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Transcript
Just suppose that Darwin's ideas were only a part of the story of evolution. Suppose that a process
he never wrote about, and never even imagined, has been controlling the evolution of life
throughout most of the Earth's history. It may sound preposterous, but this is exactly what
microbiologist Carl Woese and physicist Nigel Goldenfeld, both of the University of Illinois,
believe. Darwin's version of evolution, they argue, even in its sophisticated modern form, applies
only to a recent phase of life on Earth.
At the root of this idea is overwhelming recent evidence for horizontal gene transfer - the flow of
genes between different microbes, even distinct species, which plays a huge role in the evolution of
microbial genomes. The consequences of this have hardly been explored, but according to Woese
and Goldenfeld they are profound. If they are correct, horizontal gene transfer alters the
evolutionary process itself. And since micro-organisms represented most of life on Earth for billions
of years, the most ancient form of evolution probably wasn't Darwinian at all, they conclude.
Strong claims, perhaps, but others are taking them very seriously. "Their arguments make sense and
their conclusion is very important," says biologist Jan Sapp of York University In Canada. " The
process of evolution just isn't what most evolutionary biologists think it is."
How could modern biology have gone so badly off track? According to Woese, it is a simple tale of
scientific complacency. Evolutionary biology took its modern form in the early 20th century when
scientists established the genetic basis of inheritance, wedding Mendel's genetics with Darwin's
theory of natural selection. Biologists refer to this as the "modern synthesis", and it has been the
engine of the revolution in molecular biology and genetics. Woese believes that along the way
biologists were seduced by their own success into thinking they had found the final truth about all
evolution. "Biology built up a facade of mathematics around the juxtaposition of Mendelian
genetics with Darwinism," he says. "And as a result it neglected to study the most important
problem in science - the nature of the evolutionary process."
In particular, he argues, nothing in the modern synthesis explains the most fundamental steps in
early life: how evolution could have produced the genetic code and the basic genetic machinery
used by all organisms, especially the enzymes and structures involved in gene expression. Most
biologists, following Francis Crick, simply supposed that these were uninformative "accidents of
history". That was a big mistake, says Woese, who has made his academic reputation proving the
point.
In 1977, Woese stunned biologists when his analysis of the genetic machinery involved in gene
expression revealed an entirely new limb of the tree of life. Biologists knew of two major domains
– Eukaryotes, organisms with cell nuclei, such as animals and plants, and Bacteria, which lack cell
nuclei. Woese's work documented a third major domain, the Archaea, microbes too, but as distinct
from bacteria genetically as both archaea and bacteria are from eukaryotes. "This was a enormous
discovery," says biologist Norman Pace of the University of Colorado in Boulder. Woese himself
sees it as a first step in getting evolutionary biology back on track. Coming to terms with horizontal
gene transfer is the next big step.
In the past few years, a host of large-scale genome sequencing studies have demonstrated that DNA
flows readily between the chromosomes of bacteria and other microbes and the external world. A
[>]good fraction[<CAN YOU BE MORE SPECIFIC? It seems to be crudely around 10%,
sometimes as high as 17%, but varies widely. The percentage is small in some bacteria. see the
figure on page 300 of the paper:
http://www.nature.com/nature/journal/v405/n6784/pdf/405299a0.pdf] of the genes in many
bacterial genomes seem to have been fashioned out of those of other organisms in this way, rather
than through ordinary inheritance (New Scientist, 24 January 2009, p 34). So, in the microbial
world, the genetic repertoire of an entire population, as well as foreign species, may be available to
any individual. "It's natural to wonder if the very concept of an organism in isolation is still valid at
this level," says Goldenfeld.
It is this that makes the evolutionary process being explored by Woese and Goldenfeld so different
from that described by Darwin. Of course evolution will always involves differential survival,
leading to change. In the Darwinian model, however, this occurs when genes of the fittest
individuals flow vertically from one generation to the next, whereas with horizontal gene transfer
evolution is a complex dynamic system in which change is not a function of the individual but of all
the microbes involved. What’s more, if microbes have their own evolutionary dynamic, the process
must have taken this form for most of the history of life on Earth, when micro-organisms were the
only organisms.
For this proposition, Woese and Goldenfeld think they have found direct empirical evidence. Ever
since biologists worked out the genetic code in the 1960s, no one has been able to explain how
evolution could have made the code so exquisitely tuned to resisting errors. Darwinian evolution
simply cannot create such a code. Now, with mathematics and computer simulations, Woese and
Goldenfeld have shown that horizontal gene transfer can.
The genetic code is the association of specific codons - particular sequences of three consecutive
base-pairs in a gene - with specific amino acids. When a gene is transcribed into a protein this code
is what specifies which amino acid gets added to a growing protein chain during assembly. The
codon AAU represents the amino acid asparagine, for example, and UGU represents cysteine. There
are in total 64 codons and 20 amino acids, which means that the code has some redundancy, with
multiple codons specifying the same amino acid. This code is universal, shared by all organisms,
and biologists have long known that it has remarkable properties. In the early 1960s, for example,
Woese himself pointed out that the code has a deep tolerance for errors, in part because similar
codons specify either the same amino acid or two with similar chemical properties. Hence, a
mutation in a single base pair, while changing a codon, will tend to have little effect on the
properties of the protein being produced. In 1991, geneticists David Haig and Lawrence Hurst at
Oxford University showed more - that the error-resisting properties of the code is truly special.
Using a computer to generate an enormous number of hypothetical genetic codes, they found that
the actual code is around one in a million in terms of its error mitigation properties. "The actual
genetic code," says Goldenfeld, "stands out like a sore thumb as being the best possible."
Which would seem to demand some evolutionary explanation. But, until now, no one has ever
found one. The reason, say Woese and Goldenfeld, is that everyone has been thinking in terms of
the wrong kind of evolution.
Working with Kalin Vetsigian, also at the University of Illinois, they set up a computer-generated
world in which they could re-run history multiple times and test the evolution of the genetic code
under different conditions [Vetsigian, Woese and Goldenfeld, PNAS 103, 10696-10701; web link is
http://www.google.com/url?sa=t&source=web&ct=res&cd=1&ved=0CAgQFjAA&url=http%3A%2
F%2Fwww.pnas.org%2Fcontent%2F103%2F28%2F10696.abstract&rct=j&q=Collective+evolution
+and+the+genetic+code&ei=LDMBS7WdEKShjAfOk_SKCw&usg=AFQjCNF2kUco2BLsJW4g7
i75CMd_YpWkCA]. Starting with a random initial population of codes being used by different
organisms, they first explored how the code might evolve in ordinary Darwinian evolution. While
the ability of the code to withstand errors improves with time, they found that the results were
inconsistent with the pattern we actually see in two ways. First, the code never became shared
among all organisms; rather, a number of distinct codes remained in use no matter how long the
team ran their simulations. Second, in none of their runs did any of the codes evolve to reach the
true optimal structure. "With vertical, Darwinian evolution," says Goldenfeld, "we found that the
code evolution gets stuck and does not find the true optimum."
The results were very different when they allowed horizontal gene transfer between different
organisms. Now, with advantageous genetic innovations able to flow horizontally across the entire
system, the code readily discovered the overall optimal structure, and came to be universal among
all organisms. "In some sense," says Woese, "the genetic code is a fossil or perhaps an echo of the
origin of life, just as the cosmic microwave background is a sort of echo of the Big Bang. And its
form points to a process very different from today's Darwinian evolution." For the researchers the
conclusion is inescapable: it must have arisen in an earlier evolutionary phase dominated by
horizontal gene transfer.
Goldenfeld admits that pinning down the details of that early process remains a difficult task. An
idea emerging from the simulations is that horizontal gene transfer, in ancient evolution, may not
only have provided an avenue for useful genes to be shared between primitive organisms, but even
before that and more fundamentally allowed biology as a whole to acquire a unified genetic
machinery, thereby making the sharing of innovations easier. Hence, the researchers now suspect
that early evolution may have proceeded through a series of stages, with the first stage leading to
the emergence of a universal genetic code. "It would have acted as an innovation-sharing protocol,"
says Goldenfeld, "greatly enhancing the ability of organisms to share genetic innovations that were
beneficial."
Following this, a second stage of evolution would have involved rampant horizontal gene transfer,
made possible by the shared genetic machinery, and leading to a rapid, exponential rise in the
complexity of organisms. This, in turn, would eventually have given way to a third stage of
evolution in which genetic transfer became mostly vertical, perhaps because the complexity of
organisms reached a threshold requiring a more circumscribed flow of genes to preserve correct
function.[<SO, HOW LONG AGO DO THEY THINK DARWINIAN EVOLUTION EMERGED?
Checking on this.] THE QUESTION IS HOW LONG AGO DID VERTICAL EVOLUTION
BECOME THE DOMINANT IN THE THREE DOMAINS: AND THE ANSWER IS THAT
IN EACH CASE THE TRANSITION WAS A PRELUDE TO EACH BECOMING THAT –
AND IT MAY WELL HAVE BEEN A DIFFERENT TIME IN EACH CASE (BACTERIS
PROBABLY FIRST
Today, at least in higher organisms, Darwinian (vertical) evolution is dominant. Nevertheless, we
may still be in for some surprises. "Most of life - the microbial world - is still strongly taking
advantage of horizontal gene transfer, but we also know, from studies in the past year, that multi-
cellular organisms do this too," says Goldenfeld. "The importance of this for evolution has yet to be
seriously considered."
No doubt there will be resistance in some quarters, yet others recognise that there must be a change
in thinking if evolution is finally to be understood in a deep way. "The microbial world holds the
greatest biomass on Earth,” notes Sapp, “but for most evolutionists it's a case of 'out of sight, out of
mind'. They tend to focus on visible plants and animals." Pace believes the coming paradigm shift is
in good hands. "I think Woese has done more for biology writ large than any biologist in history,
including Darwin," he says. "There's a lot more to learn, and he's been interpreting the emerging
story brilliantly."