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ARTICLE IN PRESS
Current Paediatrics (2006) 16, 420–424
Available at www.sciencedirect.com
journal homepage: www.elsevier.com/locate/cupe
Applied physiology: Understanding shock
Gavin Morrison
Birmingham Children’s Hospital, Steelhouse Lane, Birmingham B4 6NH, UK
KEYWORDS
Cardiac output;
Oxygen delivery;
Sympathetic activity;
Tumour necrosis
factor-alpha;
Nitric oxide
Summary
The primary function of the cardiovascular system is to maintain an adequate delivery of
oxygen to the tissues to ensure the continued production of ATP via oxidative
phosphorylation. Oxygen delivery is primarily dependent on cardiac function and is
therefore sensitive to changes in myocardial contractility, preload and afterload. However,
matching oxygen delivery to metabolic activity requires circulatory adjustments and
normal transfer kinetics. This article will discuss the regulation and defence of cardiac
output and oxygen delivery in health and in shock.
& 2006 Elsevier Ltd. All rights reserved.
Practice points
Blood pressure is regulated to ensure tissue perfusion; it is not an end in itself
The patient does not have to decompensate to be in
shock
Therapy should be aggressive and concentrate on
improving cardiac output
Once organ injury occurs, shock cannot always be
corrected by treating the aetiology
Normal cardiac physiology
‘Arterial oxygen content, arterial pressures, velocity of
bloodstream, mode of cardiac work, mode of respiration, y
all combine their actions only in the service to the cells’
(Pfluger, 1872).
Tel.: +44 121 333 9652; fax: +44 121 333 9651.
E-mail address: [email protected].
0957-5839/$ - see front matter & 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.cupe.2006.08.001
Prior to discussing shock states, it is useful to review
normal cardiac physiology and the dynamics of oxygen
supply, albeit in a relatively selective and superficial way,
since this will permit clarity later.
Metabolic function of oxygen
The functions of the body require the continuous production
of ATP. In the absence of oxygen to act as an electron
acceptor within the mitochondria, oxidative phosphorylation cannot occur. The level of mitochondrial oxygen
required to ensure the continued generation of ATP via the
tricarboxylic acid cycle is 0.1–0.3 kPa, and the oxygen
concentration required in the capillary blood to ensure this
level of intramitochondrial oxygen is 1–3 kPa. The remit of
the cardiovascular system is to ensure the maintenance of
this gradient for oxygen transport to the mitochondria.
Cardiac output and oxygen delivery
The heart generates the motive force required to propel
blood into the arterial system. The volume of blood expelled
from each ventricle during systole (stroke volume) is
ARTICLE IN PRESS
Applied physiology: Understanding shock
determined by the degree of ventricular filling during
diastole (preload), the contractility of the myocardium
and the resistance against which the ventricle pumps
(afterload). The total volume of blood ejected per minute
is termed the ‘cardiac output’ (stroke volume heart rate).
Sympathetic activity can increase cardiac performance by
increasing venous return, and hence preload, cardiac
contractility and heart rate. It may also, by increasing the
afterload through peripheral vasoconstriction, impede cardiac output. The systemic cardiac output arises from the left
ventricle and carries oxygenated haemoglobin. The cardiac
output therefore provides convective oxygen transport to
the individual organs. In the tissues, an extensive capillary
network with a large combined surface area ensures that the
capillary blood flow is slow and lies in close proximity to the
cells. These factors ensure that the diffusion of oxygen from
the blood to the cells is facilitated. The oxygen made
available to the body (or organ) is the oxygen delivery and is
the product of the arterial concentration of oxygen and the
flow to the body (or organ) per minute:
Oxygen delivery ¼ cardiac output
arterial oxygen concentration.
As blood traverses the capillary beds, oxygen is extracted
by the tissues and used to drive metabolism. The oxygen so
used represents the oxygen consumption. This concept can
be applied to the whole body or to an individual organ. In
health, whole-body oxygen delivery exceeds consumption by
a factor of approximately 4, so it is evident that there is a
‘safety margin’ before a reduction in oxygen delivery will
adversely affect tissue function through hypoxia. It should
be borne in mind, however, that individual organs have
different oxygen delivery/consumption relationships. The
kidney has a very high blood flow and extracts relatively
little oxygen, whereas the heart extracts over 50% of the
oxygen delivered to it. The cardiovascular system will
initially compensate for an increase in oxygen consumption
by increasing oxygen supply, largely by increasing cardiac
output, in order to maintain an extraction ratio of 4. When
increasing oxygen demand can no longer be met by raising
the oxygen delivery, the amount of oxygen extracted per
unit of blood flow will increase.
Blood flow to the individual organs is dependent upon
their metabolic activity and therefore their demand for
oxygen. The products of local cellular metabolism act upon
the vascular supply to produce vasodilatation. This response
is sufficient to counteract the vasoconstriction induced by
sympathetic discharge, and ensures the matching of oxygen
delivery and consumption. At the level of the microvasculature, reduced oxygen delivery may result in a relaxation of
the precapillary arterioles, resulting in the recruitment of
capillary vessels and increasing the density of perfused
capillaries within the tissue. Capillary recruitment reduces
the diffusion distance between the blood and the cells, and
further increases capillary transit time so that oxygen
extraction is maximized.
421
output, produces a blood pressure (blood pressure ¼ cardiac
output peripheral resistance). In the arterial system, a
high blood pressure is maintained by the presence of a high
vascular tone (low vascular capacitance). In health, arterial
blood pressure is controlled within tight limits. Blood
pressure is maintained to supply the flow demands of all
the organ beds despite variations in the regional demand for
organ blood flow. The vascular beds of the individual organs
vary in their response to sympathetic vasoconstrictor
activity. In the brain and heart, local factors control blood
flow through the vascular beds, and these mechanisms are
capable of over-riding sympathetically driven vasoconstriction. In these organs, it is metabolic activity that determines
the flow through the vascular bed. In organs with a blood
flow in excess of their metabolic needs, as seen in the
thermoregulatory function of the skin or the excretory
function of the kidney, the action of sympathetic vasoconstriction is more pronounced.
Changes in arterial pressure produced via the action of
carotid and aortic baroreceptors, and therefore the pressor
vasomotor centre of the medulla, are intended to counteract the fluctuations in arterial blood pressure caused by the
variation in regional demands. Alone, these mechanisms are
unable to maintain a normal blood pressure if cardiac output
is not maintained. The response range of the baroreceptors
is narrow so, in adults, maximal sympathetic outflow is
induced via the arterial baroreceptors by a mean arterial
pressure of 70 mmHg. However, the aortic and carotid
bodies can continue to stimulate sympathetic activity via
the action of chemoreceptors responsive to a reduced
oxygen delivery as cardiac output falls.
Venous peripheral circulation
Seventy-five percent of the total blood volume is contained
within the venous system. Despite this large volume of
blood, the intravascular pressure is low as a result of the
high vascular capacitance. Venous blood flow to the heart is
dependent upon a pressure gradient between the peripheral
and central veins, and an alteration in the volume of blood
within the venous system or the capacitance of the venous
vessels will vary the pressure gradient and therefore the
venous return to the heart. Sympathetic activity reduces the
compliance of venous vessels so that, for any given blood
volume, the venous pressure will increase and the gradient
for venous return to the right atrium will be augmented.
Venous resistance may unfortunately also be increased, and
this will tend to impede venous return. The cardiac filling
pressure is monitored by stretch receptors in the central
veins, right atrium and pulmonary artery. Any reduction in
cardiac filling will result in an enhanced sympathetic action
on both the arterial and the venous vessels, increasing
blood flow to the heart. The heart responds to this increased venous return by increasing the cardiac output. It is
obvious that the two must match over any significant period
of time.
Arterial peripheral circulation
Summary and conclusion
The action of carotid and aortic baroreceptors determines
the arterial resistance and, together with the cardiac
In response to acute cardiovascular compromise, the body
defends the cardiac output and therefore oxygen delivery by
ARTICLE IN PRESS
422
augmenting cardiac function, increasing venous return
and redirecting the arterial blood flow from non-nutritive
functions by the action of the sympathetic system.
Individual organs regulate their blood flow in proportion
to their metabolic demands. Arterial blood pressure
cannot be maintained through the action of sympathetic
activity alone and ultimately requires an adequate cardiac
output.
Physiology of shock
‘Shock is the manifestation of the rude unhinging of the
machinery of life’ (Samuel V. Gross, 1872).
Classification of shock
Shock is an inadequate delivery of oxygen and nutritive
substrates to the tissues, and has usually been classified on
the basis of its aetiology. This is, however, unhelpful in
understanding the basic physiological disruptions present in
the shock patient. Guyton1 proposed that shock states could
essentially be classified into decreased cardiac output
arising from factors related to either the peripheral
circulation or primary cardiac dysfunction. In Guyton’s
scheme, the gradient driving the venous return to the heart
could be altered by changes in the capacitance of the
circulation and the blood volume. A low capacitance and
normal or increased blood volume will result in an increased
venous return. High capacitance will reduce venous return,
as will a decreased blood volume. Under this paradigm,
shock occurs because of an increase in vascular capacitance
(anaphylaxis, spinal shock) or a reduction in blood volume
(haemorrhage, burns, dehydration). A resistance to venous
return will impair cardiac filling and hence cardiac output
(tension pneumothorax).
Although an oversimplification (and reflecting Guyton’s
bias that the peripheral circulation is the key to understanding cardiovascular physiology), this approach provides
a physiological basis for understanding shock. Shoemaker
et al.2,3 also pointed out the limitations of the traditional
classification, and directed his attention towards identifying
patterns of oxygen transport in shock patients. Shock is
often now discussed in terms of the interaction between
cardiac output and vascular resistance, thus conveying
better the clinical state of the patient. The majority of
paediatric patients presenting in shock will have one of
three aetiologies: hypovolaemia, cardiac failure or sepsis. In
considering these entities, it will become apparent that
there are similarities in both the physiological disruption
they cause and the compensatory mechanisms they invoke.
Hypovolaemic (haemorrhagic) shock
Examination reveals a child with cold, clammy skin, reduced
peripheral perfusion, tachycardia with thready pulses
(indicating a narrow pulse pressure), oliguria and tachypnoea. The blood pressure is often normal or only slightly
reduced. As the blood pressure falls, the child becomes
increasingly unresponsive. A blood gas examination will
show a metabolic acidosis with evidence of compensatory
hypocapnia (a mixed respiratory and metabolic acidosis in
G. Morrison
this situation indicating an imminent collapse). A raised
serum lactate level suggests anaerobic metabolism and a
failure of adequate tissue oxygen delivery.
With the loss of volume, venous pressure and, therefore,
cardiac preload are reduced and cardiac output falls.
Stretch receptors in the great vessels and atria detect the
reduced preload, and stimulate sympathetic outflow from
the pressor area of the medulla. Sympathetic venoconstriction reduces the capacitance of the peripheral circulation,
resulting in an increased venous return. Arterial vasoconstriction initially preserves the blood pressure through
an increase in resistance alone, but as blood loss continues,
perfusion is diverted from non-essential areas such
as the skin and kidneys, with the result that the skin
becomes cool, the capillary refill time lengthens and oliguria
develops. Blood is also diverted from the splanchnic
circulation. This is not the diversion of luxury perfusion,
and it may thus threaten the integrity of the gastrointestinal
tissue.
The mobilization of sequestered venous blood volume and
vasoconstriction initially maintains the blood pressure
(so-called ‘compensated shock’) but, as volume loss
continues, hypotension supervenes. Blood flow, and hence
oxygen, is directed towards those organs whose autoregulatory mechanisms counteract the generalized vasoconstriction. Sympathetic stimulation increases myocardial
contractility and heart rate in an attempt to maintain
cardiac output and oxygen delivery.
With a continued volume loss, myocardial work increases
to the point at which the circulation cannot meet the
demands of the heart itself, and cardiac failure ensues.
Oxygen consumption eventually falls as oxygen delivery
becomes inadequate, resulting in organ injury. Tissue
hypoxia results in acidaemia that drives a respiratory
compensation. Sympathetic activity will be augmented by
the action of chemoreceptors and centrally as cerebral
perfusion is impaired. As the system is unable to meet
the demands of the ventilatory pump (the intercostal
muscles and diaphragm), respiratory failure ensues.
The degree of hypovolaemia associated with these changes
has been investigated in acute haemorrhage. An acute
loss of circulating blood volume of 10–20% induces the
onset of tachycardia, hypotension and vasoconstriction,
whereas a volume loss 440% induces complete circulatory
collapse.
As the severity of oxygen delivery impairment increases,
alterations arise in the microcirculation, and cytokines are
released from injured tissue. These changes are not
reversed by volume resuscitation. A point is reached at
which the hypovolaemic shock is not reversible by a mere
correction of the initial aetiology. In hamsters experiencing
acute haemorrhage to a mean arterial pressure of 40 mmHg
(from a normal level of 80 mmHg) that was maintained for
4 h, reduced tissue capillary density and tissue hypoxia
persisted in approximately 70% of animals despite replacement of the blood volume.4 In a rat model of haemorrhagic
shock, 1 h of hypovolaemia was associated with reduced
cardiac function and a raised level of tumour necrosis
factor-alpha (TNF-a).5 That TNF-a was responsible for the
altered cardiac function was supported by a 50% improvement in cardiac function following immunoneutralization of
the TNF-a.
ARTICLE IN PRESS
Applied physiology: Understanding shock
Cardiogenic shock
In all forms of shock, progression to cardiovascular collapse
will occur unless appropriate and timely therapy is offered.
To this extent, cardiogenic shock can complicate all shock
states. Cardiogenic shock traditionally implies a primary
cardiac disease as the cause of the shock state; in the
paediatric population, it is often encountered in the setting
of congenital heart disease, especially in the post-operative
population. These patients are particularly at risk as they
have experienced ischaemic and reperfusion injuries to a
myocardium that was preoperatively dysfunctional.
The equation above illustrates that, in the face of an
acute reduction in CO2, oxygen delivery cannot be
sustained. The circulation employs the array of compensatory mechanisms discussed in the previous section, although
their effectiveness depends on preservation of cardiac
function. In the setting of cardiac failure, it is likely that
they will serve only to cause further cardiac decompensation. As myocardial function deteriorates and stroke volume
is compromised, cardiac output is maximized by increasing
heart rate. Tachycardia results, however, in increased
cardiac work, and vasoconstriction results in increased
afterload. An increase in venous return augments the
ventricular end-diastolic volume. The myocardium is
stretched by this volume and, as in Starling’s isolated heart
tissue model, will respond by a greater force of contraction.
The resulting cardiac dilatation may initially help to
preserve the stroke volume, but eventually results in
increasing cardiac dysfunction. Salt and water retention is
encouraged by the action of the renin-angiotensin system
and antidiuretic hormone, resulting in fluid overload.
Oxygen delivery is impaired as cardiac output falls and
organ failure occurs. Given the detrimental effect of
compensatory mechanisms, cardiac function is unlikely to
be stabilized without therapeutic intervention.
Septic shock
Although specific criteria have been proposed for the
classification of septic shock, for most practitioners, septic
shock implies cardiovascular instability secondary to infection. In many classifications, septic shock has been
considered to be a hybrid of hypovolaemic, dissociative
and cardiogenic shock; as more is learned about septic
shock, it might be more accurately termed ‘cytopathic’ or
‘histotoxic’.6 Septic shock involves stimulation of the host’s
inflammatory response by an infecting organism or one of its
biological products, the severity of disease depending on the
response of the host to the foreign agent.
Mechanism of endotoxin action
The agent inciting the inflammatory response in Gramnegative infections is endotoxin (lipopolysaccharide), which
is present on the bacterial membrane surface. Grampositive organisms lack endotoxin but induce the inflammatory response in a similar manner through the actions of
exotoxins and the cell membrane components peptidoglycans and lipoteichoic acids. Once free in the circulation,
endotoxin is bound to lipopolysaccharide binding protein, an
423
acute phase protein. Lipopolysaccharide binding protein can
transfer endotoxin to high-density lipoprotein, resulting in
its neutralization, but it also facilitates the binding of
endotoxin to the CD14 receptor on macrophages and
monocytes.
CD14 possesses no transmembrane signalling domain, and
until recently it was unclear how endotoxin induced
cytokine production. It has now been shown that signalling
occurs via toll-like receptors (named after a similar protein
in Drosophila known as ‘toll’). Toll-like receptor activation
induces a signalling pathway involving the activation of the
transcription factor nuclear factor-kappaB and the subsequent transcription of genes, including those coding for TNFa. TNF-a reaches a peak in the blood early in sepsis (1–3 h),
often before the gravity of the patient’s illness is appreciated, and induces the production of other inflammatory
cytokines, for example interleukins IL-1 and IL-6. These proinflammatory agents, which are components of normal
defence mechanisms, are believed to mediate the physiological derangements experienced by the patient.
Cardiac dysfunction in septic shock
The majority of patients in the early stages of sepsis present
with hyperdynamic cardiovascular function, characterized
by an increased cardiac output and a low peripheral
resistance. The blood pressure is often only slightly lower
than normal (warm shock). Patients are tachycardic and
often tachypnoeic, with apparently good peripheral perfusion. Despite this, oliguria is frequently present, and a
compensated metabolic acidosis or raised serum lactate
level indicates that the cardiovascular system is under
strain.
Vasodilatation occurs early and is initially caused by the
action of constitutive nitric oxide. Later, under the action of
endotoxin, constitutive nitric oxide synthetase is downregulated, and nitric oxide production becomes a function
of inducible nitric oxide synthetase. The vasodilatation is
profound and hyporesponsive to sympathetic vasoconstrictor
activity (vasoplegic), either endogenous or exogenous.
Cardiac function is depressed early in sepsis despite the
frequent finding of a normal or even increased cardiac
output. Systolic and diastolic dysfunction may both be seen,
with a reduction in myocardial contractility and diastolic
compliance, respectively. The resulting reduction in cardiac
output is compensated by tachycardia, volume loading to
maintain stroke volume despite a reduced ejection fraction
(the fraction of ventricular end-diastolic volume ejected
during systole), and a reduced afterload associated with the
intense vasodilatation. Echocardiographic evidence of ‘good
ventricular function’ needs to be evaluated in light of these
considerations.
This septic cardiomyopathy is attributed to the actions of
cytokines, particularly TNF-a and IL-1. TNF-a may have a
direct cardiotoxic effect, but it appears that TNF-a and IL-1
exert their effect by the induction of inducible nitric oxide
synthetase in the myocardium. The nitric oxide produced,
acting via guanylyl cyclase, increases the level of cellular
cyclic guanosine monophosphate, resulting in the inhibition
of calcium entry into the myocardium and therefore
impaired contraction. A synergistic action of the cytokines
ARTICLE IN PRESS
424
TNF-a, IL-1 and IL-6 has also been proposed as a mechanism
for myocardial injury, based on their action of reducing
contractility in isolated muscle strips.
Vasculature in septic shock
The microcirculation also exhibits injury and dysfunction.
Sepsis is associated with increased vascular permeability
caused by the action of complement C3a and C5a. The result
is increased interstitial oedema and reduced diffusive
oxygen transport to the tissues. In addition, a reduced
tissue capillary density is seen. Microcirculatory compromise
may be exacerbated by vascular obstruction with microthrombi formed in response to a TNF-a-induced procoagulant state. This has been attributed in part to decreased
protein C and protein S activity. A recent study investigating
the response of septic adult patients to activated protein C
indicated improved patient survival,7 and a paediatric study
is currently being undertaken.
The normal compensatory mechanisms, discussed above,
are often overwhelmed, and the response to therapy may be
poor. Improved venous return can initially help to offset
impaired cardiac function, but with vasoplegia and ‘capillary leak’, the patient often requires large volumes of fluid
for resuscitation. As mentioned above, sympathetic activity
may have little effect on the peripheral vasculature, and the
concern has been that sepsis represents a situation of
mismatch between oxygen delivery and oxygen requirement. Microvascular abnormalities merely compound the
problem of oxygen delivery to the tissues. Work in animal
models and human patients with septic shock suggests that
tissue oxygen delivery may, even when adequate, be
associated with reduced cellular energy production.7–9 The
mechanism appears to be impaired mitochondrial function,
i.e. the mitochondria cannot use the available oxygen.
Different mechanisms have been proposed, but nitric
oxide or its reactive product peroxynitrite appear to be
involved. With progression of the disease process, a tissue
oxygen debt accumulates, and cardiovascular collapse and
multiple organ failure (cold shock) ensue.
Conclusions
This article has concentrated on the cardiovascular consequences of, and response to, shock and has not considered
metabolic dysfunction or non-cardiovascular compensatory
mechanisms; the interested reader will find the reference
list a useful guide to locating this information. Shock is a
G. Morrison
complicated, dynamic process. Successful therapy requires
an understanding of the disease process and aggressive
management. An article of this length cannot convey the full
complexity of the shock state; in attempting to simplify,
I can only hope that I have not confused.
References
1. Guyton AC. Cardiac output in circulatory shock. In: Guyton AC,
Jones CE, Coleman TG, editors. Cardiac output and its
regulation. Philadelphia: WB Saunders; 1973. p. 372–93.
2. Shoemaker WC, Montgomery ES, Kaplan E, et al. Physiologic
patterns in surviving and non-surviving shock patients. Arch
Surg 1973;106:630–6.
3. Shoemaker WC, Appel PL, Kram HB, et al. Prospective trial of
supranormal values as therapeutic goals in high risk surgical
patients. Chest 1988;94:1176–86.
4. Kerger H, Waschke KF, Ackern KV, et al. Systemic and micro
circulatory effects of autologous whole blood resuscitation in
severe hemorrhagic shock. Am J Physiol Heart Circ Physiol
1999;276:2035–43.
5. Shahni R, Marshall JG, Rubin BB, et al. Role of TNF-a in
myocardial dysfunction after hemorrhagic shock and lower torso
ischaemia. Am J Physiol Heart Circ Physiol 2000;278:942–50.
6. Peters JTP, Van Slyke DD. Quantitative clinical chemistry.
Baltimore: Williams & Wilkins; 1931.
7. Bernard GR, Vincent JL, Laterre PF, et al. Efficacy and safety of
recombinant human activated protein C for severe sepsis. N
Engl J Med 2001;344:699–709.
8. Boekstegers P, Weidenhofer S, Kapsner T, Werdan K. Skeletal
muscle partial pressure of oxygen in patients with sepsis. Crit
Care Med 1994;22:640–50.
9. King CJ, Tytgat S, Delude RS, Fink MD. Ileal mucosal oxygen
consumption is decreased in endotoxemic rats but is restored
toward normal by treatment with aminoguanidine. Crit Care
Med 1999;27:2518–24.
Further reading
1. Bartlett RH. Critical care physiology. Boston: Little, Brown;
1996.
2. Edwards JD, Shoemaker WC, Vincent JL, editors. Oxygen
transport: principles and practice. London: WB Saunders; 1993.
3. Guyton AC, Jones CE, Coleman TG. Cardiac output and its
regulation. Philadelphia: WB Saunders; 1993.
10. Unno N, Wang H, Menconi MJ, et al. Inhibition of inducible nitric
oxide synthetase ameliorates endotoxin induced gut mucosal
barrier dysfunction in rats. Gastroenterology 1997;113:
1246–57.