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1 Functional Grammar BEING AND HAVING: THE TRANSITIVITY OF RELATIONAL AND EXISTENTIAL PROCESSES Introduction Relational processes are processes about what things are, what they are like, and what they possess (Lock, 1996: 126). This category expresses the notion of being something or somewhere (Downing and Locke, 2002: 131). There are three types of relational processes. They are attributive, identifying, and possessive processes (Lock, 1996: 128). We will look at each of these relational processes in turn. Then we will turn our attention to existential processes. Relational Processes a. Attributive Relational Processes In a clause containing attributive relational process, there is a participant to which an Attributive is assigned. This participant is known as the Carrier of the Attribute. The relationship between the Carrier and the Attribute is such that the Carrier is in some way the Attribute. The contribution of the Attribute is to characterise the Carrier. Study the following examples: Carrier Linking Attribute Verb 1. John is generous. 2 Functional Grammar 2. They are world-class footballers. 3. …the boy, who is the thief. In (1), the Attribute is a kind of quality of the Carrier, while in numbers (2) and (3), the Carriers belong to particular classes of entities. Carrier and Attribute are linked by a linking verb and in the above examples, the verbs are the various forms of the verb be. Types of Attribute The first type of Attribute is the quality type which is usually expressed by an adjective or adjective group (generous in (1)), while the class type of Attribute is expressed by a noun or noun group (world-class footballers, the thief in (2) and (3) above) (Lock, 1996: 127). The process can be expressed as a state using state verbs such as be, keep, remain, stay, seem and appear; or as a transition using verbs of transition like become, get, turn, turn out, grow, run, and end up. In the former type of process, the Attribute is seen as existing at the same time as the process described by the verb and is sometimes called the current Attribute. In the latter type of process, the Attribute exists as the result of the process and can be called the resulting Attribute (Downing and Locke, 2002: 132). Current Attribute Resulting Attribute 4a. She was quiet. 4b. She fell silent. 3 Functional Grammar Task 1 (15 minutes) Which of the following sentences have current Attributes and which have resulting Attributes? 1. She became the Prime Minister. 2. She remained the Prime Minister. 3. The charcoal turned into ash. 4. The charcoal is red. 5. The surface is rough. 6. The surface has become rough. 7. The child gets tired easily. 8. The child looks tired. __________________________________________________________________ The third type of Attribute represents circumstances. These are processes of being in which the circumstantial element is essential to the situation (Downing and Locke, 2002:133). Circumstance Attributes are typically expressed by prepositional phrases as shown in the following examples: Location in space Carrier Circumstance . The football pitch is over there. 4 Functional Grammar 3rd Location in time 6. The final examination will on the be September. of Extent in space 7. The national park stretches from the north of the island to the south west. xtent in time 8. The musical lasted two hours minutes forty-five __________________________________________________________________ Expansion of Attributes Attributes are expressed mainly by Adjective Groups. Attributes represented by adjectives can be expanded into adjective groups and these Attributes can be premodified by adverbs, nouns and other adjectives. In an adjective group, there can be three structural elements – head (adjective:), premodifier (adverb, noun, adjective) and qualifier (phrases and clauses) (Dowing and Locke, 2002: 512). The following are three examples of Adjective Groups. Premodifier Attribute (Head) Qualifier Adverbs very easy to solve this problem Nouns cardinal red gown Adjectives light blue sash and ribbon 5 Functional Grammar Many adjective groups are realised only by the head element. Syntactically, these groups function typically as modifiers in Noun Groups and Subject complements in clauses. Semantically, they can express a state (lonely), a process (increasing), space (southern), time (ancient), activity (creative), emotion (odious), evaluation (true), specification (main), etc. (Downing and Locke, 2002: 512). b. Identifying Relational Processes In some clauses, one participant is identified by equating it with another participant in the same clause. Such clauses are called identifying process clauses. Examples of such clauses are as follows: Identified Identifier 9. The musical is Les Miserables. 10. The river linking the north to the south is the Klang river. 11. John is my brother. The first participant in the clause, known as the Identified equals the second participant which is known as the Identifier. Since they are ‘equals’, such clauses can therefore be reversed or they are reversible (Les Miserables is the musical, The Klang river is the river linking the north to the south, My brother is John). This is the main difference between them and the Atrributive relational clauses. 6 Functional Grammar c. Possessive Relational Processes The following are three examples of clauses containing possessive relational processes. Possessor Possessed 12. The infant has brown eyes 13. The king owns the castle 14. Those bottles contain cooking oil In such clauses, the relationship between the two participants is one of possession: one being the Possessor and the other, the Possessed. The linking verb is usually have but as you can see in the above examples, the verbs own and contain are also used. Existential Processes These are processes of existing or happening and they consist of only one participant known as the Existent. 7 Functional Grammar Existent 15. There is a lady at the door 16. There ‘s roast chicken for dinner 17. There was a parade in town. 18. There has been an explosion at the port. The Existent can be an object or an event or situation, usually represented by a noun phrase (a lady, roast chicken, a parade, an explosion). Verbs other than be are also used in existential clauses. They include intransitive words such as remain and stand which express positonal states and verbs such as occur and follow which express the notion of ‘occurring’, ‘coming into view’ or ‘arrival on the scene’ (Downing and Locke, 2002: 139). Now complete Task 4. __________________________________________________________________ Task 2 (20 minutes) Below are examples of clauses containing existential processes. Identify the verb in each clause and state whether it expresses positional states or notions of ‘occurring’, ‘coming into view’ or ‘arrival on the scene’. 1. Below the monastry there stretches a sandy beach. 2. On the wall of the prison there hangs a mural. 3. There appeared on the screen twenty-two skillful football players. 4. There emerged from the balcony the queen of England. 5. Out of the fog there loomed an apparition. 8 Functional Grammar __________________________________________________________________ _____________ Summary Basically, there are three types of relational processes – namely attribute, identifying and possessive. In attributive relational clauses, there is a participant known as the Carrier. The Carrier is assigned an Attribute and the former is mapped onto the Subject of the clause while the latter is mapped onto the Complement of the clause. In Identifying relational clauses, one participant is equated to another. The participant which is identified is the Identified and the participant that identifies the Identified is known as the Identifier. Possessive relational clauses have two participants – the Possessor and the Possessed – usually linked by the verb have. Existential process clauses comprise a participant (the Existent), the word there and usually the verb be. 9 Functional Grammar