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International Relations of the Asia-Pacific Advance Access published June 10, 2016
International Relations of the Asia-Pacific Volume 00, (2016) 1–32
doi: 10.1093/irap/lcw009
Doron Ella*
International Relations Department, Hebrew University of
Jerusalem, Jerusalem, Israel
*Email: [email protected]
Accepted: 1 May 2016
Abstract
This article examines how categorization mechanisms of the United
Nations Framework Convention on Climate Change (UNFCCC) have affected the dynamics between China and other member states during
the process of environmental negotiations, and how this categorized institutional environment influenced members’ bargaining positions during the studied period. It argues that by categorizing it as a non-Annex
I Party, the UNFCCC conferred on China a context-specific role of a developing country and legitimized its reluctance to abide through legally
binding commitments. Yet, as China’s capabilities changed, its institutional role as a developing country was perceived by other member
states as inappropriate. Consequently, various member states, such as
the United States and the European Union, expected China to enact the
role of a rising power, which meant abiding by legally binding commitments and abandoning its current category group. Furthermore, during
International Relations of the Asia-Pacific Vol. 00 No. 0
# The Author 2016. Published by Oxford University Press in association with the
Japan Association of International Relations; all rights reserved.
For permissions, please email: [email protected]
Downloaded from http://irap.oxfordjournals.org/ at Hebrew University of Jerusalem on June 10, 2016
China and the United Nations
framework convention on
climate change: the politics of
institutional categorization
2 Doron Ella
these negotiations, both China and other member states utilized the
UNFCCC’s categorization mechanisms, by emphasizing institutional categorical positioning, in order to enhance their bargaining power.
Therefore, this article illustrates how the parties to the Convention were
able to reach a successful, binding, and inclusive agreement in Paris.
Led by the United States, European Union (EU), and China, the
Parties to the United Nations Framework Convention on Climate
Change (UNFCCC) agreed to sign the Paris Agreement formulated
during December 2015. This agreement, which abolished the
Convention’s categorization mechanism, most of all symbolizes
China’s acceptance to become part of an inclusive legally binding climate change agreement. However, before the establishment of the
UNFCCC in June 1992, China had been considered as a reluctant participant in international environmental negotiations and declined assuming any environmental obligations that might hamper its economic
development, which was just taking off after long years of stagnation
(Ross, 1998, pp. 810–813). During that period, China had still been
considered a novice when it came to participating in international institutions (Kent, 2002, pp. 244–245; for an overview, see: Li, 2010, pp.
255–256), as well as both in its environmental scientific development
and in its perception of the consequences of environmental degradation
on climate change (Economy, 2001, pp. 244–246). Therefore, at the
time of the UNFCCC’s inception, China was classified as a developing
country and was categorized as a non-Annex I Party. This meant that
it was exempt from abiding by legally binding commitments under the
Convention, and later on under the Kyoto Protocol – which caused
many members to question whether cooperating with China under the
current constellation of categorized participation is meaningful for
tackling the world’s climate change issues.
This article investigates how the UNFCCC’s categorization mechanisms affected the negotiations between China and other members of
the Convention during the discussions of the Conferences of Parties
(COPs). By categorizing China as a non-Annex I Party, the UNFCCC
conferred on China a context-specific role of a developing country and
legitimized its exemption from abiding by legally binding commitments.
Downloaded from http://irap.oxfordjournals.org/ at Hebrew University of Jerusalem on June 10, 2016
1 Introduction