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Transitions of Care and Reducing Readmissions Nancy Skinner, RN-BC, CCM [email protected] NTOCC is a 501c4 organization US.NMH.12.03.001 TODAY’S HEALTHCARE ENVIRONMENT “It's about better care: care that is safe, timely, effective, efficient, equitable and patient-centered.” Page 2 www.NTOCC.org Source: http://www.ama-assn.org/amednews/2010/12/20/prse1221.htm Thoughts For Today! Transitional and community-based care is often disorganized and haphazard with patients shuffled from one post-acute environment or provider to another with little advocacy, no established transitional care plan, and absolutely no idea that it should not be that way. Patients often move from door to door; episode of care to episode of care without a champion to coordinate that care. Page 3 www.NTOCC.org More Thoughts! This starts a downward trajectory of their health status that not only can prompt readmissions to an acute care facility but also cause physical, emotional, and financial compromise that may interfere with the patient’s quality of life. Patients are confused. Families are in crisis. And, your intervention may be the one action that decreases anxiety and prevents negative outcomes! Page 4 www.NTOCC.org Some Words from Secretary Kathleen Sebelius “Americans go the hospital to get well, but millions of patients are injured because of preventable complications and accidents. Working closely with hospitals, doctors, nurses, patients, families and employers, we will support efforts to help keep patients safe, improve care, and reduce costs. Working together, we can help eliminate preventable harm to patients.” Page 5 www.NTOCC.org Source: http://www.hhs.gov/news/press/2011pres/04/20110412a.html Establishing the Goals On March 22, 2011, the U.S. Department of Health and Human Services released its National Strategy for Quality Improvement in Health Care (National Quality Strategy). The Affordable Care Act required the Secretary of HHS to establish a national strategy to improve the delivery of health care services, patient health outcomes, and population health. This strategy is designed to guide federal, state, and local health initiatives. Page 6 www.NTOCC.org Source: http://www.healthcare.gov/center/reports/nationalqualitystrategy032011.pdf Three Broad Aims of the National Quality Strategy: Better Care, Healthy People/Healthy Communities, and Affordable Care. Six Strategies to Advance these Aims include: 1 Prevention and Treatment of Leading Causes of Mortality 2 Supporting Better Health in Communities 3 Making Care More Affordable 4 Making care safer by reducing harm caused in the delivery of care 5 Ensuring that each person and family members are engaged as partners in their care 6 Promoting effective communication and coordination of care Page 7 www.NTOCC.org Source: http://www.healthcare.gov/center/reports/nationalqualitystrategy032011.pdf What is “Transition of Care” ? The movement of patients from one health care practitioner or setting to another as their condition and care needs change Occurs at multiple levels Within Settings Primary Care ICU Specialty Care Ward Between Settings Hospital Sub-acute facility Ambulatory clinic Hospital Senior center Skilled nursing Home Across Health States Curative care Personal residence Page 8 www.NTOCC.org Palliative care/Hospice Assisted living Source: Coleman E. http://www.caretransitions.org/definitions.asp Hospital Transition Issues Dramatically Impact Patients & Their Caregivers Patient & Caregiver ER ICU OUTPATIENT: • Home • Home Care • PCP • Specialty • Pharmacy • Case Mgr. • Caregiver • Hospice In-Patient SNF Patient & Caregiver Page 9 www.NTOCC.org ALF Transition Issues Dramatically Impact Patients & Their Caregivers NO Discharge Care Plan Patient & Caregiver ER NO Medication Reconciliation OUTPATIENT: • Home • • • • • • • ICU Home Care PCP Specialty Pharmacy Case Mgr. Caregiver Hospice NO Care Plan NO Medication Reconciliation NO Personal Medicine List In-Patient SNF ALF Patient & NO Personal Medicine List NO Coordinated Care Plan Caregiver NO Care Plan NO Medication Reconciliation NO Personal Medicine List To Date We Have Not Had Consistent and Accepted Transition Tools Medication Reconciliation Elements Comprehensive Care Plan Health or Clinical Status Transition Summary Patient & Caregiver Tools & Resources Consistent Performance Measures That Apply to All Health Care Settings Accountability for Sending & Receiving Information Aligned Payment Incentives Page 11 www.NTOCC.org Source: National Transitions of Care Coalition. http://www.ntocc.org Rehospitalizations: Medicare Fee-for-Service • Analysis of Medicare Claims data from 2003-2004 • Includes the 11,855,702 Medicare beneficiaries discharged from the hospital Summary Analysis 19.6% (nearly 1/5) were rehospitalized within 30 days 34% were rehospitalized within 90 days 50.2% of those rehospitalized within 30 days after a medical discharge there was no bill for a visit to a physician office Page 12 www.NTOCC.org Source: Jencks FS et al. N Engl J Med 2009;360:1418-28. “The Billion Dollar U-Turn” • Frequent - 17.6% of all Medicare hospitalizations are 30-day rehospitalizations • Costly - $12B in Medicare spending; est. $25B across all payers annually • Actionable for improvement • 76% potentially avoidable • Heart failure, pneumonia, COPD, acute MI lead the medical conditions • CABG, PTCA, other vascular procedures lead the surgical conditions • Performance highly variable • Medicare 30-day rehospitalization rate varies 13-24% across states • Variation greater within states Page 13 www.NTOCC.org MedPAC Report to Congress, Promoting Greater Efficiency in Medicare. June 2007 Mark Taylor, The Billion Dollar U-Turn, Hospitals and Health Networks, May 2008 Commonwealth Fund State Scorecard on Health System Performance. June 2007 Transparency Page 14 www.NTOCC.org Transparency Page 15 www.NTOCC.org Transparency Page 16 www.NTOCC.org Transparency Page 17 www.NTOCC.org Transparency Page 18 www.NTOCC.org Transparency Page 19 www.NTOCC.org Quality How do Quality Measures impact care coordination? Page 20 www.NTOCC.org Adherence and Persistency – A Component of Transitional Care "Keep watch also on the faults of the patients which often make them lie about the taking of things prescribed.” “Life is short, and Art long; the crisis fleeting; experience perilous, and decision difficult. The physician must not only be prepared to do what is right himself, but also to make the patient, the attendants, and externals cooperate.” "Drugs don't work in patients who don't take them." Page 21 www.NTOCC.org Source: National Transitions of Care Coalition. http://www.ntocc.org Adherence and Persistency – A Component of Transitional Care One in three patients fail to fill their prescriptions. Approximately three of four Americans report they do not consistently take their medications as directed. Sixty percent of patients cannot correctly name their medications and up to 20% of patients take other people’s medications. Between 33 and 69 percent of medication-related hospital admissions in the U.S. are due to poor adherence. Approximately one fourth of all nursing home admissions are related to improper self-administration of medications. In common chronic conditions such as diabetes and hypertension, adherence rates average between 50-65 percent. Page 22 www.NTOCC.org Source: National Transitions of Care Coalition. http://www.ntocc.org Adherence and Persistency – A Component of Transitional Care The overall impact of non-adherence to prescribed treatment plans is staggering with a resultant mortality rate of over 125,000 deaths per year in the United States alone. “Poor adherence to treatment regimens is exacting a heavy toll on the American health care system in the form of unnecessary illness, disability and premature mortality, particularly among the burgeoning number of chronically ill patients. Nonadherence in all its manifestations costs $290 billion per year in unnecessary health care spending.” Page 23 www.NTOCC.org Source: National Transitions of Care Coalition. http://www.ntocc.org Our healthcare system operates in “silos” and information queues – incapable of reciprocal operation with other related management systems & different departments of organizations © Eric A. Coleman, MD, MPH WORKING TO ADDRESS THE ISSUES Page 25 www.NTOCC.org Diverse Organizations and Professionals Advise and Support NTOCC These groups represent over 200,000 health care professionals, 11,000 employers and 30,000,000 consumers throughout the United States. Page 26 www.NTOCC.org Patient and Family Caregiver Tool Development Page 27 www.NTOCC.org NTOCC Provides Tools & Resource Development for Patient and Family Caregivers Tool Highlights Guidelines for a Hospital Stay with Helpful Definitions For Patient, Family, & Caregiver Taking Care of MY Health Care Français & Español My Medicine List Français & Español Additional NTOCC Tools & Resources Page 29 www.NTOCC.org Additional NTOCC Resources Health Information Technology Position Paper Updated Public Policy Concept Paper Electronic Compendium – Collection of Transitions of Care Models Elements of Excellence for Safe Transitions of Care – Cross Walk of Common Interventions Patient and Family Caregivers Bill of Rights Transition of Care Web-Based Evaluation Tool Page 30 www.NTOCC.org NTOCC Considerations Improve communication during transitions with providers, patients, and caregivers Support the implementation of electronic medical records that include standardized data elements Increase the use of case management and professional care coordination Expand the role of the pharmacist in transitions of care Establish points of accountability for sending & receiving Implement a payment system that aligns incentives Develop performance measures to encourage better transitions of care Page 31 www.NTOCC.org NTOCC. Improving Transitions of Care. The Vision of the National Transitions of Care Coalition. May 2008. TOC Compendium The TOC Compendium is a collection of resources such as white papers, journal articles, and websites that a "Transitions of Care" professional or interested consumer might find useful in their practice or medical situation. Page 32 www.NTOCC.org Explore the TOC Compendium at: www.NTOCC.org/Compendium Page 33 www.NTOCC.org TOC Compendium: Browsing Allows a search based on a predetermined Care Strategy or Setting Based on the category selected, the resulting list will display to the right and the category on the left under the "Narrow your results" section. Additional categories will also appear in this section, as selected. The resulting search list will be an aggregate of all the resources that fall into one or more of the selected categories. To remove a category from the search, click "Remove" located next the category name and the results page will update accordingly. To quickly reset your search, click "Clear All". Page 34 www.NTOCC.org TOC Compendium: Searching Keyword Search allows you to enter your own specific words such as "Aging" or "Nursing Home" Searches across the full title, description, and list of predetermined key words for each resource. If the word is referenced, the resource will be displayed. Allows for author searching Type the last name of the author to view a list of resources where that specific last name is referenced Please remember that this key word search feature is based upon a simple search algorithm with an "OR" search only. For example, using the keywords "Elder" and "Cancer" will pull any resource containing one or both of the specified words. Page 35 www.NTOCC.org Compendium: Suggest a Resource and Provide Feedback Page 36 www.NTOCC.org Compendium: Feedback Page 37 www.NTOCC.org Seven Essential Intervention Categories 1 Medications Management 2 Transition Planning 3 Patient and Family Engagement / Education 4 Information Transfer 5 Follow-Up Care 6 Healthcare Providers Engagement 7 Shared Accountability across Providers and Organizations Page 38 www.NTOCC.org Source: http://www.NTOCC.org/compendium (2011) Improving Communication Page 39 www.NTOCC.org Source: National Transitions of Care Coalition (NTOCC) Measures Workgroup. Transitions of care measures. 2008. The Integrated Team Physicians Pharmacists Wellness or Health Coaches Specialists Lab and Radiology Professionals Hospitalists Rehab personnel Nurses Skilled Case Managers Therapists Patient Behavioral Health Family Caregivers Social Workers Page 40 www.NTOCC.org Transition Connector Collaborative Team Community Team PCP Patient Specialist Physician Pharmacist Nurse Social Worker Case Manager Skilled Nursing Facility WHO IS THE CONNECTOR? Allied Health – Respiratory Therapist LTC Services Pharmacy Community Clinic Home Care GCM/CM Rehabilitation Hospice – Dietitian Community Resources – Physical Therapist Health Plan – Educator Medical Home Page 41 www.NTOCC.org Improving Communication Will Improve Transition Issues Medication Reconciliation Data Elements + Care / Case Transition Process My Med List ER ICU In-Patient OUTPATIENT: • Home • Home Care • PCP • Specialty • Pharmacy • Case Mgr. • Care Giver • Hospice Patient SNF Page 42 www.NTOCC.org ALF Care Models, Policy, Advocacy, & Performance Measures Page 43 www.NTOCC.org Transition of Care Models Care Transitions Intervention: Dr. Eric Coleman - Transition Coaching http://www.caretransitions.org Transitional Care Model: Dr. Mary Naylor – Advanced Nurse Practitioners http://www.nursing.upenn.edu/media/transitionalcare/Pages/default.aspx Guided Care: Dr. Chad Boult - Guided Care Nurse http://www.guidedcare.org Project RED: Dr. Brian Jack, Boston University Medical Center, Re-engineering Discharges http://www.bu.edu/fammed/projectred/ Project BOOST: Society of Hospital Medicine http://www.hospitalmedicine.org/ResourceRoomRedesign/RR_CareTransitions/ CT_Home.cfm Page 44 www.NTOCC.org Transition of Care Models Care Transitions Intervention : Eric Dr.Transitional Eric Coleman - Transition Coaching Care Transitions Intervention: Dr.one Coleman - Transition Coaching The anticipated cost savings of Coach (responsible for http://www.caretransitions.org http://www.caretransitions.org 350 chronicallyill adults) after an initial hospitalization, over a period of twelve months, is $330,00 Transitional Care Model: Mary Naylor - control Advanced Nurse Transitional Care Model: Dr.Dr. Mary Naylor -vs. Advanced Nurse Practitioners Total health care savings for intervention patients at 24 weeks Practitioners http://www.nursing.upenn.edu/media/transitionalcare/Pages/default.asp were$300/patient. In patients with heart failure, the mean savings at 52 xhttp://www.nursing.upenn.edu/media/transitionalcare/Pages/default.as weeks was $5000 per patient px Guided Care: Dr. Chad Boult - Guided Care Nurse http://www.guidedcare.org Guided Dr. Chad Boult - per Guided Care Nurse An annual Care: net savings of $75,000 nurse or $1364/patient http://www.guidedcare.org Project RED: Dr. Brian Jack - Boston University Medical Center, Re engineering Project RED : Dr. Brian Jack - Boston Medical Center - ReDischarges http://www.bu.edu/fammed/projectred/ Patients who received intervention had a University 33.9% lower cost than those engineering Discharges http://www.bu.edu/fammed/projectred/ who did not receive intervention, translating into a savings of $412 per patient Project BOOST: Society of Hospital Medicine http://www.hospitalmedicine.org/ResourceRoomRedesign/RR_CareTra Project BOOST: Society of Hospital Medicinehospital lead to a reduction Implementation of the program at one Georgia http://www.hospitalmedicine.org/ResourceRoomRedesign/RR_CareTra in nsitions/CT_Home.cfm 30 day readmission rates in those under age 75 from 25.5% to 8.5% nsitions/CT_Home.cfm Page 45 www.NTOCC.org Emerging Care Models Transition of Care Clinic - Tallahassee Memorial Hospital Dr. Dean Watson Chief Medical Officer Rush Enhanced Discharge Planning Program, University Medical Center Robyn Golden, MA Director of Older Adult Programs Email: [email protected] Cost analysis within Rush’s fee-for-service environment Showed a $1,293 savings per patient Page 46 www.NTOCC.org Additional Resources NFCA - National Family Caregiver Association – Family Caregiving Resources www.thefamilycaregiver.org CAPS - Consumers Advancing Patient Safety – Toolkits www.patientsafety.org NTOCC - National Transitions of Care Coalition – Provider & Consumer Tools www.ntocc.org CMSA - Case Management Society of America – CM Medication Adherence Guidelines & Disease Specific Adherence Guidelines www.cmsa.org AMDA’s (Dedicated to Long Term Care Medicine™) Transitions of Care in the Long Term Care Continuum practice guideline http://www.amda.com/tools/clinical/TOCCPG/index.html ACC and IHI – Hospital to Home – Reducing Readmissions, Improving Transitions http://www.h2hquality.org/ Page 47 www.NTOCC.org The Pharmacy Opportunity Leadership role in interdisciplinary efforts to establish accurate and complete medication lists Hospital admission and discharge Any change in level of care Encourage community-based providers and health care systems to collaborate in medication reconciliation efforts Educating patients and their caregivers on their role in retaining a current list of medications Assisting patients and caregivers through the provision of a personal medication list Page 48 www.NTOCC.org ASHP. Medication Therapy and Patient Care: Organization and Delivery of Services–Positions. 2009. AFFORDABLE CARE ACT We Are Perched at the Beginning of the Middle! Patient Protection and Affordable Care Act Improving Quality & Efficiency of Care Reduction of Hospital Readmissions Provisions for Medical Home Provisions for Medication Therapy Management Access to Care Provisions for Care Coordination Community-Based Care Transition programs Chronic Care Disease Management Transitional Care Provisions Wellness Programs Shared Decision Making Bundled Payments Page 50 www.NTOCC.org The Patient Protection and Affordable Care Act. 42 USC 18001 (2010). Case Manager will be the "linchpin“ of Accountable Care Success Many "naive policymakers, out-of-touch regulators, inflexible legal experts and physician-leader apparatchiks" contend primary care physicians can manage all the elements of an ACO. Jaan Sidorov, MD, publisher of ACO Watch and The Disease Management Care Blog, disagrees. "Docs don't mind being ultimately responsible, but they have little interest in reviewing, recruiting or educating lists of patients. They are happy to delegate such tasks to case managers.” In other words, the case managers will be the linchpin to assuming ACO success. Where the rubber hits the road. Where the light shines. Where the action is. Where the return on investment will be achieved." (ACO Watch) Page 51 www.NTOCC.org http://acowatch.wordpress.com/2011/06/20/the-5-imperatives-of-accountable-care/ What Causes Hospital Readmissions? Page 52 www.NTOCC.org Determinants of Preventable Readmissions Patients with generally worse health and greater frailty are more likely to be readmitted Identifying determinants does not provide a single intervention or clear direction for how to reduce their occurrence There is a need to address the tremendous complexity of variables contributing to preventable readmissions Importance of identifying modifiable risk factors (patient characteristics and health care system opportunities) Preventable hospital readmissions possess the hallmark characteristics of healthcare events prime for intervention and reform > leading topic in healthcare policy reform Page 53 www.NTOCC.org Case Study Mrs. Johnston is an 87 year old woman in good health. She has GERD, minor urinary incontinence, and severe arthritis in her right knee. She has prescription medication to treat these ailments. She is relying more on pain medications for her knee. Her leg is beginning to turn outwards and has given way on several occasions. She is a widow and lives by herself in her own home in a Midwest suburb. She swims five days a week, eats healthy balanced meals, volunteers at her church, plays bridge, quilts, and keeps up with current events and politics. She has four adult children, three who live in the city and one in a neighboring state. Mrs. Johnston is scheduled for a right knee replacement. Page 54 www.NTOCC.org Case Study 1 – Making A Difference? PCP sent medical information to the Surgeon for 1st visit Patient had a Medicine List and FAQ for 1st visit Surgeon provided written instructions or office health coaching Admission medication reconciliation & transition medication reconciliation were completed with patient and family caregiver health coaching Health coaching about urinary incontinence issues and care plan options Timely transition summary, care plan, and transition medication reconciliation were available to the PCP, home health agency and Physical therapist on transition from hospital Follow transition call with patient & family scheduled 24-48 hours after transition with possible home visit at day 4 or 5 Scheduled follow up transition set prior to transition home Page 55 www.NTOCC.org Case Study: Hospital to LTC “Elise” 82-yer-old woman with T2DM admitted from LTC to the hospital for a stroke and complicated UTI T2DM for 15 years, body mass index 31. History of CVD, lower extremity edema, limited ability to perform ADL Elise was taking metformin for her diabetes A1C at admission of 8.6%. Metformin discontinued and basal/bolus insulin regimen was initiated to manage hyperglycemia during hospital stay Elise will be discharged to LTC facility on basal insulin Page 56 www.NTOCC.org Case Study: Hospital to LTC “Elise” What is the role of the case manager in the transition of care relating to Elise’s diabetes treatment and monitoring in LTC? Page 57 www.NTOCC.org Case Study: Hospital to LTC “Elise” Standardized “TOC” discharge order set is completed and a comprehensive medication reconciliation is performed T2DM medications Metformin (per outpatient dose) Basal insulin 16 units SQ once daily at bedtime Medium dose correctional insulin Monitoring of BG at meals and bedtime (4 × per day) Follow up consult scheduled with endocrinologist within 1 week of patient’s return to LTC Page 58 www.NTOCC.org Case Study: Hospital to LTC “Elise” Back at the LTC facility, Elise’s care is being discussed and optimized based on the TOC discharge recommendation and the subsequent endocrinology consultation… Page 59 www.NTOCC.org Communication “Doctors and patients alike say that when they communicate well, healing goes better, and it can even make the difference between life and death.” But a national survey of doctors and hospitalized patients found that, in reality, effective communication often is sorely lacking. Only 48% of patients said they were always involved in decisions about their treatment, and 29% of patients didn't know who was in charge of their case while they were in the hospital. Page 60 www.NTOCC.org http://www.usatoday.com/yourlife/health/healthcare/studies/2010-12-06-1Adoctalks06_ST_N.htm Communication When physicians have more personalized discussions with their patients and encourage them to take a more active role in their health, both doctor and patient have more confidence that they reached a correct diagnosis and a good strategy to improve the patient's health. That approach can help eliminate or reduce unnecessary and costly testing and referrals to specialists. Page 61 www.NTOCC.org Source: Bertakis KD et al. J Amer Board Fam Med 2011;24:229 –39. Facilitating A Safe Transition Medication reconciliation at discharge Transitional planning Comprehensive discharge planning Post-discharge support (e.g. Pharmacist call, home care.) in specific conditions is essential! Page 62 www.NTOCC.org Transitioning The Continuum of Care with Bi-Directional Communication PCP/Medical Home Home Care LTC Advocate Motivational Interventions Community Health Center Hospital Patient TOC Manager Health Promotion Health Plan Increase Productivity Pharmacy Hospice Page 63 www.NTOCC.org Employer Specialist Providers & Patients with Tools Working Together & Improved Communication…Means Better Transitions of Care Questions? Contact Information: Cheri A. Lattimer, RN, BSN [email protected] Page 65 www.NTOCC.org References O’Reilly, K. Health Reform Law Will Boost Care Quality. Amednews.com. DHHS. Partnership for patients to improve care and lower costs for Americans . http://www.hhs.gov/news/press/2011pres/04/20110412a.html April 2011. DHHS. National Strategy for Quality Improvement in Health care. http://www.healthcare.gov/center/reports/nationalqualitystrategy032011.pdf March 2011. Coleman E. http://www.caretransitions.org/definitions.asp Jencks SF, Williams MV, Coleman EA. Rehospitalization among patients in the Medicare fee-for-service program. N Engl J Med 2009;360:1418-28. MedPAC Report to Congress, Promoting Greater Effeciency in Medicare. June 2007. Taylor M. The Billion Dollar U-Turn, Hospitals and Health Networks, May 2008. Commonwealth Fund. Aiming higher. Results from a state scorecard on health system performance. June 2007. Page 66 www.NTOCC.org References ASHP. Organization and delivery of services. Medication Therapy and Patient Care. http://www.ashp.org/DocLibrary/BestPractices/OrganizationPositions.aspx The Patient Protection and Affordable Care Act. 42 USC 18001 (2010). Available at http://www.gpo.gov/fdsys/pkg/PLAW-111publ148/pdf/PLAW111publ148.pdf Sidorov J. The 5 Imperatives of Accountable Care. http://acowatch.wordpress.com/2011/06/20/the-5-imperatives-of-accountablecare June 2011 Weise E. Survey finds gap and doctor-patient communication. http://www.usatoday.com/yourlife/health/healthcare/studies/2010-12-061Adoctalks06_ST_N.htm December 2010. Bertakis KD et al. Patient-centered care is associated with decreased health care utilization J Amer Board Fam Med 2011;24:229 –39. Page 67 www.NTOCC.org References National Transitions of Care Coalition (NTOCC). Improving transitions of care. The Vision of the National Transitions of Care Coalition. May 2008. Available at http://www.ntocc.org/Portals/0/PolicyPaper.pdf National Transitions of Care Coalition (NTOCC) Measures Workgroup. Transitions of care measures. 2008. Available at http://www.ntocc.org/Portals/0/TransitionsOfCare_Measures.pdf The Patient Protection and Affordable Care Act. 42 USC 18001 (2010). Available at http://www.gpo.gov/fdsys/pkg/PLAW-111publ148/pdf/PLAW-111publ148.pdf. National Quality Forum (NQF) - Endorsed Definition and Framework for Measuring Care Coordination. Available at http://www.qualityforum.org/projects/care_coordination.aspx. Page 68 www.NTOCC.org US.NMH.10.09.004