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The Treadmill Test—Where To Stop and What Does It Mean?* Gita Ramamurthy, MD;† Jamie E. Kerr, MD; David Harsha, MD; and Morton E. Tavel, MD, FCCP The prognostic utility of an exercise ECG test depends upon having an adequate workload to stress the cardiac system. A negative stress test, in which there are no adverse clinical or ECG findings, and in which an adequate workload is achieved, stratifies patients into a low-risk group. The 1997 American Heart Association guidelines imply that any index of workload— heart rate, rate-pressure product, or exercise duration in multiples of resting O2 consumption (METS)— could be used to indicate that adequate stress was achieved. However, while there is considerable evidence supporting the use of METS as a strong independent prognostic variable, there is less support for the use of rate-pressure product or heart rate. Indeed, there is evidence that a high heart rate at a low workload carries an adverse prognosis. Further research is needed to identify the number of METS achieved that would define an adequate workload. In the meantime, a review of the literature suggests that 7 to 10 METS is a reasonable ballpark figure of the minimum workload in patients with a negative stress test that would imply a favorable outcome. (CHEST 1999; 115:1166 –1169) Key words: coronary artery disease; exercise test; heart rate; prognosis Abbreviations: ETT 5 exercise treadmill test; METS 5 multiples of resting O2 consumption exercise stress testing has been used as H istorically, a diagnostic tool to detect the presence of coronary artery disease. Exercise increases the requirement for myocardial blood flow, and ischemia resulting from this stress customarily has been detected through changes in the ECG and other modalities. In recent years, numerous studies have gone beyond this limited use and examined the prognostic value of exercise ECG. When an adequate workload is achieved and when there is an absence of symptoms, arrhythmias, ST abnormalities, or adverse hemodynamic changes, the exercise treadmill test (ETT) is interpreted as negative and stratifies patients into low risk groups. However, with suboptimal workloads, the test provides less information. The 1997 American Heart Association guidelines on stress testing in men and women emphasize the importance of workload, describing maximum exercise capac*From the Departments of Medicine (Drs. Ramamurthy and Tavel) and Sports Medicine (Dr. Harsha), St. Vincent Hospital, Indiana University; Indiana Heart Institute (Dr. Tavel), Indianapolis, IN; and the Department of Medicine (Dr. Kerr), Highland Hospital, University of Rochester School of Medicine and Dentistry, Rochester, NY. †Currently at the State University of New York Health Science Center, Syracuse, NY. Manuscript received August 27, 1998; revision accepted September 28, 1998. Correspondence to: Gita Ramamurthy, MD, 211 Lafayette Road #425, Syracuse, NY 13205 ity as “one of the strongest and most consistent prognostic markers” of event-free survival.1 Measures used to assess exercise performance include peak heart rate, rate-pressure product (peak heart rate 3 systolic BP), and multiples of resting O2 consumption (METS) achieved. The guidelines go on to state, “When interpreting the exercise test, it is important to take exercise capacity into account; the specific variable used to summarize this aspect of test performance is less important.” Similarly, the 1996 American Heart Association guidelines on cardiovascular disease in women state that, with atypical chest pain, a negative stress ECG test in a female patient with adequate exercise tolerance as measured by “workload (ie, METS) or peak heart rate” [italics inserted] obviates the need for further investigation.2 These guidelines imply that more than one exercise variable could be used to assess workload. However, as we shall discuss below, all variables are not created equal; as a measure of exercise capacity for prognostic purposes, there is strong evidence for using the maximum workload achieved, less evidence for the use of rate-pressure product, and little support for the utility of maximal heart rate. Maximal exercise capacity may be expressed in terms of V̇o2 max—the maximum O2 consumed by the entire body— or in METS, which correspond to multiples of resting O2 consumption achieved during 1166 Downloaded From: http://publications.chestnet.org/pdfaccess.ashx?url=/data/journals/chest/21911/ on 05/07/2017 Opinions/Hypotheses exercise. In order to circumvent the need for respiratory gas analysis with each test, data are available to convert the stage of exercise achieved into the approximate number of METS achieved.3 The rate-pressure product provides an indirect measure of myocardial O2 requirements. Evidence of ischemia at values below 14,000 mm Hg 3 beats/ min suggests significant limitation of coronary flow. Presumably, the ability to reach higher rate-pressure products is associated with more adequate coronary perfusion and a better prognosis. The heart rate response during exercise has been demonstrated to reflect cardiac function. For example, when the heart rate does not rise adequately in response to a given workload, the patient is either a conditioned athlete whose exercise capacity is far above the established norms, or the patient has “chronotropic incompetence.” The pathophysiologic condition underlying an inadequate heart rate response to exercise is not well understood; some factors contributing to this include the following: autonomic dysfunction, sinus node disease, and left ventricular dysfunction.4 Thus, the presence of chronotropic incompetence increases the likelihood of a cardiac disorder (such as coronary artery disease) and a poor prognosis.5–7 Using high peak heart rate to identify patients in low risk groups is problematic. When a high workload is achieved, a high heart rate may further improve prognosis.6,8 However, in patients with known coronary artery disease, there is evidence of a poor prognosis when a high heart rate is achieved at low workloads.9,10 Tachycardia at low workloads is associated with deconditioning or inadequate stroke volume,3 the latter of which is itself a strongly negative prognostic factor. This suggests a possible bimodal relationship of heart rate to prognosis in which either high heart rates at low workloads or inappropriately low heart rates are associated with adverse prognoses. If maximal heart rate achieved does not provide adequate information regarding prognosis, a clinician should reasonably ask, “what does?” Several large trials on the predictive value of exercise ECG have shown peak heart rate to be correlated with prognosis in univariate analysis.6,11,12 However, these studies, all of which included at least 500 patients, subsequently examined heart rate in the context of other variables such as exercise duration, ie, METS achieved. The multivariate analyses rendered the prognostic importance of target heart rate statistically insignificant. These studies also indicated that, unlike heart rate, exercise duration is a key independent prognostic variable. Important studies which examined prognosis and exercise duration/METS achieved were done by Weiner and colleagues,13 using the Coronary Artery Surgery Study patient registry. They found a mortality rate of # 1%/yr in women and men reaching 10 METS or higher. Even patients with triple-vessel disease, defined angiographically, who achieved 10 METS, had an 86% 4-year survival.14 Because other end points, such as nonfatal cardiac events, were not examined in this study, at this point, one cannot conclusively state that reaching 10 METS signifies a strong likelihood of event-free survival. Interestingly, other groups have examined the utility of multifactorial indexes predicting outcome, such as the Duke treadmill score.15 This score was derived from both men and women and has been the most validated of the multivariate prognostic scores.16,17 This score, shown below, includes exercise duration in minutes, depth of ST-segment changes, and onset of chest discomfort (which may or may not be exercise limiting). Duke Score 5 exercise duration (equivalent to METS) 25 3 (ST-segment depression/measured in mm) 24 3 (angina index: 0 for no angina, 1 for nonlimiting angina, 2 for exercise-limiting angina) A score of five or higher identifies a low risk group (99% 4-year survival). In patients with a negative exercise test result, achieving 7 METS or more would correspond to a score of at least five (see Appendix for calculation). A score of seven METS should serve as a useful ballpark figure to stratify patients into a low risk category. An important caveat, however, is that the only study outside Duke affiliated hospitals which validated this formula did not include women and did not examine nonfatal end points.17 Furthermore, in two recent studies, the Duke score has not performed well.18,19 As mentioned, although a negative ECG stress test with a high exercise capacity indicates an excellent prognosis, it does not necessarily imply the absence of coronary artery disease. The sensitivity of the ETT for coronary artery disease has been reported in a widely quoted meta-analysis of 147 studies20 to be between 23 and 100%, depending on the definition of a negative test, patient selection, and other factors. Weiner and colleagues14 reported that among patients with no ST changes achieving at least 10 METS, 55% had significant coronary artery disease. The subgroup of patients with coronary disease, including those with triple-vessel disease, who also reached $ 10 METS had excellent survival rates.14 The ETT can divide patients with similar coronary CHEST / 115 / 4 / APRIL, 1999 Downloaded From: http://publications.chestnet.org/pdfaccess.ashx?url=/data/journals/chest/21911/ on 05/07/2017 1167 anatomy into different prognostic groups. It is well known that the angiogram and the ETT measure different aspects of cardiac function.5 The angiogram defines coronary artery disease at rest, whereas the stress ECG is a test of cardiac function during exercise and may partly reflect coronary flow with activity. In conclusion, exercise ECG can provide extremely useful information to clinicians if the test is adequate. Chronotropic competence may be necessary but in itself is not sufficient for a test to be adequate. Rather than using an arbitrary heart rate as a target to stop the test, symptom-limited testing makes it possible to assess maximum performance. An important question: What number of METS can be most effectively used to stratify patients into low-risk categories for subsequent events and mortality? Unfortunately, that cannot be answered at this time with complete confidence given the above described limitations of the Duke treadmill score and the study by Weiner and colleagues.14 In a literature review of exercise testing in men and women, Morris and coworkers21 stated that an exercise capacity of , 6 METS predicts higher mortality, whereas an exercise capacity of . 10 METS indicates excellent survival. They concluded that the specific minimum number of METS carrying an excellent prognosis remains a matter of debate. We look forward to further research in this area. In the meantime, as a practical guide to clinicians, the following four points are suggested: 1. Stopping the ETT at an arbitrary heart rate risks underestimation of the exercise capacity as measured by METS. As recommended by several authorities, the ETT should be terminated on the basis of symptoms or maximal effort. Under these circumstances, a reduced exercise tolerance is indicative of a poor prognosis. 2. Inappropriate rise of heart rate relative to workload indicates poor cardiac function or, at best, deconditioning. 3. If the effort tolerance is poor, prognosis is apt to be poor even in the absence of ECG changes. 4. Effort tolerance of 7 to 10 METS with appropriate increased heart rate in the absence of ECG or unfavorable clinical findings implies good prognosis regardless of coronary artery disease19 and warrants less aggressive management. Appendix Calculation for Exercise Duration Needed to Achieve Low-Risk Score of 5 on Duke Formula Duke Score 5 exercise duration (equivalent to METS) 2 5 3 (ST-segment depression/measured in mm) 24 3 (angina index: 0 for no angina, 1 for nonlimiting angina, 2 for exercise-limiting angina) 5 5 exercise duration (min on Bruce protocol) 2 5 3 0 2 4 3 0 exercise duration 5 5 min 2 roughly equivalent to 7 METS Achieving a Duke score of 5 implies excellent survival. In order to achieve a score of at least 5, a patient with a negative stress test— 0 mm ST change and no angina (angina index 5 0)—needs an exercise duration of at least 5 min on the Bruce protocol, which is roughly equivalent to a minimum of 7 METS. References 1 Gibbons RJ, Balady GJ, Beasley JW, et al. ACC/AHA guidelines for exercise testing: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Committee on Exercise Testing). J Am Coll Cardiol 1997; 30:260 –311 2 Eaker ED, Chesebro JH, Sacks FM, et al. Cardiovascular disease in women. Circulation 1993; 88:1999 –2009 3 Chaitman BR. Exercise stress testing. In: Braunwald E, ed. Heart disease: a textbook of cardiovascular medicine. 5th ed. Philadelphia, PA: WB Saunders, 1997; 153–177 4 Camm AJ, Fei L. Chronotropic incompetence: part II. Clinical implications. Clin Cardiol 1996; 19:503–508 5 Ellestad MH, Wan MKC. Predictive implications of stress testing. 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Clinical Research 1984; 32:72A 11 Kawaguchi T, Morris CK, Ribisl PM, et al. Predictors of disease severity and survival in patients with coronary artery disease [abstract]. Coron Artery Dis 1993; 4:971–980 12 Bruce RA, DeRouen T, Peterson DR, et al. Noninvasive predictors of sudden cardiac death in men with coronary heart disease. Am J Cardiol 1977; 39:833– 840 13 Weiner DA, Ryan TJ, McCabe CH, et al. Prognostic importance of a clinical profile and exercise test in medically treated 1168 Downloaded From: http://publications.chestnet.org/pdfaccess.ashx?url=/data/journals/chest/21911/ on 05/07/2017 Opinions/Hypotheses 14 15 16 17 patients with coronary artery disease. J Am Coll Cardiol 1984; 3:772–779 Weiner DA, McCabe CH, Ryan TJ, et al. Assessment of the negative exercise test in 4373 patients from the coronary artery surgery study (CASS). J Cardiac Rehabil 1982; 2:562– 568 Mark DB, Shaw L, Harrell FE, et al. 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