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Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 1 of 79 ASTRAZENECA COMPLAINT (D.D.C.) EXHIBIT B Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 2 of 79 May 31, 2016 By Electronic Filing Food and Drug Administration Division of Dockets Management (HFA-305) 5630 Fishers Lane, Room 1061 Rockville, Maryland 20852 RE: Crestor® (rosuvastatin calcium) Pediatric Orphan Drug Exclusivity For Treatment Of Pediatric Homozygous Familial Hypercholesterolemia Dear Sir or Madam: CITIZEN PETITION AstraZeneca Pharmaceuticals LP and its affiliate iPR Pharmaceuticals, Inc. (collectively, “AstraZeneca”) hereby submit this Citizen Petition pursuant to 21 U.S.C. § 355(q) and 21 C.F.R. § 10.30 to request that the Commissioner of Food and Drugs not approve any abbreviated new drug application (“ANDA”) or section 505(b)(2) new drug application (“NDA”) referencing Crestor® (rosuvastatin calcium) until the expiration of the orphan drug exclusivity for use of Crestor® in the treatment of pediatric patients ages 7 to 17 with homozygous familial hypercholesterolemia (“HoFH”). Pediatric HoFH is a rare and extremely serious condition. If left untreated, HoFH causes substantially elevated plasma cholesterol levels, which in turn lead to cardiovascular disease, myocardial infarction, and premature death. As demonstrated in AstraZeneca’s Pediatric HoFH Study (also known as HYDRA) and supplemental NDA (“sNDA”), No. 21-366/S-033, Crestor® offers a safe and effective means for treating HoFH in pediatric patients. Crestor® statin therapy helps reduce patients’ cholesterol levels, thereby helping prevent or delay the adverse cardiovascular effects caused by HoFH. The Pediatric HoFH Study provides critical new information on appropriate treatment for HoFH in children. On May 27, 2016, FDA approved Crestor® “for treatment of pediatric patients 7 to 17 years of age with [HoFH] to reduce LDL-C, total C, nonHDL-C and ApoB as an adjunct to diet, either alone or with other lipid-lowering treatments.” Previously, on February 14, 2014, FDA’s Office of Orphan Products Development granted AstraZeneca Orphan Drug Designation for Crestor® in the treatment of pediatric HoFH. The Commissioner should grant this Citizen Petition for two principal reasons. First, carving out AstraZeneca’s protected pediatric HoFH labeling from the labeling of a product marketed under an ANDA or section 505(b)(2) NDA would present substantial safety and efficacy risks. Although FDA may in some instances approve ANDAs that omit protected pediatric labeling, FDA has made clear that a carve out is inappropriate when, as here, the Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 3 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |2 protected pediatric labeling is “necessary for the safe use of the drug.”1 Crestor® is labeled for treatment of HoFH in adult and pediatric patients, and for treatment of heterozygous familial hypercholesterolemia (“HeFH”), a related but far less severe condition. In many instances, the recommended dosage and course of treatment differ between adult HoFH and pediatric HoFH patients, and likewise between HeFH and HoFH patients. Given these differences, there are substantial risks that doctors would over- or under-treat pediatric HoFH patients if generic or other rosuvastatin calcium omitted AstraZeneca’s protected pediatric HoFH labeling. Second, irrespective of whether a carve out would present a safety risk, FDA lacks legal authority to carve out pediatric labeling protected by orphan drug exclusivity. Together, the Hatch-Waxman Act’s same-labeling requirement and FDA’s pediatric-labeling regulations impose a categorical rule: pediatric labeling information subject to orphan drug exclusivity may not be omitted from generic-drug labeling. The Best Pharmaceuticals for Children Act, 21 U.S.C. § 505A(o), permits the carve out of labeling protected only by patent and Hatch-Waxman exclusivity—and therefore provides no basis for carving out labeling protected by orphan drug exclusivity. FDA also possesses several other “general” carve-out authorities, see 21 C.F.R. §§ 314.94(a)(8)(iv), 314.127(a)(7), but those authorities are inapposite in light of FDA’s subsequently adopted pediatric-labeling rules and Congress’s enactment of section 505A(o). Indeed, prior to the passage of section 505A(o), FDA concluded that it lacked authority to carve out protected pediatric labeling in circumstances nearly identical to those presented here. FDA and the United States District Court for the District of Maryland concluded in the Otsuka litigation that FDA has authority to carve out pediatric labeling protected by orphan drug exclusivity. However, that conclusion is incorrect for the reasons given above and in Part II.B of this Citizen Petition. ACTIONS REQUESTED AstraZeneca respectfully requests that the Commissioner: (1) 1 Determine that the labeling for any rosuvastatin calcium product must include the pediatric orphan HoFH indication and prescribing information, including all data and information derived from AstraZeneca’s Pediatric HoFH Study supporting approval of the Crestor® pediatric orphan drug sNDA, to ensure the safe and effective use of the product in pediatric HoFH patients; and Letter from John R. Peters, M.D., Acting Director, Office of Generic Drugs, Center for Drug Evaluation and Research, to Ralph S. Tyler, Venable LLP, at 10 n.27 (Apr. 27, 2015) (“Otsuka Letter”); see also id. at 14 (labeling must be included “where carving it out would present a safety risk to pediatric patients using the drug for its approved (non-protected adult) indication”). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 4 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |3 (2) Refrain from approving any ANDA or section 505(b)(2) NDA referencing Crestor® on or before May 27, 2023, if the labeling of the proposed product omits the pediatric orphan HoFH labeling, including all data and information derived from the Pediatric HoFH Study supporting approval of the Crestor® pediatric orphan drug sNDA, which is protected by orphan exclusivity. STATEMENT OF GROUNDS I. BACKGROUND A. Background On The Development Of Rosuvastatin Rosuvastatin is a synthetic 3-hydroxy-3-methylglutaryl coenzyme A (“HMG CoA”) reductase inhibitor and a member of the statin class of lipid-lowering agents. Rosuvastatin is a selective, potent, and competitive inhibitor of HMG-CoA reductase, the rate-limiting enzyme that converts HMG-CoA to mevalonate, a precursor of cholesterol. Rosuvastatin produces its lipid-modifying effects in two ways: (i) it increases the number of hepatic cell surface lowdensity lipoprotein (“LDL”) receptors, enhancing uptake and catabolism of LDL; and (ii) it inhibits the hepatic synthesis of very low-density lipoproteins (“VLDL”), thereby reducing both VLDL and LDL. In an extensive clinical study program involving over 60,000 subjects, more than 35,000 subjects received rosuvastatin and nearly 400 of these (not including the recent Pediatric HoFH Study) subjects were children or adolescents. The clinical study program demonstrated that rosuvastatin is a highly efficacious statin and favorably modifies plasma levels of lipids, lipoproteins, and their ratios in adults and in pediatric patients with HeFH—a related, but more common and far less serious condition—ages 6 to 17. Crestor® (rosuvastatin calcium) was first approved for marketing in the Netherlands on November 6, 2002. In the United States, Crestor® was approved for use in adult patients with dyslipidemia, including HoFH, on August 12, 2003 (NDA 21-366). On October 15, 2009, based on the results of Study D3561C00087 (also known as PLUTO), Crestor® was approved for the treatment of HeFH in adolescent boys and postmenarchal girls, ages 10 to 17, to reduce total cholesterol (“TC”), LDL-C, and Apolipoprotein B (“ApoB”) with a recommended dosing range of 5 to 20 mg once daily. Based on the results of Study D3561C00002 (also known as CHARON), AstraZeneca submitted a sNDA, No. 21-366/S-031, to support an expansion of the age range for the HeFH indication to pediatric patients ages 8 to 17, with a recommended dosing range of 5 to 10 mg once daily in patients 8 to less than 10 years old and 5 to 20 mg once daily in patients 10 to 17 years old. In Europe, the dossier supporting the expanded age range of 6 to 17 years for the HeFH indication received approval from the Committee for Medicinal Products for Human Use in April 2014, and the approval was adopted by the European Commission in June 2014. In the United States, FDA approved AstraZeneca’s sNDA 21-366/S-031 on November 20, 2015. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 5 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |4 In markets where Crestor® was approved prior to approval of the pediatric orphan drug HoFH sNDA, it is indicated for one or more of the following indications: treatment of patients with primary hypercholesterolemia (heterozygous familial and nonfamilial), mixed dyslipidemia, primary dysbetalipoproteinemia, and isolated hypertriglyceridemia, as an adjunct to diet when response to diet and exercise is inadequate. Crestor® also is indicated for the treatment of adult patients with HoFH, either alone or as an adjunct to diet and other lipid-lowering treatments (e.g., LDL-apheresis), and to reduce TC, LDL-C, and ApoB in children and adolescents ages 8 to 17 with HeFH. In some markets, rosuvastatin is approved to slow progression of atherosclerosis and/or reduce the risk of major cardiovascular events. In 2013, AstraZeneca executed an settlement agreement with Watson Laboratories, Inc. (“Watson”) that granted Watson the ability to market generic rosuvastatin beginning on May 2, 2016. Watson began marketing its generic rosuvastatin product on or about May 2, 2016, and has continued to market that product through the date of this Citizen Petition. As required under the terms of the March 2013 settlement agreement, AstraZeneca has granted Watson a patent license and a selective waiver of all periods of exclusivity applicable to FDA’s May 27, 2016, approval of the pediatric HoFH indication and labeling with respect to Watson’s marketing of its generic rosuvastatin product.2 B. Background On Homozygous Familial Hypercholesterolemia (HoFH) HoFH adversely affects day-to-day functioning, morbidity, and mortality.3 If left untreated, HoFH progresses from a serious condition to a severe condition and eventually leads to premature death. Typically, children with HoFH have substantially elevated plasma cholesterol levels and are predisposed to premature and progressive atherosclerotic cardiovascular disease (Cuchel, et. al 20144). In the pediatric HoFH patient population, the accumulation of cholesterol begins at birth and produces increasingly severe clinical manifestations. Angina pectoris, myocardial infarction, and death in early childhood have been reported, although the first major cardiovascular events usually occur during adolescence (Wiegman, et. al 20155). Pediatric HoFH patients often develop accumulation of cholesterol in 2 See Exhibit A, Declaration of Sarah Walters ¶¶ 3–7 (“Walters Decl.”). See Exhibit B, Declaration of Gregory F. Keenan, MD ¶¶ 4–6 (“Keenan Decl.”). 4 Cuchel M, Bruckert E, Ginsberg HN, Raal FJ, Santos RD, Hegele RA, et al.; European Atherosclerosis Society Consensus Panel on Familial Hypercholesterolemia. Homozygous familial hypercholesterolemia: new insights and guidance for clinicians to improve detection and clinical management. A position paper from the Consensus Panel on Familial Hypercholesterolemia of the European Atherosclerosis Society. Eur. Heart J. 2014 Aug 21; 35(32):2146-2157. 5 Wiegman A, Gidding SS, Watts GF, et al. Familial hypercholesterolemia in children and adolescents: gaining decades of life by optimizing detection and treatment. Eur. Heart J. 2015 May 25 (Epub ahead of print). doi:10.1093/eurheartj/ehv157. 3 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 6 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |5 other parts of the body leading to cutaneous xanthomas within the first four years of life, commonly serving as the first clue for diagnosis. Cholesterol retention in the arterial wall and foam cell formation within the intima of arteries typically progresses to occlusive atherosclerosis with angina pectoris and/or plaque rupture resulting in thrombotic occlusion of the coronary artery (i.e., myocardial infarction). As a result, patients develop clinically significant cardiovascular disease in early childhood, often leading to premature coronary death before the patient turns 30 years old in untreated individuals (Nordestgaard et al 2013;6 Wierzbicki 20137). The figure below depicts the concept of cumulative cholesterol burden in this pediatric orphan population: Fig. 1: LDL-C burden in individuals with or without familial hypercholesterolemia as a function of the age of initiation of statin therapy. Data derived from Huijgen et al. and Starr et al. Abbreviations: LDL, low-density lipoprotein; LDL-C, LDL cholesterol; HDL-C, high-density lipoprotein cholesterol; CHD, coronary heart disease; FH, familial hypercholesterolemia. Compared to healthy children, the day-to-day functioning of children with HoFH is significantly impaired. Cholesterol deposits in the tendons and joints may lead to tendinitis and joint pain, which impairs patients’ quality of life (Cuchel et al. 2014). Non-pharmacological intervention includes lipoprotein apheresis, beginning at an early age.8 Typically lipoprotein apheresis treatments take two to four hours and must be repeated every one to two weeks. The children participating in the Pediatric HoFH Study who were treated with apheresis were all 6 Nordestgaard BG, Chapman MJ, Humphries SE, Ginsberg HN, Masana L, Descamps OS, et al. Familial hypercholesterolemia is underdiagnosed and undertreated in the general population: guidance for clinicians to prevent coronary heart disease: consensus statement of the European Atherosclerosis Society. Eur. Heart J. 2013; 34 (45):3478-90a. 7 Wierzbicki AS. Homozygous Familial Hypercholesterolemia. Clin. Lipidology. 2013;8(4):407-409. 8 See Keenan Decl. ¶ 8. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 7 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |6 scheduled to be on weekly apheresis treatments. Another non-pharmacological approach to treatment of HoFH is liver transplantation (Goldberg et al 20119), which requires a suitable donor organ and carries with it the complications of transplant surgery and recovery. Recent guidance from the European Atherosclerosis Society Consensus Panel on Familial Hypercholesterolemia focused on early diagnosis and treatment of patients with HoFH (Cuchel et al 2014). The Panel recommended lifestyle intervention and maximal statin therapy as the mainstays of treatment starting in the first year after a patient is diagnosed with HoFH. The Panel also supported the addition of ezetimibe and recommended lipoprotein apheresis starting by age 5, although, other than Crestor®, neither statin nor ezetimibe therapies are approved for the treatment of pediatric patients with HoFH. HoFH is related to HeFH, a more common and less serious form of familial hypercholesterolemia.10 In contrast to HoFH, which arises when a patient inherits altered hypercholesterolemia-causing genes from both parents, HeFH arises when a patient inherits an altered hypercholesterolemia-causing gene from only one parent.11 HeFH is characterized by elevated LDL-C levels that cause atherosclerotic plaque deposition in arteries and an increased risk of coronary artery disease. Treatment for HeFH consists largely of dietary modification and statin therapy—often in conjunction with ezetimibe, gemfibrozil, fenofibrate, or similar drugs. Reflecting the substantial difference in disease severity, a lower daily dosage is recommended for some patients with HeFH than patients of the same age with HoFH. For example, Crestor®’s label indicates that the dosage range for HeFH patients ages 8 to less than 10 is 5 to 10 mg once daily, whereas the dosage for HoFH patients in the same age range is 20 mg once daily.12 Larger doses of rosuvastatin may be required for pediatric HoFH patients because these patients tend to show 50 percent less response on LDL-C and are at a much greater risk of a cardiac event early in life than patients with HeFH.13 9 Goldberg AC, Hopkins PN, Toth PP, Ballantyne CM, Rader DJ, Robinson JG, et al. Familial hypercholesterolemia: screening, diagnosis and management of pediatric and adult patients: clinical guidance from the National Lipid Association Expert Panel on Familial Hypercholesterolemia. J. Clin. Lipidol 2011;5:133–140. 10 See Keenan Decl. ¶¶ 8–10. 11 Whereas HeFH affects approximately one in 500 people, HoFH is “extremely rare” and affects only approximately one in one million people. See George Yuan, Jian Wang, & Robert A. Hegele, Heterozygous familial hypercholesterolemia: an underrecognized cause of early cardiovascular disease, Canadian Medical Ass’n J. (Apr. 11, 2006), available at http://www.ncbi.nlm.nih.gov/pmc/articles/PMC1421462/. 12 See Keenan Decl. ¶¶ 9, 17. A copy of the current FDA-approved Crestor® label is attached as Exhibit 1 to the Keenan Declaration. 13 See id. ¶ 25. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 8 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |7 C. Background On The Development Of Rosuvastatin For Use In The Treatment Of The Pediatric Orphan HoFH Population In 2014, AstraZeneca initiated a trial of rosuvastatin in pediatric patients with HoFH ages 6 to 17 to address unmet medical needs of pediatric HoFH patients. Among other things, the study focused on the greater degree of LDL-C reduction demonstrated with rosuvastatin compared to some of the other approved statins in previous clinical studies of adults. This study, No. D3561C00004, is referred to herein as the HYDRA study or the Pediatric HoFH Study, and is formally entitled “A Randomized, Double-blind, Placebo-controlled, Multi-center, Cross-over Study of Rosuvastatin in Children and Adolescents (aged 6 to <18 years) with Homozygous Familial Hypercholesterolemia (HoFH).” A critical question in designing the Pediatric HoFH Study concerned the appropriate dosing regimen to study for pediatric HoFH patients, taking into account both the need for adequate dosing to achieve efficacy and the potential safety risks to pediatric patients associated with increased dosages. When AstraZeneca discussed the Pediatric HoFH Study design with drug review personnel in the Division of Metabolism and Endocrinology Protections of FDA’s Center for Drug Evaluation and Research, the FDA personnel inquired whether the Pediatric HoFH Study should include doses of up to 40 mg. In response, AstraZeneca presented its views that 20 mg was an appropriate dose for pediatric HoFH patients, and that there was insufficient safety data on higher doses (including the 40 mg dose) to justify a change in study design. Following further discussions of this issue, the Pediatric HoFH Study proceeded and evaluated the 20 mg dose.14 In the Pediatric HoFH Study, rosuvastatin was studied in a randomized, double-blind, placebo-controlled, multicenter, cross-over study with 20 mg once daily versus placebo (once daily) in 14 children and adolescents (ages 6 to 17) with HoFH. The study design included an active 4-week dietary lead-in phase during which all patients were treated with rosuvastatin 10 or 20 mg, a cross-over phase that included a six-week treatment period with rosuvastatin 20 mg preceded or followed by a six-week placebo treatment period, and a 12-week maintenance phase during which all patients were treated with rosuvastatin 20 mg. Patients who entered the study on ezetimibe or apheresis therapy were permitted to continue the treatment throughout the study.15 The Pediatric HoFH Study met its primary objective. In particular, the study identified a clinically meaningful reduction in LDL-C among patients in the study group. The LS mean relative difference in LDL-C after six weeks of treatment with rosuvastatin 20 mg compared to placebo was -22.3 percent (absolute difference: -85.4 mg/dL; -2.2 mmol/L) in pediatric HoFH 14 15 See id. ¶¶ 15–16. See id. ¶ 17. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 9 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |8 patients. This treatment effect was statistically significant (p=0.005). In treating HoFH, LDL cholesterol is the primary target of therapy. The reduction in both cardiovascular and total mortality is proportional to the degree of LDL cholesterol reduction (based on meta analysis of the results of large, lipid lowering outcome studies in the general population), with every 1 mmol/L reduction being associated with a corresponding 22 percent reduction in cardiovascular mortality and a 12 percent reduction in total mortality over five years. (Baigent et al 2010,16 Nordestgaard et al 2013,17 CTT Collaborators 2005,18 CTT Collaborators 2010,19 CTT Collaborators 2012.20) Therefore, the magnitude of effect observed in the Pediatric HoFH Study represents a clinically meaningful reduction in LDL-C among pediatric HoFH patients. The levels of LDL-C observed after six weeks of treatment with rosuvastatin 20 mg were maintained over a 12- to 18-week period. A positive treatment effect was seen across both of the analyzed subgroups: males and females, and patients treated and not treated with apheresis. The treatment effect on LDL-C was similar for males (-24.2%) and females (-20.1%). The treatment effect was greater in patients not being treated with apheresis (-26.3%) than in those who were treated with apheresis (-18.7%). The Pediatric HoFH Study also met each of its key secondary objectives. Statistically significant (p<0.05) LS mean relative differences in TC (-20.1%), non-HDL-C (-22.9%), and ApoB (-17.1%) were observed in pediatric HoFH patients following six weeks of treatment with rosuvastatin 20 mg versus placebo. Positive treatment effects were also seen for HDL-C, TG, LDL-C/HDL-C, TC/HDL-C, non-HDL-C/HDL-C, Apolipoprotein A-1 (“ApoA-1”), and ApoB/ApoA-1 following six weeks of treatment with rosuvastatin 20 mg versus placebo in pediatric HoFH patients, with nominally 16 Baigent C, Blackwell L, Emberson J, Holland LE, Reith C, Bhala N, et al. Efficacy and safety of more intensive lowering of LDL cholesterol: a meta-analysis of data from 170,000 participants in 26 randomised trials. Lancet 2010;376:1670-1681. 17 Nordestgaard BG, Chapman MJ, Humphries SE, Ginsberg HN, Masana L, Descamps OS, et al. Familial hypercholesterolemia is underdiagnosed and undertreated in the general population: guidance for clinicians to prevent coronary heart disease: consensus statement of the European Atherosclerosis Society. Eur. Heart. J. 2013;34 (45):3478-90a. 18 Cholesterol Treatment Trialists’ Collaborators. Efficacy and safety of cholesterol-lowering treatment: prospective meta-analysis of data from 90,056 participants in 14 randomised trials of statins. Lancet 2005;366:1267-1278. 19 Cholesterol Treatment Trialists’ Collaborators. Efficacy and safety of more intensive lowering of LDL cholesterol: a meta-analysis of data from 170,000 participants in 26 randomised trials. Lancet 2010;376:1670–1681. 20 Cholesterol Treatment Trialists’ Collaborators. The effects of lowering LDL cholesterol with statin therapy in people at low risk of vascular disease: meta-analysis of individual data from 27 randomised trials. Lancet 2012; 380:581–590. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 10 of 79 Division of Dockets Management (HFA-305) May 31, 2016 Page |9 significant differences for all parameters except HDL-C and ApoA-1. These levels also were maintained over a 12- to 18-week period of treatment with rosuvastatin. In addition, as detailed in AstraZeneca’s pediatric orphan drug HoFH sNDA, in the eight children and adolescents patients (ages 8 to 17) from the forced-titration open label study (Study 54) with HoFH, the reduction in LDL-C (21%), TC (18.6%), and non-HDL-C (20.2%) from baseline following six weeks of treatment with rosuvastatin 20 mg was consistent with that observed in the Pediatric HoFH Study. D. AstraZeneca Diligently Pursued The Pediatric Orphan Drug HoFH Development Program And Approval Of The Crestor® Pediatric Orphan Drug HoFH sNDA AstraZeneca diligently pursued each of the clinical and regulatory processes that provide the basis for this Citizen Petition.21 1. The Orphan Drug HoFH sNDA. AstraZeneca filed its Crestor® pediatric orphan drug HoFH sNDA on July 27, 2015—shortly after completion of the successful Pediatric HoFH Study. To expedite the approval process, AstraZeneca filed a request for priority review of its sNDA that fully met all FDA required criteria. See NDA 21-366/S-033 § 1.2.1. That request showed that the Pediatric HoFH Study and its results meet the criteria for priority review set forth in FDA’s Guidance for Industry Expedited Programs for Serious Conditions – Drugs and Biologics (May 2014). Nevertheless, FDA informed AstraZeneca on October 9, 2015, that the sNDA would receive standard, rather than expedited, review.22 AstraZeneca sought reconsideration of FDA’s decision not to grant priority review, and requested in the alternative that FDA consider reviewing the application on an expedited basis through the standard review process.23 In support of this request, AstraZeneca: 21 • highlighted the policies and procedures for review of NDAs outlined in FDA’s Manual of Policies and Procedures (MAPP 6020.3 Rev. 2), noting that supplemental applications that propose labeling changes in accordance with a final pediatric study report will automatically receive a priority review designation; • indicated that the pediatric orphan drug HoFH sNDA falls within a broad class of pediatric applications for which the MAPP strongly encourages priority review; and See Keenan Decl. ¶¶ 18–19. See id.¶ 19. 23 See id. 22 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 11 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 10 • showed that, following approval of REPATHA (evolocumab), approval of rosuvastatin would address the significant treatment gap that still remained for pediatric HoFH patients ages 6 to 12, as well as providing alternative and/or effective combination treatment for pediatric HoFH patients ages 13 to 17. Despite these arguments, FDA did not reconsider its initial review classification decision and kept AstraZeneca’s pediatric orphan drug HoFH sNDA on a standard review track.24 FDA approved AstraZeneca’s pediatric orphan drug sNDA on May 27, 2016.25 This approval will enable a significant improvement in the treatment of an orphan population for which no statin therapy was previously approved. Indeed, even following the approval in 2015 of REPATHA as an adjunct to diet and other LDL-lowering therapies (e.g., statins, ezetimibe, LDL apheresis) for the treatment of patients with HoFH who require additional lowering of LDL-C, there were no approved statins for treatment of pediatric HoFH patients under age 13 prior to FDA’s approval of AstraZeneca’s pediatric orphan drug sNDA in 2016.26 2. Crestor® Pediatric HoFH Labeling. AstraZeneca submitted a draft revised Crestor® label with its sNDA, reflecting the pediatric HoFH indication being sought. In an additional effort to accelerate the approval process, AstraZeneca followed up with FDA on May 2, 2016, May 5, 2016, and on other occasions. On May 12, 2016, FDA forwarded a revised draft of the Crestor label to AstraZeneca. AstraZeneca responded with a further revised draft Crestor® label five days later, on May 17, 2016, and remained in regular contact with FDA through approval of the label on May 27, 2016.27 3. Orphan Designation and Exclusivity. AstraZeneca applied for orphan designation for Crestor® for the treatment of pediatric HoFH in November 2013. FDA granted that designation on February 14, 2014. FDA’s approval of the pediatric HoFH sNDA thus triggers a grant of seven years of orphan exclusivity to the new labeling, extending from May 27, 2016, to May 27, 2023. * * * In view of these efforts, AstraZeneca requests that FDA expedite its consideration of this Citizen Petition and ensure that the issues raised herein are fully considered before FDA issues a final approval determination with respect to ANDAs or section 505(b)(2) NDAs that reference Crestor®. 24 See id. See id. ¶ 17. 26 See id. ¶ 7. 27 See id. ¶ 19. 25 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 12 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 11 II. ARGUMENT A. FDA May Not Carve Out AstraZeneca’s Protected Labeling Because Doing So May Present Serious Safety and Efficacy Risks FDA has adopted a safety and efficacy policy (the “Policy”) that squarely applies to AstraZeneca’s protected pediatric HoFH labeling. Under the Policy, a generic drug is “misbranded” and “will not [be] approve[d]” where 1. the reference-listed drug “is approved in adults and pediatric patients for the same indication”; 2. “the pediatric information is protected by exclusivity and is significantly different from the information regarding use in adults for the same indication”; and 3. “a carve-out of [the] pediatric information while the adult information is retained in the ANDA labeling may result in a potential safety risk to pediatric patients.” Otsuka Letter at 10.28 FDA highlighted three key aspects of the Policy last year in response to a citizen petition filed by Otsuka Pharmaceutical.29 FDA first reasoned that generic applications may not be approved so long as a carve out “may result in a potential safety risk.” Id. (emphases added). This language errs on the side of safety and makes clear that certainty is not required. Rather, the proper question is whether there is a meaningful prospect that a carve out would give rise to a safety or efficacy risk. The Otsuka Letter also notes that the Policy operates independently of the Agency’s general carve-out regulations. Hence, a generic drug is not “considered safe and effective” if the three criteria set forth above are met “even though the drug is otherwise subject to a carve out under section 505(j)(2)(A)(v) of the [FDCA], and 21 CFR 314.92(a)(1), 314.94(a)(8)(iv) and 314.12(a)(7).” Id. at 10 (emphasis added). Finally, the third criterion focuses on whether, when considering “both the information that will be carved out and the information that will remain in the labeling once the carve out is implemented,” the resulting label “would present a safety risk to pediatric patients using the drug for its approved (non-protected adult) indication.” Id. at 14.30 According to the Otsuka Letter, 28 These same considerations should apply to a section 505(b)(2) product. Otsuka’s citizen petition concerned Abilify (aripiprazole), a drug approved for treatment of Tourette’s Disorder in pediatric patients, and for which Otsuka had obtained both Hatch-Waxman and orphan drug exclusivity for the pediatric treatment data. See Otsuka Letter at 1, 13–15. 30 FDA also applies a comparative analysis, under which a carve out is impermissible if it “render[s] the 29 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 13 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 12 “[t]he Glucophage precedent” illustrates how this comparison test works in practice. Id. at 10 n.27. Bristol Myers Squibb (“BMS”), Glucophage’s sponsor, conducted pediatric studies for an indication for which Glucophage had already been approved in adults. These studies earned BMS three years of Hatch-Waxman exclusivity for the resulting pediatric labeling. FDA contends that it declined to approve an ANDA for Glucophage even for the adult indication until the expiry of the three-year exclusivity resulting from the pediatric studies because the agency concluded that, given that the drug was approved for the same indication in adults, the pediatric information was necessary for the safe use of the drug and therefore could not be carved out. Id. “As a result, the exclusivity awarded for the pediatric information provided a de facto exclusivity for use of the drug in all populations.” Id.31 In contrast, Otsuka was not entitled to the same “de facto exclusivity” because the label for its drug, Abilify (aripiprazole), “include[d] no dosing information for Tourette’s Disorder in adults” and therefore failed the first of the Policy’s three criteria. Id. at 14. In other words, once Abilify’s pediatric labeling was carved out, there was no risk that a doctor would rely on adult dosing information when prescribing generic aripiprazole to pediatric patients. Unlike Abilify, Crestor® meets all three of the Policy’s criteria and is therefore entitled to de facto exclusivity for the duration of AstraZeneca’s seven-year period of orphan drug exclusivity. Crestor® satisfies the Policy’s first criterion because it is approved for treatment of HoFH in adults and pediatric patients ages 7 to 17. This approval distinguishes Crestor® from Abilify and places Crestor® in the same position as Glucophage. Crestor® meets the Policy’s second criterion because its labeling for treatment of pediatric HoFH is protected by seven-year orphan drug exclusivity. This pediatric HoFH labeling is significantly different from the labeling regarding treatment of HoFH in adult patients, as illustrated in the table below. Whereas the dose range for adult HoFH patients “is 5 to 40 mg orally once daily” and the “usual starting dose in adult patients . . . is 20 mg once daily,” Label § 2.1 (emphasis added), the only approved dose for pediatric HoFH patients “is 20 mg orally once daily,” id. § 2.2. Moreover, Crestor®’s label states that the 40 mg dose may be used “for those patients who have not achieved their LDL-C goal utilizing the 20 mg dose,” and proposed drug product less safe or effective than the listed drug for all remaining, nonprotected conditions of use.” 21 C.F.R. § 314.27(a)(7) (emphasis added). 31 Notably, the Otsuka Letter fails to cite agency memoranda to support this account of its reasoning regarding the Glucophage precedent. Instead, the Otsuka Letter points to a single page of the Congressional Record as support for FDA’s interpretation of the Policy. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 14 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 13 that “[a]bout one third of the patients” in a prior study “benefited from increasing their dose from 20 mg to 40 mg, with further [cholesterol] lowering of greater than 6%.” Label §§ 2.1, 14.5 Dosage Other Information HoFH - Adults 20 mg daily recommended starting dose; 40 mg dose recommended for patients who have not achieved their LDL-C goal utilizing the 20 mg dose About one third of patients in prior study benefitted from increasing their dose from 20 mg to 40 mg HoFH - Pediatrics 20 mg daily recommended dose for patients 7 to 17 years old HeFH - Adults 5 to 40 mg daily (based on general dosing) HeFH - Pediatrics 5 to 10 mg daily for patients 8 to less than 10 years old; 5 to 20 mg daily for patients 10 to 17 years old Patients should be titrated upwards from starting 5 mg dose to a maximum dosage of 20 mg once daily Fig. 2: Summary table of Crestor® current labeling information. Shaded material subject to seven-year orphan drug protection. Source: Label §§ 2.1–2.2, 14.5. As to the third criterion, there is strong evidence that carving out AstraZeneca’s protected pediatric HoFH labeling “may result in a potential safety risk to pediatric patients.” Otsuka Letter at 10. The attached declaration of Gregory Keenan, MD, a clinician familiar with the Pediatric HoFH Study and with expertise in treatment of pediatric patients and pharmaceutical development, bears this out in four principal ways.32 First, a carve out may lead specialists to over-treat pediatric HoFH patients. For example, without access to AstraZeneca’s protected pediatric HoFH labeling, a specialist might prescribe rosuvastatin doses in excess of 20 mg (the amount recommended in the protected labeling) based on the adult HoFH indication, which ranges up to 40 mg. This risk is particularly acute because Crestor®’s unprotected labeling states that the recommended “starting dose” for adult patients is 20 mg and that an increased 40 mg dose may be used for patients who have not achieved their LDL-C goal utilizing the 20 mg dose. Label § 2.1 (emphasis added). Physicians might also over-treat pediatric HoFH patients based on the unprotected label’s statement that 32 See Keenan Decl. ¶¶ 21–28. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 15 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 14 “[a]bout one third of the patients” in a recent study “benefited from increasing their dose from 20 mg to 40 mg, with further [cholesterol] lowering of greater than 6%.” Label § 14.5.33 Specialists may also be prone to over-treat pediatric HoFH patients by adjusting upward from the dose for pediatric HeFH—a related but much less serious condition—recited in Crestor®’s labeling.34 Specialists may take this course based on the knowledge that HoFH patients are 50 percent less responsive to statin treatment than HeFH patients, and that pediatric HoFH patients are at a much greater risk of a cardiac event early in life than HeFH patients.35 Second, a carve out may cause generalist doctors with limited experience in treating HoFH to under-treat their pediatric patients. For example, a generalist might prescribe below the protected 20 mg dosage based on the lower dose ranges for pediatric HeFH in Crestor®’s labeling.36 Third, there is a risk that children ages 7 to 9 will be undertreated if AstraZeneca’s protected pediatric HoFH data is carved out, because the Crestor® label recommends titrating upwards from a 5 mg starting dose to a 10 mg dose for HeFH patients ages 8 to less than 10, and titrating upwards from a 5 mg starting dose to a maximum dose of 20 mg for HeFH patients ages 10 to 17.37 In comparison, the protected pediatric labeling states that the recommended dose for pediatric HoFH patients ages 7 to 17 is 20 mg. See Label § 2.2. Indeed, while the protected labeling includes information on treatment of 7-year old HoFH patients, the HeFH labeling includes no information at all about the treatment of 7-year olds. Fourth, if the Pediatric HoFH Study information is omitted from the labeling for rosuvastatin products other than Crestor®, the resulting safety risk would not be cured by a general disclaimer referring to the existence of pediatric-use information in Crestor®’s labeling. Such a disclaimer currently appears on the labeling for a licensed generic rosuvastatin product marketed by Watson. Specifically, the Watson disclaimer states that Pediatric use information for patients ages 8 to less than 10 years is approved for AstraZeneca’s CRESTOR (rosuvastatin calcium) tablets. However, due to 33 Crestor®’s unprotected labeling states that 20 percent (8 of 40) of the patients in this study were ages 8 to 17, thus providing a further risk that specialists may over-treat by prescribing 40 mg for pediatric HoFH patients. 34 Crestor®’s label recommends a dose of 5 to 10 mg once daily for pediatric HeFH patients age 8 to less than 10, and a dose of 5 to 20 mg once daily for pediatric HeFH patients age 10 to 17. In comparison, the protected labeling recommends a dose of 20 mg once daily for all pediatric HoFH patients. Label § 2.2. 35 See Keenan Decl. ¶¶ 21–25. 36 See id. ¶ 26. 37 See id. Some pediatric HeFH patients achieve treatment goals at doses below 20 mg, in which case the 20 mg dose of Crestor® is not administered. Id. ¶ 9. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 16 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 15 AstraZeneca’s marketing exclusivity rights, this drug product is not labeled with that pediatric information. This language is based on the omission of labeling for pediatric HeFH, and will be understood as a reference to the pediatric HeFH labeling in Crestor® given that the age range of patients ages 8 to less than 10 years tracks to the information in the Crestor® labeling for pediatric HeFH.38 The disclaimer makes no reference to HoFH and omits 7-year olds altogether, who are within the approved pediatric HoFH population. The disclaimer thus does not alert the physician to the omission of critical information on use in pediatric HoFH.39 These risks present serious safety and efficacy concerns. Over-treatment of a pediatric HoFH patient could lead to severe skeletal muscle effects (e.g., myopathy and rhabdomyolysis) or acute renal failure. See Label § 5.1. The risk that physicians treating pediatric HoFH patients will exceed the 20 mg dose shown effective in the Pediatric HoFH Study is exacerbated by the severe potential consequences of inadequate treatment of HoFH, and the understanding that HoFH patients generally have a lower and more unpredictable response to statin therapy.40 On the other hand, under-treatment could allow the disease to progress rapidly, resulting in accelerated onset of cardiovascular disease and increased risk of angina pectoris or myocardial infarction.41 Because Crestor® satisfies all three of the criteria set forth in the Otsuka Letter, AstraZeneca is entitled to “de facto exclusivity for use of the drug in all populations.” Otsuka Letter at 10 n.27. Indeed, failure to grant AstraZeneca the benefit of this Policy would constitute an unexplained departure from past agency practice, in violation of the Administrative Procedure Act. See Ramaprakash v. FAA, 346 F.3d 1121, 1124–25 (D.C. Cir. 2003). Although FDA relied in part on the Best Pharmaceuticals for Children Act (“BPCA”), 21 U.S.C. § 505A(o), in denying Otsuka’s citizen petition, that statute does not provide carve-out authority, or authority to add a pediatric labeling disclaimer,42 here because it unambiguously 38 As required under the terms of the March 2013 settlement agreement, AstraZeneca granted Watson a waiver of its Crestor® orphan drug exclusivity rights on May 31, 2016. See Walters Decl. ¶ 7. As a result, the labeling for Watson’s generic rosuvastatin product includes (or will soon include) the key Pediatric HoFH Study information described above. Id. ¶ 8. 39 See Id. ¶ 27. 40 Id. ¶ 24. 41 See id. ¶ 26. 42 Where section 505A(o) does apply, it authorizes FDA after carving out protected labeling to include an affirmative disclaimer statement in the labeling to alert prescribers that the drug is not labeled for pediatric use and to include “a statement of any appropriate pediatric contraindications, warnings, precautions, or other information that the Secretary considers necessary to assure safe use.” 21 U.S.C. § 355a(o)(2). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 17 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 16 applies to labeling protected only by patent and Hatch-Waxman exclusivity. In particular, section 505A(o)(1) provides that A drug for which an application has been submitted or approved under section 355(j) of this title shall not be considered ineligible for approval under that section or misbranded under section 352 of this title on the basis that the labeling of the drug omits a pediatric indication or any other aspect of labeling pertaining to pediatric use when the omitted indication or other aspect is protected by patent or by exclusivity under clause (iii) or (iv) of section 355(j)(5)(F) of this title. 21 U.S.C. § 355A(o)(1) (emphasis added). AstraZeneca’s pediatric HoFH labeling is not protected only “by patent or by exclusivity under” 21 U.S.C. § 355(j)(5)(F). Instead, it is protected by orphan drug exclusivity, which arises from section 355cc(a) of the FDCA—a provision not mentioned in any way in section 505A(o). See 21 U.S.C. § 360cc(a) (providing seven years of exclusivity for drugs approved to treat “a rare disease or condition”). Because section 505A(o)’s text is plain and unambiguous, FDA’s “‘sole function . . . is to enforce [the statute] according to its terms.’” Sebelius v. Cloer, 133 S. Ct. 1886, 1896 (2013) (quoting Hartford Underwriters Ins. Co. v. Union Planters Bank, N.A., 530 U.S. 1, 6 (2000)). FDA has consistently read section 505A(o) according to its plain terms. Immediately following BPCA’s passage in 2002, FDA stated in response to a citizen petition filed by BMS that section 505A(o) addresses pediatric labeling only protected by “patent exclusivity” or “3year exclusivity under section 505(j)(5)(D)(iii) & (iv) of the [FDCA].” Letter from Dennis E. Baker, Associate Commissioner for Regulatory Affairs, to C. Boyden Gray, Wilmer Cutler & Pickering, No. 01P-0586/CP1, at 1 & n.2 (Jan. 24, 2002). Similarly, officials in FDA’s Center for Drug Evaluation and Research have twice acknowledged that section 505A(o) “does not address the carve-out of protected pediatric information from [section] 505(b)(2) product labeling” because section 505A(o) refers only to applications submitted under 21 U.S.C. § 355(j). Memorandum from Jeanine Best, MSN, RN, PNP, Senior Clinical Analyst – Pediatric and Maternal Health Staff, to Division of Hematology Products, Ref. ID 2911472, at 3 (Feb. 28, 2011); Memorandum from Jeanine Best, MSN, RN, PNP, Senior Clinical Analyst – Pediatric and Maternal Health Staff, to Division of Neurology Products et al., Ref. ID 3245307, at 8 (Jan. 15, 2013). Just as FDA has followed the plain language of section 505A(o) with respect to section 505(b)(2) NDAs, it must follow the plain language authorizing a carve out of labeling only protected by patent or Hatch-Waxman exclusivity, and not the orphan-drug-exclusivity protected labeling at issue in this Citizen Petition. Indeed, the “fix” enacted in section 505A(o) was a deliberate and carefully crafted step to “override” FDA’s pediatric-labeling requirements, 147 Cong. Rec. H10210, but not when orphan exclusivity applies. The legislative history is replete with references to three-year exclusivity, as Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 18 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 17 that was the exclusivity protection afforded BMS for Glucophage, see, e.g., 147 Cong. Rec. H8105 (“H.R. 2887 closes this potential loophole by instructing the FDA to approve generic drugs without proprietary pediatric labeling awarded to product sponsors under the HatchWaxman Act.”); id. H10210 (statement of Rep. Eshoo) (“[T]he bill we will vote on today and send to the President closes the ‘Glucophage loophole’ which allowed one company to get an additional 3 years of marketing exclusivity.”). Importantly, although Congress went beyond the specifics of the Glucophage precedent in crafting section 505A(o), it added only a type of labeling protection not at issue here—that provided by the patent laws. Congress took this step despite the fact that Glucophage had no patent protection. See 147 Cong. Rec. H8551 (statement of Rep. Pallone) (“There are no patents blocking the approval of generics in this case [Glucophage].”). This incremental step reflects careful Congressional attention to the specific areas that Congress believed needed reform and does not extend to labeling specially protected by orphan exclusivity. * * * In short, carving out AstraZeneca’s protected pediatric HoFH labeling may give rise to a broad range of potential safety and efficacy risks, and FDCA section 505A(o) does not provide authority for FDA to address the issue through alternate labeling. Because these risks satisfy all the criteria for de facto exclusivity under the Policy set forth in FDA’s Otsuka Letter, FDA may not carve out the protected labeling—and therefore may not approve generic rosuvastatin ANDAs or section 505(b)(2) NDAs—prior to the expiration of Crestor®’s period of orphan drug exclusivity. B. FDA May Not Carve Out AstraZeneca’s Protected Labeling Because FDA Lacks Authority To Carve Out Pediatric Labeling Protected By Orphan Drug Exclusivity FDA may not carve out AstraZeneca’s protected pediatric HoFH labeling for an additional and independent reason: none of FDA’s carve-out authorities applies to pediatric labeling protected by orphan drug exclusivity, regardless of a factual inquiry into whether the omitted labeling raises a safety issue. 1. The FDCA And FDA’s Pediatric-Labeling Regulations Present A Barrier To Generic-Drug Approvals FDA’s pediatric-labeling regulations mandate that dosing, specific indications, and safety data pertaining to pediatric uses “must appear in all prescription drug labeling.” 21 C.F.R. §§ 201.57(a), (a)(6)–(7), (a)(13), (c)(2)(i)(B), (c)(3)(i)(H). Thus, “[i]f there is a specific pediatric indication different from those approved for adults that is supported by adequate and wellcontrolled studies in the pediatric population, it must be described under the ‘Indications and Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 19 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 18 Usage’ section, and appropriate pediatric dosage information must be given under the ‘Dosage and Administration’ section.” Id. § 201.57(c)(9)(iv)(B). Similarly, if “there are specific statements on pediatric use of the drug for an indication also approved for adults that are based on adequate and well-controlled studies in the pediatric population,” that information must be included in labeling in the “Pediatric use” subjection, discussed as applicable in detail under the “Clinical Pharmacology” and “Clinical Studies” sections, pediatric dosage must be given under the ‘‘Dosage and Administration’’ section, and the ‘‘Pediatric use’’ subsection of the labeling must cite limitations on pediatric use. Id. § 201.57(c)(9)(iv)(C). FDA has explained that “[a] drug product that is not in compliance with [the pediatric-labeling rules] would be considered misbranded and an unapproved new drug under the [FDCA].” 59 Fed. Reg. 64,240, 64,247 (1994).43 These FDA pediatric-labeling regulations create a barrier to approval of a generic drug when (i) the reference-listed drug is approved for one or more pediatric indications and (ii) at least one of those pediatric indications is protected by patent, Hatch-Waxman, or some other form of exclusivity.44 In this scenario, the generic manufacturer cannot secure approval: The pediatric-labeling rules require the manufacturer to include the pediatric labeling, see 21 C.F.R. §§ 201.57(a), (c)(9)(iv)(B), but that labeling is protected and thus unavailable. If FDA carved the protected labeling out, the generic drug would be considered misbranded under the pediatriclabeling rules. See 59 Fed. Reg. at 64,247. This was the scenario presented in the Glucophage (metformin) precedent. At the time, “the only obstacle” to approval of generic metformin was a perceived “loophole in the WaxmanHatch [Act]” that provided total exclusivity whenever the sponsor of a reference-listed drug obtained exclusivity with respect to one or more pediatric indications. 147 Cong. Rec. H8551 (Nov. 28, 2001) (statement of Rep. Pallone) (emphasis added). “FDA’s Office of Generic Drugs” was “unable to allow . . . generics onto the market due to” the “monopoly” BMS obtained under FDA regulations. Id. The foregoing context shows why section 505A(o) was necessary and how the statute was intended to operate within FDA’s overall regulatory framework. Section 505A(o) was enacted because FDA’s carve-out authority was limited by operation of FDA’s own 1994 pediatric-labeling regulations. On the one hand, FDA had authority under its general 1992 carve-out regulations to allow generic drugs to omit certain labeling,45 but, on the other hand, 44 See also 147 Cong. Rec. H10209 (Dec. 18, 2001) (“In 1994, the FDA created an exception to [its general carve-out] regulation[s], concerning acceptable label omissions, affording pioneer drug manufacturers extended total marketing exclusivity based on the development of new pediatric use indications. In particular, the FDA adopted regulations requiring that pediatric information be included in the labeling of every prescription drug. See 21 C.F.R. § 201.57(f)(9)(ii).”). 45 Via regulations promulgated in 1992, FDA has interpreted section 505(j)(2)(A)(v)’s exception for Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 20 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 19 FDA’s later-in-time 1994 pediatric-labeling regulations precluded omissions of pediatric information by requiring such information to be included on the label or requiring the drug to be considered misbranded. Congress understood this problem when it enacted section 505A(o). Indeed, Congress did not act in a vacuum when it enacted section 505A(o). Rather, in late 2001, Congress confronted a specific situation that demonstrated the need for a change in the law, and that situation drove the enactment of section 505A(o). Under then-existing law, FDA’s grant of three-year exclusivity for Glucophage resulted in “total marketing exclusivity” because, under FDA’s 1994 pediatric-labeling regulations, generics could not omit the three-yearexclusive pediatric indication from their labels. See 147 Cong. Rec. H10209 (Dec. 18, 2001) (“Under existing law, that grant resulted in total marketing exclusivity with respect to Glucophage for the applicable period because BMS has acquired exclusive rights to the only pediatric use indication that applied under the pediatric labeling requirements.”); id. at H8105 (Nov. 13, 2001) (statement of Rep. Dingell) (“Because FDA has granted three-year exclusivity to the pediatric label of Glucophage, Bristol has argued that no generic may be marketed during the pendency of its labeling exclusivity.”). Congress clearly understood that the so-called Glucophage problem arose in the context of the statutes and regulations discussed above. Indeed, a memorandum in the Congressional Record explains that FDA’s 1994 pediatric-labeling regulations superseded the 1992 general carve-out regulations by “requiring that pediatric information be included in the labeling of every prescription drug.” 147 Cong. Rec. H10209 (Dec. 18, 2001). As reflected in that memorandum, the practical effect of FDA’s 1994 pediatric-labeling regulations was to afford Glucophage a three-year period of “total marketing exclusivity” for all uses, rather than just for the three-yearexclusive pediatric indication. See id. 2. Section 505A(o) Unambiguously Addresses Only Patent And HatchWaxman Exclusivity Congress enacted section 505A(o) to close the Glucophage “loophole.” See, e.g., 147 Cong. Rec. H8105 (Nov. 13, 2001) (statement of Rep. Dingell) (“H.R. 2887 closes this potential loophole by instructing the FDA to approve generic drugs without proprietary pediatric labeling awarded to product sponsors under the Hatch-Waxman Act.”); id. at H8552 (Nov. 28, 2001) (statement of Rep. Pallone) (“Mr. Speaker, there is currently a legislative fix in place in the House and Senate version of the pediatric exclusivity bill that would close this loophole and allow generic versions of this diabetes drug to compete with Bristol’s Glucophage.”); H.R. Rep. No. 107-277 (2001), at 38 (“[Section 505A(o)] does make clear that if a manufacturer does claim labeling changes made “because the new drug and the listed drug are produced or distributed by different manufacturers” as allowing generic drugs to “omi[t] . . . an indication or other aspect of labeling” that is “protected by patent or accorded exclusivity under section 505(j)(5)(F) of the Act.” 21 C.F.R. § 314.94(a)(8)(iv). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 21 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 20 supplemental exclusivity under section 505(j), the terms of that exclusivity will not prevent generic competition for the indications or aspects of labeling which are not protected.”). Notably, Congress did not amend or alter FDA’s longstanding pediatric-labeling regulations, which remain in effect today, when it enacted section 505A(o). Instead, Congress expanded FDA’s carve-out authority for pediatric labeling with respect to labeling protected only by patent and Hatch-Waxman exclusivity. See 21 U.S.C. § 355A(o)(1) (referring to “labeling pertaining to pediatric use” that is protected only “by patent or by exclusivity under [§ 355(j)(5)(F)(iii) or (iv)]”). FDA has repeatedly acknowledged this limited scope, as noted in Part II.A, supra. Because section 505A(o) does not address other forms of exclusivity—including exclusivity afforded by the Orphan Drug Act, 21 U.S.C. § 360cc(a)—the barrier to generic-drug approvals presented in the Glucophage precedent remains with respect to orphan drug exclusivity. Indeed, it is well-settled that agencies and courts shall construe statutes without adding words to or modifying the statutory text. See Utility Air Regulatory Grp. v. EPA, 134 S. Ct. 2427, 2446 (2014) (“an agency may not rewrite clear statutory terms to suit its own sense of how the statute should operate”); 62 Cases, More or Less, Each Containing Six Jars of Jam v. United States, 340 U.S. 593, 596 (1951) (“[O]ur problem is to construe what Congress has written. After all, Congress expresses its purpose by words. It is for us to ascertain – neither to add nor to subtract, neither to delete nor to distort.”). 3. FDA’s General Carve-Out Provisions Do Not Provide Authority To Carve Out AstraZeneca’s Protected Labeling In 1992, FDA promulgated a series of general “carve-out” regulations. See 57 Fed. Reg. 17,950, 17,984–86, 17,992 (1992). These regulations empower FDA to approve a generic drug even when its label differs from the reference-listed drug in specified ways. For example, the regulations provide that a generic drug label may differ from the reference-listed drug’s label by the “omission of an indication or other aspect of labeling protected by patent or accorded exclusivity under section 505(j)(5)(F) of the [FDCA]” so long as “such differences do not render the proposed drug product less safe or effective than the listed drug for all remaining, nonprotected conditions of use.” 21 C.F.R. §§ 314.94(a)(8)(iv), 314.127(a)(7). These general carve-out regulations do not fill the void left by section 505A(o) for at least five reasons. First, FDA understood that its general carve-out authorities were insufficient when it evaluated generic metformin ANDAs in 2001. Were that not the case, section 505A(o) would have been unnecessary. To the extent FDA is now of the view that it could have resolved the Glucophage problem by exercising its general carve-out authorities, that view constitutes an unexplained departure from past agency practice, in violation of the Administrative Procedure Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 22 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 21 Act. See Ramaprakash, 346 F.3d at 1124–25. Similarly, to the extent FDA now believes that the problem posed in the Glucophage precedent was not a legal inability to carve out protected pediatric information, but rather an inability to do so only when a carve out would (as a factual matter) present a safety risk, FDA’s stance is revisionist history. The Congressional Record shows that the Glucophage problem was the product of the same-label and pediatric-labeling requirements: “The FDA’s Office of Generic Drugs has numerous generic versions of this diabetes drug awaiting approval. However, the office is unable to allow these generics onto the market due to Bristol’s monopoly. There are no patents blocking the approval of generics in this case. The only obstacle is a . . . loophole in the Waxman-Hatch exclusivity.” 147 Cong. Rec. H8551 (Nov. 28, 2001) (statement of Rep. Pallone). Contemporaneous trade press coverage likewise shows that FDA interpreted its regulations as prohibiting carve outs of protected pediatric labeling. Articles indicate that FDA “delayed” and placed “on hold” approval of “[g]enerics for Bristol-Myers Squibb’s diabetes drug Glucophage (metformin) and anti-anxiety agent BuSpar (buspirone) . . . because of Waxman/Hatch exclusivity for pediatric labeling.” FDA Discontinued Label Guidance on Hold, The Pink Sheet (Apr. 8, 2002).46 Gary Buehler, Director of FDA’s Office of Generic Drugs, explained that FDA’s approval process for generic metformin ANDAs “stopped . . . because of a problem with pediatric labeling,” and that “the ideal solution” for this problem was new legislation by Congress. Glucophage Generics Should Be Addressed by Congress, OGD’s Buehler Says, The Pink Sheet (Nov. 5, 2001). Congress responded to that call for action on the understanding that, prior to the enactment of 21 U.S.C. § 505A(o), “[a] pharmaceutical company [wa]s prohibited under the law . . . to market a dru[g] . . . without the pediatric indication being on the label.” 147 Cong. Rec. H8101 (Nov. 13, 2001) (statement of Rep. Tauzin). Second, Congress was aware of FDA’s conclusion that it lacked legal authority to carve out protected pediatric information, yet did not provide authority to carve out labeling protected by orphan drug exclusivity in section 505A(o). FDA must presume that the disparate inclusion was intentional, particularly because Congress was considering orphan drug legislation during the same time period. Cf. Russsello v. United States, 464 U.S. 16, 23 (1983) (“[I]t is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion” of statutory terms.). This reading finds further support in the expressio unius canon of statutory interpretation. 46 See also Bristol BuSpar Pediatric Labeling May Delay Second Round of Generics, The Pink Sheet (Oct. 1, 2001) (FDA delayed approval of BuSpar ANDAs based on the argument that “FDA cannot approve a generic that does not include the same pediatric labeling as the innovator”); see also id. (“The FDA rhetoric . . . has been [that] they cannot approve a generic drug with the label that doesn’t have a pediatric indication for it if in fact the innovator product does have a pediatric indication.”). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 23 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 22 See Leatherman v. Tarrant Narcotics Intelligence & Coordination Unit, 507 U.S. 163, 168 (1993); TRW Inc. v. Andrews, 534 U.S. 19, 28–29 (2001). The negative phrasing employed in section 505A(o) defines FDA’s approval authority no less than positive phrasing would have done. Cf. Marine Space Enclosures, Inc. v. Fed. Maritime Comm’n, 420 F.2d 577, 583-84 (D.C. Cir. 1969) (interpreting a statute that required a hearing prior to the Commission’s decision to “disapprove, cancel or modify any agreement” to require a hearing prior to approval of an agreement). Here, Congress simply chose to define FDA’s approval authority by limiting the circumstances in which FDA cannot deny approval when it comes to carve outs of pediatric labeling, rather than defining when FDA shall grant approval in the face of such carve outs. Under either formulation, however, the outcome is the same. Congress directed when FDA shall approve generic drugs (i.e., “shall not be considered ineligible for approval . . . or misbranded”), assuming that other conditions for approval are satisfied. When the statute directs FDA not to disapprove an ANDA that omits labeling protected only by patent or three-year-exclusivity, FDA has no license to grant approvals omitting, as here, pediatric indications or information protected by other forms exclusivity.47 Third, section 505A(o) speaks directly to the question of when FDA may carve out pediatric labeling information, whereas other statutory provisions (e.g., the “different manufacturer” exception to the same-labeling statute) address carve-out authority only generally. Thus, under the “commonplace [canon] of statutory construction that the specific governs the general,” section 505A(o) provides the exclusive means by which protected pediatric labeling may be carved out. RadLAX Gateway Hotel, LLC v. Amalgamated Bank, 132 S.Ct. 2065, 2071 (2012). Because section 505A(o) does not address orphan drug exclusivity, FDA lacks carve-out authority with respect to AstraZeneca’s protected orphan drug labeling. Indeed, the absence of any reference to orphan drug exclusivity in section 505A(o) reflects an intentional Congressional choice to omit orphan drug exclusivity from the categories of pediatric information that may be omitted from generic drug labeling. This conclusion is reinforced because orphan drug exclusivity long predated section 505A(o). See United States v. Langley, 62 F.3d 602, 605 (4th Cir. 1995) (“Congress acts with knowledge of existing law, and . . . absent a clear manifestation of contrary intent, a newly-enacted or revised statute is presumed to be harmonious with existing law and its judicial construction.” (quotation marks omitted)). 47 Congress’s expression of FDA’s approval authority in a double negative (i.e., “shall not be considered ineligible or misbranded”) acts as a positive constraint. In other words, in the absence of satisfying the double negative condition, FDA cannot grant approval. See Adams v. State Livestock Facilities Siting Review Bd., 787 N.W. 2d 941 (Wisc. Ct. App. 2010); Ford Motor Co. v. Kahne, 379 F. Supp. 2d 857, 861 n.3 (E.D. Mich. 2005). Moreover, there are no “contrary indications that adopting a particular rule or statute was probably not meant to signal any exclusion” of orphan drug exclusivity. See Marx v. Gen. Revenue Corp., 133 S. Ct. 1166, 1175 (2013). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 24 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 23 Moreover, language elsewhere in section 505A(o) demonstrates that Congress was well aware of orphan drug exclusivity. Specifically, in sections 505A(b) and 505A(c), in addressing the interaction of pediatric exclusivity with patent and regulatory protections, Congress specifically mentioned orphan drug exclusivity in other contexts not relevant to the issue at hand. See 21 U.S.C. §§ 355A(b)(1)(A)(ii), 355A(c)(1)(A)(ii). Accordingly, Congress would have specifically included orphan drug exclusivity in section 505A(o) had Congress intended orphan drug exclusivity to be a category of exclusivity that may be omitted from generic drug labeling. Indeed, when it enacted section 505A(o), Congress was not picking from an endless universe of patent and regulatory protections; there are only a handful of such categories, two of which are specified in section 505A(o). Had Congress intended that all exclusivities could be carved out from a generic drug’s label, Congress could have spoken broadly and used the term “exclusivity” alone without specifically referring to “orphan drug exclusivity.” Congress intentionally chose not to use such a broad, catch-all term in section 505A(o), even though it has done so elsewhere. Compare 21 U.S.C. § 355(j)(10)(A)(i) (a drug shall “be eligible for approval and shall not be considered misbranded . . . if the application is otherwise eligible for approval under this subsection but for expiration of patent, an exclusivity period, or of a delay in approval” (emphasis added)). Congress’s failure to employ such terminology provides further evidence that section 505A(o) was not intended to sweep in all forms of exclusivity. Fourth, FDA’s pediatric-labeling rules trump the general carve-out rules. The pediatriclabeling rules are categorical; they say that all pediatric labeling must be included. And these rules were adopted in 1994, after FDA adopted its general carve-out rules in 1992. See 57 Fed. Reg. 17,950, 17,984-86, 17,992 (1992). Thus, the later-in-time labeling rules override the carveout rules to the extent the two conflict. See, e.g., Boudette v. Barnette, 923 F.2d 754, 757 (9th Cir. 1991) (“When two statutes conflict the general rule is that the statute last in time prevails.”); Maceren v. INS, 509 F.2d 934, 941 (9th Cir. 1974) (when regulations conflict, “the earlier regulation should give way to the later in time”).48 Fifth, and finally, the Orphan Drug Act (“ODA”) has always provided a seven-year period of exclusivity for approved orphan drugs since its enactment 33 years ago. See Pub. L. No. 97-414, § 527, 96 Stat. 2049, 2051 (1983) (codified at 21 U.S.C. § 360cc). Similarly, ever since their adoption, FDA’s orphan drug regulations have provided that, when a drug receives 48 To the extent FDA interprets its pediatric-labeling and general-carve-out regulations differently, its interpretation is erroneous. Auer deference does not apply because FDA’s regulations are not ambiguous. See Christensen v. Harris Cnty., 529 U.S. 576, 588 (2000) (“Auer deference is warranted only when the language of the regulation is ambiguous.”). Even if it did apply, an interpretation of the regulations that allowed a carve out here would be “plainly erroneous or inconsistent with the regulation[s].” Auer v. Robbins, 519 U.S. 452, 461 (1997). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 25 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 24 orphan drug exclusivity, “no approval will be given to a subsequent sponsor of the same drug for the same use or indication for 7 years.” 21 C.F.R. § 316.3(b)(12); see also 57 Fed. Reg. 62,076, 62,086 (1992). These provisions, including the incentives provided to drug companies to develop drugs for the treatment of rare diseases and the policy reasons for those incentives, are well-known to Congress, and apply with special force to a pediatric orphan disease or condition.49 Those incentives and policy considerations were not merely in the background but instead were under active consideration by Congress when section 505A(o) was enacted. In fact, the legislative record reflects that Congress was considering orphan drug exclusivity contemporaneously with its debate over section 505A(o). On August 1, 2001, the Senate Health, Education, Labor and Pensions (“HELP”) Committee held a markup of the BPCA. See S. Rep. No. 107-79 (2001), at 5. Two days later, on August 3, 2001, Senator Kennedy, Chairman of the HELP Committee, introduced a bill entitled “Rare Diseases Act of 2001,” to provide statutory authorization for the existing Office of Rare Diseases at the National Institutes of Health (“NIH”) and to increase the funding for FDA’s Orphan Product Research Grant program. S. 1379, 107th Cong. (2001); 147 Cong. Rec. S8952 (Aug. 3, 2001). In commenting on the bill, Chairman Kennedy noted “that Congress has had a longstanding interest in rare diseases” and “[i]n 1983, . . . enacted the Orphan Drug Act to promote the development of treatments for rare diseases and disorders.” 147 Cong. Rec. S8952. The text of Senator Kennedy’s bill itself reflected an understanding of the continuing need to strongly incentivize drug manufacturers to develop drugs for orphan diseases. The findings in the bill stated, “[f]or many years, the 25,000,000 Americans suffering from the over 6,000 rare diseases and disorders were denied access to effective medicines because prescription drug manufacturers could rarely make a profit from marketing drugs for such small groups of patients. The prescription drug industry did not adequately fund research into such treatments.” S. 1379, 107th Cong., 1st Sess., at 2. “The Orphan Drug Act created financial incentives for the research and production of such orphan drugs. New federal programs at the National Institutes of Health and the Food and Drug Administration encouraged clinical research and commercial product development for products that target rare diseases.” Id. at 3. The legislation recognized that, “[d]espite the tremendous success of the [ODA], rare diseases and disorders deserve greater emphasis,” and so the legislation had the purpose of establishing an Office of Rare Diseases at the NIH and “increas[ing] the national investment in the development of diagnostics and treatments for patients with rare diseases and disorders.” Id. at 3–4. In parallel with its consideration of these orphan drug exclusivity provisions, on October 4, 2001, the HELP Committee issued a report on S. 838, an early version of BPCA. See S. Rep. No. 107-79 (2001). Shortly thereafter, on October 16, 2001, the HELP Committee marked up the Rare Diseases Act. See id. at 5. Only two days later, the Senate passed BPCA (S. 838) with 49 See, e.g., 21 U.S.C. § 360ff (establishing rare pediatric disease priority review voucher program). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 26 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 25 an amendment containing what is now codified in section 505A(o). See 147 Cong. Rec. S10816–19 (Oct. 18, 2001); id. S10844–46 (Oct. 18, 2001). On December 12, 2001, the Senate considered and passed the BPCA legislative vehicle that ultimately was enacted (S. 1789) containing what is now codified in section 505A(o). See 147 Cong. Rec. S13070–76 (Dec. 12, 2001). Six days later, on December 18, 2001, the Senate HELP Committee issued a report on the Rare Diseases Act, which was enacted later in 2002. See S. Rep. No. 107-129; Rare Diseases Act of 2002, Pub. L. No. 107-280, 116 Stat. 1988 (Nov. 6, 2002). The first paragraph of that December 18, 2001, Senate HELP Committee Report clearly evidences the HELP Committee’s understanding and recognition of the importance of the Orphan Drug Act, including its orphan drug exclusivity incentive afforded to drug manufacturers: “To address a longstanding unmet need to develop new treatments, diagnostics, and cures for rare diseases and disorders, Congress enacted the Orphan Drug Act of 1983 (Pub. L. 97-414). This Act created financial incentives, such as market exclusivity, tax credits, and research grants, for the research and production of orphan drugs, and established the Orphan Products Board at the [FDA]. Congress sought through the Act to encourage the development of new ‘orphan’ treatments, diagnostics, and cures for the millions of Americans with rare diseases who did not have access to effective medicines because prescription drug manufacturers were unlikely to develop and market drugs for such small groups of patients.” S. Rep. No. 107-129, at 1–2 (emphasis added). That same December 18th HELP Committee Report noted that “[t]he Orphan Drug Act provided seven years of market exclusivity and expanded tax credits to companies for the development and marketing of orphan drugs.” Id. at 3 (emphasis added).50 In short, Congress was, at the very same time, actively considering in parallel both orphan drug exclusivity and the pediatric labeling omission provisions in section 505A(o). The same Senators who enacted section 505A(o) knew exactly what they were doing by limiting it to labeling protected only by patent protection and three-year exclusivity, and by not including orphan drug exclusivity within the scope of section 505A(o). Indeed, the foregoing legislative history of Congress’ consideration of orphan drug exclusivity in parallel with Congress’ consideration of pediatric labeling omissions in section 505A(o) reflects precisely why Congress omitted orphan drug exclusivity from section 505A(o): Congress understood the value and impact of orphan drug exclusivity and eschewed enactment of language that would in any way diminish that protection in the case of a pediatric orphan disease or condition. The Pediatric HoFH Study provides an example of how the incentives created by the 50 A comparable legislative record is found in the House of Representatives. For example, during an October 11, 2001, markup of the BPCA legislation (H.R. 2887) by the House Committee on Energy and Commerce, Representative Waxman noted that drug manufacturers “get even more exclusivity” for orphan drugs. Tr. of Record of Markup on H.R. 2985 American Spirit Fraud Prevention Act of 2001, H.R. 2887, Best Pharmaceuticals for Children Act, and H.R. 2983 Price-Anderson Reauthorization Act of 2001, House of Representatives, Committee on Energy and Commerce, at 68 (Oct. 11, 2011). Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 27 of 79 Division of Dockets Management (HFA-305) May 31, 2016 P a g e | 26 Orphan Drug Act and FDA’s pediatric-labeling regulations work in practice. Pediatric HoFH is an important public-health issue with unmet medical need. Although the market for HoFH treatment is small (due to the small number of pediatric HoFH patients), AstraZeneca agreed to invest time and resources in the Pediatric HoFH Study based in large part on the incentives created by Congress and FDA regulations.51 Without those incentives, it is not realistic to expect that a drug manufacturer would invest time and resources in investigating treatment for small pediatric patient populations. * * * For all the foregoing reasons, FDA lacks legal authority to carve out AstraZeneca’s protected labeling, and may not lawfully approve ANDAs or section 505(b)(2) NDAs for generic rosuvastatin calcium until (i) AstraZeneca’s orphan drug exclusivity expires, (ii) FDA revises its pediatric-labeling rules through notice-and-comment rulemaking, or (iii) Congress amends section 505A(o) to cover orphan drug exclusivity. Although FDA and the United States District Court for the District of Maryland concluded in the Otsuka litigation that FDA has authority to carve out pediatric labeling protected by orphan drug exclusivity,52 that conclusion is incorrect and should be overturned for the reasons given above. ENVIRONMENTAL IMPACT The actions requested in this Petition are subject to categorical exclusion under 21 C.F.R. § 25.31. ECONOMIC IMPACT Information on the economic impact of this Petition will be submitted upon request of the Commissioner. CERTIFICATION I certify that, to my best knowledge and belief: (a) this Petition includes all information and views upon which the Petition relies; (b) this Petition includes representative data and/or information known to the Petitioner which are unfavorable to the Petition; and (c) I have taken reasonable steps to ensure that any representative data and/or information which are unfavorable to the Petition were disclosed to me. I further certify that the information upon which I have 51 See Keenan Decl. ¶ 20. See Otsuka Letter at 10–15; see also Otsuka Pharm. Co. v. Burwell, No. GJH-15-852, 2015 WL 1962240 (D. Md. Apr. 29, 2015) 52 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 28 of 79 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 29 of 79 ASTRAZENECA CITIZEN PETITION EXHIBIT A Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 30 of 79 DECLARATION OF SARAH WALTERS I, Sarah Walters, provide this declaration in support of a Citizen Petition being submitted to the FDA by AstraZeneca Pharmaceuticals LP ("AstraZeneca") and to provide information concerning licensing of AstraZeneca's CRESTOR® (rosuvastatin calcium) drug. I declare further as follows: Professional Background and Qualifications 1. I am an Executive Director, Cardiovascular, at AstraZeneca, based in Wilmington, Delaware. I have a BS degree from The Pennsylvania State University and a MBA from the University of Pennsylvania. 2. At AstraZeneca, I am responsible for U.S. commercial oversight of the CV portfolio, which includes Crestor. With respect to development activities for Crestor, my responsibilities have included counsel regarding Crestor development plans. Watson's Licensed Generic Rosuvastatin Product 3. On March 23, 2013, in connection with resolution of a patent infringement dispute, AstraZeneca's affiliate iPR Pharmaceuticals, Inc. ("IPR") and other AstraZeneca entities executed an agreement with Watson Laboratories, Inc. ("Watson") regarding the marketing of generic rosuvastatin products. This agreement granted Watson a license to market generic rosuvastatin beginning on May 2, 2016. Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 31 of 79 4. Watson began marketing a generic rosuvastatin product on or about May 2, 2016, and has continued to market that product through the date of this declaration. 5. On May 27, 2016, FDA approved a new Crestor label, which lists Crestor as a treatment for homozygous familial hypercholesterolemia ("HoFH) in patients ages 7 to 17. 6. The Crestor labeling for treatment of pediatric HoFH patients is protected by orphan drug exclusivity, such that FDA "may not approve" abbreviated new drug applications or section 505(b)(2) new drug applications "for such drug for such disease or condition ... until the expiration of seven years from" May 27, 2016. 21 U.S.C. § 360cc(a). As a result, of this orphan drug exclusivity, generic rosuvastatin products may not include AstraZeneca's protected pediatric HoFH labeling until May 27, 2023. 7. As required under the terms of the March 2013 settlement agreement with Watson, by letter dated May 31, 2016, IPR granted Watson a selective waiver of all exclusivities applicable to Crestor pediatric HoFH labeling with respect to Watson's marketing of generic rosuvastatin products. This waiver will permit Watson to include the protected pediatric HoFH labeling in its generic rosuvastatin product. 8. Based on IPR's granting Watson a waiver of its Crestor orphan drug exclusivity rights on May 31, 2016, the labeling for Watson's generic rosuvastatin -2- Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 32 of 79 product includes (or will soon include) labeling information for pediatric HoFH patients derived from AstraZeneca's Pediatric HoFH Study. I declare under penalty of perjury, that the foregoing is true and correct to the best of my knowledge. Executed this 31st day ofM~aware. -3- Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 33 of 79 ASTRAZENECA CITIZEN PETITION EXHIBIT B Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 34 of 79 DECLARATION OF GREGORY KEENAN, MD I, Gregory F. Keenan, MD, provide this declaration in support of a Citizen Petition being submitted to the FDA by AstraZeneca Pharmaceuticals LP (“AstraZeneca”) and to provide information concerning AstraZeneca’s development of CRESTOR® (rosuvastatin calcium) for the hypercholesterolemia treatment (“HoFH”). of pediatric As explained patients further with below, homozygous AstraZeneca familial studied rosuvastatin for pediatric HoFH in close communication with FDA, and has generated critical data for prescribers regarding the safe and effective treatment of pediatric patients with this serious condition. I declare further as follows: Professional Background and Qualifications 1. I am the Vice President for Medical Affairs of AstraZeneca, based in Gaithersburg, Maryland. I have a MD from Albany Medical College and am trained in internal medicine and pediatrics. I have over 16 years of pharmaceutical industry experience and have worked at AstraZeneca for over 3 and one half years on the development of drug treatments for various cardiovascular disorders and other diseases and conditions. 2. At AstraZeneca, I am responsible for Medical Affairs in the United States and support AstraZeneca’s cardiovascular drug portfolio including development activities for Crestor. Pediatric HoFH 3. HoFH is a rare and serious inherited disorder in which patients present with significantly reduced functional low-density lipoprotein (“LDL”) receptors and other abnormalities. Reduced receptor-mediated catabolism of LDL causes high plasma LDL cholesterol (“LDL-C”) and premature coronary artery disease, potentially leading to myocardial infarction and death. Cholesterol retention in the arterial wall and foam cell –1– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 35 of 79 formation within the intima of arteries typically progresses to occlusive atherosclerosis with angina pectoris and/or plaque rupture resulting in thrombotic occlusion of the coronary artery (i.e., myocardial infarction). 4. In children, HoFH causes the accumulation of cholesterol beginning at birth and produces increasingly severe clinical manifestations. The signs and symptoms of HoFH in children may include: a. Peripheral vascular disease, cerebrovascular disease, and/or coronary artery disease; b. Tendonitis and/or arthralgias; c. Unusual skin lesions (xanthomas); d. Corneal arcus; and e. Aortic stenosis. 5. Pediatric HoFH patients face significantly impaired day-to-day functioning, and typically do not survive beyond 30 years of age in the absence of a successful treatment intervention (Nordestgaard et al 2013;1 Wierzbicki 20132). Historically, off-label statin treatment following initiation of diet modification has been the preferred initial pharmacological treatment in children with HoFH starting as early as possible (Daniels et al. 2011,3 Cuchel et. al 20144). Other treatment options include apheresis, liver transplantation, and ileal bypass surgery. 1 Nordestgaard BG, Chapman MJ, Humphries SE, Ginsberg HN, Masana L, Descamps OS, et al. Familial hypercholesterolemia is underdiagnosed and undertreated in the general population: guidance for clinicians to prevent coronary heart disease: consensus statement of the European Atherosclerosis Society. Eur. Heart J. 2013; 34 (45):3478-90a. 2 Wierzbicki AS. Homozygous Familial Hypercholesterolemia. Clin. Lipidology. 2013;8(4):407-409. 3 Daniels SR, Gidding SS, de Ferranti SD, et al. Pediatric aspects of familial hypercholesterolemias: recommendations from the National Lipid Association Expert Panel on Familial Hypercholesterolemia. J. Clin. Lipidol. 2011;5(3 Suppl):S30-7. 4 Cuchel M, Bruckert E, Ginsberg HN, Raal FJ, Santos RD, Hegele RA, et al.; European Atherosclerosis Society Consensus Panel on Familial Hypercholesterolemia. Homozygous familial hypercholesterolemia: new insights and guidance for clinicians to improve detection and clinical management. A position paper –2– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 36 of 79 6. Prior to Crestor, and the recent approval of PCSK9 drugs for adolescents, there were no FDA-approved pharmacological treatments for pediatric HoFH, and physicians used statin therapy and other lipid-lowering agents to treat patients off-label (Cuchel et. al 2014). Even after the approval in 2015 of REPATHA (evolocumab) as an adjunct to diet and other LDL-lowering therapies for the treatment of patients with HoFH who require additional lowering of LDL-C, there were no approved statins for treatment of pediatric HoFH patients under age 13 prior to FDA’s approval of Crestor for pediatric HoFH patients in 2016. 7. Heterozygous familial hypercholesterolemia (“HeFH”) is a related but considerably less severe form of familial hypercholesterolemia. In HeFH, pediatric patients generally do not have symptoms of coronary heart disease. Treatment of pediatric HeFH generally consists of dietary modification and statin therapy beginning at age 8 (thereafter tailored to the age of the patient), often in conjunction with other lipid-modifying agents (Daniels et al. 2011). 8. Because HeFH is less severe than HoFH, physicians typically treat pediatric HeFH patients with Crestor by titrating upwards from a 5 mg starting dose to a 10 mg dose in patients ages 8 to less than 10, and from 5 mg to a maximum recommended dose of 20 mg in patients ages 10 to 17. Some pediatric HeFH patients achieve treatment goals at doses below 20 mg, in which case the 20 mg dose of Crestor is not administered. 9. Physicians generally prescribe statin therapy much earlier and more aggressively in pediatric HoFH patients than pediatric HeFH patients, in part because the risk of an early cardiac event is considerably higher in pediatric HoFH patients. Development of Rosuvastatin for Pediatric HoFH and Interactions with FDA 10. Rosuvastatin is a selective, potent, and competitive inhibitor of synthetic 3- hydroxy-3-methylglutaryl coenzyme A (“HMG CoA”) reductase, the rate-limiting enzyme that from the Consensus Panel on Familial Hypercholesterolemia of the European Atherosclerosis Society. Eur. Heart J. 2014 Aug 21; 35(32):2146-2157. –3– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 37 of 79 converts HMG-CoA to mevalonate, a precursor of cholesterol. Clinical testing in over 60,000 subjects, with more than 35,000 subjects receiving Crestor, has demonstrated that Crestor is a highly effective statin and favorably modifies plasma levels of lipids, lipoproteins, and their ratios. For adults, Crestor is approved for six indications: dyslipidemia; hypertriglyceridemia; primary hyperlipidemia and mixed dysbetalipoproteinemia (Type II hyperlipoproteinemia); HoFH; slowing the progression of atherosclerosis; and primary prevention of cardiovascular disease. 11. AstraZeneca affiliate iPR Pharmaceuticals, Inc. (“IPR”) owns the New Drug Approval (“NDA”) for Crestor. Throughout this declaration, references to AstraZeneca are intended to include IPR. 12. Crestor was first approved in the United States for pediatric use in HeFH, initially down to age 10 and then to age eight based on the results of study D3561C00002, also known as the CHARON study. Based on the CHARON data, on November 20, 2015, FDA approved expanded labeling for Crestor for use in pediatric patients with HeFH down to age eight, with a recommended dosing range of 5 to 10 mg once daily in patients 8 to less than 10 years old and 5 to 20 mg once daily in patients 10 to 17 years old. 13. After consultation with FDA, in 2014 AstraZeneca initiated study number D3561C00004, formally entitled “A Randomized, Double-blind, Placebo-controlled, Multicenter, Cross-over Study of Rosuvastatin in Children and Adolescents (aged 6 to <18 years) with Homozygous Familial Hypercholesterolemia (HoFH),” and referred to in shorthand as the HYDRA study or the Pediatric HoFH Study. 14. One critical question in designing the Pediatric HoFH Study concerned the appropriate dosing regimen to study for pediatric HoFH patients, balancing the need for adequate dosing to achieve efficacy with potential safety issues for higher doses. When AstraZeneca discussed the study design with FDA drug review personnel in the Division of –4– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 38 of 79 Metabolism and Endocrinology Products of the Center for Drug Evaluation and Research, the FDA personnel inquired whether the Pediatric HoFH Study should include doses up to 40 mg. 15. In response to FDA’s inquiry regarding the propriety of studying doses up to 40 mg, AstraZeneca presented its views that 20 mg was a safe and appropriate dose, and that there was insufficient safety data regarding the higher 40 mg dose for pediatric patients. Following further discussions and consideration, the Pediatric HoFH Study proceeded and evaluated the 20 mg dose. As stated in the FDA-approved labeling for Crestor, serious adverse reactions, including myopathy and rhabdomyolysis with acute renal failure have been reported with statins, including Crestor, and are increased at the 40 mg (highest) dose. These risks could be heightened in pediatric patients, where greater sensitivity and critical assessment is required with respect to safety concerns, data on doses greater than 20 mg are limited, and higher doses (including the highest dose of 40 mg) have not been studied in a sufficient number of pediatric patients or for a sufficient duration of therapy to establish safety. 16. The Pediatric HoFH Study went forward with patients ages 6 to 17 receiving Crestor 20 mg once daily or placebo. The Pediatric HoFH Study concluded in 2015, and met the primary and key secondary endpoints. Crestor 20 mg significantly reduced LDL-C, total cholesterol, apolipoprotein B (“ApoB”), and non-high density lipoprotein cholesterol (“nonHDLC”) compared to placebo. Based on these findings and the subsequent supplemental new drug application (“sNDA”) submitted by AstraZeneca, on May 27, 2016, FDA approved Crestor “for treatment of pediatric patients 7 to 17 years of age with homozygous familial hypercholesterolemia (HoFH) to reduce LDL-C, total C, nonHDL-C and ApoB as an adjunct to diet, either alone or with other lipid-lowering treatments.” Whereas the recommended dosing for pediatric HeFH is 5 to 10 mg once daily for patients 8 to less than 10 years of age and 5 to 20 mg once daily in patients 10 to 17 years of age, with dosing titrated to achieve therapeutic –5– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 39 of 79 goals, the recommended dosing for pediatric HoFH “is 20 mg orally once daily in patients 7 to 17 years of age.” A true and correct copy of the Crestor label approved by FDA on May 27, 2016, is attached as Exhibit 1. Orphan Drug Status and Protected Pediatric Labeling 17. On February 14, 2014, FDA granted AstraZeneca orphan drug designation for Crestor for the treatment of pediatric HoFH. The orphan drug designation led to the award of seven years of orphan exclusivity with FDA’s May 27, 2016, approval of Crestor for pediatric HoFH for patients ages 7 to 17. 18. AstraZeneca attempted to expedite approval of Crestor for pediatric HoFH patients in several ways. First, AstraZeneca filed a request for priority review of its sNDA for treatment of pediatric HoFH patients that fully met all FDA required criteria. Second, when FDA declined to grant priority review for AstraZeneca’s pediatric HoFH sNDA, AstraZeneca sought reconsideration and gave additional reasons why priority review was warranted— including that the pediatric HoFH sNDA (i) fully met the criteria established in FDA’s Guidance for Industry Expedited Programs for Serious Conditions-Drugs and Biologics (May 2014) and MAPP 6020.3, and (ii) and sought approval for treatment of a rare and serious condition in a pediatric orphan population. AstraZeneca also requested that the FDA consider reviewing its application on an expedited basis through the standard review process. Lastly, AstraZeneca diligently pursued labeling negotiations with FDA. AstraZeneca followed up with FDA regarding the revised Crestor label on May 2, 2016, May 5, 2016, and on other occasions. FDA did not provide a substantive response to these inquiries until May 12, 2016, when FDA forwarded a revised draft of the Crestor label. AstraZeneca responded with a further revised draft Crestor label five days later, on May 17, 2016, and remained in regular contact with FDA through approval of the label on May 27, 2016. –6– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 40 of 79 19. Orphan drug exclusivity and the other protections that apply to the development of important new public health information for a medicine under U.S. food and drug laws create incentives to invest time and resources into clinical studies. Pediatric HoFH is an important public health issue with unmet medical need. One of the reasons AstraZeneca conducted the Pediatric HoFH Study to try to address that public health need, among other competing potential research priorities, was the potential protections for Crestor that would arise from orphan exclusivity and the new labeling for pediatric HoFH if the study was successful in demonstrating that Crestor would produce health benefits for these patients. Risk of Omitting The Pediatric HoFH Study Data from Drug Labeling 20. The Pediatric HoFH Study data and associated dosing recommendations in the FDA-approved Crestor labeling provide a critical evidence-based guide for physicians treating pediatric HoFH patients with rosuvastatin. Without the benefit of such labeling, there is a substantial risk that physicians will treat their pediatric HoFH patients with doses beyond levels that have been established as safe. 21. For adult HoFH patients, section 2.1 of Crestor’s approved labeling provides that the recommended “starting dose . . . is 20 mg once daily.” (Emphasis added). The general dosing guidelines in section 2.1 also provide that the patient should be titrated up according to the patient’s response, and that the 40 mg dose may be considered for patients who have not achieved their LDL-C goal utilizing the 20 mg dose. In addition, section 14.5 of the Crestor label summarizes an early clinical study in HoFH patients. That section states in pertinent part: “About one-third of the patients benefited from increasing their dose from 20 mg to 40 mg with further LDL-C lowering of greater that 6%.” There is a real risk that a physician treating a pediatric HoFH patient will follow these dosing recommendations from the labeling for adult HoFH if the physician is not given the benefit of the labeling from the Pediatric –7– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 41 of 79 HoFH Study showing significant efficacy at 20 mg and recommending 20 mg as the dose, not just the starting dose for pediatric HoFH patients. 22. The Pediatric HoFH Study data establish the efficacy and favorable benefit-risk of the 20 mg dose for pediatric HoFH patients. If a physician instead treats his or her pediatric HoFH patients at higher doses such as 40 mg, because the physician does not have the Pediatric HoFH Study information, patients will be put at heightened potential risk for adverse effects such as myopathy and rhabdomyloysis. 23. The risk that physicians treating pediatric HoFH patients will exceed the 20 mg dose shown effective in the Pediatric HoFH Study is exacerbated by the severe potential consequences of inadequate treatment of HoFH, and the understanding that HoFH patients generally have a lower and more unpredictable response to statin therapy. 24. The risk that physicians will prescribe excessive doses of rosuvastatin for their pediatric HoFH patients in the absence of the labeling based on the Pediatric HoFH Study also arises to the extent that physicians base treatment decisions for pediatric HoFH on the labeling for pediatric HeFH. As stated above, the rosuvastatin labeling recommends doses up to 20 mg for HeFH patients 10 to 17 years of age. Physicians understand that patients with HoFH tend to show an average of approximately 50 percent less response on LDL-C reduction than patients with HeFH. Accordingly, a physician consulting labeling recommending up to 20 mg rosuvastatin for HeFH patients 10 to 17 years of age logically might deduce that doses above 20 mg are appropriate for HoFH patients in this age range, and only the labeling based on the Pediatric HoFH Study would inform the physician not to exceed 20 mg. 25. There is also a risk that physicians could under-treat pediatric HoFH patients if the Pediatric HoFH Study information is omitted from the labeling for rosuvastatin. A physician with limited experience in treating HoFH patients may rely on the rosuvastatin labeling for pediatric HeFH patients, which recommends titrating upwards from a 5 mg –8– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 42 of 79 starting dose to a 10 mg dose in patients ages 8 to less than 10 and to a 20 mg dose in patients ages 10 to 17. This approach would result in pediatric HoFH patients receiving less than the 20 mg recommended dose shown to be safe and effective in the Pediatric HoFH Study and AstraZeneca’s sNDA. Pediatric patients receiving less than the recommended dose would be at increased risk of developing cardiovascular and other conditions associated with HoFH. 26. If the Pediatric HoFH Study information is omitted from the labeling of a rosuvastatin product other than Crestor, the resulting risks would not be cured by a general disclaimer referencing the existence of pediatric use information for Crestor such as that appearing in the current labeling for the approved generic rosuvastatin calcium product. The generic-drug disclaimer states: Pediatric use information for patients ages 8 to less than 10 years is approved for AstraZeneca’s CRESTOR (rosuvastatin calcium) tablets. However, due to AstraZeneca’s marketing exclusivity rights, this drug product is not labeled with that pediatric information. This language was based on the omission of labeling for pediatric HeFH, and will be understood as a reference to the pediatric HeFH labeling in Crestor given that the age range of 8 to 10 year olds tracks to the information in the Crestor labeling for pediatric HeFH. The disclaimer makes no reference to HoFH and omits 7-year olds altogether, who are within the approved pediatric HoFH population. The disclaimer thus does not alert the physician to the omission of critical information on use in pediatric HoFH. 27. In summary, the Pediatric HoFH Study data and resulting FDA-approved labeling provide a roadmap to physicians for the treatment of pediatric HoFH patients with rosuvastatin. Carving the Pediatric HoFH Study information out of the rosuvastatin labeling would leave physicians without an evidence-based approach to proper dosing and treatment. No disclaimer can serve as an adequate substitute for the Pediatric HoFH Study information, especially not one that that is tied to HeFH or that otherwise does not specifically address HoFH. –9– Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 43 of 79 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 44 of 79 KEENAN DECLARATION EXHIBIT 1 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 45 of 79 HIGHLIGHTS OF PRESCRIBING INFORMATION These highlights do not include all the information needed to use CRESTOR safely and effectively. See full prescribing information for CRESTOR. x Active liver disease, which may include unexplained persistent elevations in hepatic transaminase levels (4) x Pregnancy (4, 8.1, 8.3) x Lactation (4, 8.2) CRESTOR (rosuvastatin calcium) tablets Initial U.S. Approval: 2003 ------------------------ WARNINGS AND PRECAUTIONS -------------------x Skeletal muscle effects (e.g., myopathy and rhabdomyolysis): Risks increase with use of 40 PJ GRVH DGYDQFHG DJH K\pothyroidism, renal impairment, and combination use with cyclosporine, atazanavir/ritonavir, lopinavir/ritonavir, or simeprevir. Cases of myopathy and rhabdomyolysis with acute renal failure secondary to myoglobinuria have been reported. Advise patients to promptly report to their physician unexplained and/or persistent muscle pain, tenderness, or weakness and discontinue CRESTOR if signs or symptoms appear. (5.1, 7.5, 7.6) x Liver enzyme abnormalities: Persistent elevations in hepatic transaminases can occur. Perform liver enzyme tests before initiating therapy and as clinically indicated thereafter. (5.2) ------------------------ RECENT MAJOR CHANGES --------------------------Indications and Usage (1.2) 5/2016 Dosage and Administration (2.2) 5/2016 Contraindications (4) 5/2016 ------------------------ INDICATIONS AND USAGE ---------------------------CRESTOR is an HMG Co-A reductase inhibitor indicated for: x adult patients with primary hyperlipidemia and mixed dyslipidemia as an adjunct to diet to reduce elevated total-C, LDL-C, ApoB, nonHDL-C, and TG levels and to increase HDL-C (1.1) x pediatric patients 8 to 17 years of age with heterozygous familial hypercholesterolemia (HeFH) to reduce elevated total-C, LDL-C and ApoB after failing an adequate trial of diet therapy (1.2) x pediatric patients 7 to 17 years of age with homozygous familial hypercholesterolemia (HoFH) to reduce LDL-C, total-C, nonHDL-C and ApoB as an adjunct to diet, either alone or with other lipid-lowering treatments (1.2) x adult patients with hypertriglyceridemia as an adjunct to diet (1.3) x adult patients with primary dysbetalipoproteinemia (Type III hyperlipoproteinemia) as an adjunct to diet (1.4) x adult patients with homozygous familial hypercholesterolemia (HoFH) to reduce LDL-C, total-C, and ApoB (1.5) x slowing the progression of atherosclerosis as part of a treatment strategy to lower total-C and LDL-C as an adjunct to diet (1.6) x risk reduction of MI, stroke, and arterial revascularization procedures in patients without clinically evident CHD, but with multiple risk factors (1.7) Limitations of use (1.8): CRESTOR has not been studied in Fredrickson Type I and V dyslipidemias. ------------------------------- ADVERSE REACTIONS --------------------------Most frequent adverse reactions (rate >2%) are headache, myalgia, abdominal pain, asthenia, and nausea. (6.1) To report SUSPECTED ADVERSE REACTIONS, contact AstraZeneca at 1-800-236-9933 or FDA at 1-800-FDA-1088 or www.fda.gov/medwatch. ------------------------------- DRUG INTERACTIONS --------------------------x Cyclosporine: Combination increases rosuvastatin exposure. Limit CRESTOR dose to 5 mg once daily. (2.4, 5.1, 7.1, 12.3) x Gemfibrozil: Combination should be avoided. If used together, limit CRESTOR dose to 10 mg once daily. (2.4, 5.1, 7.2) x Atazanavir/ritonavir, lopinavir/ritonavir, or simeprevir: Combination increases rosuvastatin exposure. Limit CRESTOR dose to 10 mg once daily. (2.4, 5.1, 7.3, 12.3) x Coumarin anticoagulants: Combination prolongs INR. Achieve stable INR prior to starting CRESTOR. Monitor INR frequently until stable upon initiation or alteration of CRESTOR therapy. (5.3, 7.4) x Concomitant lipid-lowering therapies: Use with fibrates or lipidPRGLI\LQJ GRVHV g/day) of niacin increases the risk of adverse skeletal muscle effects. Caution should be used when prescribing with CRESTOR. (5.1, 7.5, 7.6) ----------------------- DOSAGE AND ADMINISTRATION -------------------x CRESTOR can be taken with or without food, at any time of day. (2.1) x Dose range: 5-40 mg once daily. Use 40 mg dose only for patients not reaching LDL-C goal with 20 mg. (2.1) x Adult HoFH: Starting dose 20 mg/day (2.1) x Pediatric patients with HeFH: 5 to 10 mg/day for patients 8 to less than 10 years of age, and 5 to 20 mg/day for patients 10 to 17 years of age.(2.2) x Pediatric patients with HoFH: 20 mg/day for patients 7 to 17 years of age (2.2) ----------------------- USE IN SPECIFIC POPULATIONS --------------------x Females of reproductive potential: Advise females of reproductive potential to use effective contraception during treatment with CRESTOR (8.3) x Severe renal impairment (not on hemodialysis): Starting dose is 5 mg, not to exceed 10 mg. (2.5, 5.1, 8.6) x Asian population: Consider 5 mg starting dose. (2.3, 8.8) ---------------------- DOSAGE FORMS AND STRENGTHS -----------------Tablets: 5 mg, 10 mg, 20 mg, and 40 mg (3) See 17 for PATIENT COUNSELING INFORMATION and FDAapproved patient labeling. Revised: 5/2016 ------------------------------- CONTRAINDICATIONS --------------------------x Known hypersensitivity to product components (4) FULL PRESCRIBING INFORMATION: CONTENTS* 1 2 3 4 5 5.5 Endocrine Effects ADVERSE REACTIONS 6.1 Clinical Studies Experience 6.2 Postmarketing Experience 7 DRUG INTERACTIONS 7.1 Cyclosporine 7.2 Gemfibrozil 7.3 Protease Inhibitors 7.4 Coumarin Anticoagulants 7.5 Niacin 7.6 Fenofibrate 7.7 Colchicine 8 USE IN SPECIFIC POPULATIONS 8.1 Pregnancy 8.2 Lactation 8.3 Females and Males of Reproductive Potential 8.4 Pediatric Use 8.5 Geriatric Use 8.6 Renal Impairment 8.7 Hepatic Impairment 8.8 Asian Patients INDICATIONS AND USAGE 1.1 Hyperlipidemia and Mixed Dyslipidemia 1.2 Pediatric Patients with Familial Hypercholesterolemia 1.3 Hypertriglyceridemia 1.4 Primary Dysbetalipoproteinemia (Type III Hyperlipoproteinemia) 1.5 Adult Patients with Homozygous Familial Hypercholesterolemia 1.6 Slowing of the Progression of Atherosclerosis 1.7 Primary Prevention of Cardiovascular Disease 1.8 Limitations of Use DOSAGE AND ADMINISTRATION 2.1 General Dosing Information 2.2 Pediatric Dosing 2.3 Dosing in Asian Patients 2.4 Use with Concomitant Therapy 2.5 Dosing in Patients with Severe Renal Impairment DOSAGE FORMS AND STRENGTHS CONTRAINDICATIONS WARNINGS AND PRECAUTIONS 5.1 Skeletal Muscle Effects 5.2 Liver Enzyme Abnormalities 5.3 Concomitant Coumarin Anticoagulants 5.4 Proteinuria and Hematuria 6 1 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 46 of 79 14.2 Heterozygous Familial Hypercholesterolemia 14.3 Hypertriglyceridemia 14.4 Primary Dysbetalipoproteinemia (Type III Hyperlipoproteinemia) 14.5 Homozygous Familial Hypercholesterolemia 14.6 Pediatric Patients with Homozygous Familial Hypercholesterolemia 14.7 Pediatric Patients with Heterozygous Familial Hypercholesterolemia 14.8 Slowing of the Progression of Atherosclerosis 14.9 Primary Prevention of Cardiovascular Disease 16 HOW SUPPLIED/STORAGE AND HANDLING 17 PATIENT COUNSELING INFORMATION 10 11 12 OVERDOSAGE DESCRIPTION CLINICAL PHARMACOLOGY 12.1 Mechanism of Action 12.3 Pharmacokinetics 12.5 Pharmacogenomics 13 NONCLINICAL TOXICOLOGY 13.1 Carcinogenesis, Mutagenesis, Impairment of Fertility 13.2 Animal Toxicology and/or Pharmacology 14 CLINICAL STUDIES 14.1 Hyperlipidemia and Mixed Dyslipidemia *Sections or subsections omitted from the full prescribing information are not listed. 2 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 47 of 79 FULL PRESCRIBING INFORMATION 1 INDICATIONS AND USAGE 1.1 Hyperlipidemia and Mixed Dyslipidemia CRESTOR is indicated as adjunctive therapy to diet to reduce elevated Total-C, LDL-C, ApoB, nonHDL-C, and triglycerides and to increase HDL-C in adult patients with primary hyperlipidemia or mixed dyslipidemia. Lipid-altering agents should be used in addition to a diet restricted in saturated fat and cholesterol when response to diet and nonpharmacological interventions alone has been inadequate. 1.2 Pediatric Patients with Familial Hypercholesterolemia CRESTOR is indicated as an adjunct to diet to: x reduce Total-C, LDL-C and ApoB levels in children and adolescents 8 to17 years of age with heterozygous familial hypercholesterolemia if after an adequate trial of diet therapy the following findings are present: LDL-C >190 mg/dL, or >160 mg/dL along with a positive family history of premature cardiovascular disease (CVD) or two or more other CVD risk factors. x reduce LDL-C, Total-C, nonHDL-C and ApoB in children and adolescents 7 to 17 years of age with homozygous familial hypercholesterolemia, either alone or with other lipidlowering treatments (e.g., LDL apheresis). 1.3 Hypertriglyceridemia CRESTOR is indicated as adjunctive therapy to diet for the treatment of adult patients with hypertriglyceridemia. 1.4 Primary Dysbetalipoproteinemia (Type III Hyperlipoproteinemia) CRESTOR is indicated as an adjunct to diet for the treatment of adult patients with primary dysbetalipoproteinemia (Type III Hyperlipoproteinemia). 1.5 Adult Patients with Homozygous Familial Hypercholesterolemia CRESTOR is indicated as adjunctive therapy to other lipid-lowering treatments (e.g., LDL apheresis) or alone if such treatments are unavailable to reduce LDL-C, Total-C, and ApoB in adult patients with homozygous familial hypercholesterolemia. 1.6 Slowing of the Progression of Atherosclerosis CRESTOR is indicated as adjunctive therapy to diet to slow the progression of atherosclerosis in adult patients as part of a treatment strategy to lower Total-C and LDL-C to target levels. 3 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 48 of 79 1.7 Primary Prevention of Cardiovascular Disease In individuals without clinically evident coronary heart disease but with an increased risk of cardiovascular disease based on DJH \HDUVROGLQPHQDQG years old in women, hsCRP mg/L, and the presence of at least one additional cardiovascular disease risk factor such as hypertension, low HDL-C, smoking, or a family history of premature coronary heart disease, CRESTOR is indicated to: x x x 1.8 reduce the risk of stroke reduce the risk of myocardial infarction reduce the risk of arterial revascularization procedures Limitations of Use CRESTOR has not been studied in Fredrickson Type I and V dyslipidemias. 2 DOSAGE AND ADMINISTRATION 2.1 General Dosing Information The dose range for CRESTOR in adults is 5 to 40 mg orally once daily. The usual starting dose is 10 to 20 mg once daily. The usual starting dose in adult patients with homozygous familial hypercholesterolemia is 20 mg once daily. The maximum CRESTOR dose of 40 mg should be used only for those patients who have not achieved their LDL-C goal utilizing the 20 mg dose [see Warnings and Precautions (5.1)]. CRESTOR can be administered as a single dose at any time of day, with or without food. The tablet should be swallowed whole. When initiating CRESTOR therapy or switching from another HMG-CoA reductase inhibitor therapy, the appropriate CRESTOR starting dose should first be utilized, and only then titrated according to the patient’s response and individualized goal of therapy. After initiation or upon titration of CRESTOR, lipid levels should be analyzed within 2 to 4 weeks and the dosage adjusted accordingly. 2.2 Pediatric Dosing In heterozygous familial hypercholesterolemia, the recommended dose range is 5 to 10 mg orally once daily in patients 8 to less than 10 years of age, and 5 to 20 mg orally once daily in patients 10 to 17 years of age. In homozygous familial hypercholesterolemia, the recommended dose is 20 mg orally once daily in patients 7 to 17 years of age. 4 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 49 of 79 2.3 Dosing in Asian Patients In Asian patients, consider initiation of CRESTOR therapy with 5 mg once daily due to increased rosuvastatin plasma concentrations. The increased systemic exposure should be taken into consideration when treating Asian patients not adequately controlled at doses up to 20 mg/day [see Use in Specific Populations (8.8) and Clinical Pharmacology (12.3)]. 2.4 Use with Concomitant Therapy Patients taking cyclosporine The dose of CRESTOR should not exceed 5 mg once daily [see Warnings and Precautions (5.1), Drug Interactions (7.1) and Clinical Pharmacology (12.3)]. Patients taking gemfibrozil Avoid concomitant use of CRESTOR with gemfibrozil. If concomitant use cannot be avoided, initiate CRESTOR at 5 mg once daily. The dose of CRESTOR should not exceed 10 mg once daily [see Warnings and Precautions (5.1), Drug Interactions (7.2) and Clinical Pharmacology (12.3)]. Patients taking atazanavir and ritonavir, lopinavir and ritonavir, or simeprevir Initiate CRESTOR therapy with 5 mg once daily. The dose of CRESTOR should not exceed 10 mg once daily [see Warnings and Precautions (5.1), Drug Interactions (7.3) and Clinical Pharmacology (12.3)]. 2.5 Dosing in Patients with Severe Renal Impairment For patients with severe renal impairment (CLcr <30 mL/min/1.73 m2) not on hemodialysis, dosing of CRESTOR should be started at 5 mg once daily and not exceed 10 mg once daily [see Use in Specific Populations (8.6) and Clinical Pharmacology (12.3)]. 3 DOSAGE FORMS AND STRENGTHS 5 mg: Yellow, round, biconvex, coated tablets. Debossed “CRESTOR” and “5” on one side of the tablet. 10 mg: Pink, round, biconvex, coated tablets. Debossed “CRESTOR” and “10” on one side of the tablet. 20 mg: Pink, round, biconvex, coated tablets. Debossed “CRESTOR” and “20” on one side of the tablet. 40 mg: Pink, oval, biconvex, coated tablets. Debossed “CRESTOR” on one side and “40” on the other side of the tablet. 5 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 50 of 79 4 CONTRAINDICATIONS CRESTOR is contraindicated in the following conditions: x x x x Patients with a known hypersensitivity to any component of this product. Hypersensitivity reactions including rash, pruritus, urticaria, and angioedema have been reported with CRESTOR [see Adverse Reactions (6.1)]. Patients with active liver disease, which may include unexplained persistent elevations of hepatic transaminase levels [see Warnings and Precautions (5.2)]. Pregnancy [see Use in Specific Populations (8.1, 8.3)]. Lactation. Limited data indicate that CRESTOR is present in human milk. Because statins have the potential for serious adverse reactions in nursing infants, women who require CRESTOR treatment should not breastfeed their infants [see Use in Specific Populations (8.2)]. 5 WARNINGS AND PRECAUTIONS 5.1 Skeletal Muscle Effects Cases of myopathy and rhabdomyolysis with acute renal failure secondary to myoglobinuria have been reported with HMG-CoA reductase inhibitors, including CRESTOR. These risks can occur at any dose level, but are increased at the highest dose (40 mg). CRESTOR should be prescribed with caution in patients with predisposing factors for myopathy (e.g., age 65 years, inadequately treated hypothyroidism, renal impairment). The risk of myopathy during treatment with CRESTOR may be increased with concurrent administration of some other lipid-lowering therapies (fibrates or niacin), gemfibrozil, cyclosporine, atazanavir/ritonavir, lopinavir/ritonavir, or simeprevir [see Dosage and Administration (2) and Drug Interactions (7)]. Cases of myopathy, including rhabdomyolysis, have been reported with HMG-CoA reductase inhibitors, including rosuvastatin, coadministered with colchicine, and caution should be exercised when prescribing CRESTOR with colchicine [see Drug Interactions (7.7)]. CRESTOR therapy should be discontinued if markedly elevated creatine kinase levels occur or myopathy is diagnosed or suspected. CRESTOR therapy should also be temporarily withheld in any patient with an acute, serious condition suggestive of myopathy or predisposing to the development of renal failure secondary to rhabdomyolysis (e.g., sepsis, hypotension, dehydration, major surgery, trauma, severe metabolic, endocrine, and electrolyte disorders, or uncontrolled seizures). There have been rare reports of immune-mediated necrotizing myopathy (IMNM), an autoimmune myopathy, associated with statin use. IMNM is characterized by: proximal muscle 6 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 51 of 79 weakness and elevated serum creatine kinase, which persist despite discontinuation of statin treatment; muscle biopsy showing necrotizing myopathy without significant inflammation; improvement with immunosuppressive agents. All patients should be advised to promptly report to their physician unexplained muscle pain, tenderness, or weakness, particularly if accompanied by malaise or fever or if muscle signs and symptoms persist after discontinuing CRESTOR. 5.2 Liver Enzyme Abnormalities It is recommended that liver enzyme tests be performed before the initiation of CRESTOR, and if signs or symptoms of liver injury occur. Increases in serum transaminases [AST (SGOT) or ALT (SGPT)] have been reported with HMG-CoA reductase inhibitors, including CRESTOR. In most cases, the elevations were transient and resolved or improved on continued therapy or after a brief interruption in therapy. There were two cases of jaundice, for which a relationship to CRESTOR therapy could not be determined, which resolved after discontinuation of therapy. There were no cases of liver failure or irreversible liver disease in these trials. In a pooled analysis of placebo-controlled trials, increases in serum transaminases to >3 times the upper limit of normal occurred in 1.1% of patients taking CRESTOR versus 0.5% of patients treated with placebo. There have been rare postmarketing reports of fatal and non-fatal hepatic failure in patients taking statins, including rosuvastatin. If serious liver injury with clinical symptoms and/or hyperbilirubinemia or jaundice occurs during treatment with CRESTOR, promptly interrupt therapy. If an alternate etiology is not found, do not restart CRESTOR. CRESTOR should be used with caution in patients who consume substantial quantities of alcohol and/or have a history of chronic liver disease [see Clinical Pharmacology (12.3)]. Active liver disease, which may include unexplained persistent transaminase elevations, is a contraindication to the use of CRESTOR [see Contraindications (4)]. 5.3 Concomitant Coumarin Anticoagulants Caution should be exercised when anticoagulants are given in conjunction with CRESTOR because of its potentiation of the effect of coumarin-type anticoagulants in prolonging the prothrombin time/INR. In patients taking coumarin anticoagulants and CRESTOR concomitantly, INR should be determined before starting CRESTOR and frequently enough during early therapy to ensure that no significant alteration of INR occurs [see Drug Interactions (7.4)]. 7 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 52 of 79 5.4 Proteinuria and Hematuria In the CRESTOR clinical trial program, dipstick-positive proteinuria and microscopic hematuria were observed among CRESTOR treated patients. These findings were more frequent in patients taking CRESTOR 40 mg, when compared to lower doses of CRESTOR or comparator HMG-CoA reductase inhibitors, though it was generally transient and was not associated with worsening renal function. Although the clinical significance of this finding is unknown, a dose reduction should be considered for patients on CRESTOR therapy with unexplained persistent proteinuria and/or hematuria during routine urinalysis testing. 5.5 Endocrine Effects Increases in HbA1c and fasting serum glucose levels have been reported with HMG-CoA reductase inhibitors, including CRESTOR. Based on clinical trial data with CRESTOR, in some instances these increases may exceed the threshold for the diagnosis of diabetes mellitus [see Adverse Reactions (6.1)]. Although clinical studies have shown that CRESTOR alone does not reduce basal plasma cortisol concentration or impair adrenal reserve, caution should be exercised if CRESTOR is administered concomitantly with drugs that may decrease the levels or activity of endogenous steroid hormones such as ketoconazole, spironolactone, and cimetidine. 6 ADVERSE REACTIONS The following serious adverse reactions are discussed in greater detail in other sections of the label: x Rhabdomyolysis with myoglobinuria and acute renal failure and myopathy (including myositis) [see Warnings and Precautions (5.1)] x Liver enzyme abnormalities [see Warnings and Precautions (5.2)] 6.1 Clinical Studies Experience Because clinical studies are conducted under widely varying conditions, adverse reaction rates observed in the clinical studies of a drug cannot be directly compared to rates in the clinical studies of another drug and may not reflect the rates observed in clinical practice. In the CRESTOR controlled clinical trials database (placebo or active-controlled) of 5394 patients with a mean treatment duration of 15 weeks, 1.4% of patients discontinued due to adverse reactions. The most common adverse reactions that led to treatment discontinuation were: x myalgia x abdominal pain 8 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 53 of 79 x nausea 7KHPRVWFRPPRQO\UHSRUWHGDGYHUVHUHDFWLRQVLQFLGHQFHLQWKH&5(6725FRQWUROOHG clinical trial database of 5394 patients were: x headache x myalgia x abdominal pain x asthenia x nausea $GYHUVHUHDFWLRQVUHSRUWHGLQ2% of patients in placebo-controlled clinical studies and at a rate greater than placebo are shown in Table 1. These studies had a treatment duration of up to 12 weeks. Table 1. Adverse Reactions1 5HSRUWHGLQRI3DWLHQWV7UHDWHGZLWK&5(6725and > Placebo in Placebo-Controlled Trials (% of Patients) Adverse Reactions CRESTOR CRESTOR CRESTOR 5 mg 10 mg 20 mg N=291 N=283 N=64 Headache 5.5 4.9 3.1 Nausea 3.8 3.5 6.3 Myalgia 3.1 2.1 6.3 Asthenia 2.4 3.2 4.7 Constipation 2.1 2.1 4.7 1 Adverse reactions by COSTART preferred term. CRESTOR 40 mg N=106 8.5 0 1.9 0.9 2.8 Total CRESTOR 5 mg-40 mg N=744 5.5 3.4 2.8 2.7 2.4 Placebo N=382 5.0 3.1 1.3 2.6 2.4 Other adverse reactions reported in clinical studies were abdominal pain, dizziness, hypersensitivity (including rash, pruritus, urticaria, and angioedema) and pancreatitis. The following laboratory abnormalities have also been reported: dipstick-positive proteinuria and microscopic hematuria [see Warnings and Precautions (5.4)]; elevated creatine phosphokinase, transaminases, glucose, glutamyl transpeptidase, alkaline phosphatase, and bilirubin; and thyroid function abnormalities. In the METEOR study, involving 981 participants treated with rosuvastatin 40 mg (n=700) or placebo (n=281) with a mean treatment duration of 1.7 years, 5.6% of subjects treated with CRESTOR versus 2.8% of placebo-treated subjects discontinued due to adverse reactions. The most common adverse reactions that led to treatment discontinuation were: myalgia, hepatic enzyme increased, headache, and nausea [see Clinical Studies (14.8)]. $GYHUVHUHDFWLRQVUHSRUWHGLQ2% of patients and at a rate greater than placebo are shown in Table 2. 9 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 54 of 79 Table 2. Adverse Reactions1 Reported in 2% of Patients Treated with CRESTOR and > Placebo in the METEOR Trial (% of Patients) Adverse Reactions CRESTOR 40 mg N=700 Myalgia 12.7 Arthralgia 10.1 Headache 6.4 Dizziness 4.0 Increased CPK 2.6 Abdominal pain 2.4 ALT >3x ULN2 2.2 1 Adverse reactions by MedDRA preferred term. 2 Frequency recorded as abnormal laboratory value. Placebo N=281 12.1 7.1 5.3 2.8 0.7 1.8 0.7 In the JUPITER study, 17,802 participants were treated with rosuvastatin 20 mg (n=8901) or placebo (n=8901) for a mean duration of 2 years. A higher percentage of rosuvastatin-treated patients versus placebo-treated patients, 6.6% and 6.2%, respectively, discontinued study medication due to an adverse event, irrespective of treatment causality. Myalgia was the most common adverse reaction that led to treatment discontinuation. In JUPITER, there was a significantly higher frequency of diabetes mellitus reported in patients taking rosuvastatin (2.8%) versus patients taking placebo (2.3%). Mean HbA1c was significantly increased by 0.1% in rosuvastatin-treated patients compared to placebo-treated patients. The number of patients with a HbA1c >6.5% at the end of the trial was significantly higher in rosuvastatin-treated versus placebo-treated patients [see Warnings and Precautions (5.5) and Clinical Studies (14.9)]. Adverse reactions reported in 2% of patients and at a rate greater than placebo are shown in Table 3. Table 3. Adverse Reactions1 5HSRUWHGLQRI3DWLHQWV7UHDWHGZLWK CRESTOR and > Placebo in the JUPITER Trial (% of Patients) Adverse Reactions CRESTOR 20 mg N=8901 Myalgia 7.6 Arthralgia 3.8 Constipation 3.3 Diabetes mellitus 2.8 Nausea 2.4 1 Treatment-emergent adverse reactions by MedDRA preferred term. Placebo N=8901 6.6 3.2 3.0 2.3 2.3 Pediatric Patients with Heterozygous Familial Hypercholesterolemia In a 12-week controlled study in boys and postmenarcheal girls 10 to 17 years of age with heterozygous familial hypercholesterolemia with CRESTOR 5 to 20 mg daily [see Use in Specific Populations (8.4) and Clinical Studies (14.7)], elevations in serum creatine phosphokinase (CK) >10 x ULN were observed more frequently in rosuvastatin compared with 10 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 55 of 79 placebo-treated children. Four of 130 (3%) children treated with rosuvastatin (2 treated with 10 mg and 2 treated with 20 mg) had increased CK >10 x ULN, compared to 0 of 46 children on placebo. 6.2 Postmarketing Experience The following adverse reactions have been identified during postapproval use of CRESTOR: arthralgia, fatal and non-fatal hepatic failure, hepatitis, jaundice, thrombocytopenia, depression, sleep disorders (including insomnia and nightmares), peripheral neuropathy and gynecomastia. Because these reactions are reported voluntarily from a population of uncertain size, it is not always possible to reliably estimate their frequency or establish a causal relationship to drug exposure. There have been rare reports of immune-mediated necrotizing myopathy associated with statin use [see Warnings and Precautions (5.1)]. There have been rare postmarketing reports of cognitive impairment (e.g., memory loss, forgetfulness, amnesia, memory impairment, confusion) associated with statin use. These cognitive issues have been reported for all statins. The reports are generally nonserious, and reversible upon statin discontinuation, with variable times to symptom onset (1 day to years) and symptom resolution (median of 3 weeks). 7 DRUG INTERACTIONS 7.1 Cyclosporine Cyclosporine increased rosuvastatin exposure (AUC) 7-fold. Therefore, in patients taking cyclosporine, the dose of CRESTOR should not exceed 5 mg once daily [see Dosage and Administration (2.4), Warnings and Precautions (5.1) and Clinical Pharmacology (12.3)]. 7.2 Gemfibrozil Gemfibrozil significantly increased rosuvastatin exposure. Due to an observed increased risk of myopathy/rhabdomyolysis, combination therapy with CRESTOR and gemfibrozil should be avoided. If used together, the dose of CRESTOR should not exceed 10 mg once daily [see Clinical Pharmacology (12.3)]. 7.3 Protease Inhibitors Coadministration of rosuvastatin with certain protease inhibitors has differing effects on rosuvastatin exposure. Simeprevir, which is a hepatitis C virus (HCV) protease inhibitor, or combinations of atazanavir/ritonavir or lopinavir/ritonavir, which are HIV-1 protease inhibitors, increase rosuvastatin exposure (AUC) up to threefold [see Table 4 – Clinical Pharmacology (12.3)]. For these protease inhibitors, the dose of CRESTOR should not exceed 10 mg once daily. The combinations of fosamprenavir/ritonavir or tipranavir/ritonavir, which are HIV-1 11 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 56 of 79 protease inhibitors, produce little or no change in rosuvastatin exposure. Caution should be exercised when rosuvastatin is coadministered with protease inhibitors [see Dosage and Administration (2.4), Warnings and Precautions (5.1) and Clinical Pharmacology (12.3)]. 7.4 Coumarin Anticoagulants CRESTOR significantly increased INR in patients receiving coumarin anticoagulants. Therefore, caution should be exercised when coumarin anticoagulants are given in conjunction with CRESTOR. In patients taking coumarin anticoagulants and CRESTOR concomitantly, INR should be determined before starting CRESTOR and frequently enough during early therapy to ensure that no significant alteration of INR occurs [see Warnings and Precautions (5.3) and Clinical Pharmacology (12.3)]. 7.5 Niacin The risk of skeletal muscle effects may be enhanced when CRESTOR is used in combination with lipid-PRGLI\LQJGRVHV g/day) of niacin; caution should be used when prescribing with CRESTOR [see Warnings and Precautions (5.1)]. 7.6 Fenofibrate When CRESTOR was coadministered with fenofibrate, no clinically significant increase in the AUC of rosuvastatin or fenofibrate was observed. Because it is known that the risk of myopathy during treatment with HMG-CoA reductase inhibitors is increased with concomitant use of fenofibrates, caution should be used when prescribing fenofibrates with CRESTOR [see Warnings and Precautions (5.1) and Clinical Pharmacology (12.3)]. 7.7 Colchicine Cases of myopathy, including rhabdomyolysis, have been reported with HMG-CoA reductase inhibitors, including rosuvastatin, coadministered with colchicine, and caution should be exercised when prescribing CRESTOR with colchicine [see Warnings and Precautions (5.1)]. 8 USE IN SPECIFIC POPULATIONS 8.1 Pregnancy Risk Summary CRESTOR is contraindicated for use in pregnant women since safety in pregnant women has not been established and there is no apparent benefit to therapy with CRESTOR during pregnancy. Because HMG-CoA reductase inhibitors decrease cholesterol synthesis and possibly the synthesis of other biologically active substances derived from cholesterol, CRESTOR may cause fetal harm when administered to pregnant women. CRESTOR should be discontinued as soon as pregnancy is recognized [see Contraindications (4)]. Limited published data on the use of 12 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 57 of 79 rosuvastatin are insufficient to determine a drug-associated risk of major congenital malformations or miscarriage. In animal reproduction studies, there were no adverse developmental effects with oral administration of rosuvastatin during organogenesis at systemic exposures equivalent to a maximum recommended human dose (MRHD) of 40 mg/day in rats or rabbits (based on AUC and body surface area, respectively). In rats and rabbits, decreased pup/fetal survival occurred at 12 times and equivalent, respectively, to the MRHD of 40 mg/day [see Data]. The estimated background risk of major birth defects and miscarriage for the indicated population is unknown. In the U.S. general population, the estimated background risk of major birth defects and miscarriage in clinically recognized pregnancies is 2-4% and 15-20%, respectively. Data Human Data Limited published data on rosuvastatin have not shown an increased risk of major congenital malformations or miscarriage. Rare reports of congenital anomalies have been received following intrauterine exposure to other statins. In a review of approximately 100 prospectively followed pregnancies in women exposed to simvastatin or lovastatin, the incidences of congenital anomalies, spontaneous abortions, and fetal deaths/stillbirths did not exceed what would be expected in the general population. The number of cases is adequate to exclXGHDWR 4-fold increase in congenital anomalies over the background incidence. In 89% of the prospectively followed pregnancies, drug treatment was initiated prior to pregnancy and was discontinued at some point in the first trimester when pregnancy was identified. Animal Data Rosuvastatin crosses the placenta in rats and rabbits and is found in fetal tissue and amniotic fluid at 3% and 20%, respectively, of the maternal plasma concentration following a single 25 mg/kg oral gavage dose on gestation day 16 in rats. A higher fetal tissue distribution (25% maternal plasma concentration) was observed in rabbits after a single oral gavage dose of 1 mg/kg on gestation day 18. Rosuvastatin administration did not indicate a teratogenic effect LQUDWVDWPJNJGD\RULQ UDEELWV3 mg/kg/day (doses equivalent to the MRHD of 40 mg/day based on AUC and body surface area, respectively). In female rats given 5, 15 and 50 mg/kg/day before mating and continuing through to gestation day 7 resulted in decreased fetal body weight (female pups) and delayed ossification at 50 mg/kg/day (10 times the human exposure at the MRHD dose of 40 mg/day based on AUC). In pregnant rats given 2, 10 and 50 mg/kg/day of rosuvastatin from gestation day 7 through lactation day 21 (weaning), decreased pup survival occurred at 50 mg/kg/day (dose equivalent to 12 times the MRHD of 40 mg/day based body surface area). 13 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 58 of 79 In pregnant rabbits given 0.3, 1, and 3 mg/kg/day of rosuvastatin from gestation day 6 to day 18, decreased fetal viability and maternal mortality was observed at 3 mg/kg/day (dose equivalent to the MRHD of 40 mg/day based on body surface area). 8.2 Lactation Risk Summary Rosuvastatin use is contraindicated during breastfeeding [see Contraindications (4)]. Limited data indicate that CRESTOR is present in human milk. There is no available information on the effects of the drug on the breastfed infant or the effects of the drug on milk production. Because of the potential for serious adverse reactions in a breastfed infant, advise patients that breastfeeding is not recommended during treatment with CRESTOR. 8.3 Females and Males of Reproductive Potential Contraception CRESTOR may cause fetal harm when administered to a pregnant woman [see Use in Specific Populations (8.1)]. Advise females of reproductive potential to use effective contraception during treatment with CRESTOR. 8.4 Pediatric Use In children and adolescents 8 to 17 years of age with heterozygous familial hypercholesterolemia, the safety and effectiveness of CRESTOR as an adjunct to diet to reduce total cholesterol, LDL-C, and ApoB levels when, after an adequate trial of diet therapy, LDL-C exceeds 190 mg/dL or when LDL-C exceeds 160 mg/dL and there is a positive family history of premature CVD or two or more other CVD risk factors, were established in one controlled trial and in one open-label, uncontrolled trial [see Clinical Studies (14.7)]. The long-term efficacy of CRESTOR therapy initiated in childhood to reduce morbidity and mortality in adulthood has not been established. The safety and effectiveness of CRESTOR in children and adolescents 10 to 17 years of age with heterozygous familial hypercholesterolemia were evaluated in a controlled clinical trial of 12 weeks duration followed by 40 weeks of open-label exposure. Patients treated with 5 mg, 10 mg, and 20 mg daily CRESTOR had an adverse experience profile generally similar to that of patients treated with placebo. There was no detectable effect of CRESTOR on growth, weight, BMI (body mass index), or sexual maturation [see Clinical Studies (14.7)] in children and adolescents (10 to 17 years of age). CRESTOR has not been studied in controlled clinical trials involving prepubertal patients or patients younger than 10 years of age with heterozygous familial hypercholesterolemia. However, the safety and effectiveness of CRESTOR were evaluated in a two year open-label uncontrolled trial that included children and adolescents 8 to 17 years of age with heterozygous familial hypercholesterolemia [see Clinical Studies (14.7)]. The safety and efficacy of 14 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 59 of 79 CRESTOR in lowering LDL-C appeared generally consistent with that observed for adult patients, despite limitations of the uncontrolled study design. Children and adolescents 7 to 15 years of age with homozygous familial hypercholesterolemia were studied in a 6-week randomized, placebo-controlled, cross-over study with CRESTOR 20 mg once daily followed by 12 weeks of open-label treatment [see Clinical Studies (14.6)]. In general, the safety profile in this trial was consistent with that of the previously established safety profile in adults. Although not all adverse reactions identified in the adult population have been observed in clinical trials of children and adolescent patients, the same warnings and precautions for adults should be considered for children and adolescents. Adolescent females should be counseled on appropriate contraceptive methods while on CRESTOR therapy [see Use in Specific Populations (8.1)]. 8.5 Geriatric Use Of the 10,275 patients in clinical studies with CRESTOR, 3159 (31%) were 65 years and older, and 698 (6.8%) were 75 years and older. No overall differences in safety or effectiveness were observed between these subjects and younger subjects, and other reported clinical experience has not identified differences in responses between the elderly and younger patients, but greater sensitivity of some older individuals cannot be ruled out. Elderly patients are at higher risk of myopathy and CRESTOR should be prescribed with caution in the elderly [see Warnings and Precautions (5.1) and Clinical Pharmacology (12.3)]. 8.6 Renal Impairment Rosuvastatin exposure is not influenced by mild to moderate renal impairment (CLcr 30 mL/min/1.73 m2). Exposure to rosuvastatin is increased to a clinically significant extent in patients with severe renal impairment (CLcr <30 mL/min/1.73 m2) who are not receiving hemodialysis and dose adjustment is required [see Dosage and Administration (2.5), Warnings and Precautions (5.1) and Clinical Pharmacology (12.3)]. 8.7 Hepatic Impairment CRESTOR is contraindicated in patients with active liver disease, which may include unexplained persistent elevations of hepatic transaminase levels. Chronic alcohol liver disease is known to increase rosuvastatin exposure; CRESTOR should be used with caution in these patients [see Contraindications (4), Warning and Precautions (5.2) and Clinical Pharmacology (12.3)]. 8.8 Asian Patients Pharmacokinetic studies have demonstrated an approximate 2-fold increase in median exposure to rosuvastatin in Asian subjects when compared with Caucasian controls. CRESTOR dosage 15 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 60 of 79 should be adjusted in Asian patients [see Dosage and Administration (2.3) and Clinical Pharmacology (12.3)]. 10 OVERDOSAGE There is no specific treatment in the event of overdose. In the event of overdose, the patient should be treated symptomatically and supportive measures instituted as required. Hemodialysis does not significantly enhance clearance of rosuvastatin. 11 DESCRIPTION CRESTOR (rosuvastatin calcium) is a synthetic lipid-lowering agent for oral administration. The chemical name for rosuvastatin calcium is bis[(E)-7-[4-(4-fluorophenyl)-6-isopropyl-2[methyl(methylsulfonyl)amino] pyrimidin-5-yl](3R,5S)-3,5-dihydroxyhept-6-enoic acid] calcium salt with the following structural formula: The empirical formula for rosuvastatin calcium is (C22H27FN3O6S)2Ca and the molecular weight is 1001.14. Rosuvastatin calcium is a white amorphous powder that is sparingly soluble in water and methanol, and slightly soluble in ethanol. Rosuvastatin calcium is a hydrophilic compound with a partition coefficient (octanol/water) of 0.13 at pH of 7.0. CRESTOR Tablets for oral administration contain 5, 10, 20, or 40 mg of rosuvastatin and the following inactive ingredients: Each tablet contains: microcrystalline cellulose NF, lactose monohydrate NF, tribasic calcium phosphate NF, crospovidone NF, magnesium stearate NF, hypromellose NF, triacetin NF, titanium dioxide USP, yellow ferric oxide, and red ferric oxide NF. 12 CLINICAL PHARMACOLOGY 12.1 Mechanism of Action CRESTOR is a selective and competitive inhibitor of HMG-CoA reductase, the rate-limiting enzyme that converts 3-hydroxy-3-methylglutaryl coenzyme A to mevalonate, a precursor of cholesterol. In vivo studies in animals, and in vitro studies in cultured animal and human cells have shown rosuvastatin to have a high uptake into, and selectivity for, action in the liver, the 16 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 61 of 79 target organ for cholesterol lowering. In in vivo and in vitro studies, rosuvastatin produces its lipid-modifying effects in two ways. First, it increases the number of hepatic LDL receptors on the cell-surface to enhance uptake and catabolism of LDL. Second, rosuvastatin inhibits hepatic synthesis of VLDL, which reduces the total number of VLDL and LDL particles. 12.3 Pharmacokinetics Absorption In clinical pharmacology studies in man, peak plasma concentrations of rosuvastatin were reached 3 to 5 hours following oral dosing. Both Cmax and AUC increased in approximate proportion to CRESTOR dose. The absolute bioavailability of rosuvastatin is approximately 20%. Administration of CRESTOR with food did not affect the AUC of rosuvastatin. The AUC of rosuvastatin does not differ following evening or morning drug administration. Distribution Mean volume of distribution at steady-state of rosuvastatin is approximately 134 liters. Rosuvastatin is 88% bound to plasma proteins, mostly albumin. This binding is reversible and independent of plasma concentrations. Metabolism Rosuvastatin is not extensively metabolized; approximately 10% of a radiolabeled dose is recovered as metabolite. The major metabolite is N-desmethyl rosuvastatin, which is formed principally by cytochrome P450 \ 2C9, and in vitro studies have demonstrated that N-desmethyl rosuvastatin has approximately one-sixth to one-half the HMG-CoA reductase inhibitory activity of the parent compound. Overall, greater than 90% of active plasma HMG-CoA reductase inhibitory activity is accounted for by the parent compound. Excretion Following oral administration, rosuvastatin and its metabolites are primarily excreted in the feces (90%). The elimination half-life (t1/2) of rosuvastatin is approximately 19 hours. After an intravenous dose, approximately 28% of total body clearance was via the renal route, and 72% by the hepatic route. Specific Populations Race A population pharmacokinetic analysis revealed no clinically relevant differences in pharmacokinetics among Caucasian, Hispanic, and Black or Afro-Caribbean groups. However, pharmacokinetic studies, including one conducted in the US, have demonstrated an approximate 17 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 62 of 79 2-fold elevation in median exposure (AUC and Cmax) in Asian subjects when compared with a Caucasian control group. Gender There were no differences in plasma concentrations of rosuvastatin between men and women. Pediatric In a population pharmacokinetic analysis of two pediatric trials involving patients with heterozygous familial hypercholesterolemia 10 to 17 years of age and 8 to 17 years of age, respectively, rosuvastatin exposure appeared comparable to or lower than rosuvastatin exposure in adult patients. Geriatric There were no differences in plasma concentrations of rosuvastatin between the nonelderly and HOGHUO\SRSXODWLRQVDJH65 years). Renal Impairment Mild to moderate renal impairment (CLcr 30 mL/min/1.73 m2) had no influence on plasma concentrations of rosuvastatin. However, plasma concentrations of rosuvastatin increased to a clinically significant extent (about 3-fold) in patients with severe renal impairment (CLcr <30 mL/min/1.73 m2) not receiving hemodialysis compared with healthy subjects (CLcr >80 mL/min/1.73 m2). Hemodialysis Steady-state plasma concentrations of rosuvastatin in patients on chronic hemodialysis were approximately 50% greater compared with healthy volunteer subjects with normal renal function. Hepatic Impairment In patients with chronic alcohol liver disease, plasma concentrations of rosuvastatin were modestly increased. In patients with Child-Pugh A disease, Cmax and AUC were increased by 60% and 5%, respectively, as compared with patients with normal liver function. In patients with Child-Pugh B disease, Cmax and AUC were increased 100% and 21%, respectively, compared with patients with normal liver function. Drug-Drug Interactions Rosuvastatin clearance is not dependent on metabolism by cytochrome P450 3A4 to a clinically significant extent. Rosuvastatin is a substrate for certain transporter proteins including the hepatic uptake transporter organic anion-transporting polyprotein 1B1 (OATP1B1) and efflux transporter breast cancer resistance protein (BCRP). Concomitant administration of CRESTOR with medications 18 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 63 of 79 that are inhibitors of these transporter proteins (e.g. cyclosporine, certain HIV protease inhibitors) may result in increased rosuvastatin plasma concentrations and an increased risk of myopathy [see Dosage and Administration (2.4)]. It is recommended that prescribers consult the relevant product information when considering administration of such products together with CRESTOR. Table 4. Effect of Coadministered Drugs on Rosuvastatin Systemic Exposure Coadministered drug and dosing regimen Rosuvastatin Mean Ratio (ratio with/without coadministered drug) No Effect=1.0 Dose (mg)1 Change in AUC Change in Cmax Cyclosporine – stable dose required (75 mg – 200 mg BID) 10 mg QD for 10 days 7.12 112 Atazanavir/ritonavir combination 300 mg/100 mg QD for 8 days 10 mg 3.12 72 10 mg, single dose 20 mg QD for 7 days 2.82 (2.3-3.4)3 2.12 (1.7-2.6)3 1.92 (1.6-2.2)3 1.6 (1.4-1.7)3 1.5 (1.0-2.1)3 1.4 (1.2-1.6)3 3.22 (2.6-3.9)3 52 (3.4-6.4)3 2.22 (1.8-2.7)3 2 (1.8-2.3)3 2.4 (1.6-3.6)3 2.2 (1.8-2.7)3 Simeprevir 150 mg QD, 7 days Lopinavir/ritonavir combination 400 mg/100 mg BID for 17 days Gemfibrozil 600 mg BID for 7 days Eltrombopag 75 mg QD, 5 days Darunavir 600 mg/ritonavir 100 mg BID, 7 days Tipranavir/ritonavir combination 500 mg/200mg BID for 11 days Dronedarone 400 mg BID 80 mg 10 mg 10 mg QD for 7 days 10 mg 10 mg 1.4 Itraconazole 200 mg QD, 5 days 10 mg QD for 14 days 1.4 (1.2-1.6)3 1.3 (1.1-1.4)3 1.2 (0.9-1.6)3 1.4 (1.2-1.5)3 1.2 (0.9-1.4)3 1.2 (0.8-1.6)3 10 mg 1.1 1.5 10 mg ļ 1.2 (1.1-1.3)3 10 mg or 80 mg Ezetimibe 10 mg QD, 14 days Fosamprenavir/ritonavir 700 mg/100 mg BID for 7 days Fenofibrate 67 mg TID for 7 days 19 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 64 of 79 Table 4. Effect of Coadministered Drugs on Rosuvastatin Systemic Exposure Coadministered drug and dosing regimen Rifampicin 450 mg QD, 7 days Aluminum & magnesium hydroxide combination antacid Administered simultaneously Administered 2 hours apart Rosuvastatin 20 mg ļ 40 mg 40 mg 0.52 (0.4-0.5)3 0.8 (0.7-0.9)3 1.0 (0.8-1.2)3 1.1 (1.0-1.3)3 0.8 (0.7-0.9)3 Ketoconazole 200 mg BID for 7 days 80 mg Fluconazole 200 mg QD for 11 days 80 mg Erythromycin 500 mg QID for 7 days 80 mg 0.52 (0.4-0.6)3 0.8 (0.7-1.0)3 1.0 (0.7-1.3)3 1.1 (0.9-1.4)3 0.7 (0.5-0.9)3 1 Single dose unless otherwise noted. Clinically significant [see Dosage and Administration (2) and Warnings and Precautions (5)] 3 Mean ratio with 90% CI (with/without coadministered drug, e.g., 1= no change, 0.7 = 30% decrease, 11=11 fold increase in exposure) 2 Table 5. Effect of Rosuvastatin Coadministration on Systemic Exposure to Other Drugs Rosuvastatin Dosage Regimen Coadministered Drug Mean Ratio (ratio with/without coadministered drug) No Effect=1.0 Name and Dose 40 mg QD for 10 days Warfarin1 25 mg single dose 40 mg QD for 12 days Digoxin 0.5 mg single dose 40 mg QD for 28 days Oral Contraceptive (ethinyl estradiol 0.035 mg & norgestrel 0.180, 0.215 and 0.250 mg) QD for 21 Days Change in AUC R- Warfarin 1.0 (1.0-1.1)2 S-Warfarin 1.1 (1.0-1.1)2 1.0 (0.9-1.2)2 Change in Cmax R-Warfarin 1.0 (0.9-1.0)2 S-Warfarin 1.0 (0.9-1.1)2 1.0 (0.9-1.2)2 EE 1.3 (1.2-1.3)2 NG 1.3 (1.3-1.4)2 EE 1.3 (1.2-1.3)2 NG 1.2 (1.1-1.3)2 EE = ethinyl estradiol, NG = norgestrel 1 Clinically significant pharmacodynamic effects [see Warnings and Precautions (5.3)] 2 Mean ratio with 90% CI (with/without coadministered drug, e.g., 1= no change, 0.7=30% decrease, 11=11-fold increase in exposure) 20 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 65 of 79 12.5 Pharmacogenomics Disposition of HMG-CoA reductase inhibitors, including rosuvastatin, involves OATP1B1 and other transporter proteins. Higher plasma concentrations of rosuvastatin have been reported in very small groups of patients (n=3 to 5) who have two reduced function alleles of the gene that encodes OATP1B1 (SLCO1B1 521T > C). The frequency of this genotype (i.e., SLCO1B1 521 C/C) is generally lower than 5% in most racial/ethnic groups. The impact of this polymorphism on efficacy and/or safety of rosuvastatin has not been clearly established. 13 NONCLINICAL TOXICOLOGY 13.1 Carcinogenesis, Mutagenesis, Impairment of Fertility In a 104-week carcinogenicity study in rats at dose levels of 2, 20, 60, or 80 mg/kg/day by oral gavage, the incidence of uterine stromal polyps was significantly increased in females at 80 mg/kg/day at systemic exposure 20 times the human exposure at 40 mg/day based on AUC. Increased incidence of polyps was not seen at lower doses. In a 107-week carcinogenicity study in mice given 10, 60, or 200 mg/kg/day by oral gavage, an increased incidence of hepatocellular adenoma/carcinoma was observed at 200 mg/kg/day at systemic exposures 20 times the human exposure at 40 mg/day based on AUC. An increased incidence of hepatocellular tumors was not seen at lower doses. Rosuvastatin was not mutagenic or clastogenic with or without metabolic activation in the Ames test with Salmonella typhimurium and Escherichia coli, the mouse lymphoma assay, and the chromosomal aberration assay in Chinese hamster lung cells. Rosuvastatin was negative in the in vivo mouse micronucleus test. In rat fertility studies with oral gavage doses of 5, 15, 50 mg/kg/day, males were treated for 9 weeks prior to and throughout mating and females were treated 2 weeks prior to mating and throughout mating until gestation day 7. No adverse effect on fertility was observed at 50 mg/kg/day (systemic exposures up to 10 times the human exposure at 40 mg/day based on AUC). In testicles of dogs treated with rosuvastatin at 30 mg/kg/day for one month, spermatidic giant cells were seen. Spermatidic giant cells were observed in monkeys after 6-month treatment at 30 mg/kg/day in addition to vacuolation of seminiferous tubular epithelium. Exposures in the dog were 20 times and in the monkey 10 times the human exposure at 40 mg/day based on body surface area. Similar findings have been seen with other drugs in this class. 13.2 Animal Toxicology and/or Pharmacology Central Nervous System Toxicity CNS vascular lesions, characterized by perivascular hemorrhages, edema, and mononuclear cell infiltration of perivascular spaces, have been observed in dogs treated with several other members of this drug class. A chemically similar drug in this class produced dose-dependent 21 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 66 of 79 optic nerve degeneration (Wallerian degeneration of retinogeniculate fibers) in dogs, at a dose that produced plasma drug levels about 30 times higher than the mean drug level in humans taking the highest recommended dose. Edema, hemorrhage, and partial necrosis in the interstitium of the choroid plexus was observed in a female dog sacrificed moribund at day 24 at 90 mg/kg/day by oral gavage (systemic exposures 100 times the human exposure at 40 mg/day based on AUC). Corneal opacity was seen in dogs treated for 52 weeks at 6 mg/kg/day by oral gavage (systemic exposures 20 times the human exposure at 40 mg/day based on AUC). Cataracts were seen in dogs treated for 12 weeks by oral gavage at 30 mg/kg/day (systemic exposures 60 times the human exposure at 40 mg/day based on AUC). Retinal dysplasia and retinal loss were seen in dogs treated for 4 weeks by oral gavage at 90 mg/kg/day (systemic exposures 100 times the human exposure at 40 PJGD\EDVHGRQ$8&'RVHV mg/kg/day V\VWHPLFH[SRVXUHV times the human exposure at 40 mg/day based on AUC) did not reveal retinal findings during treatment for up to one year. Juvenile Toxicology Study In a juvenile study, rats were dosed by oral gavage with 10 or 50 mg/kg/day from weaning for 9 weeks prior to pairing, throughout pairing and up to the day before necropsy for males or up to gestation day 7 for females. No effects on sexual development, testicular and epididymal appearance or fertility were observed at either dose level (2 times or up to 24 times the human exposure (AUC) at the maximum pediatric dose of 20 mg/day). 14 CLINICAL STUDIES 14.1 Hyperlipidemia and Mixed Dyslipidemia CRESTOR reduces Total-C, LDL-C, ApoB, nonHDL-C, and TG, and increases HDL-C, in adult patients with hyperlipidemia and mixed dyslipidemia. Dose-Ranging Study: In a multicenter, double-blind, placebo-controlled, dose-ranging study in patients with hyperlipidemia CRESTOR given as a single daily dose for 6 weeks significantly reduced Total-C, LDL-C, nonHDL-C, and ApoB, across the dose range (Table 6). Table 6. Dose-Response in Patients with Hyperlipidemia (Adjusted Mean % Change from Baseline at Week 6) Dose Placebo CRESTOR 5 mg CRESTOR 10 mg CRESTOR 20 mg CRESTOR 40 mg N 13 17 17 17 18 Total-C -5 -33 -36 -40 -46 LDL-C -7 -45 -52 -55 -63 22 Reference ID: 3937746 Non-HDL-C -7 -44 -48 -51 -60 ApoB -3 -38 -42 -46 -54 TG -3 -35 -10 -23 -28 HDL-C 3 13 14 8 10 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 67 of 79 Active-Controlled Study: CRESTOR was compared with the HMG-CoA reductase inhibitors atorvastatin, simvastatin, and pravastatin in a multicenter, open-label, dose-ranging study of 2240 patients with hyperlipidemia or mixed dyslipidemia. After randomization, patients were treated for 6 weeks with a single daily dose of either CRESTOR, atorvastatin, simvastatin, or pravastatin (Figure 1 and Table 7). Figure 1. Percent LDL-C Change by Dose of CRESTOR, Atorvastatin, Simvastatin, and Pravastatin at Week 6 in Patients with Hyperlipidemia or Mixed Dyslipidemia Box plots are a representation of the 25th, 50th, and 75th percentile values, with whiskers representing the 10th and 90th percentile values. Mean baseline LDL-C: 189 mg/dL Table 7. Percent Change in LDL-C From Baseline to Week 6 (LS Mean1) by Treatment Group (Sample Sizes Ranging from 156–167 Patients Per Group) Treatment Treatment Daily Dose 10 mg 20 mg 40 mg 80 mg CRESTOR -462 -523 -554 --Atorvastatin -37 -43 -48 -51 Simvastatin -28 -35 -39 -46 Pravastatin -20 -24 -30 --1 Corresponding standard errors are approximately 1.00 2 CRESTOR 10 mg reduced LDL-C significantly more than atorvastatin 10 mg; pravastatin 10 mg, 20 mg, and 40 mg; simvastatin 10 mg, 20 mg, and 40 mg. (p<0.002) 3 CRESTOR 20 mg reduced LDL-C significantly more than atorvastatin 20 mg and 40 mg; pravastatin 20 mg and 40 mg; simvastatin 20 mg, 40 mg, and 80 mg. (p<0.002) 4 CRESTOR 40 mg reduced LDL-C significantly more than atorvastatin 40 mg; pravastatin 40 mg; simvastatin 40 mg, and 80 mg. (p<0.002) 14.2 Heterozygous Familial Hypercholesterolemia Active-Controlled Study: In a study of patients with heterozygous FH (baseline mean LDL of 291), patients were randomized to CRESTOR 20 mg or atorvastatin 20 mg. The dose was 23 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 68 of 79 increased by 6-week intervals. Significant LDL-C reductions from baseline were seen at each dose in both treatment groups (Table 8). Table 8. Mean LDL-C Percentage Change from Baseline Atorvastatin (n=187) CRESTOR (n=435) LS Mean1 (95% CI) LS Mean1 (95% CI) Week 6 20 mg -47% (-49%, -46%) -38% (-40%, -36%) Week 12 40 mg -55% (-57%, -54%) -47% (-49%, -45%) Week 18 80 mg NA -52% (-54%, -50%) 1 LS Means are least square means adjusted for baseline LDL-C 14.3 Hypertriglyceridemia Dose-Response Study: In a double-blind, placebo-controlled dose-response study in patients with baseline TG levels from 273 to 817 mg/dL, CRESTOR given as a single daily dose (5 to 40 mg) over 6 weeks significantly reduced serum TG levels (Table 9). Table 9. Dose-Response in Patients with Primary Hypertriglyceridemia over 6 Weeks Dosing Median (Min, Max) Percent Change from Baseline Dose Placebo (n=26) Triglycerides nonHDL-C VLDL-C Total-C LDL-C HDL-C 1 (-40, 72) 2 (-13, 19) 2 (-36, 53) 1 (-13, 17) 5 (-30, 52) -3 (-25, 18) CRESTOR 5 mg (n=25) -21 (-58, 38) -29 (-43, -8) -25 (-62, 49) -24 (-40, -4) -28 (-71, 2) 3 (-38, 33) CRESTOR 10 mg (n=23) -37 (-65, 5) -49 (-59, -20) -48 (-72, 14) -40 (-51, -14) -45 (-59, 7) 8 (-8, 24) CRESTOR 20 mg (n=27) -37 (-72, 11) -43 (-74, 12) -49 (-83, 20) -34 (-61, -11) -31 (-66, 34) 22 (-5, 50) CRESTOR 40 mg (n=25) -43 (-80, -7) -51 (-62, -6) -56 (-83, 10) -40 (-51, -4) -43 (-61, -3) 17 (-14, 63) 14.4 Primary Dysbetalipoproteinemia (Type III Hyperlipoproteinemia) In a randomized, multicenter, double-blind crossover study, 32 patients (2ZLWKɽɽDQG with apo E mutation [Arg145Cys] with primary dysbetalipoproteinemia (Type III Hyperlipoproteinemia) entered a 6-week dietary lead-in period on the NCEP Therapeutic Lifestyle Change (TLC) diet. Following dietary lead-in, patients were randomized to a sequence of treatments in conjunction with the TLC diet for 6 weeks each: rosuvastatin 10 mg followed by rosuvastatin 20 mg or rosuvastatin 20 mg followed by rosuvastatin 10 mg. CRESTOR reduced non HDL-C (primary end point) and circulating remnant lipoprotein levels. Results are shown in the table below. Table 10. Lipid-modifying Effects of Rosuvastatin 10 mg and 20 mg in Primary Dysbetalipoproteinemia (Type III hyperlipoproteinemia) After Six Weeks by Median Percent Change (95% CI) from Baseline (N=32) Total-C Median at Baseline (mg/dL) 342.5 Median percent change from baseline (95% CI) CRESTOR 10 mg -43.3 24 Reference ID: 3937746 Median percent change from baseline (95% CI) CRESTOR 20 mg -47.6 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 69 of 79 Table 10. Lipid-modifying Effects of Rosuvastatin 10 mg and 20 mg in Primary Dysbetalipoproteinemia (Type III hyperlipoproteinemia) After Six Weeks by Median Percent Change (95% CI) from Baseline (N=32) Median at Baseline (mg/dL) Triglycerides 503.5 NonHDL-C 294.5 VLDL-C + IDL-C 209.5 LDL-C 112.5 HDL-C 35.5 RLP-C 82.0 Apo-E 16.0 Median percent change from baseline (95% CI) CRESTOR 10 mg (-46.9, – 37.5) -40.1 (-44.9, -33.6) -48.2 (-56.7, -45.6) -46.8 (-53.7, -39.4) -54.4 (-59.1, -47.3) 10.2 (1.9, 12.3) -56.4 (-67.1, -49.0) -42.9 (-46.3, -33.3) Median percent change from baseline (95% CI) CRESTOR 20 mg (-51.6,-42.8) -43.0 (-52.5, -33.1) -56.4 (-61.4, -48.5) -56.2 (-67.7, -43.7) -57.3 (-59.4, -52.1) 11.2 (8.3, 20.5) -64.9 (-74.0, -56.6) -42.5 (-47.1, -35.6) 14.5 Homozygous Familial Hypercholesterolemia Dose-Titration Study: In an open-label, forced-titration study, homozygous FH patients (n=40, 8-63 years) were evaluated for their response to CRESTOR 20 to 40 mg titrated at a 6-week interval. In the overall population, the mean LDL-C reduction from baseline was 22%. About one-third of the patients benefited from increasing their dose from 20 mg to 40 mg with further LDL lowering of greater than 6%. In the 27 patients with at least a 15% reduction in LDL-C, the mean LDL-C reduction was 30% (median 28% reduction). Among 13 patients with an LDL-C reduction of <15%, 3 had no change or an increase in LDL-C. Reductions in LDL-C of 15% or greater were observed in 3 of 5 patients with known receptor negative status. 14.6 Pediatric Patients with Homozygous Familial Hypercholesterolemia CRESTOR was studied in a randomized, double-blind, placebo-controlled, multicenter, crossover study in 14 children and adolescents with homozygous familial hypercholesterolemia. The study included a 4-week dietary lead-in phase during which patients received CRESTOR 10 mg daily, a cross-over phase that included two 6-week treatment periods with either CRESTOR 20 mg or placebo in random order, followed by a 12-week open-label phase during which all patients received CRESTOR 20 mg. Patients ranged in age from 7 to 15 years of age (median 11 years), 50% were male, 71% were Caucasian, 21% were Asian, 7% were Black, and no patients were of Hispanic ethnicity. Fifty percent were on apheresis therapy and 57% were taking ezetimibe. Patients who entered the study on apheresis therapy or ezetimibe continued the 25 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 70 of 79 treatment throughout the entire study. Mean LDL-C at baseline was 416 mg/dL (range 152 to 716 mg/dL). A total of 13 patients completed both treatment periods of the randomized crossover phase; one patient withdrew consent due to inability to have blood drawn during the crossover phase. CRESTOR 20 mg significantly reduced LDL-C, total cholesterol, ApoB, and non-HDL-C compared to placebo (Table 11). Table 11. Lipid-modifying Effects of Rosuvastatin in Pediatric Patients 7 to 15 years of Age with Homozygous Familial Hypercholesterolemia After 6 Weeks Placebo CRESTOR 20 mg Percent difference (95% CI) (N=13) (N=13) LDL-C (mg/dL) 481 396 -22.3% (-33.5, -9.1)1 Total-C (mg/dL) 539 448 -20.1% (-29.7, -9.1)2 Non-HDL-C (mg/dL) 505 412 -22.9% (-33.7, -10.3)2 ApoB (mg/dL) 268 235 -17.1% (-29.2, -2.9)3 % Difference estimates are based on transformations of the estimated mean difference in log LDL measurements between CRESTOR and placebo using a mixed model adjusted for study period 1 p=0.005, 2 p=0.003, 3 p=0.024 14.7 Pediatric Patients with Heterozygous Familial Hypercholesterolemia In a double blind, randomized, multicenter, placebo-controlled, 12 week study, 176 (97 male and 79 female) children and adolescents with heterozygous familial hypercholesterolemia were randomized to rosuvastatin 5, 10 or 20 mg or placebo daily. Patients ranged in age from 10 to 17 years (median age of 14 years) with approximately 30% of the patients 10 to 13 years and approximately 17%, 18%, 40%, and 25% at Tanner stages II, III, IV, and V, respectively. Females were at least 1 year postmenarche. Mean LDL-C at baseline was 233 mg/dL (range of 129 to 399). The 12-week double blind phase was followed by a 40 week open label dosetitration phase, where all patients (n=173) received 5 mg, 10 mg or 20 mg rosuvastatin daily. Rosuvastatin significantly reduced LDL-C (primary end point), total cholesterol and ApoB levels at each dose compared to placebo. Results are shown in Table 12 below. Table 12. Lipid-Modifying Effects of Rosuvastatin in Pediatric Patients 10 to 17 years of Age with Heterozygous Familial Hypercholesterolemia (Least-Squares Mean Percent Change from Baseline To Week 12) Dose (mg) N LDL-C HDL-C Total-C TG1 ApoB Placebo 46 -1% +7% 0% -7% -2% 26 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 71 of 79 Table 12. Lipid-Modifying Effects of Rosuvastatin in Pediatric Patients 10 to 17 years of Age with Heterozygous Familial Hypercholesterolemia (Least-Squares Mean Percent Change from Baseline To Week 12) 1 2 Dose (mg) N LDL-C HDL-C Total-C TG1 ApoB 5 42 -38% +4%2 -30% -13%2 -32% 10 44 -45% +11%2 -34% -15%2 -38% 20 44 -50% +9%2 -39% 16%2 -41% Median percent change Difference from placebo not statistically significant At the end of the 12-week, double blind treatment period, the percentage of patients achieving the LDL-C goal of less than 110 mg/dL (2.8 mmol/L) was 0% for placebo, 12% for rosuvastatin 5 mg, 41% for rosuvastatin 10 mg and 41% for rosuvastatin 20 mg. For the 40-week, open-label phase, 71% of the patients were titrated to the maximum dose of 20 mg and 41% of the patients achieved the LDL-C goal of 110 mg/dL. Rosuvastatin was also studied in a two year open-label, uncontrolled, titration to goal trial that included 175 children and adolescents with heterozygous familial hypercholesterolemia who were 8 to 17 years old (79 boys and 96 girls). All patients had a documented genetic defect in the LDL receptor or in Apo B. Approximately 89% were Caucasian, 7% were Asian, 1% were Black, and fewer than 1% were Hispanic. Mean LDL-C at baseline was 236 mg/dL. Fifty-eight (33%) patients were prepubertal at baseline. The starting rosuvastatin dosage for all children and adolescents was 5 mg once daily. Children 8 to less than 10 years of age (n=41 at baseline) could titrate to a maximum dosage of 10 mg once daily, and children and adolescents 10 to 17 years of age could titrate to a maximum dosage of 20 mg once daily. The reductions in LDL-C from baseline were generally consistent across age groups within the trial as well as with previous experience in both adult and pediatric controlled trials. The long-term efficacy of rosuvastatin therapy initiated in childhood to reduce morbidity and mortality in adulthood has not been established. 14.8 Slowing of the Progression of Atherosclerosis In the Measuring Effects on Intima Media Thickness: an Evaluation Of Rosuvastatin 40 mg (METEOR) study, the effect of therapy with CRESTOR on carotid atherosclerosis was assessed by B-mode ultrasonography in patients with elevated LDL-C, at low risk (Framingham risk <10% over ten years) for symptomatic coronary artery disease and with subclinical atherosclerosis as evidenced by carotid intimal-medial thickness (cIMT). In this double-blind, placebo-controlled clinical study 984 patients were randomized (of whom 876 were analyzed) in 27 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 72 of 79 a 5:2 ratio to CRESTOR 40 mg or placebo once daily. Ultrasonograms of the carotid walls were used to determine the annualized rate of change per patient from baseline to two years in mean maximum cIMT of 12 measured segments. The estimated difference in the rate of change in the maximum cIMT analyzed over all 12 carotid artery sites between patients treated with CRESTOR and placebo-treated patients was -0.0145 mm/year (95% CI –0.0196, –0.0093; p <0.0001). The annualized rate of change from baseline for the placebo group was +0.0131 mm/year (p <0.0001). The annualized rate of change from baseline for the group treated with CRESTOR was -0.0014 mm/year (p=0.32). At an individual patient level in the group treated with CRESTOR, 52.1% of patients demonstrated an absence of disease progression (defined as a negative annualized rate of change), compared to 37.7% of patients in the placebo group. 14.9 Primary Prevention of Cardiovascular Disease In the Justification for the Use of Statins in Primary Prevention: An Intervention Trial Evaluating Rosuvastatin (JUPITER) study, the effect of CRESTOR (rosuvastatin calcium) on the occurrence of major cardiovascular (CV) disease events was assessed in 17,802 men 50 \HDUVDQGZRPHQ 60 years) who had no clinically evident cardiovascular disease, LDL-C levels <130 mg/dL (3.3 mmol/l) and hs-&53OHYHOV2 mg/L. The study population had an estimated baseline coronary heart disease risk of 11.6% over 10 years based on the Framingham risk criteria and included a high percentage of patients with additional risk factors such as hypertension (58%), low HDL-C levels (23%), cigarette smoking (16%), or a family history of premature CHD (12%). Study participants had a median baseline LDL-C of 108 mg/dL and hsCRP of 4.3 mg/L. Study participants were randomly assigned to placebo (n=8901) or rosuvastatin 20 mg once daily (n=8901) and were followed for a mean duration of 2 years. The JUPITER study was stopped early by the Data Safety Monitoring Board due to meeting predefined stopping rules for efficacy in rosuvastatin-treated subjects. The primary end point was a composite end point consisting of the time-to-first occurrence of any of the following major CV events: CV death, nonfatal myocardial infarction, nonfatal stroke, hospitalization for unstable angina or an arterial revascularization procedure. Rosuvastatin significantly reduced the risk of major CV events (252 events in the placebo group vs. 142 events in the rosuvastatin group) with a statistically significant (p< 0.001) relative risk reduction of 44% and absolute risk reduction of 1.2% (see Figure 2). The risk reduction for the primary end point was consistent across the following predefined subgroups: age, sex, race, smoking status, family history of premature CHD, body mass index, LDL-C, HDL-C, and hsCRP levels. 28 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 73 of 79 Figure 2. Time to First Occurrence of Major Cardiovascular Events in JUPITER The individual components of the primary end point are presented in Figure 3. Rosuvastatin significantly reduced the risk of nonfatal myocardial infarction, nonfatal stroke, and arterial revascularization procedures. There were no significant treatment differences between the rosuvastatin and placebo groups for death due to cardiovascular causes or hospitalizations for unstable angina. Rosuvastatin significantly reduced the risk of myocardial infarction (6 fatal events and 62 nonfatal events in placebo-treated subjects vs. 9 fatal events and 22 nonfatal events in rosuvastatin-treated subjects) and the risk of stroke (6 fatal events and 58 nonfatal events in placebo-treated subjects vs. 3 fatal events and 30 nonfatal events in rosuvastatin-treated subjects). In a post-hoc subgroup analysis of JUPITER subjects (n=1405; rosuvastatin=725, placebo=680) with a hsCRP 2 mg/L and no other traditional risk factors (smoking, BP 140/90 or taking antihypertensives, low HDL-C) other than age, after adjustment for high HDL-C, there was no significant treatment benefit with rosuvastatin treatment. 29 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 74 of 79 Figure 3. Major CV Events by Treatment Group in JUPITER At one year, rosuvastatin increased HDL-C and reduced LDL-C, hsCRP, total cholesterol and serum triglyceride levels (p <0.001 for all versus placebo). 16 HOW SUPPLIED/STORAGE AND HANDLING CRESTOR® (rosuvastatin calcium) Tablets are supplied as: x x x x x x NDC 0310-0755-90: 5 mg. Yellow, round, biconvex, coated tablets. Debossed “CRESTOR” and “5” on one side; bottle of 90 tablets NDC 0310-0751-90: 10 mg. Pink, round, biconvex, coated tablets. Debossed “CRESTOR” and “10” on one side; bottle of 90 tablets NDC 0310-0751-39: 10 mg. Pink, round, biconvex, coated tablets. Debossed “CRESTOR” and “10” on one side; unit dose packages of 100 NDC 0310-0752-90: 20 mg. Pink, round, biconvex, coated tablets. Debossed “CRESTOR” and “20” on one side; bottles of 90 NDC 0310-0752-39: 20 mg. Pink, round, biconvex, coated tablets. Debossed “CRESTOR” and “20”on one side; unit dose packages of 100 NDC 0310-0754-30: 40 mg. Pink, oval, biconvex, coated tablets. Debossed “CRESTOR” on one side and “40” on the other side; bottles of 30 Storage Store at controlled room temperature, 20-25ºC (68-77ºF) [see USP Controlled Room Temperature]. Protect from moisture. 17 PATIENT COUNSELING INFORMATION Advise the patient to read the FDA-approved patient labeling (Patient Information). 30 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 75 of 79 Patients should be instructed not to take 2 doses of CRESTOR within 12 hours of each other. Skeletal Muscle Effects Patients should be advised to report promptly unexplained muscle pain, tenderness, or weakness, particularly if accompanied by malaise or fever or if these muscle signs or symptoms persist after discontinuing CRESTOR. Concomitant Use of Antacids When taking CRESTOR with an aluminum and magnesium hydroxide combination antacid, the antacid should be taken at least 2 hours after CRESTOR administration. Embryofetal Toxicity Advise females of reproductive potential of the risk to a fetus, to use effective contraception during treatment, and to inform their healthcare provider of a known or suspected pregnancy. [see Contraindications (4) and Use in Specific Populations (8.1, 8.3)]. Lactation Advise women not to breastfeed during treatment with CRESTOR [see Contraindications (4) and Use in Specific Populations (8.2)]. Liver Enzymes It is recommended that liver enzyme tests be performed before the initiation of CRESTOR and if signs or symptoms of liver injury occur. All patients treated with CRESTOR should be advised to promptly report any symptoms that may indicate liver injury, including fatigue, anorexia, right upper abdominal discomfort, dark urine or jaundice. CRESTOR is a trademark of the AstraZeneca group of companies. © AstraZeneca 2015, 2016 Licensed from SHIONOGI & CO., LTD., Osaka, Japan Distributed by: AstraZeneca Pharmaceuticals LP Wilmington, DE 19850 ASTRAZENECA Rev. May 2016 31 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 76 of 79 PATIENT INFORMATION CRESTOR®(Kres-tor) rosuvastatin calcium Tablets Read this Patient Information carefully before you start taking CRESTOR and each time you get a refill. If you have any questions about CRESTOR, ask your doctor. Only your doctor can determine if CRESTOR is right for you. What is CRESTOR? CRESTOR is a prescription medicine that contains a cholesterol-lowering medicine called rosuvastatin calcium. Most of the cholesterol in your blood is made in the liver. CRESTOR works by reducing cholesterol in two ways: CRESTOR blocks an enzyme in the liver causing the liver to make less cholesterol, and CRESTOR increases the uptake and breakdown by the liver of cholesterol already in the blood. x x CRESTOR is used along with diet to: o lower the level of your “bad” cholesterol (LDL) o increase the level of your “good” cholesterol (HDL) o lower the level of fat in your blood (triglycerides) o slow the buildup of fatty deposits (plaque) in the walls of blood vessels CRESTOR is used to treat: o adults who cannot control their cholesterol levels by diet and exercise alone o children 8 to 17 years of age with heterozygous familial hypercholesterolemia (an inherited condition that causes high levels of LDL) o children 7 to 17 years of age with homozygous familial hypercholesterolemia (an inherited condition that causes high levels of LDL). CRESTOR is not approved for use in children with heterozygous familial hypercholesterolemia younger than 8 years of age or for use in children with homozygous familial hypercholesterolemia younger than 7 years of age. CRESTOR is used to reduce the risk of heart attacks and strokes in men 50 years of age and older and women 60 years of age and older who do not have known heart disease but do have certain additional risk factors. It is not known if CRESTOR is safe and effective in people who have Fredrickson Type I and V dyslipidemias. Who should not take CRESTOR? Do not take CRESTOR if you: x are allergic to rosuvastatin calcium or any of the ingredients in CRESTOR. See the end of this leaflet for a complete list of ingredients in CRESTOR. x have liver problems. x are pregnant or think you may be pregnant, or are planning to become pregnant. CRESTOR may harm your unborn baby. If you become pregnant, stop taking CRESTOR and call your doctor right away. If you are not planning to become pregnant you should use effective birth control (contraception) while you are taking CRESTOR. x are breastfeeding. Medicines like CRESTOR can pass into your breast milk and may harm your baby. 32 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 77 of 79 What should I tell my doctor before and while taking CRESTOR? Tell your doctor if you: x have unexplained muscle aches or weakness x have or have had kidney problems x have or have had liver problems x drink more than 2 glasses of alcohol daily x have thyroid problems x are 65 years of age or older x are of Asian descent x are pregnant or think you may be pregnant, or are planning to become pregnant x are breastfeeding Tell your doctor about all the medicines you take, including prescription and over-the-counter medicines, vitamins, and herbal supplements. Talk to your doctor before you start taking any new medicines. Taking CRESTOR with certain other medicines may affect each other causing side effects. CRESTOR may affect the way other medicines work, and other medicines may affect how CRESTOR works. Especially tell your doctor if you take: x cyclosporine (a medicine for your immune system) x gemfibrozil (a fibric acid medicine for lowering cholesterol) x anti-viral medicines including HIV or hepatitis C protease inhibitors (such as lopinavir, ritonavir, fosamprenavir, tipranavir, atazanavir, or simeprevir) x certain anti-fungal medicines (such as itraconazole, ketoconazole and fluconazole) x coumarin anticoagulants (medicines that prevent blood clots, such as warfarin) x niacin or nicotinic acid x fibric acid derivatives (such as fenofibrate) x colchicine (a medicine used to treat gout) Ask your doctor or pharmacist for a list of these medicines if you are not sure. Know all of the medicines you take. Keep a list of them to show your doctor and pharmacist when you get new medicine. How should I take CRESTOR? x Take CRESTOR exactly as your doctor tells you to take it. x Take CRESTOR, by mouth, 1 time each day. Swallow the tablet whole. x CRESTOR can be taken at any time of day, with or without food. x Do not change your dose or stop CRESTOR without talking to your doctor, even if you are feeling well. x Your doctor may do blood tests to check your cholesterol levels before and during your treatment with CRESTOR. Your doctor may change your dose of CRESTOR if needed. x Your doctor may start you on a cholesterol lowering diet before giving you CRESTOR. Stay on this diet when you take CRESTOR. x Wait at least 2 hours after taking CRESTOR to take an antacid that contains a combination of aluminum and magnesium hydroxide. x If you miss a dose of CRESTOR, take it as soon as you remember. However, 33 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 78 of 79 do not take 2 doses of CRESTOR within 12 hours of each other. x If you take too much CRESTOR or overdose, call your doctor or go to the nearest hospital emergency room right away. What are the Possible Side Effects of CRESTOR? CRESTOR may cause serious side effects, including: x Muscle pain, tenderness and weakness (myopathy). Muscle problems, including muscle breakdown, can be serious in some people and rarely cause kidney damage that can lead to death. Tell your doctor right away if: o you have unexplained muscle pain, tenderness, or weakness, especially if you have a fever or feel more tired than usual, while you take CRESTOR. o you have muscle problems that do not go away even after your doctor has told you to stop taking CRESTOR. Your doctor may do further tests to diagnose the cause of your muscle problems. Your chances of getting muscle problems are higher if you: o are taking certain other medicines while you take CRESTOR o are 65 years of age or older o have thyroid problems (hypothyroidism) that are not controlled o have kidney problems o are taking higher doses of CRESTOR x Liver problems. Your doctor should do blood tests to check your liver before you start taking CRESTOR and if you have symptoms of liver problems while you take CRESTOR. Call your doctor right away if you have any of the following symptoms of liver problems: o feel unusually tired or weak o loss of appetite o upper belly pain o dark urine o yellowing of your skin or the whites of your eyes The most common side effects may include: headache, muscle aches and pains, abdominal pain, weakness, and nausea. Additional side effects that have been reported with CRESTOR include memory loss and confusion. Tell your doctor if you have any side effect that bothers you or that does not go away. These are not all the possible side effects of CRESTOR. For more information, ask your doctor or pharmacist. Call your doctor for medical advice about side effects. You may report side effects to FDA at 1-800-FDA-1088. How should I store CRESTOR? • Store CRESTOR at room temperature, between 68°F to 77°F (20°C to 25°C) and in a dry place. • Safely throw away medicine that is out of date or no longer needed. Keep CRESTOR and all medicines out of the reach of children. What are the Ingredients in CRESTOR? Active Ingredient: rosuvastatin as rosuvastatin calcium Inactive Ingredients: microcrystalline cellulose NF, lactose monohydrate NF, tribasic calcium phosphate NF, crospovidone NF, magnesium stearate NF, 34 Reference ID: 3937746 Case 1:16-cv-01336 Document 1-2 Filed 06/27/16 Page 79 of 79 hypromellose NF, triacetin NF, titanium dioxide USP, yellow ferric oxide, and red ferric oxide NF. General Information about the safe and effective use of CRESTOR Medicines are sometimes prescribed for purposes other than those listed in a Patient Information leaflet. Do not use CRESTOR for a condition for which it was not prescribed. Do not give CRESTOR to other people, even if they have the same medical condition you have. It may harm them. You can ask your pharmacist or doctor for information about CRESTOR that is written for health professionals. CRESTOR is a trademark of the AstraZeneca group of companies. © AstraZeneca 2015, 2016 Licensed from SHIONOGI & CO., LTD., Osaka, Japan Distributed by: AstraZeneca Pharmaceuticals LP Wilmington, DE 19850 For more information, go to the CRESTOR website at www.crestor.com or call 1-800-CRESTOR This Patient Information has been approved by the U.S. Food and Drug Administration 35 Reference ID: 3937746 Revised 5/16