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Ann Surg Oncol DOI 10.1245/s10434-011-2200-7 ORIGINAL ARTICLE – BREAST ONCOLOGY Accuracy of Predicting Axillary Lymph Node Positivity by Physical Examination, Mammography, Ultrasonography, and Magnetic Resonance Imaging Stephanie A. Valente, DO1, Gary M. Levine, MD3, Melvin J. Silverstein, MD1,2, Jessica A. Rayhanabad, MD1, Janie G. Weng-Grumley, MD1, Lingyun Ji, MS4, Dennis R. Holmes, MD1, Richard Sposto, PhD4, and Stephen F. Sener, MD1 1 Division of Breast and Soft Tissue Surgery, Department of Surgery, Keck School of Medicine, University of Southern California, Los Angeles, CA; 2Division of Breast Services, Department of Surgery, Hoag Memorial Hospital Presbyterian, Newport Beach, CA; 3Division of Breast Services, Department of Radiology, Hoag Memorial Hospital Presbyterian, Newport Beach, CA; 4Department of Preventive Medicine, University of Southern California, Los Angeles, CA ABSTRACT Background. Axillary lymph node status continues to be among the most important prognostic variables regarding breast cancer survival. We were interested in our ability to accurately predict axillary nodal involvement by using physical examination and standard breast imaging studies in combination. Methods. A retrospective review was performed of 244 consecutive patients diagnosed with invasive breast carcinoma between May 2008 and December 2010 who underwent physical examination of the axilla, digital mammography, axillary ultrasonography, and contrastenhanced breast magnetic resonance imaging and who had subsequent histopathologic evaluation of one or more axillary lymph nodes. Results. A total of 62 (25%) of 244 women were found to have positive axillary lymph nodes on final histopathologic examination, 42% of whom were able to be identified preoperatively. The sensitivity for predicting axillary metastasis if any one or more examination modalities were suspicious was 56.5%. The specificity for predicting axillary metastasis if any three or more modalities were suspicious was 100%. Of the patients who had all four modalities negative, 14% were ultimately found to have histologically positive nodes at the time of surgery. Ó Society of Surgical Oncology 2012 First Received: 18 April 2011 S. A. Valente, DO e-mail: [email protected] Conclusions. Physical examination and multimodal imaging in combination are useful for preoperative axillary staging and treatment planning. However, they remain inadequate definitive predictors of axillary lymph node involvement. Axillary lymph node status remains among the most important breast cancer prognostic factors and is essential for establishing treatment decisions. The standard for determining axillary involvement is via a sentinel lymph node biopsy (SLNB). SLNB uses radiotracer or blue dye to identify the first node or nodes that drain the breast, and thus the initial nodes to encounter metastatic disease. The SLNB is typically performed at the time of surgical resection of the primary tumor and has an accuracy of 93.5–97.5%.1–4 This invasive surgical staging procedure carries associated morbidity including longer surgical time, an additional surgical scar, painful preoperative injections, lymphedema, seroma, and possible sensory parasthesias.5,6 Knowledge of axillary lymph node involvement before surgical intervention has allowed for improvements in individualized multidisciplinary treatment options. These include offering neoadjuvant chemotherapy, planning for immediate reconstruction, or considering the use of intraoperative accelerated partial breast radiotherapy. Additionally, if a patient is diagnosed with metastatic axillary disease preoperatively, the surgeon has the opportunity to discuss with the patient the specific indications for performing an axillary lymph node dissection. Currently, there is no noninvasive diagnostic alternative as accurate as the sentinel lymph node technique for S. A. Valente et al. axillary lymph node staging. Multiple nonsurgical methods have been used with variable success to predict lymph node involvement including physical examination (PE), digital mammography (MMG), ultrasonography (US), computed tomographic scan, positron emission tomographic imaging, and magnetic resonance imaging (MRI).7–16 If a suspicious lymph node is found on imaging, patients may undergo US-guided fine-needle aspiration or core needle biopsy to obtain a cytologic or histologic diagnosis. Preoperative axillary lymph node needle biopsy has increased in frequency and has a high positive predictive value.17 However, accurately screening patients to determine whether axillary lymph nodes are suspicious and require subsequent needle biopsy remains a challenge. At our breast center, women who present with the diagnosis of breast cancer are routinely investigated with MMG, focused breast and axillary US and bilateral breast contrast-enhanced MRI. We hypothesized that combining the results of PE and these imaging modalities would increase the sensitivity, specificity and accuracy of detecting metastatic involvement of axillary nodes before definitive surgical intervention. METHODS We reviewed a prospectively collected database after obtaining institutional review board approval. We identified 264 consecutive patients who sought care from May 2008 to December 2010 for newly diagnosed invasive breast carcinoma. Per routine assessment, patients had their breast mass and axillary lymph nodes evaluated by PE and imaged by MMG, US, and MRI. A total of 244 women were identified who had all four evaluation examinations completed and had subsequent surgery performed at our institution. All images were reviewed by dedicated breast radiologists who were not blinded to the fact that patients had an invasive primary breast cancer. PE and all imaging modalities were sequentially and prospectively interpreted and results were recorded in our breast cancer database. Physical Examination An axillary lymph node was identified as positive if it could be palpated by at least one physician on PE. It was recorded as negative if a node was not palpable on PE, even if it appeared suspicious on imaging. were noted as suspicious. Lymph nodes considered abnormal on mammogram included size [2 cm, rounded or irregular shape, spiculated margins, absence of a fatty hilum, or increased density.8 US Imaging All patients received an US of their axilla on the side of the involved breast. The axilla was scanned with a high-frequency transducer (17 Hz) and any abnormal lymph nodes were noted as suspicious. Lymph nodes considered abnormal on US included rounded shape, a long-to-short axis ratio of \2, hypoechoic, compression or disappearance of the fatty hilum, or cortical thickening or asymmetry.10,11,17 Magnetic Resonance Imaging Per our standard breast cancer protocol, all patients received dynamic contrast-enhanced MRI of bilateral breasts and axilla. The axillary lymph nodes were evaluated with pre- and postcontrast images using the breast MRI contrast protocol according to Kvistad et al.15 Any abnormal lymph nodes were recorded as suspicious. Lymph nodes considered abnormal on MRI included size [10 mm, rounded shape, eccentric cortical hypertrophy or abnormal signal intensity enhancement on T1-weighted images.15,16 Surgical Management of Axillary Lymph Nodes A patient with a negative axilla by PE and all three imaging modalities underwent a SLNB at the time of surgery. SLNB was performed with radioactive colloid and blue dye.2 If the sentinel lymph node was positive, a completion level I and level II axillary lymph node dissection was performed. If a patient was found to have a suspicious axillary lymph node on PE or any imaging modality and the node could be visualized by US, an US-guided core needle biopsy was performed. If there was a histologically positive lymph node on needle biopsy, the patient received a level I and level II axillary lymph node dissection at the time of her breast operation. If the core biopsy was negative for metastatic disease, the patient received a SLNB at the time of surgery. Digital Mammography Histopathologic Evaluation MMG consisted of baseline mediolateral and craniocaudal views and any additional assessment images. Mammograms were evaluated and in addition to the suspicious breast mass, any abnormal appearing lymph nodes US-guided lymph node core needle biopsies were evaluated by pathologists using permanent sectioning. SLNB samples were evaluated by immediate frozen section and hematoxylin and eosin staining. The nodes Predicting Axillary Lymph Node Positivity were subsequently submitted for permanent sectioning and immunohistochemical assay. As per the American Joint Committee on Cancer breast cancer stage classification published in 2010, any patients with isolated tumor cells (N0i?) were considered to be node negative and did not undergo any additional lymph node surgery.18 Statistical Analysis The preoperative predictive and postoperative final results were confirmed. The overall sensitivity, specificity, positive predictive value, negative predictive value, and accuracy of each test and combination of tests were calculated. The sensitivity and specificity for each modality individually and in combination were then plotted. The McNemar’s test was used to compare the sensitivity or specificity between two modalities or combinations of modalities. RESULTS We identified and evaluated a total of 244 women with invasive breast carcinoma who had all four modalities completed and had surgery performed at our institution. Mean patient age was 58 years (range 31–85 years). Invasive ductal carcinoma was diagnosed in 216 patients (88.5%) and invasive lobular carcinoma in 28 patients (11.5%). At final surgical pathology, a total of 62 of the 244 patients (25%) with breast carcinoma had one or more positive lymph nodes. Of note, 13 patients had lymph nodes with isolated tumor cells (N0i?) found at final pathologic evaluation. These patients were included in the node negative group and no additional lymph nodes were removed. Table 1 summarizes the distribution of tumor characteristics including tumor stage and lymph node involvement. TABLE 1 Breast cancer type and tumor stage with associated lymph node positivity Cancer type Number (N = 244) Positive lymph node (%) Invasive lobular 28 4 (14) Invasive ductal 216 58 (27) Cancer T stage 244 With increasing tumor size, the incidence of lymph node involvement increased. Patients with T1mic disease had no lymph node involvement, while 50% of patients with T3 disease had one or more positive lymph nodes. PE, MMG, US, and MRI modalities were evaluated individually and then in various increasing combinations for their ability to detect suspicious axillary lymph nodes. There were four combination groups in total: any one or more modalities, any two or more modalities, any three or more modalities, and all four modalities. Tables 2 and 3 illustrate the diagnostic performance of PE, MMG, US, and MRI individually and in combination. All individual examinations had similar accuracy rates in predicting the presence or absence of lymph node involvement (accuracy 79.5–83.2%). Further assessment of the sensitivity and specificity of each modality and combination of modalities showed that higher sensitivity resulted in lower specificity (Table 3; Fig. 1). As shown in Fig. 1, when evaluating sensitivity, the different modalities or combinations of increasing numbers of modalities seemed to cluster into four groups. The approach of assessing a patient as having suspicious lymph nodes when one or more testing modalities was suspicious showed the highest sensitivity at 56.5%. The US examination alone had the second highest sensitivity for identifying suspicious lymph nodes at 43.5%. Declaring one or more modality suspicious was significantly more sensitive than relying on US alone (P = 0.005). However, despite its high sensitivity, one or more modalities also had a significantly worse specificity (91.8%) compared to any of the other approaches evaluated (e.g., P = 0.005 for the comparison in specificity between more than one modality vs. US). The next group on the graph was MRI, two or more modalities, and PE. Although it appeared that US had a similar specificity but better sensitivity than MRI (Fig. 1), the difference in sensitivity between the two examinations was not statistically significant (P = 0.25). Interestingly, the sensitivity for the last group of three approaches (MMG, three or more modalities, and all four modalities) was significantly lower than the other tests (P \ 0.01, Fig. 1). This low sensitivity was offset by the fact that specificity for predicting axillary metastases was 100% if 0 (0) TABLE 2 Diagnostic performance results of the four modalities in detecting lymph node involvement in breast cancer patients 20 38 1 (0.5) 6 (16) Finding T1c 89 17 (19) Truly positive 22 13 27 23 T2 76 30 (39) Truly negative 179 181 175 176 T3 16 8 (50) Falsely positive 3 1 7 6 T4 0 0 (0) Falsely negative 40 49 35 39 T1mic T1a T1b 5 PE MMG US MRI S. A. Valente et al. TABLE 3 Sensitivity, specificity, accuracy, positive predictive value, and negative predictive value for each modality and combination of modalities in detecting lymph node involvement in breast cancer patients: Final pathology results Lymph node positive, N1–3 = 62 Lymph node negative, N0 = 182 Total (n = 244) Sensitivity (%) Specificity (%) Accuracy (%) PE 22 (35.5) 179 (98.4) 201 (82.4) 88 81.7 MMG 13 (21.0) 181 (99.5) 194 (79.5) 92.9 78.7 US 27 (43.5) 175 (96.2) 202 (82.8) 79.4 83.3 MRI 23 (37.1) 176 (96.7) 199 (81.6) 79.3 81.9 C1 35 (56.5) 167 (91.8) 202 (82.8) 70 86.1 C2 23 (37.1) 180 (98.9) 203 (83.2) 92 82.2 C3 15 (24.2) 182 (100) 197 (80.7) 100 79.5 All 4 12 (19.4) 182 (100) 194 (79.5) 100 78.4 Positive predictive value (%) Negative predictive value (%) Suspicious by: Modalities used core needle biopsy before surgery and proceeded straight to axillary lymph node dissection. Sensitivity 1.0 Clinical exam MMG 0.9 US MRI Any one Any two Any three All four Lymph Node Involvement 0.8 0.7 In our lymph node positive group, 38 (61%) of 62 women had more than one lymph node positive on axillary lymph node dissection. In the 14% of patients where all four modalities were negative with a subsequent positive SLNB, 15 (56%) of 27 women had more than one lymph node involved. 0.6 0.5 0.4 0.3 0.2 0.1 DISCUSSION 0.0 0 .1 0.2 0.3 0.4 0.5 0.6 0.7 0 .8 0 .9 1.0 1-Specificity FIG. 1 Sensitivity and 1-specificity for each modality and combinations of modalities for detecting lymph node involvement in breast cancer patients there were three or more modalities or all four modalities positive. Core Biopsy Evaluation Figure 2 shows that either by PE, MMG, US, or MRI, a total of 50 patients were found preoperatively to have suspicious lymph nodes. Of the 50 patients, 35 (70%) were able to have the suspicious lymph node identified by subsequent US and therefore received an US-guided core needle biopsy. Biopsy correctly diagnosed 26 (90%) of 29 patients with metastatic disease. There were no falsepositive results. Ultimately, 26 (42%) of 62 patients with positive lymph nodes had axillary metastases confirmed via In breast cancer patients, preoperative clinical staging and planning is of paramount importance because positive axillary lymph node metastasis changes many of the treatment and surgical options offered to patients. The ability to assemble this information before definitive surgical intervention has improved greatly with the advent of new imaging and minimally invasive biopsy techniques. The objective of this study was to evaluate the four modalities (PE, MMG, US, and MRI), most commonly used to evaluate axillary nodal status to assess whether the sensitivity, specificity and accuracy for identifying pathologic lymph nodes could be improved if the results of such examinations were evaluated in combination. PE is the oldest and most rudimentary method used to evaluate lymph node status. The sensitivity of our PE in detecting disease (35.5%) is similar to what others have reported at 25–32.3%.9,15 At PE, the physician cannot differentiate between an enlarged lymph node that is cancerous versus one that is inflamed or reactive; which may explain why specificity is low with this method. Predicting Axillary Lymph Node Positivity FIG. 2 Schematic of lymph node evaluation Women with breast cancer N = 264 All 4 modalities not completed or surgery not performed at our institution N = 20 Total patients N = 244 Any modality Suspicious LN N = 50 Core biopsy not done N = 15 SLNB positive N=6 SLNB negative N=9 MMG is the standard imaging modality used in screening for breast disease. Although axillary lymph nodes can be visualized on some of the imaging projections, it is not consistent. This is because with MMG positioning, most of the axilla is pushed out of the image fields; thus, only the lower part of the axilla can be visualized.8 This makes MMG a less sensitive method for imaging the axilla; however, if there are suspicious nodes identified on MMG, the results from our data show that it is highly likely that they are pathologic (specificity 99.5%). For breast cancer evaluation, MRI is currently the best study to show anatomy in relation to pathology. In addition to level I and level II axillary lymph nodes, it allows evaluation of internal mammary and level III lymph nodes. The downside to this examination is accessibility, cost, and a patient’s physical restrictions (claustrophobia, kidney function, implanted metal objects, etc). Nonetheless, MRI has increasingly been used for breast cancer evaluation with a reported broad sensitivity range of for detecting axillary metastasis reported as 36–78% and specificity 93–100%.14–16 Axillary US is a portable and simple test that is routinely used preoperatively to evaluate lymph node involvement. Similar to our results, axillary US sensitivity for abnormal lymph nodes is reported as 45.2–86.2% and specificity is 40.5–86.6%.9–11,17 Because of its ease, it is used to guide biopsies of axillary lymph nodes when indicated. With the addition of US-guided fine-needle aspiration or core needle biopsy of suspicious lymph nodes, specificity for detecting metastatic lymph nodes can be increased.11,14,17 Core biopsy positive N = 26 SLNB positive N = 26 SLNB negative N=0 Any modality No suspicious LN N = 194 Core biopsy negative N=9 SLNB positive N=3 SLNB negative N=6 SLNB positive N = 27 SLNB negative N = 167 Recent studies have reported successfully diagnosing 7.8–16.2% of patients with axillary involvement preoperatively via US guided FNA.17,19 In our study, using all modalities as screening tools and confirming with US guided core biopsy, 11% of our total patients were diagnosed with axillary metastases before surgery and were spared a SLNB procedure. In other words, of the 25% of our cancer patients found to have metastases to the axillary lymph nodes, 42% of them were able to be detected preoperatively. PE and current imaging technologies are not able to detect all suspicious lymph nodes because a macroscopic amount of tumor burden is required for an abnormal lymph node to be detected on palpation or imaging.8 Microscopic disease cannot be expected to be detected, but remains clinically important. If a lymph node appears suspicious on any imaging modality, it is generally biopsied under US guidance. However, it is difficult to ensure exact correlation of specific axillary lymph nodes detected by different imaging modalities. This creates a problem with targeting when the modality that initially detected the suspicious lymph node cannot be used to guide the needle biopsy. Additionally, percutaneous lymph node needle biopsy only samples a portion of a lymph node and therefore may miss a cluster of tumor cells present elsewhere in the lymph node. Moreover, it has been found that only 64–78.3% of the nodes targeted as suspicious on preoperative imaging truly correlate with the sentinel lymph node or nodes found by SLNB.20,21 For all these reasons, a negative needle biopsy S. A. Valente et al. result does not exclude metastatic disease or preclude the need for SLNB. In this study, the combination of PE, MMG, US, and MRI demonstrated a trade off in sensitivity and specificity for prediction of lymph node involvement in breast cancer patients. Our data suggest that if any one or more of these axillary examination modalities revealed a suspicious node, the patient has at least a 56.5% chance of harboring metastatic disease within the lymph node, and US-guided needle biopsy of the suspicious node should be recommended. If three or four modalities are suspicious, the chance that the lymph node contains disease is 100%, though US core needle biopsy should still be performed to pathologically confirm the presence of metastatic carcinoma. The results also indicate that if all four evaluation modalities are negative, the patient has an 86% chance of having negative lymph nodes on final surgical SLNB pathology. However, this still leaves approximately 14% of patients with positive sentinel nodes despite a negative preoperative assessment. Our results confirm that currently, there is no imaging modality or combination of modalities that have an accuracy rate as high as the gold standard of surgical SLNB, or that reliably identifies a subset of patients with a negative assessment in whom sentinel node biopsy may be safely omitted. However, preoperative PE and imaging of the axilla with subsequent percutaneous biopsy when indicated did allow 42% of our patients with axillary metastasis to have knowledge of their lymph node involvement before surgical intervention. This study shows that although PE and imaging studies, when negative, cannot be as dependable as SLNB, collectively, their information is better than individual imaging assessment. Additionally, when these results are positive for axillary metastasis, they offer patients more extensive preoperative treatment knowledge and options, and for this reason, they should be included as part of preoperative breast cancer assessment. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. REFERENCES 1. Giuliano AE, Jones RC, Brennan M, Statman R. Sentinel lymphadenectomy in breast cancer. J Clin Oncol. 1997;15:2345–50. 2. McMasters KM, Tuttle TM, Carlson D J, et al. 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