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HeartMate 3 Fully Magnetically Levitated LVAD for the Treatment of Advanced Heart Failure: Results from the CE Mark Trial Ivan Netuka, MD, Ph.D. IKEM, Prague Czech Republic Principal Investigators and Sites Friedhelm Beyersdorf, MD, PhD, Universitäts-Herzzentrum Freiburg Bad Krozingen (Germany) Jens Garbade, MD, PhD, Herzzentrum Leipzig (Germany) Thomas Krabatsch, MD, PhD, Deutsches Herzzentrum Berlin (Germany) Silvana Marasco, MD, The Alfred Hospital (Australia) Michiel Morshuis, MD, Herz- und Diabeteszentrum NRW Clinic (Germany) Ivan Netuka, MD, PhD, IKEM (Czech Republic) Yuriy Pya, MD, National Research Center Cardiac Surgery (Kazakhstan) Vivek Rao, MD, PhD, Toronto General Hospital (Canada) Jan Schmitto, MD, PhD, Medizinische Hochschule Hannover (Germany) Daniel Zimpfer, MD, PhD, Medical University Vienna (Austria) Relevant Financial Relationship Disclosure Statement I will discuss investigational use of devices. The following relevant financial relationships exist related to this presentation: Ivan Netuka, MD, PhD: Surgical Proctor and Consultant to Thoratec Corporation, U.S.A. Study sponsored and conducted by: Thoratec Corporation, U.S.A. HeartMate 3: Innovative Device Design Full MagLev™ Flow Technology Wide range of flow (2-10 L/min) Artificial pulse Larger, consistent pump gaps designed to reduce shear stress ™Full MagLev is a trademark of Thoratec Corporation Study Overview HeartMate 3 CE Mark Study was the first human experience with the HeartMate 3 LVAS Prospective, multi-center and non-randomized study Primary objective: performance and safety at 6 months Single entry criteria: both Bridge to Transplant (BTT) and Destination Therapy (DT) patients 50 patients implanted in 10 centers in 6 countries Enrollment period: June - November 2014 Study Endpoints Primary Endpoint: Comparison of 6-month survival to a performance goal (PG) - HeartMate II patients in INTERMACS Registry (2012-14) - Patients matched for age, INTERMACS profile, LVEF and excluded for IABP usage Secondary Endpoints: Comparison of 6-month survival to Seattle Heart Failure Model (SHFM) predicted survival Adverse event rates Functional status (NYHA Class Improvement and 6MWT test) Quality of life (EQ-5D-5L) Key Study Criteria Inclusion Criteria: NYHA IIIB or IV, or ACC/AHA Stage D LVEF < 25% CI ≤ 2.2 L/min/m2, while not on inotropes Patients must meet one of the following: - On Optimal Medical Management (OMM), based on current practice guidelines for at least 45 out of last 60 days and are failing to respond OR - Inotrope dependent/unable to wean from inotropes OR - Listed for transplant Exclusion Criteria: Similar to previous VAD studies Demographics Parameter N = 50 Age (years) 59 ± 13 Male 90% BSA (m2) 2.0 ± 0.2 Ischemic etiology (%) 44% Indication: Bridge to Transplantation 27 (54%) Destination Therapy 23 (46%) INTERMACS profile: Profile 2 5 (10%) Profile 3 21 (42%) Profile 4 20 (40%) Profile 5 3 (6%) Profile 6 1 (2%) Baseline Hemodynamics & Laboratory Values Variable N = 50 (Mean ± SD) Pulmonary Capillary Wedge Pressure (mmHg) 22 + 9 Pulmonary Arterial Systolic Pressure (mmHg) 51 + 19 Central Venous Pressure (mmHg) 10 + 6 Cardiac Index (L/min/m2) 1.8 + 0.5 Total Bilirubin (mg/dl) 1.1 + 0.6 Blood Urea Nitrogen (mg/dl) 26 + 15 Creatinine (mg/dl) 1.3 + 0.4 Pre-Operative Risk Factors Risk Factor Inotropes n (%) 29 (58%) Stroke 2 (4%) TIA 4 (8%) Previous sternotomy Left ventricular aneurysm 10 (20%) 4 (8%) Diabetes 12 (24%) ICD/CRT-D 39 (78%) Implant & Patient Management Implantation technique: Median sternotomy on CPB Outflow graft attachment to ascending aorta 42% concomitant cardiac surgical procedures Anticoagulation: Vitamin K antagonist (recommended INR 2.0 – 3.0) plus Antiplatelet (Aspirin) Median INR through support: 2.3 (interquartile range 1.9 – 2.7) Primary Endpoint Analysis: Comparison of 6-month survival to PG HeartMate II INTERMACS Performance Goal (PG): 88% HeartMate 3 six-month survival on LVAD support: 92% HeartMate 3 exceeded the PG - primary endpoint met 30-day survival = 98% 6-month HeartMate 3 Actual Survival vs. SHFM Predicted Survival on Medical Management 1.00 HM3 actuarial survival 92% Percent Survival 0.90 Estimated SHFM 78% 0.80 0.70 Estimated hazard ratio for the HM3 = 0.34 P = 0.0093 0.60 0.50 0 1 2 3 4 5 Months HeartMate 3 reduced the 6-month mortality risk by 66% 6 Outcomes Through 6 Months 8% (4/50) patients expired within 6 months: Cardiac arrest after ischemic stroke (day 19) Multi-organ failure with termination of life support (day 144) Circulatory failure after CT contrast media anaphylaxis (day 48) Suicide (day 113) 4% (2/50) patients transplanted prior to 6-months: Intended transplants, day 50 & 132 Patients alive and well to date Outcomes Through 6 Months 8% (4/50) patients expired within 6 months: Cardiac arrest after ischemic stroke (day 19) Multi-organ failure with termination of life support (day 144) Circulatory failure after CT contrast media anaphylaxis (day 48) Suicide (day 113) 4% (2/50) patients transplanted prior to 6-months: Intended transplants, day 50 & 132 Patients alive and well to date All Adverse Events within 6 months Days 0 – 30 (n=50) Event Bleeding Requiring Surgery GI Any Infection Sepsis Driveline Stroke Ischemic Hemorrhagic Neurologic Dysfunction* Right Heart Failure Requiring RVAD Pump Malfunction Pump Thrombosis Hemolysis *TIA, seizures # Pts 15 6 2 10 4 1 2 2 0 2 4 2 0 0 0 % Pts 30% 12% 4% 20% 8% 2% 4% 4% 0% 4% 8% 4% 0% 0% 0% # Events 19 6 2 14 4 1 2 2 0 2 4 2 0 0 0 Days 0 – 180 (n=50) # Pts 19 7 4 18 8 5 6 4 2 4 5 2 0 0 0 % Pts 38% 14% 8% 36% 16% 10% 12% 8% 4% 8% 10% 4% 0% 0% 0% # Events 35 8 6 28 8 5 6 4 2 4 5 2 0 0 0 Key Adverse Event: GI Bleeding Days 0 – 30 (n=50) Event Bleeding Requiring Surgery GI Days 0 – 180 (n=50) # Pts 15 6 % Pts 30% 12% # Events 19 6 # Pts 19 7 % Pts 38% 14% # Events 35 8 2 4% 2 4 8% 6 4 patients had GI Bleeding events (8%) Incidence of GI bleeding in continuous flow LVADs 11-25% GI bleed event rate lower than rates published in literature Key Adverse Event: Stroke Days 0 – 30 (n=50) Event Stroke Ischemic Hemorrhagic # Pts 2 2 0 % Pts 4% 4% 0% Days 0 – 180 (n=50) # Events 2 2 0 # Pts 6 4 2 % Pts 12% 8% 4% # Events 6 4 2 4 Ischemic strokes: 2 within 30-days, procedural related events (MRS >3): - 1 implant issue with difficulty engaging inflow conduit (day 1) - 1 post anaphylactic shock from contrast media (day 23) 2 later strokes (day 49,176), MRS 1, one associated with infection, patients ongoing 2 Hemorrhagic strokes: 2 later strokes (day 81, 103), MRS > 3 - 1 procedural related, post TAVI procedure (day 81) - 1 intracerebral bleed in multiorgan failure patient (day 103) Key Adverse Events: No Pump Malfunction, Thrombosis, Hemolysis Days 0 – 30 (n=50) Event Pump Malfunction Pump Thrombosis Hemolysis # Pts 0 0 0 % Pts 0% 0% 0% # Events 0 0 0 Days 0 – 180 (n=50) # Pts 0 0 0 % Pts 0% 0% 0% # Events 0 0 0 Incidence of pump thrombosis in currently used continuous flow LVADs 6-12% Key Adverse Events: No Pump Malfunction, Thrombosis, Hemolysis Days 0 – 30 (n=50) Event Pump Malfunction Pump Thrombosis Hemolysis # Pts 0 0 0 % Pts 0% 0% 0% # Events 0 0 0 Days 0 – 180 (n=50) # Pts 0 0 0 % Pts 0% 0% 0% # Events 0 0 0 Incidence of pump thrombosis in currently used continuous flow LVADs 6-12% Improvement in NYHA Class By 6 months 83% patients NYHA I or II Significant improvement (p<0.0001) over baseline Improvement in 6MWT 28% of the patients unable to walk at baseline due to illness At 6 months median 231 meters improvement over baseline Improvement in Quality of Life (EuroQol) Significant improvement from baseline to Month 3 & 6 Limitations Non-randomized study Performance goal – pre-specified, not propensity score matched population Direct comparison to contemporary publications difficult, as both BTT and DT patients enrolled Conclusions Positive first experience with HeartMate 3 Primary endpoint met: 92% six-month survival exceeded the performance goal of 88% No hemolysis, pump thrombosis or pump exchange Adverse event types and rates consistent with, or lower than expected complication rates Functional status and quality of life scores - progressive and sustained improvement Patient follow-up in the CE Mark Study through 2 years; U.S. MOMENTUM 3 Study* currently enrolling *Randomized HeartMate II vs HeartMate 3; 1,028 patients