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Volume 6 | Issue 1 | Number 0 | Jan 01, 2008 The Asia-Pacific Journal | Japan Focus Historical Perspectives on States, Markets and Capitalism, East and West Giovanni Arrighi Historical Perspectives on States, Markets and reality, except for a few states that were the Capitalism, East and West creation of European colonial powers (most notably, Indonesia, Malaysia and the Giovanni Arrighi Philippines), the most important states of East Asia–from Japan, Korea, and China to Vietnam, Giovanni Arrighi, an authority on the political Laos, Thailand and Kampuchea–were national economy and geopolitics of world social change, here states long before any of their European reflects comparatively on states and markets East and counterparts. What’s more, they had all been West at the dawn of capitalism. Ranging widely linked to one another, directly or through the across Smith, Marx, Weber and Braudel, he assesses Chinese center, by trade and diplomatic relations the logic and interplay of China’s tribute trade system and held together by a shared understanding of and Europe’s emerging capitalism. This article draws the principles, norms, and rules that regulated on and extends a chapter from his new book, Adam their mutual interactions as a world among other Smith in Beijing. Lineages of the Twenty-First worlds. As Japanese scholars specializing in the Century China-centered tribute trade system have shown, (http://www.versobooks.com/books/ab/a-title this system presented sufficient similarities with s/arrighi_g_adam_smith_beijing.shtml), which the European interstate system to make their looks across the last five hundred years to consider the comparison analytically meaningful. [1] emerging position of East Asia in an epoch that marks the end of US hegemony. MS Both systems consisted of a multiplicity of political jurisdictions that appealed to a common The Five-Hundred Years’ Peace cultural heritage and traded extensively within One of the great myths of Western social science their region. Although cross-border trade was is that national states and their organization in an more publicly regulated in East Asia than in interstate system are European inventions. In Europe, since Song times (960-1276) private 1 6|1|0 APJ | JF overseas trade had flourished and transformed argued elsewhere, the dynamic of the European the nature of tribute trade, the main purpose of system was characterized by an incessant which, in Takeshi Hamashita’s words, “came to military competition among its national be the pursuit of profits through the unofficial components and by a tendency toward the trade that was ancillary to the official system.” geographical expansion both of the system and of Analogies can also be detected in the interstate its shifting center. [4] Long periods of peace competition that characterized the two systems. among European powers were the exception The separate domains that were held together by rather than the rule. Thus, the “hundred years’ the tribute trade system centered on China were peace” (1815-1914) that followed the Napoleonic “close enough to influence one another, but... too Wars was “a phenomenon unheard of in the far apart to assimilate and be assimilated”. The annals of Western civilization.” [5] Moreover, tribute trade system provided them with a even during this hundred years’ peace European symbolic framework of mutual political- states were involved in countless wars of economic interaction that nonetheless was loose conquest in the non-European world and in the enough to endow its peripheral components with escalating armament race that culminated in the considerable autonomy vis-a-vis the Chinese industrialization of war. While the initial result of center. Thus, Japan and Vietnam were peripheral these involvements was a new wave of members of the system but also competitors with geographical expansion which dampened China in the exercise of the imperial title conflicts within the European system, their awarding function, Japan establishing a tributary eventual result was a new round of wars among type relationship with the Ryukyu Kingdom, and European powers (1914-1945) of unprecedented Vietnam with Laos. [2] Sugihara explicitly destructiveness. [6] maintains that the diffusion of the best technology and organizational know-how within In sharp contrast to this dynamic, the East Asian East Asia makes it “possible to think of the system of national states stood out for the near presence of an East Asian multi-centered political absence of intra-systemic military competition system... with many features analogous to the and extra-systemic geographical expansion. interstate system in Europe.” [3] Thus, with the exception of China’s frontier wars to be discussed presently, prior to their These similarities make a comparison of the two subordinate incorporation in the European systems analytically meaningful. But once we system the national states of the East Asian compare their dynamics, two fundamental system were almost uninterruptedly at peace differences become immediately evident. First, as with one another, not for one-hundred, but for 2 6|1|0 APJ | JF three-hundred years. This three-hundred years’ Heita Kawakatsu put it, “Japan was trying to peace was bracketed by two Japanese invasions become a mini-China both ideologically and of Korea, both of which precipitated a war with materially.” [8] This kind of competition, China–the Sino-Japanese wars of 1592-98 and however, drove the East Asian developmental 1894-5. Between 1598 and 1894 there were only path toward state-and-national-economy-making three brief wars that involved China–the 1659-60 rather than war-making and territorial and the 1767-71 wars with Burma, and the expansion–that is in the opposite direction of the 1788-89 war with Vietnam, and two wars that did European path. not involve China–the Siamese-Burmese Wars of 1607-18 and of 1660-2. Indeed, in so far as China This contention may seem to be at odds with the is concerned, we should speak of a five-hundred long series of wars that China fought on its years’ peace, since in the two-hundred years frontiers during the closing years of Ming rule preceding the 1592 Japanese invasion of Korea and in the first 150 years of Qing rule. As Peter China was at war against other East Asian states Perdue has noted, the history of the China- only during the invasion of Vietnam in 1406-28 to centered system appears in a different light when restore the Tran dynasty. [7] seen from a “frontier perspective.” The presence of nomadic horsemen who raided the borders The infrequency of wars among East Asian states and sometimes conquered the Chinese capital was associated with a second crucial difference made military activity particularly prominent in between the East Asian and European systems: the history of China’s north and northwest the absence of any tendency among East Asian frontier. Military activity became more states to build overseas empires in competition prominent when northern conquerors in 1644 with one another and to engage in an armament established the Qing dynasty and set out to race in any way comparable to the European. ensure that other northern invaders would not East Asian states did compete with one another. do to them what they had done to the Ming. Sugihara, for example, detects a competitive relation in two complementary tendencies typical of Tokugawa Japan (1600-1868): its attempt to In the north and northwest, China create a tribute trade system centered on Japan faced much more powerful and instead of China, and its absorption of more sharply distinctive peoples technological and organizational know-how in than on other frontiers. Here it was agriculture, mining and manufacturing from very clear that the threat of force Korea and China. Through these tendencies, as undergirded the trading-ritual 3 6|1|0 APJ | JF order. The Qing could only waves, the Qing expansion was strictly limited in seriously claim to be the space and time by its boundary-drawing uncontested central pole of a tribute objectives, rather than a link in an “endless” system focused on Beijing after they chain of connected expansions. had created military alliances with the Eastern Mongols, exterminated The difference was not just quantitative but the rival Western Mongols, qualitative as well. China’s territorial expansion conquered Xinjiang, and secured under the Qing was not embedded in the kind of formal suzerainty over Tibet. [9] “self-reinforcing cycle,” whereby the competing military apparatuses of European states sustained, and were sustained by, expansion at The territorial expansion that ensued, and the the expense of other peoples and polities of the military activities that sustained it, fixed the earth. [10] No self-reinforcing cycle of this kind boundaries that all subsequent Chinese regimes could be observed in East Asia. Qing China’s would struggle to preserve. Their main purpose territorial expansion was neither driven by, nor was the transformation of a hard-to-defend did it result in, competition with other states in frontier into a pacified periphery and a buffer extracting resources from overseas peripheries. against raiders and conquerors from Inner Asia. The logic of political economy associated with Once the objective had been attained, as it was by this latter kind of competition had little in the 1760s, territorial expansion ceased and common with China’s practices. “Rather than military activities turned into police activities extract resources from peripheries, the Chinese aimed at consolidating the monopoly of the state was more likely to invest in them. Political Chinese state over the use of violence within the expansion to incorporate new frontiers newly established boundaries. Although quite committed the government to a shift of resources substantial, this territorial expansion paled in to the peripheries, not extraction from them.” [11] comparison with the successive waves of European expansion–the earlier Iberian These different dynamics of the European and expansion in the Americas and southeast Asia; East Asian systems were closely related to, and in the contemporary Russian expansion in north key respects determined by, two other Asia and Dutch expansion in southeast Asia; not differences–a difference in the distribution of to speak of the later expansion of Britain in South power among the systems’ units, and a difference Asia and Africa and of its offspring in North in the degree to which the primary source of America and Australia. Unlike these successive power was internal or external to the system. 4 6|1|0 APJ | JF Even before the “extended” sixteenth century in mechanism that no individual state controlled European history (1350-1650) and the Ming era in and functioned through wars, into an instrument East Asian history (1368-1643), political, of informal British rule that promoted peace. [13] economic, and cultural power in East Asia was far more concentrated in its center (China) than The nineteenth century association between an in Europe, where a center proper was much increase in the imbalance of power and a harder to identify. But the difference became decrease in the frequency of war within the sharper with the defeat in 1592-98 of Japan’s European system suggests that the imbalance of attempt to challenge militarily Chinese centrality power typical of the East Asian system was a by conquest in Korea and the institutionalization reason for the infrequency of wars among East of the European balance of power by the Treaties Asian states. However, the fact that the of Westphalia in 1648. nineteenth century concentration of power in British hands was accompanied by an escalation The balanced power structure of the European of interstate competition both in the production system in itself contributed to the disposition of of ever more destructive means of war and in the European states to wage war on one another. As use of these means to gain access to extra- Polanyi has underscored, balance-of-power systemic resources, suggests that a greater mechanisms–the mechanisms, that is, whereby imbalance of power cannot in itself explain the “three or more units capable of exerting power... virtual absence of these two kinds of competition behave in such a way as to combine the power of in the East Asian system. Some other ingredient the weaker units against any increase in power of had to be present in the European and absent in the strongest”–were a key ingredient in the the East Asian “mix” to produce this divergent organization of the nineteenth century hundred pattern of interstate competition. The most years’ peace. Historically, however, balance-of- plausible candidate is the greater extroversion of power mechanisms had always attained the the European developmental path in comparison objective of maintaining the independence of the with, and in relation to, the East Asian path. participating units “only by continuous war between changing partners.” [12] The main Although trade within, between, and across reason why in the nineteenth century those same political jurisdictions was essential to the mechanisms resulted in peace rather than war is operations of both systems, the economic and that political and economic power came to be so political weight of long-distance trade relative to concentrated in the hands of Britain as to enable short-distance trade was far greater in the it to transform the balance of power, from a European than in the East Asian system. 5 6|1|0 APJ | JF International trade in general, East-West trade in of the East Asian system–in which a growing particular, was a far more important source of introversion of the power struggle generated a wealth and power for European than for East combination of political and economic forces that Asian states, especially China. It was this had no tendency towards “endless” territorial fundamental asymmetry that had made the expansion–can be taken as counterfactual fortunes of Venice and induced the Iberian states, evidence in support of that contention. But just as instigated and assisted by Venice’s Genoese the emergence of the extroverted European path rivals, to seek a direct link with the markets of could only be understood in light of the diffusion the East. [14] It was this same asymmetry, as we of the strategies of power pioneered by the Italian shall see, that underlay the low returns, relative city-states, so the emergence of the introverted to costs, of Zheng He’s fifteenth-century East Asian path can only be understood in light expeditions in the Indian Ocean. Were it not for of the success of Ming and Qing policies in this asymmetry, Zheng He might very well have developing by far the largest market economy of sailed “around Africa and ‘discover[ed]’ Portugal their times. several decades before Henry the Navigator’s expeditions began earnestly to push south of Market Economy and China’s “Natural” Path to Ceuta.” [15] Columbus’ accidental ‘discovery’ of Opulence the Americas, while seeking a shorter route to the wealth of Asia, changed the terms of the National markets are no more a Western asymmetry by providing European states with invention than national states and interstate new means to seek entry in Asian markets, as systems. As Adam Smith knew very well but well as with a new source of wealth and power in Western social science later forgot, through the the Atlantic. But even two centuries after the eighteenth century by far the largest national discovery, Charles Davenant still claimed that market was to be found not in Europe but in whoever controlled the Asian trade was in a China. [18] This national market had been long in position to “give law to all the commercial the making, but its eighteenth-century world.” [16] configuration originated in the state-making activities of the Ming and early Qing. This extroversion of the European power struggle was a major determinant of the peculiar combination of capitalism, militarism and territorialism that propelled the globalization of the European system. [17] The opposite dynamic 6 6|1|0 APJ | JF high speed in turbulent seas like no other vessel in the world. Military pressure and territorial losses in the north provoked also massive migrations toward southern regions, which were especially suitable for high-yielding wet-rice cultivation. Since under this kind of cultivation additional inputs of labor could increase significantly the productivity of land, the population of these regions grew rapidly, achieving densities far higher than in Europe. Moreover, the efficiency of wet-rice cultivation in guaranteeing surpluses of food above subsistence enabled farmers to increase the quantity and variety of products cultivated and marketed and to engage in non-agricultural activities. [19] Ada m Smith Under the joint impact of maritime trade and the development of wet-rice cultivation, the coastal During the Southern Song period (1127-1276), the regions experienced a long economic upswing heavy military expenditures and reparations based on advances in navigation technology, the involved in the wars with Mongol and Tungusic consolidation of the “sea silk route,” and the peoples on China's northern frontiers, along with flourishing of Guangzhou, Quanzhou, and the loss of control over the silk route, and the smaller port cities on the southeastern coast as weakening of such profitable government centers of tributary trade. At the same time, monopolies as salt, iron and wine production, Chinese settlements throughout insular induced the Song court to encourage private sea Southeast Asia boosted private sea trade, which trade as a source of revenue. Particularly surpassed official tributary trade as the main significant was the encouragement of navigation form of economic exchange between China and technology through the provision of financial maritime Asia. [20] Continuing state support for and technical support to shipbuilders. Having private sea trade and migration to southeast Asia pioneered the use of the compass in navigation, under the Yuan (1277-1368) led to the formation the sharp-head, flat-rear and sharp-base design of overseas Chinese trading networks across the of Chinese junks enabled them to navigate at Southern Seas and the Indian Ocean as extensive 7 6|1|0 APJ | JF as any contemporaneous European network. While promoting the formation and expansion of Under the Song and the Yuan, tendencies which a national market, the Ming sought to centralize would later become typical of the European control developmental path were thus already present in administrative restrictions on sea trade and on East Asia. [21] Chinese migration to southeast Asia. Admiral over revenues, by imposing Zheng He’s seven great voyages to southeast Asia and across the Indian Ocean between 1405 In East Asia, however, these tendencies did not and 1433 were also meant to extend state control lead to interstate competition in building over foreign trade. The expeditions, however, overseas commercial and territorial empires as turned out to be exceedingly expensive; and as they did in Europe. On the contrary, under the the Ming became more preoccupied with Ming they were brought under control through immediate military threats on the northern policies that prioritized domestic trade and, at frontiers, they were discontinued. For more than times, proscribed foreign trade. The shift of the a century after that the Ming regime turned capital from Nanjing to Beijing by the Ming in inward: it continued to promote internal trade 1403, to protect more effectively the northern but circumscribed private maritime commerce, frontier from Mongolian invasions, extended to cracked down on unauthorized external trade the north the circuits of market exchange that with maritime Asia, restricted the number of had formed in the south. Moreover, in order to tributary missions, and even banned the building guarantee the supply of food to the capital and of seagoing ships. [23] surrounding region, the Ming repaired and extended the canal system that connected the rice growing southern regions to the northern political center, thereby promoting the further growth of the market economy and “canal cities” in the lower Yangzi region. Also important was the early Ming’s promotion of cotton growing in the north. The ensuing specialization of the north in the production of raw cotton and of the lower Yangzi in the manufacturing of cotton textiles further expanded the national market by Zheng He fostering north-south trade along the grand canal. [22] Janet Abu-Lughod claims that Ming China’s 8 6|1|0 APJ | JF withdrawal from the Indian Ocean has their populous domains into an agriculturally perplexed–indeed caused despair among–serious based national economy. It was therefore scholars for at least the past one hundred years.” eminently reasonable for the Ming not to waste More specifically, resources in trying to control East-West sea lanes and concentrate instead on developing the national market, opening up what Smith later Close to exercising domination over took as the exemplar of his “natural” path to a significant portion of the globe opulence. [25] and enjoying a technological advantage not only in peaceful Indeed, even China’s “tribute trade”–the scope of production but in naval and military which Zheng He’s expeditions sought to expand might as well... why did [China] and the Ming subsequently curtailed–had greater turn her back, withdraw her fleet, economic costs than benefits. Ever since the and thus leave an enormous establishment of a unified taxation system under vacuum of power that Muslim the Qin and Han dynasties more than a thousand merchantmen, unbacked by state years earlier, tributary relations between the sea power, were totally unprepared Chinese imperial court and vassal states did not to fill, but which their European involve the collection of a tax. On the contrary, counterparts would be more than especially after the Tang dynasty, and with the willing and able to–after a hiatus of sole exception of the Yuan dynasty, vassal states some 70 years? [24] offered the Chinese imperial court only symbolic gifts and received in return much more valuable gifts. Thus, what was nominally “tribute” was in The previously noted asymmetry between the fact a two-way transaction which enabled the pursuit of wealth and power in the East Asian Middle Kingdom to “buy” the allegiance of and European contexts provides a simple answer vassal states, and at the same time to control to this question. European states fought endless flows of people and commodities across its far wars to establish an exclusive control over sea flung frontiers. [26] lanes linking West to East, because control over trade with the East was a critical resource in their pursuit of wealth and power. For the rulers of China, in contrast, control over these trade routes was far less important than peaceful relations with neighboring states and the integration of 9 6|1|0 APJ | JF accompanied by growing external pressures, from the expansion of the Jurchens in the north, and from the expansion of illegal trade that bypassed Ming tax collectors along the southeastern coast. Carried out by armed Chinese and Japanese traders, the illegal trade was actively encouraged by Japanese warlords, who sought to use the profitable trade in Chinese The routes of Zheng He’s expeditions products to finance their mutual struggles. With The sustainability and efficacy of this costly tributary trade, and unable to exercise the financially strapped Ming cutting back on the effective military control over southern coastal practice–which, world-historically, provides the areas, private trade became once again the main most important illustration of the validity of form of economic exchange in the region. [28] Hobbes dictum that “Riches joyned with liberality is Power, because it procureth friends, Internal degradation and external pressures and servants” [27]–depended on several reinforced one another leading to explosive social conditions. The Chinese economy had to disturbances. Faced with the growing generate the resources necessary to buy the allegiance of the vassal states; the Chinese state ungovernability of the empire, the Ming sought had to be in a position to command these to solve the crisis by easing peasant grievances resources; and surrounding states had to be through tax reforms and the exploitation of the persuaded that attempts to seize resources from flourishing private trade. Corvée labor and the Chinese state and economy by means that taxation in-kind –two of the main causes of challenged the authority of the Chinese peasant hardship and unrest–were largely government (such as raids, conquest, war, or just replaced by a single tax payable in silver. The illegal trade) would not pay off. Despite, or crippled paper currency was abandoned in favor possibly because of, their success in consolidating of a silver standard, and in order to expand the and expanding the national economy, by the silver influx from overseas, in the 1560s early sixteenth century the inward-looking restrictions on trade with Southeast Asia were policies of the Ming faced increasing difficulties relaxed and licensed seafaring merchants were in reproducing these conditions. Widespread taxed. [29] corruption, mounting inflation, and increasing This shift in fiscal, monetary and trade policies fiscal shortfalls on the domestic front, were 10 6|1|0 APJ | JF was made possible and encouraged by the trading junks, and firearms on board were massive silver influx from overseas trade, outlawed. A new era was thus inaugurated in initially with Japan (the major silver supplier in which trade was legal, but maritime China lost the region) and subsequently with Europe and its fragile autonomy. Moreover, in 1717 Chinese the Americas. [30] Although Spanish shipments subjects were once again forbidden to go of much of their American silver to China via privately overseas, and in 1757 the designation of Manila eased the fiscal and social crisis, Ming Guangzhou as the sole legal port for foreign financial difficulties skyrocketed owing to the trade sealed the fate of the whole southeast coast costly war with Japan in the 1590s, the outbreak region for nearly a century. [32] of full-fledged warfare with the Manchus in the 1610s, and mounting corruption at court and While foreign trade was discouraged, the throughout the administration. Japan’s incorporation of borderlands on all sides did not imposition of restrictive trade policies in the just increase the scale of the national market; it 1630s, combined with a sharp decline in also reduced protection costs throughout the European silver supplies in the 1630s and 1640s, empire–a reduction that Qing rulers passed on to was the straw that broke the camel’s back: by their subjects in the form of low and stable taxes. driving up the price of silver, it increased the Low and stable taxation was accompanied by burden of taxation on the peasantry and led to vigorous state action aimed at stamping out the resurgence of empire-wide unrest that bureaucratic corruption and tax evasion, through culminated in the collapse of the Ming in 1644. empire-wide land surveys, fiscal reforms, and [31] more effective information-gathering systems. Equally important was the promotion of land With the consolidation of Qing rule, the early redistribution and reclamation. In order to Ming’s policy privileging domestic over foreign consolidate their power vis-a-vis Han landlords, trade resumed with greater vigor. Between 1661 the early Qing encouraged the ongoing partition and 1683, the Qing re-imposed the ban on private of large estates into small plots and the sea traffic and pursued a scorched earth policy conversion of indentured labor into tenants. At that transformed China’s southeast coast from a the same time they launched land reclamation crucial link connecting the Chinese and the world programs aimed at reestablishing the fiscal base markets into a no-man’s-land that kept the two without raising taxes. [33] apart. The sea ban was lifted in 1683, but strict regulations were imposed on the shipbuilding The double “democratization” of land industry, restricting the size and weight of all tenure–through the breakup of large estates and 11 6|1|0 APJ | JF through land reclamation–called forth massive periodic famine was a major expansion and state action to maintain and expand the hydraulic unprecedented coordination of the “ever-normal infrastructure. As the influential official Chen granaries” system. The Qing government relied Hongmou put it, on market mechanisms to feed China’s huge and expanding population no less, and probably more, than any of its predecessors. It nonetheless When poor people bring new land surpassed them all in protecting the population under cultivation, it is up to the from the vicissitudes of the grain market through administration to provide timely a system of granaries that enabled it to buy and assistance in development of local store grain at times of abundance and low prices, irrigation systems. If the cost is too and to sell the grain back at sub-market prices at high for the local society to bear, times of scarcity and unusually high prices. funds should be provided out of High-level officials coordinated flows of grain official accounts. [34] among local granaries to ensure that each could promptly counter excessive cyclical fluctuations in prices. [36] Government involvement in agricultural improvement, irrigation and waterborne transportation was integral to Qing action in The joint outcome of these policies was the countering the spatial and temporal unevenness remarkable peace, prosperity, and demographic of economic development. As previously noted, growth which made eighteenth-century China spatial unevenness was countered through the exemplar of Smith’s “natural” path to policies that encouraged market tendencies opulence, as well as a source of inspiration for toward the economic uplifting of internal European advocates of benevolent absolutism, peripheries. These included the encouragement meritocracy, and an agriculturally based national of migration toward less populated areas economy. Although no eighteenth-century through the provision of information, Chinese thinker theorized the contribution of infrastructure and loans; efforts to spread new self-interested enterprise to the national crop varieties and craft skills; heavy economy, notes Rowe, the previously quoted infrastructural investments to secure subsistence Chen Hongmou esteemed the market as an in ecologically marginal areas; and land tax instrument of rule no less than Smith, Hobbes, policies that favored poorer areas. [35] Locke or Montesquieu. The centerpiece of Qing action to overcome Chen has no hesitation whatsoever in appealing 12 6|1|0 APJ | JF to the profit motive to get local populations to McNeill’s words–“had in effect turned Eurasia fall in line with his various development projects inside out. The sea frontier had superseded the such as building new roads, introducing new steppe frontier as the critical meeting point with commodities for regional export, founding strangers, and the autonomy of Asian states and community granaries, and so on. In a peoples began to crumble.” [40] If Smith–who formulation not too distant from Adam Smith’s was sitting at the epicenter of the storm–did not “invisible hand” Chen contends that such see it coming, we may excuse Chen and the Qing projects will bring profit to all... precisely to the for not seeing it either. What they all missed, as extent they bring profit to oneself. [37] many of our contemporaries still do, is the fundamental difference between capitalist and Neither Chen, nor any of his Chinese non-capitalist market-based development. contemporaries, however, “rejected the Confucian ideal of social harmony in favor of a Capitalists in a Non-Capitalist Market Economy view of unfettered struggle in the market place... and a blanket policy of laissez-faire.” [38] In concluding his classic study of the formation Although Smith was no Confucian, the of “the world’s largest enduring state,” Elvin developmental priority that the Qing government improvement, assigned land to suggests that China’s entrapment in a high-level agricultural redistribution equilibrium was a result of its very success in and developing a huge national market. Rapid reclamation, and the consolidation and growth of production and population made all expansion of the domestic market, is precisely resources except labor scarce and this, in turn, what Smith advocated in The Wealth of Nations. made profitable innovations increasingly [39] problematic. The problem with Chen’s and the Qing’s conception of development is not the rejection of With falling surplus in agriculture, a blanket policy of laissez-faire but its blindness and so falling per capita income and to the gathering storm that was about to hit the per capita demand, with cheapening Chinese shores. Like Smith, they failed to see that labor but increasingly expensive the seemingly “unnatural” European path to resources and capital, with farming opulence was re-making the world through a and transport technologies so good process of creative destruction that had no that no simple improvements could precedent in world history. “European ships”–in be made, rational strategy for 13 6|1|0 APJ | JF peasant and merchant alike tended earlier performance.” [42] in the direction not so much of labor saving machinery as of economizing Chinese development before 1300 falls beyond on resources and fixed capital. Huge the scope of our investigation. For our purposes but nearly static markets created no suffice to say that available evidence, including bottlenecks in the production Elvin’s, gives credibility to Christopher Chase- system that might have prompted Dunn’s and Thomas Hall’s contention that creativity. When temporary capitalism “nearly occurred first” in Song China. shortages arose, mercantile [43] As previously noted, tendencies that became versatility, based on cheap typical of the European capitalist path in the “extended” sixteenth century were already transport, was a faster and surer present in China under the Song and the Yuan. remedy than the contrivance of Be that as it may, the slowdown in Chinese machines. This situation may be described as a growth after 1300 can be interpreted as a first “high-level entrapment in a high level equilibrium–as Smith equilibrium trap.” [41] himself appears to do when he claims that China “had perhaps, even long before [Marco Polo’s] There is some ambiguity in this account on when, time, acquired that full complement of riches exactly, China was caught in this high-level which the nature of its laws and institutions equilibrium trap. Elvin nonetheless makes two permits it to acquire.” [44] claims that help, not just in resolving the ambiguity, but in identifying the nature of This interpretation, however, clashes with the market-based development under the Ming and remarkable economic growth that Sugihara calls early Qing. The first claim is that the the “Chinese miracle” of the eighteenth century. disappearance of serfdom and serf-like tenancy Major differences in the man-land ratio between under the Qing led to “the rise of an essentially the core regions of East Asia and those of new type of rural society.” And the second is that Western “technological innovations and inventions Sugihara—were both cause and effect of an during the period 800 to 1300 produced changes unprecedented and unparalleled East Asian so great that the result can only reasonably be Industrious Revolution. By developing labor- described as a ‘revolution,’ and that Chinese absorbing institutions and labor-intensive growth thereafter slowed down not only relative technologies in response to natural resource to an accelerating Europe but also to its own constraints (especially scarcity of land), East 14 Europe before 1800—claims 6|1|0 APJ | JF Asian states experienced a major increase in population accompanied, not by a deterioration, but by a modest improvement in the standard of living. This escape from Malthusian checks was especially remarkable in China, whose population had previously risen several times to *GDP in millions of 1990 International Geary- a ceiling of 100-150 million only to fall, whereas Khamis Dollars by 1800 it rose to nearly 400 million. “This was Based on Maddison (2007) clearly a world demographic landmark and its impact on world GDP far outweighed that of Enlarge post-industrial revolution Britain, whose share of (http://apjjf.org/data/Figure1.gif) world GDP in 1820 was less than 6 percent.” The this image Three considerations help in answering these “Chinese miracle” was replicated on a smaller questions. First, the tendency of labor-intensive territorial scale in Japan, where population economic growth to get stuck in a high-level growth was less explosive than in China but the equilibrium trap does not rule out the existence improvement in standard of living more of even higher equilibria, attainable through significant. [45] suitable changes in the geographical and As figure 1 shows, the East Asian share of world institutional environment in which the economy GDP did in fact increase further for almost half a is embedded. Second, the eighteenth-century century after the beginning of the British Chinese economic “miracle” can best be Industrial Revolution. If China had entered a interpreted as a shift of the economy from a high stationary state ca. 1300 or earlier, what accounts to an even higher equilibrium, due primarily to for this new upswing of economic growth? Did changes in the institutional and geographical the state-and-national-economy-making activities environment brought about by Ming and Qing of the Ming and early Qing, and the rise under policies. Third, despite this upward shift, market- the latter of “an essentially new type of rural based development in China moved in a different society,” not help at all in freeing China from the direction than in Europe, becoming less, rather high-level equilibrium trap? than more, capitalist in orientation. The capitalist character of market-based Figure 1: Combined GDP as a Percentage development is not determined by the presence of World GDP: US + UK vs China + Japan of capitalist institutions and dispositions but by 15 6|1|0 APJ | JF the relation of state power to capital. Add as the Italian city-states, through the Dutch proto- many capitalists as you like to a market economy, nation-state, to a national state, Britain, in the but unless the state has been subordinated to process of becoming the center of a world- their class interest, the market economy remains encircling maritime and territorial empire. It is non-capitalist. [46] Fernand Braudel himself takes this sequence more than anything else marks the imperial China as the example that “most European developmental path as capitalist. And opportunely supports [his] insistence on conversely, the absence of anything comparable separating the market economy and capitalism.” Not to this sequence is the clearest sign that in the only did China “have a solidly-established Ming and early Qing eras market-based market economy... with its chains of local development in China and throughout East Asia markets, its swarming population of small remained non-capitalist. Closely related to this artisans and itinerant merchants, its busy was the absence of anything remotely resembling shopping streets and urban centers.” In addition, the incessant armament race and overseas the merchants and bankers of Shanxi province territorial expansion typical of European states. and the overseas Chinese originating from Fujian As R. Bin Wong put it, and other southern coastal provinces closely resembled the business communities that constituted the preeminent Much European commercial wealth capitalist was tapped by needy governments organizations of sixteenth century Europe. And anxious to expand their revenue yet, the state’s “unmistakable hostility to any bases to meet ever-escalating individual making himself ‘abnormally’ rich” expenses of war.... Both European meant that “there could be no capitalism, except merchants and their governments within certain clearly-defined groups, backed by the state, supervised by the state and always benefited from their complex more or less at its mercy.” [47] relationship, the former gaining fabulous profits, the latter securing Braudel exaggerates the extent to which under much-needed revenues. The late the Ming and the Qing–not to speak of earlier imperial Chinese state did not dynasties–capitalists were at the mercy of a develop the same kind of mutual hostile state. It remains nonetheless true that dependence on rich merchants. there is no parallel in East Asia for the sequence Lacking the scale of financial of ever more powerful states that identified difficulties encountered in Europe themselves with capitalism as in Europe–from between the sixteenth and 16 6|1|0 APJ | JF eighteenth centuries, Chinese development that resembled what was going on officials had less reason to imagine in Europe: the establishment by the Zheng family new forms of finance, huge of a commercial empire comparable to the Dutch. merchant loans, and the concept of By deploying European-style warships and public as well as private debt. [48] firearms, the Zhengs eliminated Portuguese competition, successfully defied Ming tax collectors and naval forces, monopolized the silk Within China, large business organizations and ceramics trade, and built a sphere of controlling extensive networks of commercial influence that stretched from Guangdong and intermediaries and subcontractors developed as Fujian to Japan, Taiwan, and southeast Asia. By integral components of the national economy. 1650, they had also created a rebel state on the But entry even in trade over long distances was southeast coast of China. Having failed to defeat far more open and accessible to people from all the Manchus on the mainland, in 1662 they over the country than in Europe. [49] As a result, retreated to Taiwan, expelled the Dutch, and Chinese capitalists remained a subordinate social founded their own kingdom. As Chumei Ho group with little capacity to subject the general concludes, “[t]he Zheng networks of commercial interest to their own class interest. Indeed, the and political intelligence must have been at least best chances for capitalism to develop in East as effective as those of either of its main enemies, Asia were not close to the centers, but the Manchus and the Dutch... Arguably, the interstitially, on the outer rims of the system’s Zheng organization had some of the same traits states. The most prominent embodiment of this as the VOC.” [51] development was the overseas Chinese diaspora, whose resilience and enduring economic Equally important, the Zhengs were not importance has few parallels in world history. insignificant players in the dynastic transition. A Despite Ming restrictions, periodic reverses and respected ally of the Ming in the early stages of challenges from Muslims and other competitors, the struggle–when many members of the Zheng the overseas Chinese diaspora made family became officers and generals of the Ming extraordinary profits and provided a steady flow army–after the Qing army entered Fujian in 1647, of revenue for local governments and of Zheng Zhilong attempted to switch sides. The remittances to China’s coastal regions. [50] attempt failed and the Qing jailed and eventually executed him. And yet, under Zheng Chenggong The seventeenth-century transition from Ming to the power of the Zhengs reached new heights. Qing rule even created the conditions for a Through the 1660s and 1670s their regime in 17 6|1|0 APJ | JF Taiwan remained a de facto independent and colonization but was not a normal part of the kingdom, exacting tribute and conducting trade Chinese state system.” [53] with the Spanish Philippines, the Ryukyus, and various kingdoms of Southeast Asia. Zheng Despite their success in promoting the East Asian Chenggong’s successor Zheng Jing repeatedly Industrious Revolution and the further increase rejected Qing offers of a semi-autonomous status, in the East Asian share of world production proposing instead recognition as a tribute vassal mentioned above, the inward-looking policies of of the Qing based on Korean and Ryukyu Qing China and Tokugawa Japan–as Sugihara precedents. The Kangxi Emperor, however, himself acknowledges–resulted in a sharp insisted that “the thieves in Taiwan are Fujianese, contraction of trade among Asian countries from Taiwan is not comparable to Korea and Ryukyu.” the early eighteenth century. [54] Worse still, The Zheng regime was terminated by military they left a political void in maritime East Asia, defeat in 1683. [52] which the demilitarized Chinese merchants were ill-equipped to fill. Gradually, the void was filled The very comparability of the Zheng and the by European states, companies and merchants Dutch commercial empires makes their opposite whose capacity to dominate maritime East Asia fates especially instructive. In the European increased rapidly at the turn of the eighteenth context, the Dutch became the leaders of the and nineteenth centuries. Critical in this respect institutionalization of the balance of power was the internal disintegration of the Qing and among European states; of the empowerment of the decline of Chinese shipbuilding industries capitalist strata within these states; and of the and navigation technologies at a time of rapid intensification of interstate competition in European advances in both. [55] building overseas empires. In East Asia, in contrast, the downfall of the Zheng empire In this respect, Smith’s assessment that a more cleared the way for the demilitarization of the extensive foreign trade would have been in Chinese merchants, the consolidation of national- China’s national interest (“especially if any economy-making, both in Qing China and considerable part of [it] was carried on in Tokugawa Japan, and the precipitous decline of Chinese ships”) [56] had some validity, above all the power of the overseas Chinese vis-a-vis the on grounds of national security–that is, of region’s territorial states. As Kenneth Pomeranz China’s capacity to monitor and meet the notes, the Zheng empire “stands as an growing naval challenge posed by the illuminating example of a kind of activity that Europeans. For at least a century, however, the successfully paralleled European armed trading chief security problem for the Qing was on the 18 6|1|0 APJ | JF northwestern frontier and within Han China, involvement in overseas expansion and in an where the legitimacy of Manchu rule as foreign armament race, European-style, eventually made conquerors remained precarious. Under these China and the entire East Asian system circumstances, into vulnerable to the military onslaught and shipbuilding, navigation, and the carrying trade subordinate incorporation of the expanding necessarily appeared as a luxury at best, and the European powers. pouring resources surest road to imperial overstretch at worst. Incorporation and Hybridization Moreover, why risk such an overstretch when Europeans fiercely competed with one another to pour silver into China in exchange for Chinese The subordinate incorporation of East Asia commodities? As a result of China’s highly within the European system, and the eclipse of competitive exports of silk, porcelain and tea, the region in world production shown in figure 1, and a Chinese demand for silver that drove silver were not due primarily to the competitive edge prices to levels twice those prevailing in other of Western vis-a-vis East Asian, especially parts of the world, from the sixteenth until well Chinese, economic enterprise. Contrary to Marx’s into the eighteenth century, fully three-fourths of and Engels’ claim that cheap commodities were “new world” silver found its way to China. [57] It the “heavy artillery” with which the European is indeed hard to imagine how the success of bourgeoisie “batter[ed] down all Chinese Walls,” China’s self-centered development–which so [58] even after British gunboats had battered much impressed even Europeans–could not blind down the wall of governmental regulations that the Qing to the new power that the aggressive enclosed the Chinese domestic economy, British seaborne “barbarians” were bringing to the merchants and producers had a hard time region. competing with their Chinese counterparts. From the 1830s, imports of British cotton textiles did In short, the synergy typical of the European devastate some sectors and regions of the developmental path between militarism, Chinese economy. Yet, British cotton cloth was industrialism and capitalism, which propelled, never able to compete in rural markets with and was in turn sustained by, ceaseless overseas stronger Chinese cloth. Moreover, as foreign territorial expansion, was absent in East Asia. As imports displaced handicraft spinning of cotton a result, East Asian states experienced much yarn, the use of cheaper, machine-produced yarn longer periods of peace than European states, gave new impetus to the domestic weaving and China could consolidate its position as the industry, which not only held its own but even world’s largest market economy. And yet, lack of expand. [59] Western firms that set up 19 6|1|0 APJ | JF production facilities in China could never capacity of overseas Chinese capital to profit penetrate effectively the vast interior of the from commercial and financial intermediation country, and had to rely on Chinese traders in within and across jurisdictions in the region. [61] the procurement of raw materials and the marketing of their products. Western products The fiscal and financial pressures engendered by and businesses did triumph in a few industries. wars, rebellions, worsening trade conditions, and But outside of railways and mines, the China natural disasters forced the Qing court, not only market generally spelled frustration for foreign to relax controls on the activities of the overseas merchants. [60] Chinese, but to seek their financial assistance. In exchange for the assistance, the Qing court Far from destroying indigenous forms of granted them offices, titles, protection for their capitalism, the incorporation of China within the properties and connections in China, as well as structures of the UK-centered capitalist economy access to the highly profitable arms trade and led to a renewed expansion of the Chinese government loan business. This “political merchant communities which had developed in exchange” did not save the Qing. But, up to their the interstices of the China-centered tribute trade collapse in 1911, it was a major source of system. As the Opium Wars and domestic enrichment for overseas Chinese capitalists. [62] rebellions shattered the capacity of the Qing court to regulate flows of goods and people Throughout the first half of the nineteenth across China’s borders, profitable opportunities century–notes Joseph Esherick –opium was “the for these communities proliferated. The opium West’s only feasible entree into the China trade was a major source of such opportunities; market.” [63] In Britain’s case it was much more but the greatest opportunities arose in the "coolie than that, because British sales of Indian opium trade"–in the procurement and transshipment to China were crucial in the transfer of tribute overseas of indentured labor and in the financial from India to London. As the head of the transactions associated with remittances back to statistical department at the East India House China. The coolie trade made the fortunes, not explained, just of individual merchants, but of the port-cities of Singapore, Hong Kong, Penang and Macao, India, by exporting opium, assists in which became privileged “containers” of the supplying England with tea. China wealth of the Chinese business diaspora. It also by consuming opium, facilitates the increased Chinese settlement throughout revenue operations between India Southeast Asia, thereby strengthening the and 20 England. England by 6|1|0 APJ | JF consuming tea contributes to The turn of the balance of trade increase the demand for the opium between Great Britain and China in of India. [64] favour of the former has enabled India to increase tenfold her consumption The need to expand the India-China trade in of British manufacture; contributed directly to order to facilitate the “revenue operations” support the vast fabric of British between India and England had been from the dominion in the East, to defray the start the main stimulus behind the expansion of expenses the opium trade. As early as 1786, Lord of His Majesty's establishment in India, and by the Cornwallis, then Governor General of India, operation of exchanges and pointed out that the expansion of the India-China remittances in teas, to pour an trade was essential to paying at least in part for abundant revenue into the British Chinese exports of tea and silk to Britain and Exchequer and benefit the nation to other European countries and, above all, to an extent of L 6 million yearly. [66] transfer the vast tribute of Bengal to England without heavy losses through exchange depreciation. [65] After the India trade monopoly The abrogation of the East India Company’s of the East India Company was abrogated in China monopoly in 1833 intensified competition 1813, the Company redoubled its efforts in in this lucrative branch of British commerce and promoting opium smuggling into China. emboldened British merchants to agitate for “the Shipments expanded rapidly–more than strong arm of England” to bring down the threefold between 1803-13 and 1823-33–and the restrictions that the Chinese government soundness of Cornwallis’ argument was imposed on the opium trade. Far from yielding to vindicated. In the words of a contemporary British pressures, the Chinese government account, from the opium trade moved to suppress a trade which was as baneful for China and disruptive for its political economy The Honourable Company has as it was beneficial for Britain. The proceeds of derived for years an immense opium smuggling trickled down to Chinese revenue and through them the officials, whose corruption impaired the British Government and nation have execution of official policy in all spheres and, also reaped an incalculable amount directly and indirectly, fed social unrest. At the of political and financial advantage. same time, the trade caused a massive drain of 21 6|1|0 APJ | JF silver from China to India, which grew from 1.6 force if refused peaceable applications.” [70] million taels a year in 1814-24 to 5.6 million taels a year in the two years preceding the first Opium Evidently, two quite different views of War. [67] As the imperial edict of 1838 international law and common morality held emphasized in announcing the decision to sway in Britain and China. But while the Chinese destroy the trade, “the useful wealth of China claimed a right to lay down and enforce the law will be poured into the fathomless abyss of only at home, the British claimed a right to lay transmarine regions.” [68] down and enforce the law not just at home but in China as well. To paraphrase Marx, between In putting the vigorous and incorruptible Lin equal rights force decides. China had no answer Zexu in charge of the suppression of opium to the steam-powered warship that in a single smuggling, the Chinese government had no day in February 1841 destroyed nine war junks, intention of thwarting commercial opportunities five forts, two military stations, and one shore in other branches of foreign trade, such as silk, battery. [71] After a disastrous war, an explosion tea and cotton goods, which it continued to of major rebellions, and a second, equally promote. Lin himself was careful in drawing a disastrous war with Britain (now joined by distinction between the illegal opium France), China became a subordinate, and trade–which he was determined to suppress with increasingly peripheral, member of the global or without the cooperation of the British capitalist system. This peripherality was not government–and legal forms of trade, which he merely the result of the subordinate asked the British government to encourage as a incorporation of East Asia within the European substitute for the illegal trade. [69] Having failed system. Equally important was the radical to persuade Britain to cooperate in the change in interstate relations within East Asia suppression of the traffic in the name of precipitated by Chinese and Japanese attempts to international law and common morality, he follow in the footsteps of the European proceeded to confiscate and destroy smuggled developmental path. opium and to incarcerate some smugglers. This police operation on Chinese territory was As Kawakatsu and Hamashita have underscored, denounced in the British Parliament as “a Japan’s modernization and territorial expansion grievous sin–a wicked offence–an atrocious of the late nineteenth and early twentieth violation of justice, for which England had the centuries were a continuation by new means of right, a strict and undeniable right,” by “the law centuries-long Japanese endeavors to re-center of God and man,” “to demand reparation by upon itself the East Asian tribute trade system. 22 6|1|0 APJ | JF [72] Nevertheless, the change in systemic context government at the expense of provincial transformed radically the nature of the interstate authorities. [75] competition that had characterized the East Asian system since the consolidation of the The outcome of the Sino-Japanese war, in turn, Tokugawa and Qing regimes. In the new context, deepened the underlying divergence in the interstate competition within East Asia became trajectories of Japanese and Chinese inseparable from attempts to catch up with industrialization. China’s defeat further Western proficiency in the capital goods weakened an already fragile national cohesion, industries, whose modernization (in East Asia no resulting in deepening political chaos, marked by less than in Europe) was intimately associated further restrictions on sovereignty, crushing war with the enhancement of military capabilities. indemnities, the final collapse of the Qing regime The armament race which had long been a and the growing autonomy of semi-sovereign feature of the European system was thus warlords, followed by Japanese invasion, and “internalized” by the East Asian system. [73] recurrent civil wars between the forces of nationalism and communism. This catastrophic For about twenty-five years after they were state breakdown is probably the single most launched, industrialization efforts yielded similar important explanation for why it took such a economic results in China and Japan. On the eve long time for China to regain the economic rank of the Sino-Japanese War of 1894, “the disparity and status it held globally in the mid eighteenth between the degree of modern economic century. development in the two countries was not yet flagrant.” [74] Nevertheless, Japan's victory in the Victory over China in 1894, followed by victory war was symptomatic of a fundamental over Russia in the war of 1904-5, in contrast, difference between the industrialization drive of established Japan–to paraphrase Akira Iriye–as the two countries. In China, the main agency of “a respectable participant in the game of the drive were provincial authorities, whose imperialist politics.” [76] The acquisition of power vis-a-vis the central government had Chinese territory–most notably, Taiwan in 1895, increased considerably during the repression of followed by the Liaodong peninsula and the the rebellions of the 1850s, and who used securing of all Russian rights and privileges in industrialization to consolidate their autonomy. South Manchuria in 1905, and culminating in In Japan, in contrast, the industrialization drive China's recognition of Japanese suzerainty over was integral to the Meiji Restoration, which Korea, annexed as a colony in 1910–provided centralized power in the hands of the national Japan with valuable outposts from which to 23 6|1|0 APJ | JF launch future attacks on China, as well as with Giovanni Arrighi is Professor of Sociology at Johns secure overseas supplies of cheap food, raw Hopkins University. In addition to Adam Smith in materials and markets. At the same time, Chinese Beijing: Lineages of the Twenty-First Century indemnities amounting to more than one-third of (http://www.versobooks.com/books/ab/a-title Japan’s national income helped Japan to finance s/arrighi_g_adam_smith_beijing.shtml), his books the expansion of heavy industry and to put its include The Long Twentieth Century: Money, currency on the gold standard. This, in turn, Power and the Origins of Our Times improved Japan's credit rating in London and its (http://www.versobooks.com/books/ab/a-title capacity to tap additional funds for industrial s/arrighi_century.shtml). expansion at home and imperialist expansion This article was posted at Japan Focus on overseas. [77] January 10, 2008. This bifurcation of the Japanese and Chinese developmental paths culminated in the 1930s in Notes the eclipsing of Britain by Japan as the dominant power in the region. With the Japanese seizure of [1] See Ikeda (1996) for an overview of the Manchuria in 1931, followed by the occupation of contribution of these scholars. The Japanese North China in 1935, full-scale invasion of China school builds upon, and critically departs from, from 1937, and the subsequent conquest of parts the earlier conceptualization of the China- of Inner Asia and much of Southeast Asia, Japan centered system by Fairbank and his students seemed to be finally succeeding in re-centering (Fairbank 1968). On the relationship between the upon itself the East Asian region. The Japanese two conceptualizations, see Perdue (2003). bid for regional supremacy, however, could not [2] Hamashita (1993: 75-6; 1994: 92; 1997: be sustained. Stalemated in a fifteen year war 114-124). with China (1931-45) and facing the US-led [3] Sugihara (1996: 38). juggernaut unleashed in response to Pearl [4] Arrighi (2007: chapter 8). Harbor, Japan succumbed in a classic example of [5] While between 1815 and 1914 there were wars imperial overreach.. Once Japan had been among the European powers for a mere three defeated, the formation of the People’s Republic and a half years (including the Crimean War), in of China would contest Western hegemonic each of the two centuries preceding 1815 drives in a struggle for centrality in East Asia that European powers were at war with one another has shaped trends and events in the region ever for an average of sixty to seventy years. Polanyi since. (1957: 5). 24 6|1|0 APJ | JF [6] See Arrighi (2007: chapters 5 and 8). [14] Arrighi (1994: chapter 2). The East-West [7] Based on information contained in Gernet asymmetry has a long history, which antedates (1982); Freeman-Grenville (2002); “Ancient the “extended” sixteenth century and the Ming Battles and Wars of Siam and Thailand era. See Lewis (1970: vii); Cipolla (1976: 206); (http://www.usmta.com/Thai-History-Frame.ht Abu-Lughod (1989: 106-7). In this study, m ),” in Siamese and Thai History and Culture. however, we are only concerned with the (1999); A.D. particular East-West asymmetry that shaped, and (http://www.metmuseum.org/toah/ht/10/eac was itself transformed by, developments in /ht10eac.htm)” in Timeline of Art History, The Europe during the “extended” sixteenth century Metropolitan Museum of Art, New York, October and in East Asia during the Ming-Qing era. 2004, and “Southeast Asia, 1400-1900 A.D [15] Kennedy (1987:7). Alternatively, as McNeill (http://www.metmuseum.org/toah/ht/08/sse/ put it, “it is easy to suppose that if the Chinese ht08sse.htm).” in Timeline of Art History, The had chosen to continue sending exploratory Metropolitan Museum of Art, New York, October voyages overseas, a Chinese admiral, riding the 2001. This, of course, was a five-hundred years’ Japan current, might have sailed into San peace only in comparison with the European Francisco Bay several decades before Columbus hundred years’ peace, that is, excluding civil blundered into the Caribbean islands.” McNeill wars and China’s frontier wars to be discussed (1998: 229). With ships that probably displaced below. 1,500 tons, compared to the 300 ton flagship of [8] Sugihara (1996: 37-8); Kawakatsu (1994: 6-7). Vasco Da Gama, China’s seaborne capacity at [9] Perdue (2003: 60, 65). this time had no peer. See McNeill (1982:44). [10] McNeill (1982: 143); Arrighi (2007: 266-72). [16] Quoted in Wolf (1982: 125). [11] Wong (1997: 148). This relationship is [17] Arrighi (2007: 234-49). analogous to the main difference between [18] Arrighi (2007: chapter 2). European overseas empires and the Chinese [19] Arrighi, Hui, Hung and Selden (2003: tributary system which, as we shall see, for the 269-70); Lo (1969:77-91); Bray (1986: 119); Elvin most part involved a transfer of resources in the (1973: chapter 9); Palat (1995: 59). form of gifts and preferential trade to the [20] Lo (1969:57-58); Hui (1995:29-30). peripheries. [21] Yang (1952); Elvin (1973: chapter 14); Shiba [12] Polanyi (1957: 5-7). (1983: 106-7); Guan (1994: 57-60). [13] On the British transformation of the balance [22] Arrighi, Hui, Hung and Selden (2003: 271); of power into an instrument of informal rule, see Hung (2001a: 491-7). Arrighi and Silver (1999: 59-64). [23] Wang (1998:316-23); McNeill (1982:47); “China, 1400-1900 25 6|1|0 APJ | JF Zhang (1991: 49-51); Hui (1995: 34-8, 53). Rowe (2001: 56-7). [24] Abu-Lughod (1989: 321-2). [34] Quoted in Rowe (2001: 223). [25] Smith distinguished between what he called [35] Pomeranz (2000: 250); Mann (1992: 86); a “natural” and an “unnatural” or “retrograde” Wong (1997: 148). path to opulence. In the “natural” path, which he [36] Will and Wong (1991); Rowe (2001: 155-185). attributed to China, “the greater part of capital... [37] Rowe (2001: 201-2). is, first, directed to agriculture, afterwards to [38] Rowe (2001: 204). manufactures, and last of all to foreign [39] Arrighi (2007: chapter 2) commerce.” In the “unnatural” or “retrograde” [40] McNeill (1998: 231). path, typical of Holland and European states in [41] Elvin (1973: 314). general, development proceeds in reverse order, [42] Elvin (1973: 318). from foreign commerce, to manufacture, and last [43] Chase-Dunn and Hall (1997: 47). to agriculture. See Smith (1961: I, 403-6) and [44] Smith immediately qualifies this statement Arrighi (2007: 57-63). with another, which betrays an ambiguity similar [26] Cf. Gao (1993: 1-78). to Elvin’s in dating China’s entrapment in a [27] Hobbes (1968: 150). stationary state: “China, however, though it may [28] Tong (1991: 115-29); Wakeman (1985: chapter perhaps stand still, does not seem to go 1); Huang (1969: 105-23); Hung (2001b: 12-18); backward.” Smith (1961: I, 80-1). Wills (1979: 210-11). [45] Sugihara (2003: 79, 82, 89-90; 94, 117 fn 2) [29] Tong (1991); Atwell (1986); Flynn and [46] Arrighi (2007: chapters 3 and 8). Giraldez (1995); Wills (1979: 211); Elisonas (1991: [47] Braudel (1982: 153; 588-9; emphasis in the 261-62); Hung (2001a: 498-500). original). [30] Atwell (1998:403-16); Brooks (1998: 205). [48] Wong (1997: 146). [31] Atwell (1986 and 1998: 407-15). [49] Hamilton and Chang (2003) and Wong [32] Skinner (1985: 278-9); Wills (1979). (2004). [33] Wang (1973); Perdue (1987: 78-9); Hung [50] Hui (1995: 35-36); Wills (1998: 333); Wang (2004: 482-3); Bartlett (1991); Huang (1985: (1991: 85-6; 1998:320-23). 97-105); Jing (1982: 169-81). As Qing policies [51] Wills (1979, 1998); Wong (1983); Coyett resulted in explosive demographic growth, the ([1675] 1903); Ho (1994: 44). purpose of land reclamation shifted from the [52] Hung (2001b: 33-37). reestablishment of the central government’s fiscal [53] Pomeranz (2000: 204). base to the search for new sources of food to [54] Sugihara (1996: 38-9). maintain the rapidly expanding population. [55] Cushman (1993: 136); Hui (1995: 79-80). 26 6|1|0 APJ | JF Feis (1965: 422-23). [56] Smith (1961: I, 106; II, 202). [57] Flynn and Giraldez (1999: 23-24). References [58] Marx and Engels (1967: 83-4). [59] Johnson (1993: 171-74); Feuerwerker (1970: 371-5); Hamilton and Chang (2003). Abu-Lughod, Janet. 1989. Before European [60] Kasaba (1993); Chen (1984: 58-61); So (1986: Hegemony: The World System A.D. 1250-1350. 103-116); Nathan (1972: 5). New York, Oxford University Press. [61] Hui (1995: chapter 3); Northup (1995); Headrick (1988: 259-303). Arrighi, Giovanni. 1994. The Long Twentieth [62] Tsai (1993: 63); Hui (1995: ch.3). Century: Money, Power and the Origins of Our [63] Esherick (1972: 10). Times. London: Verso. [64] Thornton (1835: 89). [65] Bagchi (1982: 96); Greenberg (1951: chapter Arrighi, Giovanni. 2007. Adam Smith in Beijing: 2). Lineages of the Twenty-First Century. London [66] Quoted in Greenberg (1951: 106-7). and New York: Verso [67] Yen et al (1957: 34); Lin (1991: 11). [68] Quoted in Greenberg (1951: 143) Arrighi, Giovanni, Po-keung Hui, Ho-Fung Hung [69] Waley (1958: 18, 28-31, 46, 123); Hao (1986: and Mark Selden. 2003. “Historical Capitalism, 113-15). East and West.” In G. Arrighi, T. Hamashita and [70] Quoted in Semmel (1970: 153); see also Owen M. Selden, eds. 2003. The Resurgence of East (1934). Asia. 500, 150 and 50 Year Perspectives, pp. [71] Parker (1989: 96). 259-333. London and New York: Routledge. [72] Kawakatsu (1994: 6-7); Hamashita (1988: 20). [73] By revealing brutally the full implications of Arrighi, Giovanni and Beverly J. Silver. 1999. Western military superiority, the Opium Wars Chaos and Governance in the Modern World awoke the ruling groups of China and Japan to System. Minneapolis, MN: University of the imperatives of accelerated military Minnesota Press. modernization. See Tsiang (1967: 144); Fairbank (1983: 197-8); So and Chiu (1995: 49-50). Atwell, William S. 1986. "Some Observations on [74] Feuerwerker (1958: 53). the 'Seventeenth-Century Crisis' in China and [75] So and Chiu (1995: 53, 68-72). Japan." Journal of Asian Studies XLV: 223-44 [76] Iriye (1970: 552). [77] Peattie (1984: 16-18); Duus (1984: 143, 161-2); Atwell, William S. 1998. "Ming China and the 27 6|1|0 APJ | JF Emerging World Economy. C. 1470-1650," Triangular Trade, Essays in Chinese Maritime Twitchett and Mote, eds. The Cambridge History History, pp. 131-73. 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