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Dual Diagnoses Principles of the Minkoff model for treating co-occurring mental health & substance use disorders 1 1. “Dual diagnoses are an expectation, not an exception” According to epidemiological studies, approximately 50% of people with a diagnosis of severe mental illness also meet lifetime criteria for a diagnosis of substance use disorder. (Drake, 1995) 2 Prevalence of substance use disorders with mental illness 60 50 40 % of respondents 30 with substance use disorder 20 10 0 Gen pop Schiz Bipolar Maj dep Regier et al, JAMA 1990 OCD Panic “Dual diagnoses are an expectation, not an exception” According to the National Comorbidity Study, people with mania are 9.7 times as likely as the general population to meet the lifetime criteria for alcohol dependence. (Kessler et al, 1996) 4 % of respondents Prevalence of Co-Occurring Substance Use Disorders with Schizophrenia (ECA Study) 100 90 80 70 60 50 40 30 20 10 0 Schizophrenia General Population Alcohol Use Disorder Regier et al., JAMA, 1990 Drug Use Disorder Alcohol or Drug Use Disorder 5 “Dual diagnoses are an expectation, not an exception” In community studies evaluated for the Epidemiologic Catchment Area (ECA) study, 33.7% of people diagnosed with schizophrenia or schizophreniform disorder and 42.6% of people with bipolar disorder also met the lifetime criteria for an alcohol use disorder (AUD) diagnosis, compared with 16.7% of people in the general population. (Regier et al, 1990) 6 2. “Use the Four-Quadrant model to understand & inform effective treatment” HIGH PSYCHIATRIC LOW PSYCHIATRIC (SPMI) (psychiatrically complicated) HIGH SUBSTANCE HIGH SUBSTANCE (Dependence) IV III (Dependence) HIGH PSYCHIATRIC LOW PSYCHIATRIC (SPMI) (mild psychopathology) LOW SUBSTANCE LOW SUBSTANCE (Abuse) II I (Abuse) 7 3. “Emphasize the empathic, hopeful, integrated aspects of the treatment relationship” The most significant predictor of treatment success is an: (1) empathic, (2) hopeful, (3) continuous treatment relationship in which (4) integrated treatment and (5) coordination of care can take place through multiple treatment episodes. Within this context, (6) case management / care and (7) empathic detachment / confrontation are appropriately balanced at each point in time. 8 4. “Consider both disorders primary and integrated, and treat accordingly” Both treatment systems (Mental Health & Substance Abuse) have myths that clinicians can’t treat one illness while also treating the other. 9 4. “Consider both disorders primary and integrated, and treat accordingly” In fact, treatments for each condition work well together, and staff can learn to integrate both. Both substance disorders and mental illness fit into the disease-management / recovery model. 10 5. “Apply the Disease / Recovery model with diagnosis-specific and stage-ofchange-specific interventions” (r/d-1) Leads to lack of control of behavior &/or emotion Symptoms can be controlled with treatment Physical, mental and spiritual disease Progressive illness w/o treatment Disease miscast as a moral issue Affects the entire family Depression & despair Shame and stigma Hereditary factors Biological Illness Guilt and failure Denial factor Incurable Chronic 11 “Apply the Disease/Recovery model with diagnosis-specific & stage-of-changespecific interventions” (d/r-1) 1. Initial phase is stabilization, which may require hospitalization, &/or medication (detox), &/or psychotropic medication 2. Following stabilization, the next phase is rehabilitation 3. Rehabilitation involves maintaining stability by following a long-term program (don’t use, attend meetings, work the 12 Steps, etc / take meds, use therapy or other helpful supports / services, etc.) 4. Denial needs to be overcome 12 “Apply the Disease/Recovery model with diagnosis-specific & stage-of-changespecific interventions” (d/r-1) 5. Powerlessness over the disease needs to be acknowledged 6. Help must be asked for, from a power greater than the self, in order to control symptoms (higher power, AA, NA, sponsor, meds, therapist, doctor, case manager, etc) 7. Recovery proceeds ‘One Day At A Time’ 8. Recovery is never done, but gradual progress can be made 13 “Apply the Disease / Recovery model with diagnosis-specific & stage-of-change-specific interventions” (d/r-2) 9. Relapse is always a risk 10. Families / friends benefit from involvement in a program to get help for themselves in dealing with the disease 11. Education about the disease is an important piece 12. Treatment must include focus on feelings about the disease, and feeling good about oneself 13. Recovery is a physical, mental, emotional and spiritual process 14 6. “Apply the disease / recovery model with diagnosis-specific and stage-of-changespecific interventions” (Prochaska, Norcross, & DiClemente) Precontemplation Relapse / Recycle Contemplation Maintenance Preparation Action 15 Evaluating Stages of Change Precontemplation (Denial) • Contemplation (Ambivalence) • “What problem? I’m not thinking about it.” “I wonder if I might have a problem? I’m thinking about it but not ready to decide anything yet.” Preparation / Determination (Admission) • “I have a problem.” 16 17 Evaluating Stages of Change Action (Taking steps / Making changes) • Maintenance (Continuing what works) • “I have a problem and I’m ready to do something about it.” “I’m stabilized and doing well. How can I support my ongoing recovery?” Relapse / Recycle (Trying again) • “I’m stabilized but have relapsed. How can I get back into active recovery?” 18 19 7. “There is no single correct intervention!” Individualize treatment per . . . . . . Quadrant designation (see) . . . Diagnoses (DSM-IV) . . . Level of functioning (evaluate – GAF, other tools) . . . External constraints (Assessment, Tx plan) . . . External supports (Assessment, Tx plan) . . . Phase of Recovery / Stage of Change (see) . . . Multidimensional assessment of level-ofcare requirements (ASAM PPC-2R) 20 8. “There is no single correct destination!” Individualize outcome expectations per . . . . . . Quadrant designation (see) . . . Diagnoses (DSM-IV) . . . Level of functioning (evaluate – GAF, other tools) . . . External constraints (Assessment, Tx plan) . . . External supports (Assessment, Tx plan) . . . Phase of Recovery / Stage of Change (see) . . . Multidimensional assessment of level-ofcare requirements (ASAM PPC-2R) 21 NH Dual Diagnosis Study (1989-1994) (Drake et al, 1998) Proportion of Days in Stable Community Housing 1.0 0.9 0.8 0.7 Beginning 6 months 12 months All DD Patients (N = 203) 18 months 24 months 30 months 36 months Patients in Recovery (N = 54) 22 NH Dual Diagnosis Study (1989-1994) (Drake et al, 1998) Percentage of Persons Hospitalized 70.0 60.0 50.0 40.0 30.0 20.0 10.0 0.0 Beginning 6 months 12 months All DD Patients (N = 203) 18 months 24 months 30 months 36 months Patients in Recovery (N = 54) 23 NH Dual Diagnosis Study (1989-1994) (Drake et al, 1998) Number of Arrests and Incarcerations (N=203) 60 50 40 30 20 10 0 Beginning 6 months Arrests 12 months 18 months 24 months 30 months 36 months Incarcerations in Jails or Prisons 24 NH Dual Diagnosis Study (1989-1994) (Drake et al, 1998) Median Treatment Costs: Patients in Recovery (N=54) $ 14,000 $ 12,000 $ 10,000 $ 8,000 $ 6,000 $ 4,000 $ 2,000 $0 Begi nni ng 6 months 12 months Inpatient 18 months 24 months 30 months 36 months Outpatient 25