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PAL PAL Telephone: + 41 22 791 3923 Facsimile: + 41 22 791 4268 or visit our website at : http://www.who.int/gtb Respiratory Care in Primary Care Services – A Survey in 9 Countries Practical Approach to Lung Health 20, Avenue Appia CH-1211 Geneva 27 Switzerland Respiratory Care in Primary Care Services - A Survey in 9 Countries For further information, please contact Stop TB Department HIV/AIDS, Tuberculosis and Malaria World Health Organization World Health Organization WHO/HTM/TB/2004.333 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Edited by: Salah-Eddine Ottmani, Robert Scherpbier, Pierre Chaulet, Antonio Pio, Chris Van Beneden and Mario Raviglione World Health Organization Geneva 2004 a © World Health Organization 2004 All rights reserved. The designations employed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of the World Health Organization concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. Dotted lines on maps represent approximate border lines for which there may not yet be full agreement. The mention of specific companies or of certain manufacturers’ products does not imply that they are endorsed or recommended by the World Health Organization in preference to others of a similar nature that are not mentioned. Errors and omissions excepted, the names of proprietary products are distinguished by initial capital letters. The World Health Organization does not warrant that the information contained in this publication is complete and correct and shall not be liable for any damages incurred as a result of its use. The named editors alone are responsible for the views expressed in this publication. b ACKNOWLEDGEMENTS WHO gratefully acknowledges the valuable input and collaboration of the following investigators as well as the countries where the surveys took place: Argentina: R. Colombini, O. Costantini Balestrino, C. Di Bartolo, H. Fernandez, I. Veronesi. Chile: R. Soto, A. Yanez, M. Zuniga. Côte d’Ivoire: B. Camara, D. Coulibaly, I.M. Coulibaly, B. Keita, G. Nekouressi. Guinea: O. Bah-Sow, M.D. Barry, M.L. Camara, A. Diallo, M. Diallo. Kyrgyzstan: A. Bakirova, N. Brimkulov, A. Kalieva. Morocco: My. D. Alami-Marouni, N. Bencheikh, H. Ben-Issa, H. Ben-Moussa, M. Chentoufi, F. Ezzerkali, L. Laâlou, J. Mahjour, M.Moussati. Nepal: D.S. Bam, R. Bansha Saha, S.N. Chaudhary, Y.B. Khatri, G. Kamala, C. Lal Thapa, R. Mahato, M. Pangeni, N. Panthi, S. Rajbhandary, I. Smith, B.P. Thakur, R. Walley. Peru: E. Alarcon, L. Loyola, R. Medina, E. Montes Garcia, M. Olivera, A. Salinas, P.G. Suarez. Thailand: Y. Kasetjaroen, P. Pungrassami, H. Sawert. We thank Christy Hanson for her valuable contribution. We are also grateful to the United States Agency for International Development (USAID) and the Joint United Nations Programme on HIV/AIDS (UNAIDS) for their financial support. c RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES d RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES CONTENTS LIST OF ACRONYMS AND ABBREVIATIONS......................................... i EXECUTIVE SUMMARY .............................................................................. iii Background.............................................................................................. iii Description of the surveys ...................................................................... iii Results...................................................................................................... iii Conclusion ............................................................................................... v 1. INTRODUCTION........................................................................................ 1 1.1 Tuberculosis.................................................................................. 1 1.2 Acute respiratory infections ......................................................... 2 1.3 Asthma .......................................................................................... 3 1.4 Chronic obstructive pulmonary disease (COPD) ........................ 3 1.5 Need for health care standards for respiratory conditions in schoolchildren, adolescents and adults ........................................ 4 1.6 Assessing the burden and care of respiratory conditions in primary care.................................................................................. 5 2. MATERIALS AND METHODS................................................................ 6 2.1 Selection of study countries ......................................................... 6 2.2 Selection of PHC facilities ........................................................... 6 2.3 Preparation of the surveys and data collection in countries........ 6 2.4 Data entry...................................................................................... 8 2.5 Analysis ........................................................................................ 8 2.6 Statistics ........................................................................................ 9 3. RESULTS.................................................................................................... 10 4. DISCUSSION ............................................................................................. 14 4.1 Limitations of the study.............................................................. 14 4.1.1 Study setting issues...................................................... 14 4.1.2 Representativeness issue ............................................. 15 4.1.3 Comparability issues among survey countries ........... 15 4.1.4 Potential misclassifications ......................................... 16 4.1.5 Effect of sample size.................................................... 16 4.1.6 Other factors that may have influenced the results .... 16 Effects of climate and season .................................. 16 Effect of outdoor air pollution.................................. 17 Effect of indoor air pollution.................................... 17 Effect of tobacco smoking........................................ 18 4.2 Burden of respiratory diseases in primary health care settings ........................................................................................ 19 4.3 Gender and respiratory conditions............................................. 19 e RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 4.4 4.5 4.6 4.7 4.8 4.9 4.10 4.11 4.12 Age and respiratory conditions .................................................. 20 General distribution of respiratory conditions........................... 21 Distribution of ARI cases........................................................... 22 Distribution of CRD cases ......................................................... 23 Diagnosis of TB.......................................................................... 24 Overall drug prescription ........................................................... 27 Antibiotic prescription................................................................ 28 Prescription of drugs other than antibiotics............................... 30 Management outcome ................................................................ 31 5. CONCLUSION........................................................................................... 33 6. REFERENCES .......................................................................................... 37 ANNEX A: Multicentre study of respiratory disease management in PHC facilities with medical officers............................................................... 49 ANNEX B: Multicentre study of respiratory disease management in PHC facilities with nurses ............................................................................... 79 f RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES LIST OF ACRONYMS AND ABBREVIATIONS ARI ............... acute respiratory infection AURI ............ acute upper respiratory infection ALRI............. acute lower respiratory infection CB ................. chronic bronchitis CRD .............. chronic respiratory disease COPD............ chronic obstructive pulmonary disease DALY ........... disability-adjusted life years DOTS............ internationally recommended strategy for TB control HIV ............... human immunodeficiency virus IMCI ............. Integrated Management of Childhood Illnesses ICD-10.......... International Statistical Classification of Diseases and Related Health Problems, Tenth Revision PAL............... Practical Approach to Lung health PHC .............. primary health care TB ................. tuberculosis i RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES ii RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES EXECUTIVE SUMMARY BACKGROUND Respiratory conditions are very common in all populations and all age groups worldwide. They account for 19% of total deaths and 15% of disabilityadjusted life years. Their distribution pattern is believed to be different between developed and developing countries because of differences in population age structure, exposure to risk factors and access to, as well as development of, health care services. As of 1997, the Stop TB Department of the World Health Organization (WHO) initiated the development of a standardized and integrated management strategy for patients, five years of age and over, who seek care for respiratory symptoms, with a focus on primary health care (PHC) settings. This strategy, called Practical Approach to Lung health (PAL), aims at improving tuberculosis (TB) case detection and the quality of TB diagnosis through the improvement of: i) the quality of respiratory case management and ii) the efficiency of respiratory care in health systems. Within the framework of the development of this approach, WHO undertook surveys in nine developing countries located in three different continents. The objectives were to evaluate the burden of respiratory conditions within PHC services, describe their distribution, assess the diagnosis process of TB, and identify the drug prescription pattern for respiratory patients in this setting. DESCRIPTION OF THE SURVEYS This report presents findings of ten surveys conducted, from August 1997 to February 2000, in Argentina, Chile, Côte d’Ivoire, Guinea, Kyrgyzstan, Morocco (2 surveys), Nepal, Peru and Thailand. All these surveys were undertaken in PHC facilities. In each country survey, at least three health facilities were involved for one to three months. The eligible individuals were patients, five years of age and over, who sought care for respiratory symptoms in survey health facilities. RESULTS In the nine countries, surveys took place in 76 PHC facilities among which 54 (71.1%) involved medical officers and 22 (28.9%) nurses only. The number of PHC facilities surveyed per country varied from three in Morocco to 20 in Guinea. In the 76 PHC facilities, 29 399 respiratory patients were enrolled in the surveys; 25 585 (87.0%) of them were recruited in the health iii RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES facilities with medical officers and 3814 in the health facilities with nurses only. The number of respiratory patients varied tremendously across the survey countries: from 131 in Kyrgyzstan (with nurses only) to 5912 in Chile (with medical officers). The data suggest that among patients, five years of age and over, who visited PHC facilities for any reason, approximately 18% are patients who sought care for respiratory symptoms (from 8.5% in health facilities with nurses in Nepal to 33.7% in health facilities with medical officers in Argentina). This proportion was consistently higher in males than in females. Acute respiratory infections (ARI) are the most frequent in all the study settings and accounted for more than 80% of all respiratory conditions in many instances (from 49.6% in health centres with nurses in Nepal to 96.2% in health centres with nurses in Kyrgyzstan). In most settings, the proportion of acute upper respiratory infections was higher than that of acute lower respiratory infections. Pneumonia was identified in only a very small proportion except in Côte d’Ivoire and Guinea. Among respiratory patients, the percentage of TB suspects varied widely across countries: from 0% in Chile to 18% in Nepal; the overall percentage was below 10%. Most of TB suspects were referred to TB laboratories for sputum-smear examination except in Nepal. However, in some settings not all patients referred to TB laboratories were beforehand identified as TB suspects. In addition, in other countries, such as Guinea and Morocco, sputum-smear examination was not performed for more than 20% of the referred TB suspects. Among all respiratory patients, the overall proportion of pulmonary TB was about 1.4%. The proportion of chronic respiratory disease (CRD) cases widely varied from 2 to 25%; but, it was significantly higher in the settings with medical officers (12.3%) than in those with nurses only (5.9%). The distribution of asthma and chronic obstructive pulmonary disease (COPD) within the CRD category widely varied as well as across countries. At least 95% of respiratory patients were prescribed drugs in both types of PHC facilities. In many study countries, more than 50% of patients received antibiotic prescription and, in some countries such as Guinea and Morocco, this prescription accounted for more than 75% of respiratory patients. The number of drugs prescribed per respiratory patient exceeded one in almost all the study countries; but, it was more than two in Guinea. In general, ARI cases included the highest proportion of patients who were prescribed antibiotics. Amoxicillin and co-trimoxazole accounted at least for two-thirds of the prescribed antibiotics in both types of PHC facilities. Among all the drugs prescribed, antibiotics accounted, in general, for about 40%; the range was: 28.4% in Argentina (with medical officers) to 67.0% in Côte d'Ivoire (with medical officers). iv RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES CONCLUSION Respiratory conditions constitute a substantial part of the burden of diseases, among patients five years of age and over, in PHC settings. The distribution pattern of respiratory diseases varied across countries. This variation is not only associated with the methodological limitations of the surveys but also with the absence of standardization in categorizing respiratory conditions by PHC workers. Differences in training background between nurses and doctors, and across countries, exposure to air pollution, tobacco smoking and climate, and seasons during which surveys were carried out are likely also to contribute to this variation. The survey findings suggest that in some health settings the criteria, recommended by WHO and its partners to identify TB suspects in PHC facilities are not fully used by the health workers in PHC. This is an obstacle to improve the quality of TB detection among respiratory patients and to reduce non-essential TB laboratory burden. The absence of standardized procedures to manage the various nosological categories of respiratory disorders may contribute to this weakness. Comparison with data reported in the literature suggests that in general drugs are not over-prescribed in PHC setting. However, survey findings indicate that antibiotics are specifically over-prescribed. Standardized procedures to manage respiratory patients five years of age and over should be developed. These procedures should be symptom-based and clearly normalized aiming at the most frequent respiratory conditions encountered in PHC settings. In addition, the referral and counter-referral conditions should also be clearly defined for respiratory cases between the health care levels within health system. These components are key elements of the PAL strategy. v RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES vi RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 1. INTRODUCTION Respiratory diseases are very common in all age groups and generate a major demand on health care services worldwide. They are one of the most common groups of health disorders observed in populations irrespective of country and/or community affluence level. The estimated annual death toll due to respiratory diseases (excluding measles, pertussis and diphtheria) is 10.5 million deaths worldwide. As such, they account for approximately 19% of total deaths and 15% of disability-adjusted life years (DALYs) (1). Many respiratory conditions are related to environmental and behavioural factors and could, therefore, be prevented. That their distribution pattern is somewhat different between developed and developing countries reflects differences in population age distribution, exposure to risk factors and access to (and development of) health services. In recent decades, the impetus of the international community in tackling preventable diseases and deaths has ensured that tuberculosis (TB) control and management of acute respiratory infections (ARI) in those under five years of age were emphasized in the development of basic health services. However, chronic respiratory diseases (CRD) such as asthma and chronic obstructive pulmonary disease (COPD) are also important health issues in daily practice within health care services in many countries, particularly high and middle-income countries. 1.1 Tuberculosis Globally, one person out of three is infected with the tuberculosis bacillus. Every year, about 8.5 million people develop TB and 1.8 million die from it, mainly in developing countries (2, 3). Eighty percent of estimated TB cases worldwide occur in only 22 countries. The incidence of TB is increasing by approximately 0.4% per year globally; this increase is higher in countries of sub-Saharan Africa and the former Soviet Union (2). Estimates show that approximately 9% of TB cases in the 1549 age group are associated with human immunodeficiency virus (HIV) infection (3). In April 1993, the World Health Organization (WHO) declared TB a global health emergency and encouraged the WHO Member States to introduce the DOTS strategy as a part of a minimum health care delivery package. In this strategy, TB case management and TB control procedures are clearly formulated and standardized (4, 5). On a global scale, the objectives of WHO are to detect 70% of TB cases existing in populations and to cure 85% of them by the year 2005. The latest WHO report on global TB control reported that of the 210 WHO Member States, 155 (74%) had introduced and implemented DOTS activities in their national health system by 2001. Furthermore, it was 1 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES reported that 61% of the world population lived in areas where DOTS services were available. The same report also showed that, under DOTS conditions, 82% of TB patients are successfully treated, but that only 32% of existing worldwide TB cases are detected under DOTS requirements (2). To expand DOTS in countries, in recent years WHO and its partners have considered innovative approaches to increase the detection of TB cases. 1.2 Acute respiratory infections The frequency of acute respiratory infections (ARI) in the global population is unknown. This category includes a range of respiratory conditions ranging from influenza episodes to severe, potentially fatal pneumonias. In most countries, ARIs represent one of the commonest reasons for seeking health care in the primary health care (PHC) setting, and they account for a significant proportion of morbidity and mortality. According to the World Bank, lower respiratory tract infections ranked third among the leading causes of death in 1990 and it is expected they will still be ranked fourth by 2020 (6). In developed countries, although mortality has dramatically decreased during the last century, ARI fatalities represent two-thirds of all deaths from communicable diseases (7). Most of these deaths occur in children and the elderly, and more than 50% of them are due to pneumonia. For example, pneumonia is currently the sixth leading cause of death in the United States of America (USA) (8). In developing countries, ARIs account for 25% of mortality from all communicable diseases (7) and are, along with diarrhoeal diseases, the leading cause of death in children under the age of five. ARIs have been extensively studied in this age group, mainly in developing countries. This has provided a foundation for the development of standardized health interventions for the management of ARIs in children. Such a strategy relies on a syndromic approach within PHC services. This approach is one of the main components of the Integrated Management of Childhood Illnesses (IMCI) strategy and it is now being implemented in many developing countries. In contrast, there have been few studies on ARIs in adults in developing countries. In most of those countries, there are no clearly standardized management procedures for ARIs in adulthood. However, in developed countries, guidelines regarding management of lower respiratory tract infections and/or pneumonia have been issued by regulatory authorities including the European Respiratory Society (9), Canadian Infectious Diseases Society (8), Canadian Thoracic Society (8), American Thoracic Society (10), and the Infectious Diseases Society of America (11). Guidelines for management of ARIs in adults have been also issued by scientific societies or professional associations in some developing countries. However, the extent of their implementation and impact in the PHC setting remains to be determined. 2 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 1.3 Asthma Asthma is a common respiratory disease. Several studies have demonstrated that its frequency has increased over recent decades in both children and adults of both sexes (1214). Population-based investigations undertaken in several countries have found that its prevalence varies significantly among the world regions (1518). Asthma seems to be more frequent in industrialized countries, predominantly European and north American countries, Australia and New Zealand , than in non-industrialized countries, and the prevalence is thought to be higher in urban than in rural areas (19). Although it is well established that aeroallergens are the most important triggers for asthma attacks, the reasons asthma frequency has increased worldwide remain unclear. Air pollution and exposure to cigarette smoke do not fully account for this increase (13, 20). Adaptation to a western-type diet and reduction of infections in childhood, such as TB, are often highlighted as factors associated with asthma (13, 2125). Asthma awareness at a global level has been increasing, for the past few decades, as a result of the efforts of the international scientific community. The Global Initiative for Asthma has brought together most of the relevant partners to issue a guideline for asthma management and prevention to be used worldwide (26). The International Union Against Tuberculosis and Lung Diseases produced another guideline for asthma management in low-income countries (27). These two guidelines have been widely distributed and assist in encouraging individual countries to develop their own guidelines. Both recommend the use of ß2-agonists and corticosteroids by inhalation. Recent studies have shown that these medications are not commonly prescribed in developing countries because of unavailability or prohibitive pricing, or because adherence issues arise with their long-term administration (28, 29). 1.4 Chronic obstructive pulmonary disease Chronic obstructive pulmonary disease is a major cause of morbidity and mortality worldwide. Its frequency varies among countries and among subpopulations within countries. Prevalence, morbidity and mortality associated with COPD have increased over time and are higher in men than in women (3032). The temporal and geographical variations of COPD and inherent difficulties in collecting accurate data explain why it has been difficult to quantify its morbidity and mortality in developed and developing countries. Most of the current information comes from developed countries but it is believed that this underestimates both morbidity and mortality (30, 33). Some years ago, a study commissioned by WHO and the World Bank estimated the worldwide prevalence of COPD as 9.34/1000 in men and 7.33/1000 in women. In terms of lost DALYs, COPD ranked 12th in 1990 and is expected to be ranked 5th by 2020 (34, 35). This increase in 3 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES prominence reflects both a reduction in mortality associated with certain health disorders (e.g. heart diseases in developed countries and infectious diseases in developing countries) and an increase in cigarette smoking and environmental pollution in developing countries (36). Data from Canada, the Netherlands, the United Kingdom and the USA, suggest that, in developed countries, the frequency of COPD in men is increasing slowly or plateauing over time, whereas in women the increase is more significant (3739). Tobacco consumption, chiefly cigarette smoking, is a major risk factor. The risk of developing COPD increases with the total pack-years smoked. Occupational dusts and chemicals are also associated with COPD. It is believed that there is a genetic component involved in the development of COPD. Indeed, a severe hereditary deficiency in alpha-1 antitrypsin, although rare, is involved in the early development of panlobular emphysema (4041). Other genetic factors, not yet clearly identified, might also be associated with COPD risk (4244). Bronchial hyper-responsiveness is believed to be implicated in the development of COPD (45). Several studies have consistently demonstrated a relationship between indoor air pollution from biomass fuels and COPD (4648). Other risk factors, such as infection in childhood, poor socioeconomic status and diet have been suggested, but to date no clear association has been fully established. While on a global scale COPD has been recognized as a major cause of disease burden, official health authorities, particularly in developing countries, have not yet shown any clear commitment to tackling this disease in public health settings, or its control in their national health policy. On the contrary, in many developed countries, guidelines have been issued to specifically manage COPD within health services (31, 32, 49, 50). Recently, through the impetus given by WHO and the National Institutes of Health (USA), a global movement has been launched under the name of Global Initiative for Chronic Obstructive Lung Disease. This initiative aims to increase the awareness of policy-makers regarding COPD and to establish a sound health intervention for the management and prevention of this disease (30). 1.5 Need for health care standards for respiratory conditions in schoolchildren, adolescents and adults Even though a strategy for ARI case management in children under five years of age is clearly defined, standardized and applied in many non-industrialized countries, the control of respiratory diseases in schoolchildren, adolescents and adults cannot rely on a similar health strategy. Indeed, implementation of guidelines for specific management of TB, ARI, asthma or COPD will probably lead to vertical health interventions within health systems. Such an approach may not be viable in the longer term because of the need for 4 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES specialized resources to support it. Currently, in most non-industrialized countries, the management strategy for respiratory diseases is neither clearly formulated nor established within health services. This situation leads to the misinterpretation of the frequency of these diseases, inappropriate prescription of medications, inefficient referral and counter-referral systems and a consequent waste of resources. The development of a standardized care management strategy for respiratory conditions in school-age children, adolescents and adults, and of coordination between health care levels is very much needed. 1.6 Assessing the burden and care of respiratory conditions in primary care As of 1997, under the name of Adult Lung Health Initiative, WHO initiated the development of a combined management strategy for TB and respiratory diseases in school-age children, adolescents and adults. Subsequently, surveys were undertaken by WHO within the framework of this initiative, the name of which has recently changed to Practical Approach to Lung Health (PAL). These surveys took place in PHC facilities, with and without medical officers, in nine developing countries from three different continents. They involved patients with respiratory symptoms who sought care in these health facilities. The objectives of the survey were to: • evaluate the burden of respiratory diseases within PHC services; • determine the distribution pattern of respiratory diseases and the relative frequency of each of them; • assess the diagnosis process of TB among respiratory patients; • identify the drug prescription pattern for respiratory patients within PHC services; • assess the management outcomes of respiratory diseases in this setting. The results of these investigations will help in the formulation of a standardized strategy for combined management of TB and respiratory diseases and its integration into PHC services. Furthermore, they will provide information to be used in the development of practical guidelines needed to implement this strategy. 5 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 2. MATERIALS AND METHODS 2.1 Selection of study countries The study took place in selected countries from three continents: Africa, Asia and South America. The inclusion of a country as a study site was considered only if its national health authorities expressed their willingness to carry out and to follow up all the steps of the investigation in the field. Study countries were also selected on the basis that their PHC services included TB control activities. Ten countries were initially retained for the survey: Argentina, Chile, Côte d’Ivoire, Guinea, Kenya, Kyrgyzstan, Morocco, Nepal, Peru and Thailand. These countries have a wide range of TB burden; in 1997, the lowest estimated incidence was 13.0 new smear-positive TB cases per 100 000 inhabitants in Chile and the highest was 121.8 new smear-positive TB cases per 100 000 inhabitants in Kenya (51). 2.2 Selection of PHC facilities A PHC facility was defined as a setting in which health care services, including curative care, were provided on an ambulatory basis either at firstfacility level or at referral level and where care management of patients was ensured by nurses and/or medical officers. Each country eligible for the study had to involve at least three PHC facilities in the survey. The health facilities involved in the surveys were to represent typical PHC centres as defined by the national health authorities of the countries. The recommended study period was between one and three months in each facility surveyed. The facilities were selected on a convenience basis while taking into account the level of their involvement in PHC service delivery to communities, as well as patient access to microscopy services The number of health facilities to be involved was established by the individual country investigators according to their data collection and monitoring capabilities so as to ensure data quality for the study period. Morocco was the only country to be involved in two study periods. The overall data collection process started in Thailand in August 1997 and ended in Morocco in February 2000. 2.3 Preparation of the surveys and data collection in countries In each country, the national TB programme staff organized training sessions for PHC workers and other staff involved in the data collection process. The aim of these sessions was to explain the objectives of the study, the use of eligibility criteria, the disease categories based upon the International Statistical Classification of Diseases and Related Health Problems, Tenth 6 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Revision (ICD-10) and the usefulness of the WHO Essential Drugs List in the surveys. The various forms to be used in the study were explained in order to ensure standardization of the data collection, and the role of each staff member involved in the study was clarified. In every study health facility, a special register was implemented for the purposes of the survey. Participants were eligible for the study if they were aged at least five years and if they attended the selected PHC facilities with respiratory symptoms. Eligible patients who presented to the study facility were consecutively and prospectively registered on a daily basis during the established survey period. For each study participant, the following information was collected in the register: date of consultation, family and first names, sex and age, duration of symptoms, concomitant drug intake, underlying health condition, referral to other health facilities, diagnosis, treatment prescribed, and outcome within one month of the consultation. No case definition was used by health workers to determine a diagnosis, except for suspected TB for which the following case definitions were used: cough for more than two weeks in Argentina, Chile, Morocco and Peru, and cough for more than three weeks in Côte d’Ivoire, Guinea, Kenya, Kyrgyzstan, Nepal and Thailand. However, a standardized procedure to categorize diagnosis was utilized. In PHC facilities with a medical officer, the diagnosis was established according to the ICD-10, while in health facilities staffed only by nurses it was reported as follows: acute upper respiratory infection (AURI), acute lower respiratory infection (ALRI), pneumonia, suspicion of TB, asthma and chronic cough. “Other” was used where the diagnosis could not be categorized. Every one or two weeks, depending on the country, the number of patients who visited PHC facilities for any reason was disaggregated by age and sex from the curative consultation register. The number of children below five years of age who were notified in the register of ARI or IMCI programmes was also compiled by sex. In addition, TB suspects notified in the respiratory patients register used for the study were reported on another form. In this form the register identification number, family and first names, and the date of referral to microscopy of each TB suspect were recorded. The aim of this form was to regularly establish a list of TB suspects who consulted study PHC centres. From this list, each TB suspect case was traced in the microscopy laboratory. Subsequently, a third form was completed recording whether TB suspects identified in study health facilities really underwent the requested sputum-smear examinations in the microscopy laboratories. If so, the investigator specified the number of sputum-smear examinations performed for each suspect case, the results of these examinations, and whether anti-TB treatment was initiated. 7 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 2.4 Data entry Data were entered in data entry sheets in Excel, Access, Dbase or Epi-Info formats depending on the country. In Excel spreadsheets, data were aggregated by disease category or diagnosis and distributed by age group (less than 5, 5 to 14 years, 15 to 49 years and 50 years and over), sex, underlying health condition, ancillary tests solicited, drugs prescribed and outcome within one month of the visit. A standard Excel data entry sheet was used to compile data in Argentina, Côte d’Ivoire and Guinea. In Access, Dbase and Epi-Info formats, data on every study participant were entered in a data entry sheet including various descriptors referring to demographic characteristics, duration of symptoms, underlying health condition, referral to other health facilities, ancillary tests requested, diagnosis established, treatment prescribed, and outcome within one month of the consultation. A standardized Epi-Info format established by WHO was used in Kyrgyzstan and in the first study undertaken in Morocco. As the data entry process in this format was onerous, Chile, Morocco (second survey), Nepal, Peru, and Thailand developed their own data entry format in Epi-info, Access or Dbase. Data in Access and Dbase formats were transformed into Epi-Info format at the data analysis stage. 2.5 Analysis Data analysis was carried out for each country by type of PHC facility (with and without medical officers). Data were basically analysed by distributing the number of respiratory patients according to the characteristics for which information was collected in the study registers: age, sex, duration of symptoms, underlying health condition, referral to other health facilities, diagnosis, treatment prescribed and outcome within one month of the consultation. The burden of respiratory conditions within PHC services was assessed by calculating the proportion, by age group, of health care seekers for respiratory symptoms among overall patients attending PHC facilities for any reason. Age was grouped into three categories: 5 to 14 years, 15 to 49 years and 50 years and over. For analysis purposes, respiratory patients were categorized into ARI cases, suspect TB cases, chronic respiratory disease (CRD) cases and “others” for patients who had respiratory symptoms but could not be classified by health workers in one of these three categories. ARIs were further stratified, on the one hand, into pneumonia and nonpneumonia and, on the other hand, into AURIs and ALRIs. The CRD cases were stratified into asthma, COPD/chronic bronchitis (CB) and other CRDs if data were collected in PHC facilities with medical officers, and into asthma and chronic cough if data were collected in health facilities with nurses only. The process of establishing pulmonary TB was analysed among respiratory patients for whom sputum-smear examination was requested. Then, the proportions of smear-positive and smear-negative cases among pulmonary 8 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES TB patients and among all respiratory patients attending PHC facilities were calculated. The proportions of respiratory cases, attending PHC facilities with or without medical officers, who were prescribed drugs, more specifically, antibiotics were calculated. Then, the most frequently prescribed antibiotics were identified and the relative frequencies of prescribed drugs other than antibiotics were calculated by type of health facility. The management outcome of respiratory conditions within one month of the consultation was categorized into: “lost to follow-up”, “improvement or cure”, “still sick”, “diagnosis change” and “others”; this last category was used for the patients who could not be assigned to the first four categories. 2.6 Statistics The statistical difference between two means was evaluated using the Student’s t-test and between proportions using the chi-square test. A statistical test was considered as significant when the p-value was less than 0.05. 9 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 3. RESULTS The quality of data collected varied across countries. In some country settings, certain information was totally or partially omitted or was collected differently. For example, in Argentina, Côte d’Ivoire and Guinea, data on age were collected differently from the other countries; in Kyrgyzstan and Peru (centres with medical officers) the number of smear-positive cases was not reported although the number of suspected TB cases was considered. Surveys carried out in Côte d’Ivoire had the most missing data and those carried out in Morocco had the least. Consequently, in some circumstances data analysis could not be performed in depth. Missing data also resulted in discrepancies between the numbers of study participants included in tables that display the findings of the surveys (see Annexes A and B). Of the 10 countries that were willing to implement the study, only Kenya failed to proceed. As a consequence, no data were analysed for this country. In the nine remaining countries, 76 PHC facilities participated in the surveys. Of these, 54 (71.1%) were providing health care services staffed by at least one medical officer, while 22 (28.9%) were staffed by nurses only. In five countries (Côte d’Ivoire, Guinea, Kyrgyzstan, Nepal and Thailand) health facilities with and without medical officers participated in the survey, whereas in Argentina, Chile, Morocco and Peru, the staff in each of the facilities were medical officers. The number of PHC facilities surveyed per country in each study period varied from three in Morocco (first survey) to 20 in Guinea. The number of health centres with medical officers varied from two in Nepal to 10 in Morocco (second survey). Those with nurses ranged from two in Côte d’Ivoire, Kyrgyzstan and Thailand to 11 in Guinea. The study period varied, from one country to another in terms of both duration and season (Tables 1A and 1B). In the 76 health facilities, a total of 29 399 patients of five years of age and over presented with respiratory symptoms. Of this total, 25 585 (87.0%) were recruited in the 54 health facilities with medical officers and 3814 (13.0%) in the 22 facilities staffed by nurses only. The number of respiratory patients enrolled in PHC centres with medical officers ranged widely from 247 in Côte d’Ivoire to 5912 in Chile. Likewise, for patients recruited in centres with nurses only, this range was from 131 in Kyrgyzstan to 2289 in Guinea (Tables 1A and 1B). Data collected in Argentina, Guinea, Morocco and Nepal indicated that, among patients attending primary care for any reason, 52% to 81% of the total patient population were five years or over, irrespective of the type of health facility. Moreover, in all settings, this percentage was consistently higher among females than among males (Tables 6A and 6B). Of this patient sub-population, the percentage with respiratory symptoms varied widely, 10 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES ranging from 8.5% in Nepal to 33.7% in Argentina, with a median of 17.8% and mean of 18.4%. In all settings, this proportion was consistently higher in male patients than in females (Tables 7A and 7B). However, among respiratory patients, the proportion of females was consistently higher than that of males in both types of PHC facilities and in all countries with the exception of Nepal (Tables 2A and 2B). The overall sex breakdown was 56.1% female and 43.9% male. Furthermore, among all respiratory patients, irrespective of their age, the proportion of those five years and over varied from 31.7% in Guinea (with nurses) to 70.8% in Nepal (with nurses), with a median of 63.1% and an overall percentage of 43.1%. This proportion was consistently higher in females than in males irrespective of the setting (Tables 8A and 8B). Age data were not collected on an individual basis in Argentina, Côte d’Ivoire or Guinea; therefore, the median and average ages could not be computed for the participants enrolled in those countries. For the six remaining countries, the median age range of respiratory patients was from 13 to 35 in settings with medical officers and from 30 to 33 in settings with nurses, with average age ranges of 20 to 39 and 32 to 37 respectively (Tables 3A and 3B). In all study settings with medical officers, average age differed significantly between females and males, although not in a particular direction (Table 4A); however, no such difference was identified in the settings with nurses (Table 4B). The distribution by age group varied appreciably among study settings. Comparison of the overall age group distributions showed a significant difference between the study settings with medical officers and those with nurses (2 =109.88, ddf = 2, p < 0.00001) without, however, identifying a particular age group distribution pattern in one of the two study settings (Tables 5A and 5B). The proportion of patients who had visited a health facility for respiratory symptoms during the previous month varied widely across the study countries. The highest proportions (>21.0%) were observed in Kyrgyzstan and Thailand. The overall proportions were 9.3% and 12.5% in settings with medical officers and nurses respectively (Tables 9A and 9B). Data on respiratory patient delay (from onset of symptoms) for consultation were collected in only four study countries: Kyrgyzstan, Morocco, Peru and Thailand. In health settings with nurses, more than 95% of the patients visited a health centre within three weeks of the onset of symptoms while in health settings with medical officers, a slightly lower percentage was observed for the same delay (Tables 10A and 10B). The frequency of an underlying health condition among those seeking health care for respiratory symptoms varied widely across countries. The overall proportions were 9.9% in health settings with medical officers and 31.0% in health settings with nurses (Tables 11A and 11B). However, these proportions seem to be influenced by the relatively high frequencies reported for cardiovascular diseases and tobacco 11 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES consumption in Kyrgyzstan and for malaria in Côte d’Ivoire. The most frequently reported underlying conditions are presented in Tables 12A and 12B. The distribution of respiratory patients by diagnosis category indicated that in all study settings, ARI cases were most prevalent, and in some situations they accounted for over 80% of cases. The proportion of TB suspects varied widely, in both types of health care settings, from 0% in Chile to 18% in Nepal and overall was below 10%. The proportion of CRD cases varied widely in both types of health care settings: from 2% to 25%. However, this proportion was significantly higher in the settings with medical officers (12.3%) than in those with nurses (5.9%). The frequency of patients with respiratory symptoms who were not categorized as ARI, suspect TB or CRD cases was high in certain study settings such as Côte d’Ivoire and Peru (Tables 13A and 13B). In most settings, irrespective of facility type, the proportion of AURI cases was higher than that of ALRI cases with the exceptions of Côte d’Ivoire (both types of facilities) and Guinea (with medical officers) (Tables 14A and 14B). Pneumonia was generally identified in only a tiny percentage of cases (Tables 16A and 16B). For example, in PHC centres with medical officers, its overall proportion among all respiratory patients was 2.8 %. In settings with medical officers, there were great variations in the distribution of CRD cases among study countries with regard to asthma and CB/COPD, while in Guinea and Morocco (2nd survey) a substantial percentage of CRD cases was not identified as being either asthma or CB/COPD (Table 15A). In study sites with nurses, the number of asthma cases identified was proportionally higher among patients categorized as CRD cases (Table 15B). Data collected in settings with medical officers indicated that the proportion of patients for whom at least one ancillary test was requested by the physician varied among study countries from 1.0% in Argentina to 65.8% in Kyrgyzstan (Table 17A). In PHC facilities with nurses, this proportion did not exceed 22% (Table 17B). Among ancillary tests, laboratory tests were requested much more frequently than other tests (Tables 18A and 18B). Findings suggest that, among laboratory tests, sputum-smear examination was often requested by health workers for patients with respiratory symptoms (Tables 19A and 19B) with this phenomenon being more consistent in study settings with medical officers. Although there were variations among countries and incomplete data, the proportion of TB suspects, among patients for whom sputum-smear examinations were requested, was high in countries such as Guinea, Morocco, Peru and Thailand. This proportion was low in other countries, for example in Chile where sputum-smear examination was requested for 875 patients who were not identified, in the medical consultation, as suspected TB cases (Tables 20A and 20B). However, data suggest that most of the patients categorized as TB suspects were referred to 12 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES TB laboratories for sputum-smear examination in both types of PHC settings, with the exception of Nepal (Tables 21A and 21B). In some countries, such as Guinea and Morocco, more than 20% of patients referred to the TB laboratory did not undergo sputum-smear examination. The proportion of smear-positive cases among patients for whom sputum-smear examination was requested varied widely across countries and between the two types of study settings (Tables 22A and 22B). In general, the confirmation rate of pulmonary TB by sputum-smear examination was high except in Thailand (with medical officers) (Tables 23A and 23B). Among all patients who attended both types of PHC facilities for respiratory symptoms, the proportion of confirmed pulmonary TB cases was generally low or very low, except in Côte d’Ivoire and Nepal. The overall proportion of pulmonary TB, in both types of study settings, was approximately 1.4% (Tables 24A and 24B). In both types of PHC facilities, most respiratory patients (at least 95%) received a drug prescription from health workers. In many study settings, more than 50% of patients received an antibiotic prescription and in some countries, such as Guinea and Morocco, more than 75% of patients were prescribed antibiotics (Tables 25A and 25B). The proportion of antibiotic prescription by respiratory disease category could not be estimated for Argentina, Côte d’Ivoire and Guinea. However, in both types of study settings, this proportion varied among the remaining countries. In general, patients categorized as AURI or ALRI had the highest proportion of antibiotic prescription (Tables 26A and 26B). The prescription pattern of antibiotics was somewhat different across countries and study settings. Overall, amoxicillin and co-trimoxazole accounted for at least two-thirds of prescribed antibiotics in both types of study settings (Tables 27A and 27B). Other frequently prescribed drugs included antipyretics (in general aspirin or paracetamol), bronchodilators and mucolytics/antitussives (in PHC with medical officers) and antimalarial drugs (in health facilities with nurses; Tables 28A and 28B). The average number of drugs prescribed per respiratory patient exceeded one in all study sites and was more than two in Côte d’Ivoire (in health settings with nurses) and Guinea (Tables 29A and 29B). The proportion of antibiotics among all prescribed drugs varied widely across countries: from 28.4% in Argentina to more than 60% in Côte d’Ivoire and Nepal. The overall proportion of antibiotic prescription was 41% and 37% in health settings with medical officers and nurses respectively (Tables 30A and 30B). Data showed marked variations in overall patient outcomes across the study countries. However, the findings suggest that the proportion of respiratory patients who were lost to follow-up was high in both types of study settings, but tended to be higher in health settings with medical officers (Tables 31A and 31B). 13 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 4. DISCUSSION In developing countries, there is little information on respiratory diseases in populations aged five years and over, while much more information is available for ARI in children and for TB. Our surveys attempted to fill this information gap. Their findings highlighted the main characteristics of patients aged five years and over who had sought health care for respiratory symptoms in PHC facilities. However, our surveys had several limitations because of their non-uniformity in terms of geographical regions, study periods, study populations, health care delivery practices and data collection procedures used. Nevertheless, they did provide primary information on the frequencies and the management of respiratory diseases within primary care services in developing countries. 4.1 Limitations of the study The survey results should, however, be interpreted cautiously while taking account of their various limitations. 4.1.1 Study setting issues It was not always possible to report overall survey findings because of the inherent variability among study sites. This variability is associated with various factors. Overall results would have been influenced by the data collected in the health centres with medical officers since more than 80% of the 29 399 study participants were enrolled in these health facilities. Furthermore, the level of qualification in identifying respiratory disease categories was not the same between nurses and medical officers practising in the two types of PHC facilities. This may explain some of the observed differences in respiratory disease distribution between these two settings within the same country. For example, in Côte d’Ivoire and Kyrgyzstan, more than 90% of respiratory patients were identified by nurses as having ARIs, while approximately 50% and 70%, respectively were diagnosed similarly by medical officers (Tables 13A and 13B). Furthermore, the categorization procedure for respiratory conditions was not the same in the two types of PHC settings. Medical officers identified respiratory diseases according to the ICD-10, while nurses used broad categories (UARI, ALRI, suspect TB and CRD), and pneumonia and asthma had to be individualized. 14 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 4.1.2 Representativeness issue PHC facilities involved in these surveys were not selected on the basis of a random sampling procedure. Rather, they were selected on the basis of activity intensity in health care delivery to the population of their catchment area. In fact, standardized criteria allowing this selection were not clearly specified in the study protocol, except the requirement for the involvement in TB control. The selection procedure was therefore established by the individual countries. Consequently, the number of health centres involved per country and per type of PHC facility varied. This may have had an effect on the data comparability among countries. Study participants enrolled in only a few health facilities were less likely to be representative of the country overall than those recruited from a larger number of health centres. In addition, the recruitment of patients with respiratory symptoms in a given health facility might depend on the population characteristics of the catchment area. Health facilities providing health care services to populations with different characteristics may have different burdens and/or categories of respiratory disease. Those characteristics are related to socioeconomic status, demographics, behavioural factors such as smoking, occupational factors such as exposure to industrial pollutants as well as domestic and environmental factors including indoor and outdoor pollution (15). 4.1.3 Comparability issues among survey countries Although it is assumed that physical access to health care services was equivalent for populations served by the selected PHC facilities within a given study country, it is unlikely that this was actually the case among the nine countries. For example, physical access to health services is likely to be easier in Argentina or in Chile than in Nepal. If the size of populations served by the health centres involved in the study was the same within a given country, it might differ among study countries. The higher the population size of the catchment area of a given PHC centre, the higher the workload would be in that centre, with shorter patient consultations and reduced quality of care being delivered as a consequence. The involvement of private health workers in providing traditional or modern health care services to the catchment populations might also differ considerably among the study countries. For example in Kyrgyzstan and Guinea, the private sector is poorly developed whereas in Morocco, 50% of physicians practise exclusively within this sector. These factors related to the population characteristics and to the development of the health service system may influence the attendance level at PHC centres by care seekers from the community. However, it is not clear how influential these factors are in terms of attendance at study health centres by 15 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES patients with respiratory symptoms and in terms of respiratory disease distribution. It is difficult to gauge the burden of respiratory disease within PHC services had these factors not existed. Furthermore, as the characteristics and frequencies of these factors are likely to differ among study countries, variations in our results might be partially explained by these differences. 4.1.4 Potential misclassifications The fact that standardized case definitions were not used, with the exception of TB suspect case, highlights a likely source of disease misclassification. This bias may increase because a relatively small number of medical officers and nurses were responsible for the categorization of 29 399 patients with respiratory symptoms. Thus, potential errors that a given health worker could make in establishing a diagnosis would be most likely repeated systematically, such that the higher the number of patients per health worker the stronger the error in the survey. In our surveys, the number of health workers involved in establishing diagnoses was not documented for all the study countries. For instance, in the two studies undertaken in Morocco, two physicians per health centre were involved in this process with approximately 190 and 180 respiratory patients being diagnosed per medical officer in the first and the second surveys, respectively. This potentially systematic error, which constitutes the basis of misclassification, may also differ among medical officers and among nurses within a given study country. 4.1.5 Effect of sample size The number of study participants varied widely among countries (Tables 1A and 1B). Among the 25 585 respiratory patients identified in PHC facilities with medical officers, 52.3% were collectively enrolled in Argentina, Chile and Peru, whereas in health centres with nurses, 60% of the overall study participants were recruited in Guinea. Thus, it is clear that findings from the data sets of those countries heavily influenced the overall results of the study in comparison with the data collected in health centres with nurses of Kyrgyzstan or in those with medical officers of Côte d’Ivoire, for example, where smaller sample sizes were employed. 4.1.6 Other factors that may have influenced the results Effects of climate and season The surveys were carried out in counties with different climates. For example, Kyrgyzstan and Nepal have a continental climate, while Côte d’Ivoire, Guinea and Thailand have a tropical climate and Morocco has a Mediterranean climate. In addition, the study was undertaken in different seasons. The study period from June to October is the rainy season in Côte d’Ivoire, Guinea and Thailand, the period from March to June is the spring 16 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES season during which the weather remains cool in Kyrgyzstan and in many areas in Nepal, while the period from December to February is the cold season in Morocco. Usually these two factors influence the occurrence of respiratory conditions in any population and, subsequently, the attendance at PHC facilities by patients with respiratory symptoms. ARI cases are frequent in the cold season, particularly from December to February, in the northern hemisphere (52) and respiratory viruses, including influenza, are also widespread in this period (53). Previous studies conducted in PHC facilities throughout Morocco in 1994 and 1995, indicated that there was a sharp increase of ARI cases in children in January–February and a sharp decrease in August (54). Studies in developed countries have shown that when the temperature falls in winter, there is an increase in care demand for respiratory diseases in general practices and hospital settings (55–57). Care demand among patients for asthma or allergic rhinitis usually follows a seasonal pattern. Studies in developed countries have shown that respiratory episodes follow peaks of allergic particles, such as pollens or mites (58–60). Other climatic factors, such as precipitation or a rise in barometric pressure, might also increase respiratory discomfort in susceptible patients (61), and subsequently the attendance of respiratory cases at PHC facilities. Effect of outdoor air pollution Outdoor levels of air pollution in the study countries are likely not to be identical, reflecting differences in the degree of urbanization, level of industrialization, type of industrial technology adopted, number and age of motor vehicles on the road and availability of regulations on air quality. Most of the PHC centres involved in our surveys were located in urban areas. This factor may somewhat explain the variations of our results among study countries, since the association between atmospheric pollution and respiratory disorders has been extensively documented, mainly in children and the elderly, in European and north American countries particularly since the 1950s. Longitudinal studies have shown an association between levels of sulfate particulates, ozone in warm season, and other air pollutants and an increase in mortality from heart and respiratory diseases (62–64). In Santiago, Chile, an ecological study demonstrated a relation between air pollutants and mortality, in adults, from COPD and asthma independently of socioeconomic and living conditions (65). Data from another study undertaken in Casablanca, Morocco, which used mathematical modelling to control for variations in season, temperature, humidity and care demands, suggested an association between black smoke-type fine particulates and daily consultations in PHC facilities for asthma attacks and acute bronchitis in patients over five years, as well as for AURI and ALRI in children under five years (66). Effect of indoor air pollution The relationship between indoor air pollution and the occurrence of respiratory symptoms is often reported. Most indoor air pollution is due to 17 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES domestic use of fuel for cooking or heating, but it is also thought that housing conditions, building architecture, ventilation systems and indoor presence of animals, such as cattle or pets, contributes to this pollution. The study countries have different geographical locations where populations use various energy sources depending on their cultural habits and living conditions. These differences influence the type and the level of indoor air pollution and may contribute to the variations in our results among study countries. Unprocessed biomass fuels, in the form of wood, crop residues and animal dung, are used, as a domestic energy source, for cooking and heating by about 50% of world households mainly in developing countries (47, 67, 68). Fuels, as a function of their type, generate different levels of air pollutants. Types of energy sources are likely to differ among our study countries depending on their availability and the energy policy of the country. For example, bottled gas is widely used domestically in Morocco, whereas wood and coal are more frequently used in Guinea and Côte d’Ivoire and wood, grass and crop residues are commonly used in Nepal (69). The association between biomass fuel smoke and respiratory conditions has been particularly studied in women and young children (48). The risks of ARI and CB/COPD related to exposure to indoor biomass smoke are often highlighted in the literature (46, 47, 67, 68, 70–75) Effect of tobacco smoking The harmful impact of tobacco smoking on human health, particularly on the cardiovascular system and respiratory tract, is well established. Thus, variations in the results obtained among the study countries may also be partially explained by the difference in frequency of smoking among their populations. Indeed, the prevalence of smoking varies in adult males from more than 60% in Guinea and Kyrgyzstan to 38% in Chile and in adult females from 25% in Chile to 6% or less in Côte d’Ivoire and Thailand (76, 77). Related studies have demonstrated differences in cigarette consumption per capita among our study countries (77). The causal relationship between tobacco and lung cancer has been well established. Tobacco smoking is also the main risk factor for COPD development. Moreover, it is well known that respiratory symptoms and lung function abnormalities are more frequent among smokers than non-smokers. The association between tobacco consumption and pneumonia in adults has also been highlighted as it is estimated that the population-attributable risk of smoking is approximately 32% of pneumonia cases (78). 18 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 4.2 Burden of respiratory diseases in primary health care settings Data collected in Argentina, Guinea, Morocco, Nepal and Thailand indicated that approximately 18% of patients over five years of age who attended PHC facilities sought health care for respiratory symptoms. In the literature, it was not possible to find results from other studies where the respiratory disease burden was assessed in patients five years of age and over within PHC services in developing countries. However, a recent study in Botswana reported that, in 1997, 18% of outpatients 15 years of age and over had respiratory conditions (79). Another study reported approximately 20% respiratory conditions among primary care attendees, including children below five, in 22 health posts in Nepal (80). Data from the United States showed that , in 1997, 21% of total visits to family physicians concerned respiratory patients (81); however, these data appeared to include all age groups. It is clear that it is difficult to assess what the typical burden of respiratory diseases in PHC settings would be in developing countries because of the lack of studies and variations that might occur between studies due to the factors we discussed above. However, given that the percentage of 20% is somewhat reproducible in the rare findings available, it is a reasonable assumption that one of five care seekers, aged five years and over, attending PHC facilities is a patient with respiratory symptoms. This estimate should be confirmed in further investigations. Standardized management of ARI in children under five years of age has been developed and implemented in many developing countries, often within the framework of IMCI initiated by WHO and other international partners. Although there are variations among countries, our findings suggest that between one-third and two-thirds of respiratory patients (Tables 8A and 8B) are likely to be empirically managed within PHC services, since a clearly formulated and standardized management strategy has not yet been adopted in most developing countries for respiratory patients aged five years and over. The ongoing development of PAL strategy by WHO is aiming to address this challenge, with a focus on PHC setting. 4.3 Gender and respiratory conditions Our findings showed that, in general, among patients with respiratory symptoms who attended PHC facilities, the proportion of females was higher than males (Tables 2A and 2B). Irrespective of age, 55% to 60% of patients who visited PHC facilities for any reason were female, and among these, the proportion of those over five years of age was higher than that among males (Tables 6A and 6B). These data suggest that basic health services are used primarily by females. Women may visit PHC centres because of their accessibility or their proximity to their homes. In fact, data from Kyrgyzstan, Morocco, Peru and Thailand showed that a substantial proportion of respiratory patients consulted health services within three weeks of the onset of symptoms (Tables 10A and 10B). Furthermore, more than 95% of the 19 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES patients who attended PHC facilities staffed by nurses did so within this period. Such health centres are usually located peripherally, and, as a consequence, may be more physically accessible than health facilities with medical officers. It is possible that women are more health-conscious than men and that they will take action to seek care wherever it is possible. However, this remains to be fully documented. Furthermore, in many developing countries, women, especially those who are young, have less disposable income than men to consult private health care providers (82). Thus, data indicating a higher proportion of females in PHC services do not mean that males are not visiting other health care settings such as hospitals or private sector facilities. A recent study carried out in 40 private general practitioners in Morocco reported that females over five years of age, with an average age of 33, represented 50% of care-seekers for respiratory symptoms (83). In the second of the current Moroccan survey, undertaken in the public sector of the same provinces, females with an average age of 25, made up 62% of care-seekers. Another study carried out in Viet Nam among patients having a cough for more than three weeks, showed that women tended to take health care actions more often than men through self-medication, pharmacists or general practitioners, whereas men visited hospital more often than women (84). 4.4 Age and respiratory conditions The data presented here suggest that, among patients of five years of age and over, demand for health care delivery for respiratory conditions in PHC facilities is higher in males than in females (Tables 7A and 7B). More than 80% of respiratory patients are between 5 and 50 years of age, of which approximately half are young adults (15–49 years) and half are between 5 and 14 (Tables 5A and 5B). This distribution is almost identical between females and males (data not shown). One can extrapolate that young male adults are more likely to be exposed to respiratory risk factors, such as cold weather or tobacco smoking. Airways behave differently in females and males throughout the human lifespan, reflecting dimensional, immunological, hormonal, environmental, social and cultural factors. Indeed, forced expiratory flow rates are lower in boys and young men than in girls and young women and the rate of acquisition atopy is higher in males than females up to 15–25 years of age (85). This suggests that boys and male adolescents have relatively narrower airways than girls and female adolescents and that this makes them more susceptible to respiratory disorders such as infection and asthma (69, 85). 20 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 4.5 General distribution of respiratory conditions In both types of PHC facilities, the overall study findings showed that at least 80% of respiratory patients had ARI, and approximately 5% were suspected TB cases. In general, the proportion of patients with a chronic respiratory condition is higher in health facilities with medical officers than in health centres staffed by nurses alone (Tables 13A and 13B). This may be related to the fact that patients are often referred from the very peripheral level to health centres with doctors, where they may remain for their follow-up. However, because of the chronic nature of respiratory symptoms and their previous experiences with the health system, some patients may directly visit health centres with medical officers, thereby bypassing the first level of health care. A substantial proportion of patients were not categorized as ARI, TB suspect or CRD but as “other” in certain PHC facilities with nurses (Nepal) or with medical officers (Côte d’Ivoire and Peru). The category “other” was assumed to include patients with respiratory symptoms due to non-respiratory conditions such as heart disease or anaemia. However, it is possible that health workers involved in these surveys failed to categorize groups of patients in the manner proposed in the study protocol. Furthermore, there were tremendous variations in the distribution of categories of respiratory disease (Tables 13A and 13B). In Nepal, the proportion of TB suspects was the highest (more than 15%) in both types of health care settings. The fact that TB is a major public health problem in that country does not fully explain why there was this level of reporting, in comparison with countries such as Guinea, Morocco, Peru and Thailand, where TB is also prevalent in public health settings. The case definition for TB suspects during the survey in Nepal might have been, in practice, different from that used in the other countries. Data from Morocco and Peru would have been expected to indicate a higher proportion of TB suspects than those from Nepal. Indeed, TB is suspected in Morocco and Peru when the patient has been coughing for two weeks and more, whereas in Nepal this time period is three weeks and more. High proportions of CRD were reported in Chile, Côte d’Ivoire, Kyrgyzstan and Nepal compared with the other countries which, in general, had higher proportions of ARI (Tables 13A and 13B). This may reflect not only methodological issues inherent in these surveys, but also differences in factors associated with respiratory disease occurrence discussed above. 21 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 4.6 Distribution of ARI cases Patients with AURI predominated among ARI cases, with their overall proportion being higher in PHC facilities staffed by nurses alone than in those with medical officers (Tables 14A and 14B). In countries where the surveys were carried out in PHC facilities with both nurses alone and with medical officers, namely Côte d’Ivoire, Guinea, Kyrgyzstan, Nepal and Thailand, the proportion of AURI cases among ARI patients was always higher in study facilities with nurses (Tables 14A and 14B). Thus, it is possible that nurses tended to categorize ARI as AURI more than as ALRI; but, there is no evidence to support this speculation. However, the higher proportion of ALRI cases in PHC facilities with medical officers might also reflect the fact that patients with ALRI tended to consult medical officers directly in comparison to patients with AURI, since major clinical symptoms are more frequently experienced in ALRI. The procedures used to distinguish AURI and ALRI cases were likely to be different between nurses and medical officers because their training backgrounds and work routines are different, as is, in some settings, their access to some diagnostic equipment. It is striking, for instance, that in PHC facilities staffed by nurses in Thailand, none of the 370 ARI cases was categorized as ALRI (Table 14B). This example suggests that health workers in PHC services might inaccurately perceive a substantial proportion of respiratory conditions if there are no standardized procedures to identify the different categories of respiratory disorders at this health level. In comparison to the other countries, a high proportion of ALRI was reported among ARI cases in Guinea (Table 14A) and Côte d’Ivoire (Tables 14A and 14B). It is not clear why there was such a high proportion in the two African countries involved in our surveys. It is important to highlight that Côte d’Ivoire and Guinea are located in the tropical area of western Africa where the ecology of microorganisms differs from that in the other countries with temperate or continental climates. Pulmonary infections due to particular agents that are more prevalent in tropical regions might partially explain this high proportion. It is well known that parasitic diseases like helminthic and protozoal diseases can also affect the lungs (86). HIV infection, which is more common in Côte d’Ivoire than in Guinea, may influence the symptomatic presentation of respiratory patients resulting in the identification of more ALRI cases in PHC services. Data from Botswana, where HIV infection has been increasing in the past two decades, have shown that mortality from pneumonia in hospitals increased three-fold between 1986 and 1997 (79). In poor urban settings, overcrowding may contribute to high transmission rates of pathogens. For example, in mining communities in South Africa, the attack rate of pneumonia in adults was as high as 10% per year in the early 20th century (87). Proportionally very few pneumonia cases were identified among ARI cases in all our surveys, irrespective of the type of health facilities (Tables 16A and 16B). The highest proportion, almost 9%, was reported in Côte d’Ivoire, 22 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES which further supports the notion that in Côte d’Ivoire, and perhaps in Guinea, there are relatively more patients with lower respiratory tract symptoms and signs. We did not succeed in identifying published data on ARI and its distribution between AURI and ALRI among patients, aged five years and over, attending PHC services in developing countries. According to the European Respiratory Society, however, one-third of ARIs are ALRI cases and twothirds are AURI cases, which is similar to the results obtained here (9). It is believed that in Europe 5–25% of ALRI are pneumonia cases (9) suggesting that by extrapolation, 1.5–8.5% of all ARI cases are pneumonia cases. This is almost identical to the range reported here. 4.7 Distribution of CRD cases Approximately 60% of CRD patients were categorized as asthma cases, accounting for almost 4% of all respiratory patients attending facilities with nurses (Tables 15B and 16B). Given the small numbers of CRD cases identified in Kyrgyzstan (4 cases) and Côte d’Ivoire (11 cases), it was not possible to elucidate why very few asthma cases were reported in those countries. In PHC centres with medical officers, overall proportions showed that among CRDs, 55% were categorized as asthma cases and approximately 38% as CB/COPD cases (Table 15A), with these accounting for approximately 7% and 5% of the overall respiratory patients, respectively. It is not known how the diagnoses of asthma and COPD were established by the primary care physicians in these surveys. The diagnosis of asthma should, at least, normally involve peak flow meter measurements (26, 27) and that of COPD should be based on spirometric evidence. It is unlikely that such equipment is widely available and used in medical primary care settings in developing countries since, even in most developed countries, spirometry is not commonly performed at this level. The large variation of asthma and CB/COPD distribution among the study countries may be explained by the absence of peak flow meters and/or spirometry as well as the influencing variables discussed previously (case definitions, tobacco smoking, air pollution, etc.). The high proportion of CB/COPD in the Kyrgyzstan survey might be explained partially by the high frequency of tobacco consumption (76) and the fact that the respiratory patients enrolled in the study were relatively old (Tables 4A and 5A). Within the past decade, the international medical community has been highly sensitized to asthma and this may have influenced physicians to consider the diagnosis of asthma in their daily practice in intermediate-income countries such as Argentina and Chile, where asthma accounted for approximately 92% and 82% of CRD cases, respectively. As there are no clear procedures and no appropriate treatment available to manage asthma and COPD in PHC settings in many developing countries, patients may consult private practitioners. Other patients may 23 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES attend hospital emergency rooms when asthma attack or CODP exacerbation occur and are, therefore, treated only for acute episodes without long-term management of their disease. It is also thought that in most countries throughout the world, even developed countries, asthma and COPD cases are under-diagnosed (88, 89). Indeed, a study from Nijmegen, the Netherlands, reported that about two-thirds of asthma and COPD cases existing in the general population are not identified in general practice, chiefly asthma and COPD cases with mild and moderate severity (90). Several studies from developed countries have indicated that asthma is under-diagnosed in adolescents (91), adults (92) and the elderly (93). It has also been reported that asthma and COPD were identified in nearly 50% of patients who were coughing for 2 weeks or more (88), but that COPD was particularly underdiagnosed in women (94). CP van Schayck has highlighted the role of the under-presentation of respiratory symptoms by the patient in this underdiagnosis (92, 95). Among CRD cases identified in PHC facilities staffed by nurses, the chronic cough case category accounted for a variable proportion across the study countries (Table 15B). Given the small number of those cases per country, the system used to categorize the respiratory conditions in PHC centres with nurses, and the potential weaknesses of referral systems within the PHC network of the study countries, it is not possible to extrapolate on the probable diagnoses of CRD included in the chronic cough category. Some 7% of CRD identified in PHC facilities with medical officers were not categorized as either asthma or CB/COPD cases (Tables 15A). This group included cases of suspected lung cancer, known bronchiectasis cases, known TB sequelae cases and other respiratory cases. Some of these cases may have presented isolated cough for weeks or months without any possibility of establishing a precise diagnosis. Establishing a diagnosis in such patients is beyond the resources available in PHC services of developing and even developed countries. In developed countries, high-tech equipment is used in tertiary health services to establish a diagnosis in these patients. Several studies showed that the causes of isolated chronic cough are most frequently cough variant-asthma, postnasal drip syndrome and gastro-oesophageal reflux disease, and less frequently eosinophilic bronchitis, bronchiectasis or chronic bronchitis (26, 96-99). 4.8 Diagnosis of TB Overall, these surveys indicated that ancillary tests were requested for some respiratory patients in PHC centres – approximately 18% and 16% in settings with and without medical officers respectively (Tables 17A and 17B). However, in PHC facilities with medical officers, the proportion of patients for whom at least one test was requested varied among countries. Paradoxically, the proportion of patients sent for ancillary tests was much 24 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES higher in low-income countries (Kyrgyzstan and Nepal) than in middleincome countries (Argentina, Chile, Morocco and Thailand). There is no clear explanation for the difference between these two categories of countries. One wonders whether more tests are really needed in settings where overcrowded and poorly equipped health facilities are common, and, in many circumstances, these facilities are not easily accessible to populations with limited resources. In Kyrgyzstan, ancillary tests were requested in approximately two-thirds of the patients (Table 17A), paradoxically nearly 70% of them (Table 13A) were categorized as ARI cases, thus they had self-limiting respiratory conditions in most cases. This suggests that such health care practices result in wasting of limited resources and time for the patients, in non-necessary referral and in the placing of an inappropriate workload on the referral health services. The data generated in this study indicate that X-ray examinations are not frequently requested for respiratory patients, since more than 80% of the ancillary tests were laboratory-based (Tables 18A and 18B). Thus, X-ray does not seem to be a major tool used in establishing a diagnosis in patients with respiratory symptoms. This practice, however, may not constitute deliberate behaviour from health workers, since in many developing countries, X-ray equipment is not available in PHC facilities. In Kyrgyzstan, among 1077 respiratory patients for whom at least one ancillary test was requested, 865 (80.3%) were sent for chest X-ray examination (data not shown). Among laboratory tests requested for respiratory patients, sputum-smear examinations accounted for a significant proportion, 66 and 29% in health centres with and without medical officers, respectively (Tables 19A and 19B). However, in certain study settings, namely Chile, Kyrgyzstan and Nepal, not all patients who were sent to the TB laboratory for microscopy examination were considered beforehand, chiefly by physicians, to be TB suspects (Tables 20A). This finding suggests that the criteria used to identify TB suspect cases among respiratory cases, as defined by the international community (100), are probably not thoroughly adopted, and therefore not fully used on a routine basis by PHC workers in several developing countries. It is also possible that among those who were categorized as TB suspect cases, some of them were, in fact, not categorized according to the definition recommended internationally and some were. This could result in inappropriate workload in the TB laboratory and a poor TB case detection sensitivity. Harries et al. reported, in one study in Malawi, that 62% of patients who were identified as TB suspect cases in PHC facilities and sent for sputum-smear examinations were, in fact, not TB suspects (101). Here, it was demonstrated that in general, in both PHC settings, most of the patients categorized as TB suspects were sent for sputum-smear examination (Tables 21A and 21B). In contrast, chest X-ray was requested for few patients except in Kyrgyzstan and Nepal (with medical officer). Although sputum-smear 25 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES examination has low sensitivity and high specificity compared with culture (102), it remains, nevertheless, the major tool in TB case-finding among TB suspect cases in developing countries. It is well established that smearpositive cases are those who disseminate TB bacilli in the community and should be, accordingly, detected as a matter of priority. In good TB control programme conditions, every TB suspect should give three sputum specimens for direct microscopy. Detection of TB cases should not rely on chest X-ray as this can be misleading and is more expensive than sputumsmear examination (101). A study has shown that nearly 75% of smearpositive and/or culture-positive TB patients had chest X-rays appearing nonconsistent with TB (103). The data collected in PHC facilities with nurses in Côte d’Ivoire and Nepal indicates that 100% and 81.3% of patients for whom sputum microscopy was requested were smear-positive, respectively. This is unlikely to be accurate and suggests that the criteria used to identify TB suspects were too restrictive (Table 22B). Among the other study countries, there are tremendous variations in positivity rate in patients sent to the TB laboratory for sputum-smear examination (Tables 22A and 22B). For operational purposes, it is assumed by the international community that one of 10 suspect TB cases is smear-positive (104). However, this is apparently not quite uniform across countries throughout the world, as reported in these surveys. In the United Republic of Tanzania for example, among 61 580 TB suspects, approximately 19% were found to be smear-positive (105). These variations may be explained by differences among countries in the quality of the TB detection process within health services, as well as in TB burden. Our data also show that some TB suspects may disappear during the process of reference between the PHC facilities and the TB laboratory. Indeed, in some study countries such as Guinea and Morocco, a non-negligible proportion of suspected TB cases sent to laboratory for sputum-smear examinations were subsequently not traceable in the TB laboratory registers (Tables 22A and 22B). This may be explained by the poor accessibility to (or the scarcity of) TB laboratories within the health system. However, in some health system settings, a TB suspect case may be reassessed in the TB laboratory and then considered as a non-TB suspect, thus her/his sputum specimens are not examined. A recent study from Morocco showed that of 36 respiratory patients who were sent to TB laboratories by private practitioners, two (6%) were reassessed as non-TB suspects and seven (19%) had chest Xray without sputum-smear examination, perhaps on the insistence of the patients themselves or to decrease the workload in the TB laboratory (83). An investigation undertaken in the United Republic of Tanzania, showed that the required set of three sputum-smear examinations was not done in about 50% of suspect TB cases (105). In most of the study settings, more than 75% of TB patients who were identified in PHC facilities and prescribed anti-TB treatment were smearpositive, except in Nepal and Thailand (Tables 23A and 23B). This finding 26 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES suggests that few patients identified as TB patients were wrongly put on antiTB treatment, since the confirmation rate by sputum-smear examination, under TB control programme conditions, is usually between 65% and 80% (4). It is assumed that the lower the bacteriological confirmation rate, the higher the probability of treating false pulmonary TB cases. Among the total number of respiratory patients attending PHC facilities, the proportion of TB cases prescribed anti-TB treatment is, in general, very low (about 1.5%), except in Côte d’Ivoire and Nepal, where TB burden is high (Tables 24A and 24B). The variation of this proportion among study countries could not be explained only by differences in TB burden, but also by the procedures used to set up the diagnosis of TB within health services. 4.9 Overall drug prescription The overall proportion of respiratory patients who were prescribed drugs in PHC facilities was approximately 95% (Tables 25A and 25B). This percentage may appear high as many of them had minor health disorders. However, this may also not reflect over-prescribing, especially if every prescription includes a small number of drugs. Indeed in most study settings the drug ratio per patient was below two, except in Guinea and Côte d’Ivoire (Tables 29A and 29B). Surveys undertaken in 19 African, Asian, Latin American and Caribbean countries showed that the number of drugs prescribed per patient in PHC services was most often between 1.3 and 2.4 but that this ratio was as high as four in Ghana and Nigeria (106). Studies involving patients attending PHC services for any reason attempted to estimate the “correct” ratio and found 1.3 and 1.4 in Nepal (80) and 1.5 in Yemen (107). However, inappropriate drug prescriptions exist all over the world, in developing as well as in developed countries. In England and Wales, general practitioners' prescriptions account for 10% of National Health Service expenditure, of which £275 million could be saved if overprescribing was eliminated (108). Factors influencing, and motives leading to, prescribing are multiple and complex; they have been extensively analysed and reported in health literature. Indeed, satisfying patient drug prescription demand or expectation is often reported by general practitioners in order to preserve the doctor–patient relationship (109, 110). Also, authors reported that the physician decision to prescribe was strongly influenced by her/his perception of patients' expectations and to a lesser extent by ethnic group, and the doctors' feeling of being pressurized (111). Furthermore, the same authors reported that one-third of prescriptions were either not indicated or not expected by the patients and 22% of prescriptions had no sound medical indication. Other studies have suggested that doctors overestimate the expectations of patients (112–114) and that drug prescription was 10 times higher among general practitioners who thought patients were expecting prescription than those who did not (115). Data from the General Household Survey in Great Britain suggested that patients with Indian or 27 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Pakistani background were more likely to receive medication than white or West Indian patients (116). Doctors may prescribe in order to satisfy demands from third parties, to reduce the consultation workload in the short term, to show the patient she/he is not rejected or to avoid medico–legal issues. However, their prescription may also be influenced by drug companies, the educational level of patient or even worries about possible assault by patient (109–110). It is also suggested that regular drug supply of PHC facilities may increase prescription more than is needed (80), while rationalized drug supply of PHC facilities may improve prescription (107). 4.10 Antibiotic prescription Overall, about two-thirds of the respiratory patients enrolled in these surveys were prescribed at least one antibiotic (excluding anti-TB drugs under TB control programme conditions). Distribution by country showed that the proportion of antibiotic prescription ranged from 85% in Guinea to 40% in Kyrgyzstan (Tables 25A and 25B). In the health literature, it seems that it is not easy to set up a standard proportion of antibiotic prescription among respiratory patients that would be “acceptable”, because of the variations among countries of disease morbidity and of treatment directives or practices. However, the theoretical proportion of antibiotic prescription in PHC attendees, irrespective of their age and their health care demand reasons, was previously estimated at 25 and 22.7% in Nepal and in Yemen, respectively (80, 107). Our findings suggest that antibiotic prescription is high, as 80% of the patients presented with self-limiting conditions. Indeed, in most of the study settings, more than 50% of ARI cases received antibiotics (Tables 26A and 26B) while pneumonia cases which really needed such medication accounted only for a tiny proportion (Tables 16A and 16B). In general, nurses prescribed antibiotics as much as, if not more than, medical officers. Lack of standardization in respiratory disease management and the quasi absence of precise directives in prescription of drugs, chiefly antibiotics, within PHC services lead to such abuses. Amoxicillin, co-trimoxazole and penicillin or cyclines accounted for more than 80% of antibiotics prescribed in these surveys (Tables 27A and 27B). This finding suggests that the antibiotics prescribed remain, in most countries, within the Essential Drugs List. Health workers may prescribe these because they are the only antibiotics available within the PHC system or because they are financially accessible in private pharmacies to patients who often have limited resources. Cephalosporin, a relatively expensive drug, accounted for approximately 10% of antibiotics prescribed in settings with medical officers in Côte d’Ivoire and Nepal (Table 27A). Such a prescription is rarely indicated for respiratory conditions in PHC services; for example, in developed countries it 28 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES may be indicated as an alternative treatment for pneumonia cases managed at home (9, 11). Anti-TB drugs were prescribed four and six times by physicians outside the framework of a TB control programme in Kyrgyzstan and Côte d’Ivoire, respectively. There is no clear explanation for which respiratory conditions, besides TB, these anti-TB drugs were prescribed. This suggests that misuse (perhaps sporadic) of anti-TB drugs might persist alongside a well-established TB control programme. Antibiotic prescription in patients with respiratory symptoms has been extensively studied in developed countries. In England and Wales, general practitioners annually prescribe over 30 million courses of antibiotics for patients presenting with such symptoms (117), while in the USA, the estimated cost of antibiotics prescribed for the common cold is US$ 37.5 million per year (118). Evidence has shown that many of these respiratory conditions have viral rather than bacterial origins, and would therefore be self-limiting (119, 120). Others studies found that antibiotics have virtually no impact on patient re-attendance at primary care (121, 122) or on duration of symptoms (123, 124). However, it is often reported that more than 75% of patients with a lower respiratory tract disease receive antibiotic medication from general practitioners (122, 125). Macfarlane et al. showed that, after prescription, doctors thought antibiotics were definitely indicated in only 20% to 30% of cases and definitely not indicated in 20% of cases (125, 126). This prescription rate seems to be influenced by the adult age of patient, discoloured sputum production, chest signs and other factors (118, 122, 125, 127). The patient’s desire or pressure to receive antibiotics from physicians is often highlighted as a factor that influences prescription (109, 125, 126). Antibiotic prescription seems also to reflect the fact that physicians believe that antibiotics will reduce re-consultation (125, 128). However, the proportion of patients re-attending for the same respiratory complaints was similar for general practitioners with different levels of antibiotic prescription (122). As in our surveys, amoxicillin seems to be one of the most frequently prescribed antibiotics for subjects with respiratory symptoms, with two different authors reporting prescription rates of 58 and 54% (118, 121). It is clear that antibiotic prescription is not only determined by clinical factors but also by non-clinical factors. Guidelines regarding ALRI issued at national and international levels are usually developed by specialists and are probably more adapted to hospital settings than to primary care services (128). Their elaboration should involve PHC workers and take into account the consultation dynamic of the PHC setting as well as the relationships between health workers and patients attending primary care and their communities. Given the commonalties of respiratory symptoms, definition and identification of clinical entities, to which antibiotics would be indicated in the context of primary care, should be clearly formulated and used in PHC settings. The absence of such standardization will perpetuate over-prescribing resulting in i) re-consultation, related to drug side-effects (123) or to the 29 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES patient belief that her/his previous recovery was due to medication and that the occurrence of new respiratory symptoms would need another prescription (129); ii) emergence of antibiotic resistance; and iii) waste of financial resources for the health care system and for patients. 4.11 Prescription of drugs other than antibiotics Our data also showed that, other than antibiotics, aspirin and paracetamol accounted for at least 45% of drugs prescribed in PHC facilities staffed by nurses alone and more than 25% in most health centres with medical officers (Tables 28A and 28B). These two medicines are on the Essential Drugs List, and their low cost in most developing countries makes them available and accessible for substantial parts of the populations. Bronchial fluidifiers and antitussives did not represent a major proportion among prescribed drugs, although they did account for one-quarter to onethird of prescriptions in Kyrgyzstan and Morocco. Even though their impact in improving respiratory conditions is doubtful, their sales constitute an enormous global market for pharmaceutical companies. Respiratory symptoms, chiefly cough, are very common and are experienced by all human beings at some point in their life; point prevalence of cough in the population has been estimated to be between 5% and 40% (130). Many people, all over the world, purchase fluidifiers or antitussives over the counter in pharmacies or private shops without prescription. Non-steroidal anti-inflammatory drugs accounted for different proportions of the drugs prescribed in the study countries. They represented at least 10% in Argentina, Morocco and Peru with variations possibly explained by various medical practices and/or different accessibility to patients within health systems. In general, steroids accounted for a small proportion among prescribed drugs other than antibiotics, except in Argentina, where they represented about 24%. It is not possible to explain such a high percentage, given that CRD cases only accounted for 10% of respiratory patients, among whom 92% were asthmatic cases (Table 16A). This might suggest that prescription of steroids is higher than needed. Moreover, in our data sets, details on whether steroids were prescribed in inhaler form were not collected. Inhaled corticosteroids are currently highly recommended in persistent asthma cases and in COPD cases showing a clear response to these drugs (26, 27, 30). Although their utilization is cost-effective, inhaled corticosteroids are not accessible for many patients because of their non-availability in many countries, such as in Azerbaijan, Georgia and the Russian Federation (131), and/or their prohibitive cost. However, it seems that they are more easily 30 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES accessible in countries where generic versions are available, such as Poland (131). The proportion of bronchodilators among prescribed drugs other than antibiotics also varied among the study settings. In Argentina and Chile, they accounted for approximately 23% and 41%, respectively (Tables 28A), while the proportion of CRD cases among respiratory patients was approximately 10% and 22%, respectively (Table 16A). Inhaled 2-agonists are highly indicated in asthma and COPD management. More refined analysis of some data sets showed that inhaled 2-agonists were little used in Guinea (with nurses), Kyrgyzstan or Nepal, but accounted for 40%, 75% and 87% among bronchodilators prescribed in Guinea (with medical officers), Morocco and Chile, respectively (data not shown). Our findings suggest that inhaled 2agonists are still not widely used because, like inhaled corticosteroids, they are non-available and expensive (132). 4.12 Management outcome The treatment outcome of respiratory patients within one month of the consultation varied among the study settings (Tables 31A and 31B). The overall proportion of those who were still sick was 8.6% and 8.2% in PHC facilities with and without medical officers, respectively. However, this proportion was high in Kyrgyzstan (more than 50%) and Côte d’Ivoire (26% and 35%). The frequency of CRD cases in health settings with nurses in those two countries, which could have explained re-consultation, was low, since their proportion among respiratory patients did not exceed 3% (Tables 13B). In health centres with medical officers in Kyrgyzstan, the proportion of CRD cases was approximately 25% (Tables 13A), but the proportion of those who re-consulted was double. These findings suggest that a proportion of patients previously categorized as ARI re-consulted. In Côte d’Ivoire (with medical officers), CRD cases accounted for approximately 18% of cases, but 21% of respiratory patients had been categorized as “others” which might probably include patients with respiratory conditions not clearly identified. Study findings showed that 5% to 20% of respiratory cases may re-consult for the same complaints within one month of their first visit (121, 122). It is reported that patients dissatisfied at the first visit tend to re-consult (125). As discussed previously, getting further drug prescriptions may encourage patients to re-consult for persisting minor symptoms that commonly occur within the first two weeks. Macfarlane et al. pointed out that re-consultation is a better indicator for assessing ALRI evolution than recovery rate, since it measures “persisting and bothersome” symptoms (121). 31 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES There was a higher rate of lost-to-follow-up cases in health centres with medical officers than those staffed by nurses alone, while the rate of patients whose respiratory symptoms improved was lower in the former. This might suggest that access for the patients is easier and the relationship between health workers and the community is better in PHC facilities with nurses than in PHC centres with medical officers. 32 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 5. CONCLUSION Patients with respiratory symptoms account for a non-negligible proportion of all PHC attendees. Our results, compared with the findings reported in the literature, suggest that approximately 20% of subjects aged five years and over who attend primary care services for any reason seek care for respiratory symptoms. In general, most of these conditions tend to be categorized by PHC workers as ARIs. Among respiratory patients aged five years and over, the proportions of TB suspects and CRD cases, though less frequent than ARI cases, vary widely across the study countries, as do the proportions of asthma and COPD cases within the CRD group. These variations are reflecting not only methodological issues inherent to the surveys themselves, but also the lack of standardization in categorizing respiratory diseases by health workers practicing in primary care settings. Differences in training background between nurses and doctors involved in the surveys, exposure to air pollution, tobacco smoking, climate and seasons during which surveys were carried out also contribute to these variations. It is clear that in order to have a fair insight into the distribution of respiratory conditions in a country, all these issues should be defined and addressed in the study protocol before undertaking such surveys. The findings of this study also show that sputum-smear examination is the most requested laboratory test for respiratory attendees in primary care services. Although sputum-smear examination was requested for most of the patients categorized as TB suspects, this test might also be requested, in some developing countries, for respiratory cases who were not identified beforehand as such. This indicates that in some settings, there is a misuse, or perhaps even a neglect of the usual criteria for identifying TB suspects in the primary care setting. This situation should be urgently addressed to raise the quality level of TB detection among respiratory patients and to address the issues associated with TB laboratory workload. The lack of standardized procedures for identifying and managing other nosological groups of respiratory conditions on a routine basis may heavily contribute to this misuse. Comparisons between results reported here and those from the literature suggest that, in general, drugs are not over-prescribed in PHC facilities. However, they do point to an over-prescription of antibiotics given that most respiratory conditions, as categorized by PHC workers in our surveys, are self-limiting ARIs. When bronchodilators are prescribed, inhaled ß2-agonists do not seem to be widely used in many developing countries probably because of their high cost and/or their unavailability in primary care. In general, steroids are prescribed infrequently, except in Argentina. 33 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Standardized procedures are needed to manage respiratory patients aged five years of age and over in PHC settings. Such procedures should be based on a syndromic approach to undertake health care actions for respiratory conditions. This approach should establish clearly normalized management procedures for the most frequent respiratory conditions encountered in PHC settings, as well as define the conditions of their referral and counter-referral between health care levels within health systems. The two global targets, established by WHO and its partners, for TB control through implementation of the DOTS strategy are to detect 70% of TB cases present in the population and to cure 85% of them by the year 2005. DOTS has been increasingly implemented worldwide since the mid-1990s. This strategy has resulted in a high cure rate in countries where it is implemented under programme conditions. However, TB detection remains below the desired expectations in many country settings. Indeed, it is estimated that only 32% of all estimated smear-positive TB cases are detected and treated under DOTS conditions. To tackle this deficiency, WHO has developed a multifaceted approach: i) the Global DOTS Expansion to accelerate population DOTS coverage; ii) the TB/HIV strategy to improve TB case detection in HIV patients and through HIV/AIDS control efforts; and iii) the public–private mix project to involve the private health sector in TB control efforts. In addition, weaknesses inherent to health systems are highlighted as another reason why detection of TB still remains low in many countries. To reduce these weaknesses, WHO has developed: i) the Community DOTS strategy, aimed at involving communities in the management of TB cases, and ii) the PAL strategy to improve management of patients attending health facilities for respiratory symptoms. As a component of the Global DOTS Expansion Plan, PAL is a logical extension in health settings with successful TB control programmes. The objectives of this approach are i) to improve the quality of respiratory care on an individual basis and ii) to improve the efficiency of respiratory service delivery within the health system. PAL includes two basic components: i) the standardization of respiratory case management through the development of clinical practice guidelines, and ii) coordination among health care levels as well as between the national TB programmes and general health services. PAL focuses basically on priority respiratory diseases, namely TB, ARI, asthma, and COPD in patients aged five years and over. To be successful in a country or a region, the development and implementation of the PAL strategy must be adapted to the epidemiological situation, the population age distribution, the development level of the health system and the socioeconomic situation. 34 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES It is expected that the PAL strategy will: i) secure and empower TB control in changing health systems; ii) improve TB case detection and the quality of TB diagnosis; iii) help countries to cope with ongoing health sector reform; iv) provide operational indicators on TB detection within general health services; v) improve planning and health resource management; vi) provide an integrated health care delivery package to 20% or more of the patients in PHC settings; vii) improve the health management information system; viii) improve the referral system for respiratory conditions and TB; ix) strengthen PHC services resulting in increasing PHC attendance by patients with respiratory symptoms; x) reduce the prescription of drugs in general and of antibiotics in particular; xi) strengthen the competence of PHC workers and xii) contribute to strengthening the confidence of the population in PHC services. 35 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 36 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 6. 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Thorax, 1997, 52:589. 48 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Annex A: Multicentre study of respiratory disease management in PHC facilities with medical officers 49 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Annex A: Multicentre study of respiratory disease management in PHC facilities with medical officers Table 1A: General characteristics of the multicentre study regarding respiratory disease management in PHC facilities with medical officers. Countries Study period No. of health No. of symptomatic facilities respiratory patients Thailand – 3 2047 8.0% Morocco (I) – 3 1155 4.5% Kyrgyzstan – 3 1637 6.4% Peru May – Jul. 98 6 4005 15.6% Argentina – 8 3468 13.6% Chile Sep. – Nov.98 6 5912 23.1% Nepal – 2 925 3.6% Côte d’Ivoire Jun. – Jul. 99 4 247 1.0% Guinea Jul. – Sep. 99 9 2564 10.0% Morocco (II) 10 3625 14.2% OVERALL 54 25 585 100.0% Table 2A: Distribution, by sex, of the number of symptomatic respiratory patients. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Females Males Total Thailand 1047 51.1% 1000 48.9% 2047 100% Morocco (I) 689 59.7% 466 40.3% 1155 100% Kyrgyzstan 872 53.3% 765 46.7% 1637 100% Peru 2147 53.7% 1848 46.3% 3995 100% Argentina 2053 59.2% 1415 40.8% 3468 100% Chile 3522 59.6% 2390 40.6% 5912 100% Nepal 396 42.9% 528 57.1% 924 100% Côte d’Ivoire 124 50.2% 123 49.8% 247 100% Guinea 1317 51.4% 1247 48.6% 2564 100% Morocco (II) 2243 61.9% 1382 38.1% 3625 100% OVERALL 14 410 56.3% 11 164 43.7% *25 574 100% 50 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 3A: Characteristics of age distribution, in years, by country. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Range Median age Mean age (± SD) Thailand 5 – 93 30 33.1 ± 22.5 Morocco (I) 5 – 80 18 24.2 ± 17.9 Kyrgyzstan 9 – 92 35 38.6 ± 19.0 Peru 5 – 98 13 19.9 ± 17.4 Argentina NA NA NA NA Chile 5 – 99 16 29.1 ± 24.9 Nepal 5 – 97 30 34.7 ± 18.2 Côte d’Ivoire NA NA NA NA Guinea NA NA NA NA Morocco (II) 5 – 86 17 25.4 ± 17.3 SD: standard deviation; NA: not available. Table 4A: Comparison, by country, of age means between sexes. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Mean age (± SD) Mean age (± SD) p in females in males Thailand 31.6 ± 21.6 34.7 ± 23.3 < 0.003 Morocco (I) 25.7 ± 17.4 22.1 ± 18.5 < 0.002 Kyrgyzstan 36.9 ± 16.9 40.5 ± 21.0 < 0.001 Peru 20.9 ± 17.6 18.7 ± 16.9 < 0.001 Argentina NA NA NA NA Chile 32.3 ± 24.4 25.4 ± 25.0 < 0.001 Nepal 32.6 ± 16.4 36.4 ± 19.2 < 0.002 Côte d’Ivoire NA NA NA NA Guinea NA NA NA NA Morocco (II) 25.4 ± 17.3 20.6 ± 16.8 < 0.001 SD: standard deviation. NA: not available. 51 p: p-value associated with Student’s t-test. 52 a Age was not reported for 9 patients: one from Kyrgyzstan, 1 from Nepal and 7 from Peru. Table 5A: Age distribution, by country, of symptomatic respiratory patients. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries 5 – 14 years 15 – 49 years 50 years Thailand 617 30.1% 900 44.0% 530 25.9% Morocco (I) 466 40.3% 542 46.9% 147 12.7% Kyrgyzstan 4 0.2% 1195 73.0% 437 26.7% Peru 2227 55.7% 1375 34.4% 396 9.9% Argentina 1828 52.7% 1298 37.4% 342 9.9% Chile 2826 47.8% 1570 26.6% 1516 25.6% Nepal 111 12.0% 578 62.6% 235 25.4% Côte d’Ivoire 35 14.2% 166 67.2% 46 18.6% Guinea 1091 42.6% 1191 46.5% 282 11.0% Morocco (II) 1528 42.2% 1692 46.7% 405 11.2% OVERALL 10 733 42.0% 10 507 41.1% 4336 17% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Total 2047 1155 1636a 3998a 3468 5912 924 247 2564 3625 25 576 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 6A: Proportion of patients aged five years and over among attendees who visited health facilities for any reason. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries and sex No. of attendees Total no. of attendees with of age 5 age 5 any age Morocco (I) Males 1501 2046 73.4% Females 3221 3754 85.8% Both 4722 5800 81.4% Argentina Males 3924 8784 44.7% Females 6376 10863 58.7% Both 10 300 19647 52.4% Nepal Males 3095 4158 74.4% Females 3520 4093 86.0% Both 6615 8251 80.2% Guinea Males 6050 11 498 56.2% Females 9814 15 135 64.8% Both 15 864 26 633 59.6% Morocco (II) Males 3758 5200 72.3% Females 7 787 9196 84.7% Both 11 545 14 396 80.2% 53 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 7A: Proportion of symptomatic respiratory patients among attendees aged five years and over who visited health facilities for any reason. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries and sex No. of respiratory Total no. of Proportion of respiratory patients of age 5 attendees of age patients 5 Thailand Males 1000 10 228 9.8% Females 1047 12503 8.4% Both 2047 22 731 9.0% Morocco (I) Males 466 1501 31.0% Females 689 3221 21.4% Both 1155 74 722 24.5% Argentina Males 1415 3924 36.1% Females 2053 6376 32.2% Both 3468 10 300 33.7% Nepal Males 528 3095 17.1% Females 396 3520 11.3% Both 924 6615 13.9% Guinea Males 1247 6050 20.6% Females 1317 9814 13.4% Both 2564 15 864 16.2% Morocco (II) Males 1390 3758 37.0% Females 2235 7787 28.7% Both 3625 11 545 31.4% 54 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 8A: Proportion of patients aged five years and over among all respiratory patients with any age. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries and sex No. of respiratory Total no. of Proportion of respiratory respiratory patients of age 5 patients of any patients of age 5 age Morocco (I) Males 466 767 60.8% Females 689 971 71.0% Both 1155 1738 66.5% Argentina Males 1415 4601 30.8% Females 2053 4829 42.5% Both 3468 9430 36.8% Nepal Males 528 801 66.0% Females 396 531 74.6% Both 924 1332 69.4% Guinea Males 1247 3709 33.6% Females 1317 3873 34.0% Both 2564 7582 33.8% Morocco (II) Males 1390 2447 56.8% Females 2235 3300 67.7% Both 3625 5747 63.1'% 55 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 9A: Proportion of respiratory patients who previously visited health facilities in the past month. Multicentre study of respiratory disease management in primary health care facilities with medical officers. Countries No. of No. of respiratory patients Percentage respiratory with at least one visit to patients health facilities during the past month Thailand 2047 440 21.5% Morocco (I) 1155 10 0.9% Kyrgyzstan 1631a 602 36.9% Peru 4005 341 8.5% Argentina 3468 63 1.8% Chile 5912 670 11.3% Nepal 435a 40 9.2% Côte d’Ivoire 247 NA NA Guinea 2564 NA NA Morocco (II) 3625 169 4.7% OVERALL 25 089a 2335 9.3% a The number of visits to health facilities in the past month was not reported for 496 patients: 6 from Kyrgyzstan and 490 from Nepal. NA: not available. Table 10A: Distribution of cumulative proportion of respiratory cases by patient delay for consultation. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of Patients delay for consultation patients 4 days 7 days 14 days 21 days Morocco (I) 1147 NA NA NA 90.4% Kyrgyzstan 1632 NA NA NA 72.7% Peru 1273 NA NA NA 99.5% Morocco (II) 3599 50% 75% 84% 91.0% NA: not available. 56 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 11A: Proportion of respiratory patients with at least one concomitant disease or condition. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of No. of patients with Percentage respiratory concomitant disease or patients condition Thailand 2047 346 16.9% Morocco (I) 1155 116 10.0% Kyrgyzstan 1631a 445 27.3% Peru 4005 256 6.4% Argentina 3468 147 4.2% Chile 5912 437 7.4% Nepal 925 66 7.1% Côte d’Ivoire 247 99 40.1% Guinea 2564 NA NA Morocco (II) 3625 359 100% OVERALL 23 015a 2271 9.9% a Concomitant disease or condition status unknown for 6 patients. 57 NA: not available. 58 TB: tuberculosis. HBP: high blood pressure. Table 12A: Most frequent concomitant diseases or conditions in respiratory patients. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of respiratory Chronic Old TB or Cardiovascular Diabetes patients with respiratory current TB disease concomitant disease on (including disease or treatment HBP) condition Thailand 346 21.4% 4.3% 33.5% Morocco (I) 116 10.3% 6.0% 14.7% 9.5% Kyrgyzstan 445 8.8% 1.6% 29.2% 0.7% Peru 256 10.2% 7.4% Argentina 147 13.6% 0.0% 36.0% Chile 437 11.2% 2.3% 52.7% 15.8% Nepal 66 33.3% 16.7% 6.1% 6.1% Côte 99 d’Ivoire Guinea Unknown Morocco (II) 359 13.9% 8.9% 14.8% 7.5% 10.0% 14.8% 15.0% 4.3% Digestive disease RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 1.4% 5.3% 3.4% 13.0% 22.2% Tobacco 100.0% Malaria 59 TB: tuberculosis. Table 13A: Overall distribution of respiratory diseases by country. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Total no. of No. of acute No. of TB suspect No. of chronic respiratory patients respiratory infection cases respiratory disease cases cases Thailand 2047 100% 1727 84.4% 83 4.1% 229 11.2% Morocco (I) 1155 100% 1034 89.5% 87 7.5% 29 2.5% Kyrgyzstan 1637 100% 1137 69.5% 92 5.6% 408 24.9% Peru 4005 100% 3070 76.7% 331 8.3% 87 2.2% Argentina 3468 100% 3114 89.8% 1 0.0% 353 10.2% Chile 5912 100% 4602 77.8% 0 0.0% 1308 22.1% Nepal 925 100% 531 57.3% 169 18.3% 225 24.3% Côte d’Ivoire 247 100% 125 50.6% 25 10.1% 44 17.8% Guinea 2564 100% 2083 81.2% 210 8.2% 242 9.4% Morocco (II) 3625 100% 3112 85.8% 276 7.6% 231 6.4% OVERALL 25 585 100% 20 535 80.3% 1274 5.0% 3156 12.3% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 8 5 0 517 0 2 0 53 29 6 620 0.4% 0.4% 0.0% 12.9% 0.0% 0.0% 0.0% 21.1% 1.1% 0.2% 2.4% Others 60 ALRI: acute lower respiratory infection. Thailand Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL 1727 1034 1137 3070 3114 4602 531 125 2083 3112 20 535 253 485 465 528 1082 1669 284 104 1634 1104 7608 14.6% 46.9% 40.9% 17.2% 34.7% 36.3% 53.5% 83.2% 78.4% 35.5% 37.0% AURI: acute upper respiratory infection. 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 1474 549 672 2542 2032 2933 235 21 449 2008 12 915 85.4% 53.1% 59.1% 82.8% 65.3% 63.7% 44.3% 16.8% 21.5% 64.5% 62.9% Table 14A: Distribution, by country, of patients with acute respiratory infection. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of acute respiratory No. of ALRI cases No. of AURI cases infection cases RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES No. of non-categorized cases of acute respiratory infections 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0% 12 2.3% 0 0.0% 0 0.0% 0 0.0% 12 0.1% 61 CB/COPD: chronic bronchitis/chronic obstructive pulmonary disease. Table 15A: Distribution, by country, of chronic respiratory disease cases. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of chronic No. of asthma cases No. of cases of respiratory disease cases CB/COPD/ Thailand 229 100% 52 22.7% 177 77.0% Morocco (I) 29 100% 20 69.0% 9 31.0% Kyrgyzstan 408 100% 42 10.3% 366 89.0% Peru 87 100% 62 71.3% 25 28.7% Argentina 353 100% 324 91.8% 29 8.0% Chile 1308 100% 1068 81.7% 218 17.0% Nepal 225 100% 14 6.0% 211 93.0% Côte d’Ivoire 44 100% 10 22.0% 34 77.0% Guinea 242 100% 40 16.0% 84 34.0% Morocco (II) 231 100% 124 53.7% 33 14.3% OVERALL 3156 100% 1756 55.4% 1186 37.6% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES No. of other chronic respiratory diseases 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0% 22 1.7% 0 0.0% 0 0.0% 118 48.8% 74 32.0% 214 6.8% 62 19 813 77.4% 83.9% 89.0% 64.8% 75.3% 87.5% 73.2% 54.4% 41.7% 722 2.8% 1718 1028 1061 3017 3036 4329 504 103 1932 75.4% 3085 85.1% 0.4% 0.5% 4.6% 1.3% 2.2% 4.6% 2.9% 8.9% 151 5.9% 27 0.7% 9 6 76 53 78 273 27 22 8.2% 7.6% 5.0% 210 276 1'274 83 4.1% 87 7.5% 92 5.6% 331 8.3% 1 0.0% 0 0.0% 169 18.3% 25 10.% CB/COPD: chronic bronchitis/chronic obstructive pulmonary disease. Thailand Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL 1756 40 124 6.9% 1.6% 3.4% 52 2.5% 20 1.7% 42 2.6% 62 1.5% 324 9.3% 1068 18.1% 14 1.5% 10 4.0% 1186 84 33 4.6% 3.3% 0.9% 177 8.6% 9 0.8% 366 22.4% 25 0.6% 29 0.8% 218 3.7% 211 22.8% 34 13.8% Table 16A: Overall distribution of respiratory disease cases by country. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Acute respiratory infections Chronic respiratory diseases Cases of Cases of nonSuspected Asthma cases CB/COPD pneumonia pneumonia tuberculosis cases Other chronic cases 0 0.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0% 22 0.4% 0 0.0% 0 0.0% 214 0.8% 118 4.6% 74 1.9% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 620 29 6 2.4% 1.1% 0.2% 8 0.4% 5 0.4% 0 0.0% 517 12.9% 0 0.0% 2 0.0% 0 0.0% 53 21.1% Other respiratory conditions 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 25 585 100.0% 2564 100.0% 3625 100.0% 2047 1155 1637 4005 3468 5912 925 247 TOTAL RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 17A: Distribution of the number of respiratory patients by country and ancillary test request. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of tests At least one test Total requested requested Thailand Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL 1890 1032 560 3568 3432 4771 386 NA NA 3198 15 639 92.3% 89.4% 34.2% 89.1% 99.0% 80.7% 41.7% 157 123 1077 437 36 1141 539 NA NA 427 3 510 88.2% 81.7% NA: not available. 63 7.7% 10.6% 65.8% 10.9% 1.0% 19.3% 58.2% 11.8% 18.3% 2047 1155 1637 4005 3468 5912 925 NA NA 3625 19 149 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 18A: Distribution of the number of respiratory patients by country and type of ancillary test request. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Ancillary tests Total At least one lab. Other ancillary test test requested requested Thailand Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL a 119 105 943 428 6 NA 482 154 NA 308 2391 Côte d’Ivoire not included. 75.8% 85.4% 87.6% 97.9% 99.0% 38 18 134 9 30 NA 57 NA NA 119 405 89.4% b 72.1% 85.5%a Chile not included. 64 24.8% 14.6% 12.4% 2.1% 1.0% 10.6% 27.9% 14.5% 157 123 1077 437 36 1141 539 NA NA 427 2796 NA: not available. 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%b RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 19A: Distribution, by country, of the number of sputum-smear examination requests among patients for whom at least one laboratory test was requested. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Laboratory tests Total Sputum-smear Other lab. tests examination Thailand Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL a Chile not included. 83 85 546 401 1 875 188 NA NA 270 1576 69.7% 81.0% 57.9% 93.7% 16.7% 36 20 397 27 5 NA 294 NA NA 38 815 39.0% 87.7% 66.0%a b Côte d’Ivoire not included. 65 30.3% 19.0% 42.1% 6.3% 83.3% 61.0% 12.3% 40.0%b 119 105 943 428 6 NA 482 154 NA 308 2391 NA: not available. 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 20A: Distribution of sputum-smear examination indication by country and tuberculosis suspect status. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Sputum-smear examination Total Tuberculosis Other respiratory suspects patients Thailand Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL a 81 82 76 331 1 0 116 25 210 269 1166 Côte d’Ivoire not included. 97.6% 96.5% 13.9% 82.5% 100.0% 0.0% 61.7% 2 2.4% 3 3.5% 470 86.1% 70 17.5% 0 0.0% 875 100.0% 72 38.3% NA 29 12.0% 1 0.4% 1522 56.6% 88.0% 99.6% 43.4% NA: not available. 66 83 85 546 401 1 875 188 NA 239 270 2688 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%a 67 76 Kyrgyzstan 116 Nepal 269 1191 Morocco (II) OVERALL TRT: tuberculin reaction testing. 210 Guinea 25 0 Chile Côte d’Ivoire 1 Argentina 331 82 Morocco (I) Peru 81 Thailand 93.5% 97.5% 100.0% 100.0% 68.6% 0.0% 100.0% 100.0% 82.6% 94.3% 97.6% 0.0% 0.0% 0.0% 9.7% 4.5% 1.2% 52 3 0 0 4.1% 1.1% 0.0% 0.0% 35 20.7% 0 0 0 9 4 1 2 1 0 0 0 0 0 0 1 0 0 0.2% 0.4% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 1.1% 0.0% 0.0% 5 3 0 0 0 0 0 0 1 1 0 0.4% 1.1% 0.0% 0.0% 0.0% 0.0% 0.0% 0.0% 1.1% 1.1% 0.0% Table 21A: Distribution of tuberculosis suspect patients by country and type of referral. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries X-ray with or Hospital Specialist without TRT 0.0% 0.0% 0.0% 5.4% 0.0% 1.2% 24 0 0 0 1.9% 0.0% 0.0% 0.0% 18 10.7% 0 0 0 5 0 1 Other RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 1274 276 210 25 169 0 1 331 92 87 83 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% 100% Total 68 a 9 NA NA 0 7 86 NA 75 9 199 13 31.4% 3.3% 11.4% 0.0% 0.8% 45.6% 10.6% 15.7% 66 80.7% 59 69.4% NA NA 1 100.0% 857 98.0% 92 48.9% NA 122 51.0% 201 74.4% 1'398 80.3% Kyrgyzstan and Peru are not included in the total. Morocco (I) Kyrgyzstan Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL Thailand 17.6% 21.8% 8.3% 0.0% 1.2% 5.3% 20.0% 4.8% NA: not available. 17 NA NA 0 11 10 NA 42 60 144 4 85 546a 401a 1 875 188 NA 239 270 1741 83 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Table 22A: Outcome distribution, by country, in patients sent to tuberculosis laboratory. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Sputum smear- Sputum smearUnknown Total positive negative RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 23A: Distribution, by country, of smear-positive and smear-negative pulmonary tuberculosis cases. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries No. of smearNo. of smearTotal no. of positive cases negative cases pulmonary tuberculosis cases Thailand 13 54.2% 11 45.8% 24 100% Morocco (I) 9 100.0% 0 0.0% 9 100% Kyrgyzstan NA NA NA Peru NA NA NA Argentina 0 0 0 Chile 7 77.8% 2 22.8% 9 100% Nepal 86 68.3% 40 31.7% 126 100% Côte d’Ivoire 24 100.0% 0 0.0% 24 100% Guinea 75 86.2% 12 13.8% 87 100% Morocco (II) 9 90.0% 1 10.0% 10 100% OVERALL 223 77.2% 66 22.8% 289 100% NA: not available. 69 70 925 247 2564 Nepal Côte d’Ivoire Guinea a 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 0.2% 1.1% 2.9% 9.7% 9.3% 0.1% 0.0% NA NA 0.8% 0.6% Proportion of smear-positive cases 0.0% 0.3% 0.5% 0.0% 4.3% 0.0% 0.0% NA NA 0.0% 0.5% Proportion of smear-negative cases The numbers of respiratory patients from Kyrgyzstan and Peru are not included in the total. 3625 19 943a 5912 Chile Morocco (II) OVERALL 3468 Argentina 1637 Kyrgyzstan 4005 1155 Peru 2047 Morocco (I) Total no. of respiratory patients Thailand Countries Table 24A: NA: not available. 0.3% 1.4% 3.4% 9.7% 13.6% 0.2% 0.0% NA NA 0.8% Proportion of number of pulmonary tuberculosis cases 1.2% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 25A: Distribution, by country, of the number of respiratory patients who received any drug prescription and of those who received antibiotic prescription. Multicentre study of respiratory diseases management in PHC facilities with medical officers. Countries Total no. of No. of patients No. of patients respiratory patients with drug with antibiotic prescription prescription Thailand 2047 100.0% NA 1147 56.0% Morocco (I) 1155 100.0% 1043 90.3% 770 66.7% Kyrgyzstan 1637 100.0% 1598 97.6% 685 41.8% Peru Argentina Chile Nepal Côte d’Ivoire Guinea Morocco (II) OVERALL a 4005 3468 5912 925 247 2564 3625 19 823a 21 870b 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 3843 NA 5685 751 NA 2436 3432 18 788 Thailand, Argentina and Côte d’Ivoire not included. NA: not available. 71 b 96.0% 96.2% 81.2% 95.0% 94.7% 94.8%a 2502 NA 3396 609 NA 2196 2789 62.5% 57.4% 65.8% 85.6% 76.9% 14 094 Argentina et Côte d’Ivoire not included. 72 ALRI: acute lower respiratory infection. CRD: chronic respiratory disease. AURI: acute upper respiratory infection. TB: tuberculosis. NA: not available. Others Total %. No. %. 25.0 8 56.0 0.0 5 66.7 41.8 72.3 517 62.5 NA 0.0 2 57.4 65.8 NA NA NA 85.6 0.0 6 76.9 69.8 538 61.6 NCARI: Non-categorized acute respiratory infection. Table 26A: Distribution, by country, of the proportion of respiratory cases’ categories with prescribed antibiotics. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries AURI ALRI NCARI CRD TB suspects %. No. %. No. %. No. %. No. %. No. Thailand 58.8 1474 71.9 253 27.1 229 42.2 83 Morocco (I) 91.6 549 50.7 485 41.2 29 10.3 87 Kyrgyzstan 33.2 672 49.9 465 48.8 408 33.7 92 Peru 69.3 2542 66.7 528 12.2 87 0.0 331 Argentina NA NA NA NA Chile 58.2 2933 83.5 1669 22.6 1308 Nepal 94.5 235 77.8 284 91.7 12 63.1 225 7.7 169 Côte d’Ivoire NA NA NA NA Guinea NA NA NA NA Morocco (II) 86.0 2008 73.1 1104 45.5 231 54.7 276 OVERALL 67.3 10 413 71.7 4788 91.7 12 32.9 2517 23.0 1038 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 2564 3625 21 870 5912 925 No. 2047 1155 1637 4005 73 Sulfamides Quinolones Anti-TB Others Total Lincomycin Oxacillin Ampicillin Penicillin Macrolide Cyclines Antibiotics Amoxicillin Table 27A: Distribution, by country, of antibiotic prescription categories. Multicentre study of respiratory disease management in PHC facilities with medical officers. RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 74 NSAI: non-steroidal anti-inflammatory drugs. Table 28A: Distribution, by country, of the prescription of drugs other than antibiotics. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Morocco Peru Argentina Chile Nepal (I) Drug % % % % % % categories Aspirin 456 34.3 440 26.1 1798 55.5 942 28.9 810 18.9 250 68.3 Fluidifier or 431 32.4 529 31.3 161 5.0 67 2.1 555 13.0 23 6.3 antitussive NSAI 154 11.6 0 0.0 520 16.0 323 9.9 265 6.2 3 0.8 Vitamins 110 8.3 171 10.1 0 0.0 0 0.0 0 0.0 7 1.9 137 10.3 139 8.2 78 2.4 418 12.8 395 9.2 36 9.8 18 1.4 187 11.1 228 7.0 742 22.7 1770 41.4 34 9.3 Steroids 4 0.3 33 2.0 244 7.5 765 23.5 65 1.5 2 0.5 0 0.0 0 0.0 0 0.0 0 0.0 0 0.0 0 0.0 Others 19 1.4 189 11.2 213 6.6 5 0.0 416 9.7 11 3.0 Total 1329 100 1688 100 3242 100 3262 100 4276 100 366 100 1740 7.8 435 1.9 1505 6.7 3173 14.2 1259 5.6 1808 8.1 1022 4.6 22 322 100 % 0 0.0 2 0.0 473 11.5 7 7.9 0 0.0 140 3.4 0 0.0 9 0.2 293 7.1 0 0.0 39 1.0 155 3.8 0 0.0 15 0.4 131 3.2 3 3.4 1805 45.5 0 0.0 15 16.9 42 1.1 112 2.7 89 100 3968 100 4102 100 Morocco (II) % 8492 38.0 2888 12.9 % Guinea 54 60.7 2039 51.4 1703 41.5 10 11.2 17 0.4 1095 26.7 Côte d’Ivoire % RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 75 5912 925 247 2564 Chile Nepal Côte d’Ivoire Guinea *Thailand not included. NA: not available. 23 538a 3625 25 585 3468 Argentina Morocco (II) OVERALL 4005 1637 Kyrgyzstan Peru 1155 Morocco (I) 6895 37 728a 6224 270 974 7937 4557 6169 2591 2111 1.9:1 1.6:1 2.4:1 1.1:1 1.1:1 1.3:1 1.3:1 1.5:1 1.6:1 18:1 2793 16 571 2256 181 608 3661 1295 2927 903 782 0.8:1 0.6:1 0.9:1 0.7:1 0.7:1 0.6:1 0.4:1 0.7:1 0.6:1 0.7:1 4102 22 322a 3968 89 366 4276 3262 3242 1688 1329 1.1:1 1.0:1 1.5:1 0.4:1 0.4:1 0.7:1 0.9:1 0.8:1 1.0:1 1.2:1 Table 29A: Distribution, by country, of prescribed drug ratio per respiratory patient. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Total no. of Total no. of prescribed No. of prescribed No. of prescribed respiratory patients drugs and drug ratio antibiotics and drugs other than per respiratory patient antibiotic ratio per antibiotics and their respiratory patient ratio per respiratory patient Thailand 2047 NA 1165 0.6:1 NA RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 30A: Distribution, by country, of antibiotic proportion among overall drugs prescribed to respiratory patients. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Total no. of No. of prescribed Proportion of prescribed drugs antibiotics prescribed antibiotics a Thailand NA 1165 NA Morocco (I) 2111 782 37.0% Kyrgyzstan 2591 903 34.9% Peru 6169 2927 47.4% Argentina 4557 1295 28.4% Chile 7937 3661 46.1% Nepal 974 608 62.4% Côte d’Ivoire 270 181 67.0% 6224 2256 36.2% 6895 37 728 2793 15 406a 40.0% 40.8% Guinea Morocco (II) OVERALL a Thailand not included. NA: not available. 76 77 Table 31A: Outcome, within the month following the visit to health facility, of respiratory patient management. Multicentre study of respiratory disease management in PHC facilities with medical officers. Countries Lost to follow-up Improvement or Still sick Diagnosis change cure Thailand 1865 91.1% 96 4.7% 56 2.7% 30 1.5% Morocco (I) 974 84.1% 140 12.1% 41 3.5% 0 0.0% Kyrgyzstan 95 5.8% 493 30.1% 970 59.3% 0 0.0% Peru 2136 53.3% 1448 36.2% 421 10.5% 0 0.0% Argentina 3426 98.8% 3 0.1% 39 1.1% 0 0.0% Chile 5246 88.7% 592 10.0% 6 0.1% 47 0.8% Nepal 221 23.9% 399 43.1% 116 12.5% 184 19.9% Côte d’Ivoire 180 72.3% 1 0.4% 65 26.3% 0 0.0% Guinea 809 31.6% 1360 53.0% 395 15.4% 0 0.0% Morocco (II) 3309 91.3% 158 4.4% 99 2.7% 48 1.3% OVERALL 18 261 71.4% 4690 18.3% 2208 8.6% 309 1.2% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 0 0 79 0 0 21 5 1 0 11 117 0.0% 0.0% 4.8% 0.0% 0.0% 0.4% 0.5% 0.4% 0.0% 0.3% 0.5% Others 2047 1155 1637 4005 3468 5912 925 247 2564 3625 25 585 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 TOTAL RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 78 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Annex B: Multicentre study of respiratory disease management in PHC facilities with nurses 79 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Annex B: Multicentre study of respiratory disease management in PHC facilities with nurses Table 1B: General characteristics of the multicentre study regarding respiratory diseases management in PHC facilities with nurses. Countries Study period No. of health No. of symptomatic facilities respiratory patients Thailand 2 390 10.2% Aug. Oct. 97 Kyrgyzstan 2 131 3.4% Nepal 5 594 14.0% Apr. Jun. 99 Côte d’Ivoire 2 470 12.3% Jun. Jul. 99 Guinea 11 2289 60.0% Jul. Sep. 99 OVERALL 22 3814 100.0% Table 2B: Distribution, by sex, of the number of symptomatic respiratory patients. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Females Males Total Thailand 212 54.4% 174 45.6% 390 100% Kyrgyzstan 77 58.8% 54 41.2% 131 100% Nepal 244 45.7% 290 54.3% 534 100% Côte d’Ivoire 303 64.5% 167 35.5% 470 100% Guinea 1234 53.9% 1055 46.1% 2289 100% OVERALL 2070 54.3% 1744 45.7% 3814 100% 80 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 3B: Characteristics of age distribution, in years, by country. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Range Median age Mean age (± SD) Thailand 5 – 95 30 31.5 ± 20.4 Kyrgyzstan 14 – 78 33 37.2 ± 14.8 Nepal 5 – 90 30 33.7 ± 20.5 Côte d’Ivoire NA NA NA NA Guinea NA NA NA NA SD: standard deviation. NA: not available. Table 4B: Comparison, by country, of age means between sexes. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Mean age (± SD) Mean age (± SD) p in females in males Thailand 32.4 ± 20.6 30.5 ± 20.2 0.64 Kyrgyzstan 37.1 ± 15.0 37.4 ± 14.7 0.91 Nepal 32.9 ± 20.6 34.5 ± 20.4 0.358 Côte d’Ivoire NA NA NA NA Guinea NA NA NA NA SD: standard deviation. NA: not available. 81 p: p-value associated with Student’s t-test. 82 Table 5B: Age distribution, by country, among symptomatic respiratory patients. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries 5 – 14 years 15 – 49 years Thailand 108 27.7% 203 52.1% Kyrgyzstan 1 0.8% 104 79.4% Nepal 118 22.1% 259 48.5% Côte d’Ivoire 18 3.8% 437 93.0% Guinea 1126 49.2% 906 39.6% OVERALL 1371 35.9% 1909 50.1% 50 years 79 20.3% 26 19.8% 157 29.4% 15 3.2% 257 11.2% 534 14.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Total 390 131 534 470 2289 3814 100% 100% 100% 100% 100% 100% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 6B: Proportion of patients of five years of age and over among attendees who visited health facilities for any reason. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries and sex No. of attendees Total no. of Proportion of attendees of any attendees of age of age 5 age 5 Nepal Males 2604 3411 76.3% Females 3719 4425 84.0% Both 6323 7836 80.7% Guinea Males 5323 10 510 50.6% Females 7510 12 481 60.2% Both 12 833 22 991 55.8% 83 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 7B: Proportion of symptomatic respiratory patients among attendees aged five years and over who visited health facilities for any reason. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries and sex No. of respiratory Total no. of Proportion of respiratory patients of age 5 attendants of age patients 5 Thailand Males 178 568 31.3% Females 212 667 31.8% Both 390 1235 31.6% Nepal Males 293 2604 11.3% Females 242 3719 6.5% Both 535 6323 8.5% Guinea Males 1056 5323 19.8% Females 1234 7510 16.4% Both 2290 12 833 17.8% 84 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 8B: Proportion of patients aged five years and over among all respiratory patients of any age. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries and sex No. of respiratory Total no. of Proportion of respiratory respiratory patients of age 5 patients of any patients of age 5 age Nepal Males 293 418 70.1% Females 242 338 71.6% Both 535 756 70.8% Guinea Males 1056 3691 28.6% Females 1234 3526 35.0% Both 2290 7217 31.7% 85 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 9B: Proportion of respiratory patients who previously visited health facilities in the last month. Multicentre study of respiratory disease management in primary health care facilities with nurses. Countries No. of No. of respiratory patients Percentage respiratory with at least one visit to patients health facilities during the last month Thailand 390 82 21.0% Kyrgyzstan 131 30 22.9% Nepal 534 46 8.6% Côte d’Ivoire 470 33 7.0% Guinea 2289 NA NA OVERALL 1525a 191 12.5% a Guinea not included. NA: not available. Table 10B: Distribution of cumulative proportion of respiratory cases by patient delay for consultation. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No. of Patients delay for consultation patients 4 days 7 days 14 days 21 days Thailand 390 NA NA NA 99.2% Kyrgyzstan 131 NA NA NA 95.4% NA: not available. 86 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 11B: Proportion of respiratory patients with at least one concomitant disease or condition. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No. of No. of patients with Percentage respiratory concomitant disease or patients condition Thailand 390 8 2.1% Kyrgyzstan 128a 19 14.8% Nepal 534 31 5.8% Côte d’Ivoire 470 414 88.1% Guinea 2289 NA NA b OVERALL 1522 472 **31.0% a b Guinea not included. NA: not available. 87 88 TB: tuberculosis. HBP: high blood pressure. Table 12B: Most frequent concomitant diseases or conditions in symptomatic respiratory patients. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No. of respiratory Chronic Old TB or Cardiovascular Diabetes patients with respiratory current TB disease concomitant disease disease on (including or condition treatment HBP) Thailand 8 37.5% Kyrgyzstan 19 5.3% 21.1% 10.5% Nepal 31 74.2% 6.5% 6.5% 414 Guinea Unknown 12.9 Digestive disease RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 42.1% Tobacco 100.0% Malaria 89 TB: tuberculosis. Table 13B: Overall distribution of respiratory diseases by country. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Total no. of No. of acute No. of TB suspect respiratory patients respiratory infection cases cases Thailand 390 100% 370 94.9% 0 0.0% Kyrgyzstan 131 100% 126 96.2% 1 0.8% Nepal 534 100% 265 49.6% 92 17.2% Côte d’Ivoire 470 100% 434 92.3% 24 5.1% Guinea 2289 100% 2167 94.9% 48 2.1% OVERALL 3814 100% 3362 88.1% 165 4.3% No. of chronic respiratory disease cases 20 5.1% 4 3.0% 120 22.5% 11 2.3% 71 3.1% 226 5.9% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 0 0 57 1 3 61 0.0% 0.0% 10.7% 0.2% 0.2% 1.6% Others 90 ALRI: acute lower respiratory infection. Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL 370 126 265 434 2167 3362 0 6 81 270 494 851 0.0% 4.8% 30.6% 62.2% 22.8% 25.3% AURI: acute upper respiratory infection. 100% 100% 100% 100% 100% 100% Table 14B: Distribution, by country, of patients with acute respiratory infection. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No. of acute respiratory No. of ALRI cases infection cases 370 120 150 164 1673 2477 100.0% 95.2% 56.6% 37.8% 77.2% 73.7% No. AURI of cases RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES No. of non-categorized cases of acute respiratory infections 0 0.0% 0 0.0% 34 12.8% 0 0.0% 0 0.0% 34 1.0% 91 CB/COPD: chronic bronchitis/chronic obstructive pulmonary disease. Table 15B: Distribution, by country, of chronic respiratory disease cases. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No. of chronic No. of asthma cases No. of CB/COPD cases respiratory disease cases Thailand 20 100% 19 95.0% 1 5.0% Kyrgyzstan 4 100% 0 0.0% 4 100.0% Nepal 120 100% 67 55.8% 53 44.2% Côte d’Ivoire 11 100% 2 18.2% 9 81.2% Guinea 71 100% 49 69.0% 22 31.0% OVERALL 226 100% 137 60.6% 89 39.4% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 92 a Overall number of acute respiratory infection cases; b Overall proportion of acute respiratory infection cases. Table 16B: Overall distribution of respiratory disease cases by country. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Acute respiratory infections Chronic respiratory diseases Other Cases of Cases of nonSuspects of Asthma cases Chronic cough respiratory conditions pneumonia pneumonia tuberculosis cases Thailand 0 0.0% 370 94.9% 0 0.0% 19 4.9% 1 0.3% 0 0.0% Kyrgyzstan 1 0.8% 125 95.4% 1 0.8% 0 0.0% 4 3.0% 0 0.0% Nepal 6 1.1% 259 48.5% 92 17.2% 67 12.5% 53 9.9% 57 10.7% Côte The number of pneumonia 24 5.1% 2 0.4% 9 1.9% 1 0.2% d’Ivoire cases is unknown; but, the number of acute respiratory infection cases is: 434 (92.3%) Guinea The number of pneumonia 48 2.1% 49 2.1% 22 1.0% 3 0.1% cases is unknown; but, the number of acute respiratory infection cases is: 2167 (94.7%) OVERALL 3362a 88.1%b 165 4.3% 137 3.6% 89 2.3% 61 1.6% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 100.0% 100.0% 100.0% 100.0% 3814 100.0% 2'289 100.0% 390 131 534 470 TOTAL RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 17B: Distribution of the number of respiratory patients by country and ancillary test request. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No test requested At least one test Total requested Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL 390 100.0% 106 80.9% 425 79.6% 365 77.7% NA 1286 84.3% 0 25 109 105 NA 239 NA: not available. 93 0.0% 20.1% 20.4% 22.3% 15.6% 390 131 534 470 NA 1525 100.0% 100.0% 100.0% 100.0% 100.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 18B: Distribution of the number of respiratory patients by country and type of ancillary test request. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Ancillary tests Total At least one lab. Other ancillary test test requested requested Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL a 0 0.0% 5 20.0% 109 100.0% NA NA 114 79.3% 0 20 0 NA NA 20 Côte d’Ivoire not included in the total. 80.0% 80.0% 0.0% 20.7% NA: not available. 94 0 25 109 105 NA 134 100.0% 100.0% 100.0% 100.0% 100.0%a RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 19B: Distribution, by country, of the number of sputum-smear examination requests among patients for whom at least one laboratory test was requested. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Lab. tests Total Sputum-smear Other laboratory examination tests Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL 0 1 32 NA NA 33 0 4 77 NA NA 81 20.0% 29.4% 29.0% NA: not available. 95 80.0% 70.6% 71.0% 0 5 109 NA NA 114 100.0% 100.0% 100.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Table 20B: Distribution of sputum-smear examination indication by country and tuberculosis suspect status. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Sputum-smear examination Total Tuberculosis Other respiratory suspect patients Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL a 0 1 31 24 48 32a 0 0 1 NA NA 1 100.0% 96.9% 97.0% Côte d’Ivoire and Guinea not included. 0.0% 3.1% 3.0% NA: not available. 96 0 1 32 NA NA 33a 100.0% 100.0% 100.0%a 97 31 24 Nepal Côte d’Ivoire 104 TRT: tuberculin reaction testing. OVERALL 48 1 Kyrgyzstan Guinea 0 Thailand 63.0% 100.0% 100.0% 33.7% 100.0% 1 0 0 1 0 0 1.6% 0.0% 0.0% 1.1% 0.0% 0 0 0 0 0 0 0.0% 0.0% 0.0% 0.0% 0.0% 0 0 0 0 0 0 0.0% 0.0% 0.0% 0.0% 0.0% Table 21B: Distribution of tuberculosis suspect patients by country and type of referral. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries X-ray with or Hospital Physician without TRT 0.0% 0.0% 0.0% 47 28.5% 0 0 47 51.1% 0 0 Other RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 13 0 0 13 0 0 0.0% 7.9% 0.0% 0.0% 14.1% None 165 48 24 92 1 0 100% 100% 100% 100% 100% Total 98 0 0 26 24 5 55 Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL 10.4% 52.4% 0.0% 81.3% 0 5 0 24 29 0 0.0% 15.6% 0.0% 50.0% 27.6% 1 1 0 19 21 0 3.1% 0.0% 39.6% 20.0% 1 32 24 48 105 0 100.0% 100.0% 100.0% 100.0% 100.0% Table 22B: Outcome distribution, by country, in patient sent to Tuberculosis laboratory. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Sputum smear- Sputum smearUnknown Total positive negative RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 99 Table 23B: Distribution, by country, of smear-positive and smear-negative pulmonary tuberculosis cases. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries No. of smear No. of smear Total no. of positive cases negative cases pulmonary tuberculosis cases Thailand 0 0 0 Kyrgyzstan 0 0 0 Nepal 26 96.3% 1 3.7% 27 100.0% Côte d’Ivoire 24 100.0% 0 0.0% 24 100.0% Guinea 5 100.0% 0 0.0% 5 100.0% OVERALL 55 98.2% 1 1.8% 56 100.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 100 131 534 470 2289 3814 Kyrgyzstan Nepal Côte d’Ivoire Guinea OVERALL 100.0% 100.0% 100.0% 100.0% 100.0% 0.2% 1.4% 5.1% 4.9% 0.0% 0.0% 0.0% 0.0% 0.2% 0.0% 0.2% 1.5% 5.1% 5.1% 0.0% Table 24B: Distribution, by country, of the proportions of smear-positive and of smear-negative pulmonary tuberculosis among overall respiratory patients. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Total no. of Proportion of no. Proportion of no. Proportion of total respiratory patients smear-positive smear-negative no. of pulmonary cases cases tuberculosis cases Thailand 390 100.0% 0.0% 0.0% 0.0% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 101 a 470 2289 2954a 3344b 100.0% 100.0% 100.0% 100.0% Thailand and Côte d’Ivoire not included; Côte d’Ivoire Guinea OVERALL b 99.7% 98.0%a Côte d’Ivoire not included. NA 2282 2895 b 84.6% NA: not available. 2496 NA 1937 Table 25B: Distribution, by country, of the number of respiratory patients who received any drug prescription and of those who received antibiotic prescription. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Total no. of No. of patients No. of patients respiratory patients with drug with antibiotic prescription prescription Thailand 390 100.0% NA 180 46.2% Kyrgyzstan 131 100.0% 130 99.2% 51 38.9% Nepal 534 100.0% 483 90.4% 328 61.4% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 102 ALRI: acute lower respiratory infection; CRD: chronic respiratory disease; AURI: acute upper respiratory infection; TB: tuberculosis. NA: not available. 59.6 NA NA 59.6 57 57 Others %. No. NCARI: non categorized acute respiratory infection; Table 26B: Distribution, by country, of the proportion of respiratory case categories with prescribed antibiotics. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries AURI ALRI NCARI CRD TB suspects %. No. %. No. %. No. %. No. %. No. Thailand 47.3 370 25.0 20 Kyrgyzstan 36.7 120 66.7 6 75.0 4 0.0 1 Nepal 74.0 150 93.8 81 91.2 34 47.5 120 20.7 92 Côte d’Ivoire NA NA NA NA NA Guinea NA NA NA NA NA OVERALL 51.6 640 98.7 87 91.2 34 44.4 144 20.5 93 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES Total %. No. 46.2 390 38.9 131 61.4 534 NA 84.6 2289 53.0 3344 103 Table 27B: Distribution, by country, of antibiotic prescription categories. Multicentre study of respiratory disease management in PHC facilities with medical nurses. Countries Thailand Kyrgyzstan Nepal Côte d’Ivoire Guinea Antibiotics % % % % % 15 8.3 38 64.4 170 51.8 0 0.0 1929 86.9 75 41.4 0 0.0 92 28.0 395 63.3 78 3.5 0 0.0 0 0.0 59 18.0 4 0.6 192 8.7 0 0.0 0 0.0 0 0.0 202 43.0 6 0.3 81 44.8 20 33.9 2 0.6 0 0.0 11 0.5 0 0.0 0 0.0 3 0.9 20 3.2 3 0.1 10 5.5 0 0.0 0 0.0 0 0.0 0 0.0 0 0.0 0 0.0 0 0.0 3 0.5 0 0.0 0 0.0 0 0.0 1 0.3 0 0.0 0 0.0 0 0.0 1 0.0 0 0.0 0 0.0 0 0.0 0 0.0 0 0.0 1 0.3 0 0.0 0 0.0 Total 181 100.0 0 100.0 328 100.0 624 100.0 2219 100.0 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES OVERALL % 2152 63.1 640 18.8 255 7.5 208 6.1 114 3.3 26 0.8 10 0.3 3 0.1 1 0.0 1 0.0 1 0.0 3411 100.0 104 NSAI: non-steroidal anti-inflammatory drugs. Table 28B: Distribution, by country, of the prescription of drugs other than antibiotics. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Kyrgyzstan Nepal Côte d’Ivoire Guinea Drug categories % % % % Aspirin 82 92.1 283 52.9 259 44.9 2119 49.2 Fluidifier or 3 3.4 38 7.1 117 20.3 0 0.0 antitussive NSAI 0 0.0 3 0.8 0 0.0 0 0.0 Vitamins 0 0.0 19 3.6 0 0.0 0 0.0 Decongestants 0 0.0 71 13.3 0 0.0 0 0.0 Bronchodilatators 4 4.5 101 18.9 0 0.0 60 0.0 Steroids 0 0.0 1 0.2 0 0.0 1 1.4 Antimalarials 0 0.0 0 0.0 201 34.8 1979 0.0 Others 0 0.0 22 4.1 0 0.0 151 45.9 Total 89 100.0 538 100.0 577 100.0 4310 100.0 3 19 71 165 2 2180 173 5514 0.1 0.3 1.3 3.0 0.0 39.5 3.1 100.0 OVERALL % 2743 49.7 158 2.9 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 105 6529 *8741 1201 Thailand not included in the total number of respiratory patients. 3424a 2289 3814 Guinea OVERALL a 470 Côte d’Ivoire 863 2.9:1 2.6:1 2.6:1 1.6:1 NA: not available. 2219 3411 624 328 1.0:1 0.9:1 1.3:1 0.6:1 4310 *5511 577 535 534 Nepal 0.5:1 89 59 NA 1.1:1 131 Kyrgyzstan 148 Table 29B: Distribution, by country, of prescribed drug ratio per respiratory patient. Multicentre study of respiratory disease management in PHC facilities with nurses Countries Total no. of Total no.of prescribed No. of prescribed respiratory patients drugs and drug ratio antibiotics and per respiratory patient antibiotic ratio per respiratory patient Thailand 390 NA 181 0.5:1 RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES :1 1.9:1 1.6:1 1.2:1 1.0:1 0.7:1 106 1201 6529 8741 Côte d’Ivoire Guinea OVERALL Thailand not included. 863 Nepal a 148 Kyrgyzstan NA: not available. 2219 3230a 624 328 59 34.0% 36.9%a 52.0% 38.0% 39.9% Table 30B: Distribution, by country, of antibiotic proportion among overall drugs prescribed to respiratory patients. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Total no.of No. of prescribed Proportion of prescribed drugs antibiotics prescribed antibiotics Thailand NA 181 NA RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 107 Table 31B: Outcome, within the month following the visit to health facility, of respiratory patient management. Multicentre study of respiratory disease management in PHC facilities with nurses. Countries Lost to follow-up Improvement or Still sick Diagnosis change cure Thailand 385 98.7% 0 0.0% 5 1.3% 0 0.0% Kyrgyzstan 5 3.1% 52 39.7% 71 54.2% 0 0.0% Nepal 222 41.6% 190 35.65 33 6.2% 9 1.7% Côte d’Ivoire 248 52.8% 57 12.1% 165 35.1% 0 0.0% Guinea 900 39.2% 1338 58.5% 40 1.7% 0 0.0% OVERALL 1763 46.2% 1637 42.9% 314 8.2% 9 0.2% RESPIRATORY CARE IN PRIMARY CARE SERVICES – A SURVEY IN 9 COUNTRIES 0 0 80 0 11 91 0.0% 0.0% 15.0% 0.0% 0.5% 2.4% Others 390 131 534 470 2289 3814 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% Total 108