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Retrieved on June 12, 2009 from
http://sakai.ohsu.edu/access/content/user/brodym/N574A%20Spring08/appendix/
Clinical Global Impressions (CGI) Scale
W. Guy
Modified From: Rush J, et al: Psychiatric Measures, APA, Washington DC, 2000.
GOALS
The Clinical Global Impressions (CGI) Scale (Guy 1976) is a standardized assessment
tool. Its goal is to allow the clinician to rate the severity of illness, change over time, and
efficacy of medication, taking into account the patient’s clinical condition and the
severity of side effects. The CGI Scale is widely used in clinical psychopharmacology
trials as an outcome measure.
DESCRIPTION
The CGI Scale consists of three global subscales formatted for use with the Global
Scoring Sheet. The first subscale, Severity of Illness, assesses the clinician’s impression
of the patient’s current illness state; it is often used both before and after treatment. The
next subscale, Global Improvement, assesses the patient’s improvement or worsening
from baseline, which is usually the beginning of a clinical trial. Sometimes a global
improvement rating from the patient and the clinician is recorded. The third subscale, the
Efficacy Index, attempts to relate therapeutic effects and side effects by deriving a
composite score that reflects both the therapeutic effect and the concomitant adverse
reactions or side effects. This subscale is essentially a ratio of benefit to risk that attempts
to assess the overall efficacy of the treatment in relation to its adverse reactions. If
therapeutic effects are regarded as gross profit and side effects as cost, this index is
analogous to net profit. Thus, the index requires the clinician to make separate
judgments regarding the therapeutic effectiveness of the treatment (with anchor ratings
listed in the rows) and the adverse reactions (with anchor ratings listed in the columns). A
score that reflects the overall effectiveness of the medication is taken from the cell in the
table at the intersection of the selected row and column. In general, this scale is
completed at least once before treatment and at least once after completion of the
treatment trial. More frequent ratings to follow change may be desirable.
Scores on the Severity of Illness subscale range from 1 = not ill at all to 7 = among the
most extremely ill. The Global Improvement subscale also goes from 1 = very much
improved to 7 = very much worse. As illustrated, the Efficacy Index involves locating a
rating on a matrix of therapeutic versus side effects. Scores range from 0 = marked
improvement and no side effects to 4 = unchanged or worse and side effects outweigh
therapeutic effects. Spearing et al. (1997) have developed a modification of the CGI
Scale for use in assessing global illness severity and change in patients with bipolar
disorder.
PRACTICAL ISSUES
It takes a clinician only 1–2 minutes to score the CGI Scale after a clinical interview. The
CGI Scale is in the public domain. A copy of the scale and information on its
administration are found in the Early Clinical Drug Evaluation Program (ECDEU)
manual (Guy 1976). The CGI is included on the CD-ROM that accompanies this
handbook. The CGI Scale has been used in psychopharmacology trials worldwide and
has therefore presumably been translated into most languages. Unfortunately, there is no
central coordination for these translations or their availability.
PSYCHOMETRIC PROPERTIES
Reliability
In one German study that is quite critical of the CGI Scale, the distribution of scores and
normality of CGI items were examined at the first and last visits (8 weeks apart) in three
clinical trials with a total of 175 patients with schizophrenia, depression, or anxiety
disorders. The mean, standard deviation, skewness, and kurtosis were analyzed for each
item and for each of the two visits. Scores on the Global Improvement and Therapeutic
Effects subscales were highly correlated (r ~ 0.90). However, there was only a moderate
correlation (r ~ –0.47 to –0.66) between changes in the Severity of Illness and Global
Improvement subscales, where one would expect a high correlation. Both improvement
ratings (i.e., Global Improvement and Therapeutic Effects) appear to be rather
independent of the Side Effects rating. Severity of Illness was also moderately correlated
with the Side Effects rating. Test-retest reliability values were calculated by correlating
the ratings of each item at the first visit with all respective ratings at subsequent visits.
These test-retest correlations were rather low: for Severity of Illness, reliability values
ranged from 0.20 to 0.81; for Global Improvement, from 0.15 to 0.78; for Therapeutic
Effects, from 0.21 to 0.78; and for Side Effects, from 0.32 to 0.80. Another study in
Germany found relatively good reliability scores for the CGI Severity of Illness ratings
(0.66 and 0.41 for physicians and nursing staff, respectively) but not for Global
Improvement (i.e., change) ratings in a sample of 12 psychogeriatric patients with
dementia (0.51 and 0.35 for physicians and nursing staff, respectively).
Validity
During an 8-week clinical trial involving 116 patients with panic disorder and depression
(Leon et al. 1993), the Hamilton Rating Scale for Depression (Ham-D), anticipatory
anxiety, and panic frequency each had positive significant relationships with clinician
ratings of severity on the CGI Scale (concurrent validity). In addition, the scale had good
sensitivity to change over time.
CLINICAL UTILITY
The CGI Scale is one of the most widely used outcome measures in psychopharmacology
trials. However, most studies that use the CGI Scale have included only one or two of the
global measures to assess drug response. Despite the widespread use of this instrument,
there have been only a few studies of its psychometric characteristics, and these studies
differ widely in their assessment of the usefulness and reliability of the scale.
It has been suggested in one article that the positive qualities of the CGI Scale could be
enhanced by interrater training and more highly structured anchor points for each CGI
item (Leon et al. 1993). Another publication maintains that the CGI Scale is unreliable,
contains redundant information, and includes items that have extremely abnormal
distribution properties in clinical trials. In addition, it claims that some of the CGI items
are inappropriately constructed and are of doubtful clinical significance (Beneke and
Rasmus 1992). It has been suggested that the Global Improvement subscale not be used
at regular intervals but instead be used only as a single measure of the rater’s general
impression at the end of a study or course of treatment. The instruction to measure
improvement by comparing the patient’s present condition with that at admission to the
study is not recommended because of two major difficulties. First, it is difficult to
indicate a worsening of the patient’s condition later in the course of the trial (i.e., to judge
a patient “much worse” at week 3 when he or she was rated “much improved” at week 2).
Second, the rating becomes partly a memory test with an intrinsic loss function (i.e., as
time goes by, the rater’s memory of the first visit worsens). The Efficacy Index has also
been criticized. Parametric statistics (e.g., standard deviation) are inappropriate for use
with this scale because of the abnormal distribution of scores. In addition, the instructions
for the Efficacy Index state that it is to be rated “on the basis of drug effect only.”
However, the ability of a clinician to distinguish between drug-related improvement
and total improvement is questionable. The anchor point descriptions on the subscale of
Therapeutic Effects are also unclear and undoubtedly lead to unreliable judgments.
REFERENCES AND SUGGESTED READINGS
Beneke M, Rasmus W: “ Clinical Global Impressions ” (ECDEU): some critical
comments. Pharmacopsychiatry 25:171–176, 1992
Dahlke F, Lohaus A, Gutzmann H: Reliability and clinical concepts underlying global
judgments in dementia: implications for clinical research. Psychopharmacol Bull
28:425–432, 1992
Guy W: ECDEU Assessment Manual for Psychopharmacology —Revised (DHEW Publ
No ADM 76-338). Rockville, MD, U.S. Department of Health, Education, and Welfare,
Public Health Service, Alcohol, Drug Abuse, and Mental Health Administration, NIMH
Psychopharmacology Research Branch, Division of Extramural Research Programs,
1976, pp 218–222
Leon AC, Shear MK, Klerman GL, et al: A comparison of symptom determinants of
patient and clinician global ratings in patients with panic disorder and depression. J Clin
Psychopharmacol 13:327–331, 1993
Spearing MK, Post RM, Leverich GS, et al: Modification of the Clinical Global
Impressions (CGI) scale for use in bipolar illness (BP): the CGI-BP. Psychiatry Res
73:159–171, 1997