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Chapter 3 Introduction of Words What is lexicology? Lexicology is a branch of linguistics concerned with the study of the vocabulary of a given language. It deals with words, their origin, development, structure, formation, meaning and usage. In short, it is the study of the signification and application of words. What Is a Word? A word is a minimal free form of a language that has a given sound, meaning and syntactic function. 词是具有一定的声音、意义和语法功能,能 独立运用的最小的语言单位。 Language can be defined as “an arbitrary vocal system used for human communication”. By system we mean that the elements in a language are arranged according to certain rules, but not at random. Elements at a lower level are combined according to certain rules to form elements at a higher level. Specially, Language presents itself as a hierarchy in different aspects. As is shown in the following hierarchical rank scale, language rises form morpheme at the bottom up to the sentence at the top in terms of lexicography. (词典编纂) 2.1 Morpheme 1.What is a morpheme(词素)? The morpheme is the smallest functioning unit in the composition of words, not divisible or analyzable into smaller forms. What is usually considered a single word in English may be composed of one or more morphemes: One morpheme---nation Two morphemes---nation-al Three morphemes---nation-al-ize Four morphemes---de-nation-al-ize(使…非国有 化) More than four morphemes---de-nation-al-ization So we can define morpheme in this way: the smallest unit in terms of relationship between expression and content, a unit which can not be divided without destroying or drastically altering the meaning, whether it is lexical or grammatical. ■A morpheme is a two-facet language unit in that it possesses both sound and meaning. A morpheme vs. A word Morphemes occur in speech only as constituent parts of words. They can not be used independently, although a word may consist of a single morpheme. Nor are morphemes divisible into smaller meaningful units. That is why the morpheme may be defined as the minimum meaningful language unit. 2. Allomorph (形位变体,词[语]素变体) Sometimes a morpheme may have two or more different morphological forms or phonetic forms, depending on the context in which it occurs. For example, the prefix sub can be realized as sub as in subway, sup as in support and suppress, suc as in succeed, and sus as in sustain. That is, when sub occurs before a root beginning with the sound /p/ it is realized as sup and when it is added a root with a beginning sound /k/ and a beginning letter c it is realized as suc. These different morphological or phonetic forms of a morpheme are allomorphs of the morpheme. Allomorphs(词素变体): An allomorph is any of the variant forms of a morpheme as conditioned by position or adjoining sounds. For example ion/-tion/-sion/-ation are the positional variants of the same suffix. ending with the sound /t/ usually take – ion (as in invent, invention); verds ending with consonants other than /t/ take –tion (as in describe, description); verbs ending in –ify and –ize take –ation (as in justify, justification; modernize, modernization); verbs ending in –d, -de, or –mit, take –sion (as in expansion, decision, omission); there are exceptions: attend, attention; convert, conversion, etc. Verbs Allomorphs also occur among prefixes. Their form then depends on the first letter of the verb to which they will be added. e.g. im- before p,b, or m, imperfect, imbalance, immobile; ir- before r, irresponsible, irregular; il- before l, illegal, illogical; in- before all other consonants and vowels, inflexible, inexcusable; im-,ir-, and il- are thus allomorphs of the morpheme, in-. 2.2 Classification of Morpheme 1.Free morphemes and bound morphemes Free morphemes(自由词素): Morphemes which are independent of other morphemes are considered to be free. Free morphemes have complete meanings in themselves and can be used as free grammatical units in sentences. A free morpheme is one that may constitute a word (free form) by itself, in the traditional sense. e.g. man, faith, read, write, red Bound morphemes(粘附词素): morphemes that can not occur as separate words. It can not stand by itself as a complete utterance; it must appear with at least one other morpheme, free or bound. Unlike free morphemes, they do not have independent semantic meaning; instead, they have attached meaning or grammatical meaning. e .g. -ly , re- , -ed, -s Bound morpheme can change the meaning or word class of a word, e.g. fit and unfit, broad and braoden; It can also have grammatical function, e.g. book and books. 2. Root and affix Alternatively, morphemes may be divided into roots (or root morphemes) and affixes (or affixational morphemes). 1). Root (or root morphemes) : the basic unchangeable part of a word, and covers the main lexical meaning of the word. That is to say, it is the part of the word left, whether free or bound, when all the affixes are removed. It carries the main component of meaning in a word. e.g. work, workable, worker, worked, working -- semantically related words Roots are, therefore, the cores of English words. Historically, the root is the earliest form of a word. Roots are either free or bound: a. Free root: In English many roots are free morphemes, such as boy, moon, walk, black ( i.e. they can stand alone as words). A word consisting of one free root (or one morpheme) is a simple words. Free roots, just like simple words, belong to the basic word-stock, and have the fundamental features of the basic word-stock . Free roots provide the English language with basis for the formation of new words. b. Bound roots: Quite a number of roots derived from foreign sources, esp. from Greek and Latin, belong to the class of bound morphemes. A bound root is that part of the word that carries the fundamental meaning just like a free root. Unlike a free root, it is a bound form and has to combine with other morphemes to make words. A root, whether it is free or bound, generally carries the main component of meaning in a word. Notice what the following words have in common: e.g. -tain contain, detain retain -viv/vit revive vivid vitamin vital vivacious 基本 第一种 第二种 例词 意义单位 符号(词) 符号(词根) 人 man anthro anthropology, philanthropy(慈善事业) 花 flower anth(o) Anthesis, chrysanthemum菊花 chronic, synchronic 时 time chron 色 colour chrom chromatic, bichrome 水 water hydr(o) Hydrate, hydroelectric Aerolith陨石, neolith新石器, paleolith旧石器 石 stone lite(o) 牙 tooth dent(i) dentist, dentiform,齿状的 Cephalalgia头痛, cephalitis脑炎 头 head cephal 脚 foot ped Uniped单脚的, pediform脚型的 音 sound phon phonetics, microphone 日 sun sol solar, insolation暴晒 月 moon lun lunar, lunatic疯狂的 星 star astro(er) Astrology占星术, astronomy天文学 世界 world cosm(o) cosmic, cosmopolis国际都市 生命 life bi(o) biotic, antibiotic抗生素 中心 center center central eccentric古怪的 Affixes(词缀): Affixes are forms that are attached to words or word elements to modify meaning or function. According to the functions of affixes, we can put them into two groups: inflectional and derivational affixes. Inflectional affixes (inflectional morphemes): Affix attached to the end of words to indicate grammatical relationships are inflectional, thus known as inflectional morphemes. The inflectional affix does not form a new word with a new lexical meaning when it is added to another word. Nor does it change the word-class of the word to which it is affixed. It just adds some grammatical information to the word. It serves to express such meanings as plurality, tense, and the comparative or superlative degree. Plural markers: -s, -es, -en, feet, sheep Genitive case: -’s Verbal endings: -ing, -(e)d, irregular verbs, Comparative and superlative degrees: -er, -est The number of inflectional affixes are small and fixed; no new ones have bee added since 1500. Derivational affixes (derivational morphemes): They are so called because when they are added to another morpheme, they "derive" a new word. If a morpheme can change the meaning or the word class, or both the meaning and word class of a word, it is a derivational morpheme. e.g. re+write,mini+car, super+market, modern+ize, mean+ness, work+er. Many derivational affixes have a specific lexical meaning, for instance: -ism means “doctrine or point of view” as in socialism. Quite a number of other derivational affixes have more than one meaning. e.g. de1. to undo what has been done, to reverse the action of decentralize, decode 2. to remove: to debone 3. to reduce: devalue 4. (esp. in grammar) coming from sth. else: a deverbal noun Derivational affixes do not only have independent lexical meaning but also affective meaning. e.g. prefixes: mis-, mal-, pseudo- -- pejorative suffix: -ling -- derogatory : hireling, weakling -ish, -- "of the nature of," -- derogatory: bookish uppish. derivational affixes which can be attached to words of different words-classes: e.g. -able -- verbs -- washable -- nouns -- marriageable; The number of derivational affixes, although limited, is much larger than that of inflectional affixes. New ones are coined from time to time. e.g. Russian: sputnik (1957), -nik beatnik, peacenik computernik Derivational morphemes or derivational affixes are commonly subdivided into prefixes and suffixes. Affixes before the word are called prefixes (as in supermarket) those after are called suffixes ( as in friendship). Both prefixes and suffixes may be grouped according to: (1) Their linguistic origin: OE affixes: un-, mis-, be-, out-, over-, -ness, -dom, -hood, -ly, and -er. Foreign affixes: ab-(L), bi- (L), dis-(L), re-(L), kilo(GK), poly(GK), mal-(F),-able(F), -ism(GK), -ic(GK). (2) Their productivity: Affixes (such as re-, un-, -able, -ize) are called productive or living when they can be used to form new words. Those that are no longer used to form new words are termed dead or unproductive. e.g. for- forgets, forgive, forbid -with withdraw, withhold, withstand free = free root morpheme bound root bound inflectional affixes (suffix) affixes prefixes derivational affixes suffixes Root, stem, base As defined by Bauer: " A root (词根) is a form which is not further analyzable, either in terms of derivational or inflectional morphology. It is that part of a wordfrom that remains when all the inflectional and derivational affixes have been removed. A root is the basic part always present in a lexeme." (Bauer 1983:20) e.g. un touch able s greenhouse-- green house Bauer defines "stem" as follows: " A stem (词干) is of concern only when dealing with inflectional morphology. ... Only Inflectional (but not derivational) affixes are added to it: it is the part of the word-form which remains when all the inflectional affixes have been removed,“ A stem is any morpheme or combination of morphemes to which an inflectional affix can be added. e.g. friends, friendships, greenhouses A base (词基) is any form to which affixes of any kind can be added; it may also be defined as "a form to which a rule of word formation is applied." root (or base) (derivational) suffix desire Derivational prefix un stem (or base) undesirable root, stem, or base desire able analyzable base desirable inflectional suffix s inflectional suffix d From the definitions of the three terms, we can see that any root or stem can be termed a base. But a base is different from the root in that the former is (sometimes) derivationally analyzable while the later is derivationally unanalyzable. A base is also different from a stem in that both derivational and inflectional affixes can be attached to a base but only inflectional affixes can be attached to a stem. e.g. disagreements, disagreement, disagree 3. Lexeme, word form, lexical entry, word 1) Lexeme: Lexeme an abstract vocabulary item with a common core of meaning. It can be realized by different word forms. Put it in another way, lexeme is a set of linguistic signs which share the same lexical meanings but different in their grammatical, meanings. Fro example, dies,died, dying, die belong to the same lexeme DIE. Man and men are varying forms of the same lexeme MAN. Some set expressions such as bury the hatchet, give up and ups and downs would be each considered a single lexeme. 2) Word form (词形): Word form is the realization (representation or manifestation) of the lexeme. Equivalently, it is the inflected forms of a lexeme. An illustration of the relationship between lexeme and word form: word-forms lexeme See, seeing, saw, seen SEE Sleeps, sleeping, slept SLEEP Catch, catches, catching, caught CATCH Jump, jumps, jumped, jumping JUMP Tall, taller, tallest TALL Boy, boys BOY Woman, women WOMAN 3) Lexical entry(词条): Lexical entry is the specification of the information of a lexeme in dictionary or the representation of the idiosyncratic information of a lexeme, including (i) its pronunciation, (ii) syntactic properties and (iii) meaning. For example, the lexical entry swim: PHONOLOGY /swim/ SYNTAX intransitive verb SEMANTICS [SWIM] MORPHOLOGY Past swam Past Participle swum 4)Word How to define a word? A word can be defined the smallest meaningful linguistic unit that can be used independently. Knowing a word means knowing its pronunciation (sound) and meaning, whose relationship is arbitrary. A word can be defined from the following aspects: 1) Orthographically speaking, a word is a unit which, in print, is bounded by spaces on both sides. It is a physically definable unit. But there is a problem with this definition: should we count it as two words or one word when two words are contracted as one orthographic unit. a. I am a good cook. b. I’ve been a good cook. 2) Morph-syntactically speaking, word has four characteristics: (i) syntactic independence, (ii) positional mobility, (iii) uninterruptibility, (vi) Internal stability. Syntactic independence means that nothing smaller than a word can normally form a sentence on its own. That is to say, word is the smallest independent unit in a language. It is the smallest unit which can constitute, by itself, a complete utterance. Positional mobility means that the word-forms as a whole can be moved relatively easily within the sentence, such as “This we must see” and “Plums I love”. Uninterruptability means that extraneous material cannot be inserted into a word form even there are several parts in a word, such as the contrast between nationalism vs. *national-anti-lism. Internal stability means that internal morpheme or letters are fixed / stabilized, i.e., the ordering of items within the word-form is usually fixed and non-contrastive, as opposed to the ordering of word-forms within the sentence, as is the case with * ly-sudden Part of Speech / Word Class: Part of Speech are the categories into which the words of a language can be classified either according to their syntactic functions or according to their morphological structure. There are traditionally nine word classes in English: noun, verb (transitive and intransitive), adjective, adverb, preposition, pronoun, article, conjunction, interjection. There are still some new categories introduced recently into linguistic analysis. They are particles, auxiliaries (助 动词) and pro-forms(代词形式). Particles include the infinitive marker “to”, the negative marker “not” and the subordinate elements in phrasal verbs, such as “up” in look up, break up and do up, and “at” in look at and arrive at. Pro-form is a collective term for the set of items which can be used to substitute for other items or construction. They are always neglected. e.g. Do you need a lift? If so, I will drive you to the destination. Do you think your little brother study hard enough? Yes, he does. I know him more than I did. I would have never believed it. She has readily accepted his proposal. The dog is hiding there, under the table. Different ways of classifying words: 1) Open-class words and closed-class words Open-class words include nouns, verbs, adjective and adverbs. They are so called because their membership is not fixed or limited. With the emergency of new ideas and inventions, new expressions are continually being added to the lexicon. The other six word classes are called closed-class words because their membership is relatively fixed. 2) Grammatical (function) words and lexical (content) words Grammatical words are also called function words, whose role is largely or wholly grammatical. They include link verb “be”, prepositions, conjunctions and determiners, ect. Lexical words carry the semantic meaning. Nouns, verbs, adjectives and most adverbs are lexical words. 3) Variable words and invariable words Variable words are those that have ordered and regular series of grammatically different word forms. Invariable words are those that remain relatively constant. Token(标记) and Type(类型) In linguistics, a distinction is always made between classes of linguistic items (e.g. phonemes, words, utterances) and actual utterances in speech or writing of examples of such classes. The class of linguistic units is called a type and examples of individual members of the class are called tokens. In mathematic linguistics the total number of words in a text may be referred to as the number of text tokens, and the number of different words as the number of text types. The ratio of different words in a text to the total words in the text is known as the lexical density or TypeToken ratio for that text. Paradigm A paradigm is a list or pattern showing the forms which a word can have in a grammatical system.. It typically shows a word’s inflections rather than derivatives. It is the set of all the inflected forms which an individual word assumes or the full set of words realizing a particular lexeme. For example: Boy, {boy, boys} DO, {do, does, did, doing, done} Summary: 1.Words are composed of morphemes. A morpheme, the minimal meaningful unit of the English language, possesses both sound and meaning. An allomorph is any of variant forms of a morpheme. 2. Morphemes may be classified as free or bound. A free morpheme is one that can stand by itself as a complete utterance, while a bound morpheme cannot exist on its own; it must appear with at least one other morpheme, free or bound. 3. Morphemes can also be classified into roots and affixes. A root carries the main component of meaning in a word. Roots can be free or bound morphemes. Free roots can stand alone as words and provide the language with a basis for the formation of new words. Bound roots cannot appear as words in modern English, although they were once words, nor can they be used to form new words. 4. Affixes are bound morphemes, because they are used only when added to other morphemes. Affixes are classified into inflectional and derivational affixes. The former are related to grammar only. Derivational affixes are subdivided into prefixes and suffixes, which are related to the formation of new words. Roots, prefixes and suffixes are the building blocks with which words are formed. 5. On morphemic level, words can be classified into simple, complex and compound words, according to the number and type of morphemes they are composed of. 6. Morphemes are important in the wordbuilding process because the two most central and productive word-formation process, compounding and affixation, are related to morphemes: the former is a combination of free morphemes, the latter is the addition of bound morphemes to free ones.