of Seniors? Urban Manufacturing Wages vs Entrepreneurship Recalibrate Globalization Aging Population e.g. China 2050: ~ 440 million > 60 years old 1.6 workers/seniors Globalization e.g. China’s reliance on exports, lower wages Developed world’s job losses Urban Manufacturing Many cities’ quest to replace traditional manufacturing with new industries (e.g. biotechnologies, information, urban technologies) Immigrants from the countryside prefer stable wages to the risks of entrepreneurship Food, Energy, Hunger, and Poverty Beyond the Green Revolution! Biotechnology Logistics Industrialized Agriculture? The Food-Energy Dynamics The Food-Affluence Dynamics Effective Policies Political Realism Graduality, Flexibility, Accessibility and Affordability Coordination Interurban Synergisms - The Global Supercities Avoidance of vicious cycles Political Realism e.g.: Appropriate balances: Centralized vs Decentralized Soft vs Hard solutions Local vs Regional focus Free Market vs Interventions New vs Locally New … Good enough solutions! Speed! Political Realism (cont’d) Reactive versus Proactive Environmental Policies High Cost Cost-Saving REMEDIATION CONSERVATION Water Material Energy ENVIRONMENT AS ECONOMIC GOOD Decarburization Clean water Recreation LAND USE – TRASPORTATION e.g. Light Rail Transit GREEN BUILDINGS Coordination Elimination of contradictory policies, e.g: Subsidies Efficiency versus employment Taxation versus incentives Different jurisdictions Harmonization of Urban, Regional, National and Global Policies Urban needs, goals and policies cannot be addressed only locally Regional Decentralization Industry & Business Location Commonality of Services Urban-Rural Watershed Partnership Inter-Urban Synergies The Global Supercities • To facilitate innovations for common problems by assembling more resources and creating bigger markets. (“Virtual Cities”) - e.g. Joint R&D Urban vehicles Remanufacturing Specialization • “Charter cities” - e.g. Hong Kong, Singapore Avoidance of Vicious Cycles e.g., attraction – growth - disattraction migration to city leads to: • high real estate costs • water & energy shortages • environmental problems e.g., Bangalore 7. Needed in order to Address the Challenges Two Key Integrations A New Phase of Technology Two Key Integrations Reality Knowledge, Judgment, Action Human-centric & Social Sciences SO BIO (Should we?) MA Science Engineering (Do we know?) (Can we?) A New Phase of Technology Emblematic Examples: SO ENV • Traditional Machines • TECHNICAL BIO SO MA ENV • TECHNOENVIRONMENTAL BIO • Green Buildings MA SO ENV • BIO-SOCIOTECHNICALENVIRONMENTAL • High Performance Buildings BIO MA 8. Overarching Answers We Seek Will urbanization abate? Capacity of a world without cities to innovate, to face disasters? Are megacities inevitable? desirable? Impacts of climate changes and tectonic risks on cities? Environmental, ecological, and social impacts of dense cities versus spread out cities? The challenge of the suburbs Future revolutions? In agriculture technology public policy “Charter cities” to improve poor economies? Acknowledgments Rose Emma Dr. Barbara Kates-Garnick Dr. Daniel Lebell Prof. Michail Mesarovich