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Cardiac Resynchronisation Therapy in Patients with NYHA Class I-II C. LINDE Background Chronic heart failure (HF) due to systolic dysfunction is a major health problem, and there is an increasing prevalence as a result of better survival after acute myocardial infarction, improved diagnostic methods, and aging of the population. In the USA, there are approximately five million HF patients in a total population of nearly 294 million [1], while in Europe there are 10 million in a total of 666 million people. Asymptomatic left ventricular dysfunction (ALVD) is estimated to have a similar prevalence [2, 3]. The prognosis of HF is poor if the underlying cause cannot be treated. Recent advances in drug treatment, particular those that modify neurohormones, have been shown to reduce HF-related morbidity and mortality [4–6]. Overt HF symptoms generally follow ALVD, which is linked to increased morbidity and mortality [5–7]. In the Framingham trial, a mortality rate of 40% over a 5-year follow-up was found in patients with a marginally reduced left ventricular ejection fraction (LVEF) (< 50%) [6]. In the SOLVD prevention study, the development of HF was studied in patients with ALVD defined by a LVEF of < 35%. Over 8.3 months, 30% in the placebo group, compared to 21% in the enalapril group, developed overt HF. If electrical dyssynchrony accompanies left ventricular (LV) dysfunction, the prognosis is worse [8–10]. Health-care expenditures on HF typically account for 1–2% of total health budgets, of which hospitalisations account for 60–70% of costs [11–13]. Thus, in addition to optimal HF medication, interventions that would halt disease progression and thereby reduce hospitalisation will reduce health-care expenditure in these patients. Department of Cardiology, Karolinska University Hospital, Stockholm, Sweden 512 C. Linde Cardiac resynchronisation therapy (CRT) has recently emerged as new and additional form of treatment for patients with chronic HF and evidence of ventricular dyssynchrony. The clinical efficacy of CRT is now established in patients with moderate to severe (NYHA class III–IV) HF [14, 15]. Reverse ventricular remodelling has consistently been demonstrated with CRT [16–18]. It reflects prevention of disease progression and is possibly associated with better outcome. Recent data [19] suggest that reverse LV remodelling by CRT can also be observed in less symptomatic HF patients (NYHA class II) patients. The purpose of this chapter is to elucidate the rationale for CRT in patients with ALVD with prior HF symptoms or with mild systolic HF (NYHA class II) and to discuss ongoing studies in these patients. The Effects of CRT in Patients with Classical Indications for CRT In studies including 3- to 6-months of follow-up, CRT, either alone or combined with an implantable cardioverter-defibrillator (ICD), has been shown to improve symptoms, exercise tolerance, and quality of life [14, 15, 20] and to reverse LV remodelling [16–18] in patients with moderate to severe HF and wide QRS. Two studies have focused on morbidity and mortality with longer follow-up periods in similar patients. One of these demonstrated reduced HF-related deaths and hospitalisations by CRT whereas reduced overall mortality was only demonstrated in combination with ICD therapy [21]. Recently, however, total mortality and HF-related hospitalisations were found to be reduced by CRT compared to control treatment in the CARE-HF trial [22]. Thus, there is a clear evidence for improvements in total and HFrelated mortality by CRT per se, which justifies the choice of a CRT device without a defibrillator in many HF patients, especially in the elderly. Present Knowledge Regarding the Effects of CRT in NYHA II Patients Whether CRT has similar benefits in patients with less severe HF remains controversial [23]. One recent study focused on patients with NYHA class-II HF and a classical indication for an ICD [19]. This was a relatively small, randomised, double-blind, parallel-controlled 6-month study on optimal medical therapy of HF patients. All of the patients had NYHA class-II symptoms, an LVEF ≤ 35%, and a left ventricular end-diastolic diameter (LVEDD) ≥ 55 mm. In this study, 101 patients were randomised to CRT OFF and 85 to CRT ON. Based on the clinical composite endpoint developed by Packer [24] to assess HF patients, significant improvement of CRT compared to control treatment was shown (Fig. 1). Cardiac Resynchronisation Therapy in Patients with NYHA Class I-II 513 Fig. 1. The clinical composite endpoint in the treatment and control groups at 6 months in the Miracle ICD II trial. From [19], with permission Reverse Remodelling Although patients with pathological LV remodelling experience progressive worsening of HF, slowing or reversing of remodelling has only recently been recognised as a goal of treatment [25]. Reverse remodelling by inhibitors of angiotensin converting enzyme (ACEIs), in particular β-blockers [26, 27], has been linked to reduced morbidity and mortality in all classes of systolic HF. Furthermore, these observations have been substantiated by large trials [28–30]. A consistent finding in the CRT trials designed with 3- to 6-months follow-up is an 8–15% reduction in LVEDD and an increase in LVEF of 4–6% [15–17, 23, 31], expressed in units of absolute value. In the CONTAK-CD trial, significant reverse remodelling could also be demonstrated in the subgroup of NYHA class I–II patients after 6 months of CRT, even though benefits were less pronounced than in the much larger group of NYHA III–IV patients [23]. In the MIRACLE ICD II study, significant reverse remodelling by CRT was seen in NYHA class-II patients (Fig. 2) [19]. These preliminary observations suggest that CRT might favourably impact outcomes in patients with less severe symptoms of HF, LV systolic dysfunction, and ventricular dyssynchrony. 514 C. Linde Fig. 2. The change in left ventricular (LV) volumes and LV ejection fraction after 6 months of either cardiac resynchronisation therapy or no pacing Ongoing and Future Trials To Assess the Effects of CRT in NYHA Class I–II Patients To test the hypothesis that CRT might favourably impact outcomes in patients with less severe symptoms of HF, LV systolic dysfunction, and ventricular dyssynchrony, the REsynchronization [reVErses Remodeling in Systolic left vEntricular dysfunction (REVERSE)] study has been initiated. This study aims at assessing the safety and efficacy of CRT in addition to optimal medical therapy in patients with ALVD (NYHA I ACC/AHA stage C) or mild HF (NYHA II) [32]. The REVERSE study is a prospective, multi-centre, randomised, doubleblind, parallel-controlled clinical trial designed to establish whether CRT combined with optimal medical treatment can attenuate HF disease progression over at least 12 months compared to optimal medical treatment alone, in patients with mild HF. Inclusion criteria are: NYHA I ACC/AHA stage C or II HF, QRS duration ≥ 120 ms, LV ejection fraction ≤ 40%, LVEDD ≥ 55 mm, and an optimised pharmacological regimen [33]. After successful implantation of an atrio-biventricular device (CRT pacemaker or CRT defibrillator, according to the patients’ needs) approximately 500 patients from 100 centres in the USA, Canada, and Europe will be ran- Cardiac Resynchronisation Therapy in Patients with NYHA Class I-II 515 domised to CRT versus no CRT, and followed for at least 12 months (24 months in Europe). The primary endpoint is the HF clinical composite response, and LV end-systolic volume index is the first-order secondary endpoint. Enrolment started in September 2004 and is expected to be completed in 2006. The MADIT CRT aims at investigating whether prophylactic CRT inhibits or slows symptomatic HF. Patients with previous myocardial infarction and NYHA I–II, or patients with non-ischaemic cardiomyopathy in NYHA II will be randomised to either the CRT or control group if they have an EF < 30%, sinus rhythm, and QRS> 130 ms. The primary endpoint is time to mortality (considering all causes) or HF event. This study will include 1820 subjects with an estimated follow-up time of 24 months. Conclusions Cardiac resynchronisation therapy improves HF symptoms and reduces HFrelated hospitalisations and total mortality in patients with moderate to severe HF and ventricular dyssynchrony. In smaller studies, CRT has also been shown be beneficial in patients with less symptomatic HF. The effects of CRT on HF outcomes is therefore currently being studied in patients with NYHA II heart failure or ALVD. References 1. 2. 3. 4. 5. 6. 7. 8. Anonymous (2003) Heart disease and stroke statistics - 2004 update. American Heart Association. 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Rationale and design of a randomised controlled clinical study to assess if cardiac resynchronisation therapy can slow disease progression in mild to moderate heart failure – The Resynchronisation reVerses Remodelling in aSymptomatic left vEntricular dysfunction (REVERSE) study. Am Heart J (in press)