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A. Schönle and S. W. Hell Vol. 19, No. 10 / October 2002 / J. Opt. Soc. Am. A 2121 Calculation of vectorial three-dimensional transfer functions in large-angle focusing systems Andreas Schönle and Stefan W. Hell High Resolution Optical Microscopy Group, Max-Planck-Institute for Biophysical Chemistry, D-37070 Göttingen, Germany Received September 27, 2001; revised manuscript received May 3, 2002; accepted May 7, 2002 The optical transfer function (OTF) is used in describing imaging systems in the Fourier domain. So far the calculation of the OTF of a large-aperture imaging system has been difficult because the vectorial nature of light breaks the cylindrical symmetry of the pupil function. We derive a simple line integral solution for calculating the vectorial three-dimensional OTF. We further extend this approach to imaging through a planar interface of two media with mismatched refractive indices. In general, our formalism allows for calculation of the Fourier transform of any product of two arbitrary vector components of the electromagnetic field. Arbitrary phase or amplitude modifications of the pupil function can be taken into account. © 2002 Optical Society of America OCIS codes: 110.4850, 180.6900. 1. INTRODUCTION The imaging properties of large-angle focusing systems such as objective lenses or high-angle mirrors are of great scientific interest. They are usually described by the spatial distribution of quantities that depend on products of the vector components of the electromagnetic field. For example, the modulus squared of the electric field is proportional to the focal energy density, which in turn determines the intensity point-spread function (intensity PSF) for incoherent imaging. Three-dimensional image formation is often analyzed in the Fourier domain by using the concept of transfer functions.1,2 For incoherent imaging the threedimensional (3D) optical transfer function (OTF) is the Fourier transform of the intensity PSF. It was introduced by Frieden,3 and its paraxial approximation was derived in the same publication. However, for lenses of high numerical aperture this approximation is not fully valid, and the computation of the OTF for conventional, confocal, and multiphoton microscopy has since been an active field of research. The derivation of an analytical expression allowing for fast and efficient calculation of the scalar OTF has proved especially useful in numerical calculations.4,5 At large focusing angles the vectorial nature of the electromagnetic field becomes increasingly significant and the accuracy of the scalar description is compromised.6–8 In addition, many applications involve imaging of anisotropic samples such as a distribution of oriented dipoles in single-molecule experiments. The scalar theory cannot be applied in such cases, and an efficient way to calculate the vectorial OTF becomes necessary. Richards and Wolf gave an integral representation for the electromagnetic field in the focus.9 In principle, one could use these results to determine numerically the spatial distribution of the PSF or of any other quantity depending on the fields and subsequently Fourier transform the results. However the computation in two steps is ex1084-7529/2002/102121-06$15.00 tensive, and controlling the numerical error is difficult. If the transform is not required on an equidistant grid, this method is particularly inadequate, because fast Fourier transform algorithms can not be used efficiently. Alternatively, the OTF can be expressed as the correlation or convolution of the vector components of the pupil function. In two dimensions numerical correlation yields the two-dimensional OTF on a discrete grid,10 but in three dimensions this approach fails because the pupil functions are nonzero on spherical shells only. However, the correlation can be written as a single line integral along the circular intersection of the two spheres. Frieden used this method to derive the OTF in the paraxial approximation, where the spheres are replaced by parabolic surfaces.3 For high-angle focusing systems this approach was used successfully to derive an analytical expression of the scalar OTF4 under the assumption of cylindrical symmetry. However, the transverse nature of light breaks this symmetry so that a more general formalism is needed in the vectorial theory. Here we derive a theory that allows for arbitrary pupil functions and use this theory to give a line integral representation for the Fourier transform of an arbitrary product of two vector components of the electromagnetic field and its complex conjugate. We demonstrate how to use these results to calculate the vectorial OTF. Owing to the general form of the pupil function, it is possible to extend our theory to describe spherical aberrations induced by focusing through an interface of two media with mismatched refractive indices. The results are again applied to the calculation of the vectorial OTF. 2. GENERAL FORMALISM Let (r, , ) be dimensionless spherical coordinates originating at the focal point and normalized with the wave vector 2/. The spherical inverse coordinates are (k, , ), and ␣ is the half-aperture angle of the lens. © 2002 Optical Society of America 2122 J. Opt. Soc. Am. A / Vol. 19, No. 10 / October 2002 A. Schönle and S. W. Hell Using the same assumptions as Richards and Wolf,9 we write each component of the focal field as the Fourier transform of the related component of the vectorial 3D pupil function: f 共 r, , 兲 ⫽ iA F 3D关 P 共 , 兲 a f 共 , 兲 ␦ 共 k ⫺ 1 兲兴 . (1) The scalar pupil function P( , ) describes a relative amplitude and phase common to all components of the electromagnetic fields throughout the spherical exit pupil and vanishes for ⬎ ␣ . A is a scaling factor, and the functions a f ( , ) are scalar strength factors. For the individual vector components of the electric and magnetic fields they are given by9 a e x ⫽ ⫺cos cos2 ⫺ sin2 , a e y ⫽ cos sin 共 1 ⫺ cos 兲 , a e z ⫽ sin cos , (2) and a h x ⫽ cos sin 共 1 ⫺ cos 兲 , a h y ⫽ ⫺sin2 cos ⫺ cos2 , a h z ⫽ sin sin . (3) In the case of mismatched refractive indices these strength factors will have to be modified owing to refraction at the interface. Defining A f 共 k兲 ⫽ iA P 共 ⫺ , ⫹ 兲 a f 共 ⫺ , ⫹ 兲 , (4) we rewrite Eq. (1) as an inverse Fourier transform: ⫺1 f ⫽ 共 2 兲 3 F 3D 关 A f ␦ 共 k ⫺ 1 兲兴 . (5) The Fourier transform of a product of a field component and the complex conjugate of another component are encountered, for example, in calculating the incoherent OTF. Using the convolution theorem and Eq. (5) we can now write such a Fourier transform as the correlation of two weighted spherical shells: F 3D关 f * g 兴共 k兲 ⫽ 共 2 兲 3 冕 d3 k ⬘ A f* 共 k⬘ 兲 A g 共 k ⫹ k⬘ 兲 ␦ 共 k ⬘ ⫺ 1 兲 Fig. 1. 3D autocorrelation of a spherical shell. The figure illustrates the coordinate systems and the angles of the rotation matrix used in the text. The center of the first sphere is located at the origin of the primed coordinate system, and the second center is at ⫺k. Their circular intersection is shown as a white line. The new, double-primed coordinate system is chosen such that the centers of both spheres are on the new s ⬙ axis. This is accomplished by rotating the coordinate system first by an angle around the s ⬘ axis and then by an angle around the n ⬘ axis as illustrated in (a). The intersection is now in the plane of constant s ⬙ ⫽ ⫺k/2 and centered about the s ⬙ axis as shown in (b). F 3D关 f * g 兴共 k兲 ⫽ 共 2 兲3 冕 dk ⬙ k ⬙ 2 d cos ⬙ d ⬙ A f* 共 k1 兲 A g 共 k2 兲 (6) ⫻ ␦ 共 k ⬙ ⫺ 1 兲 ␦ (冑共 k ⫹ k ⬙ cos ⬙ 兲 2 ⫹ 共 k ⬙ sin ⬙ 兲 2 ⫺ 1), Next we introduce Cartesian coordinates in inverse space (m, n, s) and a new coordinate system denoted by double-prime coordinates as shown in Fig. 1. The transformation is described by an orthogonal matrix: (8) ⫻ ␦ 共 兩 k ⫹ k⬘ 兩 ⫺ 1 兲 . k⬘ ⫽ 冋 cos cos ⫺sin cos sin cos ⫺sin 0 sin cos 册 sin sin k⬙ . cos With k1 ⫽ k⬘ and k2 ⫽ k ⫹ k⬘ , Eq. (5) reads and after radial integration and simplification of the delta function’s argument we obtain F 3D关 f * g 兴共 k兲 ⫽ 共 2 兲 3 (7) 冕 d cos ⬙ d ⬙ A f* 共 k1 兲 A g 共 k2 兲 ⫻ ␦ 共 冑k 2 ⫹ 2k cos ⫹ 1 ⫺ 1 兲 . Azimuthal integration yields (9) A. Schönle and S. W. Hell Vol. 19, No. 10 / October 2002 / J. Opt. Soc. Am. A F 3D关 f * g 兴共 k兲 ⫽ 共2兲3 1 k 冕 冏 m 1/2 ⫽ 共 b ⫾ a 兲 cos ⫺ d sin , d ⬙ A f* 共 k1 兲 A g 共 k2 兲 ⫺ 2123 n 1/2 ⫽ 共 b ⫾ a 兲 sin ⫹ d cos , , (10) s 1/2 ⫽ ⫾r 0 sin cos ⬙ ⫹ 共 k cos 兲 /2. cos ⬙ ⫽⫺k/2,k ⬙ ⫽1 which indeed is a line integral along a circle of radius r 0 ⫽ (1⫺k 2 /4) 1/2. If we define a ⫽ r 0 cos cos ⬙, b ⫽ (k sin )/2 and d ⫽ r 0 sin ⬙, we can use Eq. (7) to calculate the Cartesian components of k1 and k2 : (16) The integration range is now defined by ⫺s 1/2 ⭓ cos ␣, resulting in  2 ⭐ 兩 ⬙兩 ⭐ ⫺  2 , m 1/2 ⫽ 共 a ⫿ b 兲 cos ⫺ d sin ,  2 ⫽ arccos关共 k cos ⫺ 2 cos ␣ 兲 / 共 2r 0 sin 兲兴 . n 1/2 ⫽ 共 a ⫿ b 兲 sin ⫹ d cos , If the argument of the inverse cosine is larger than 1 or smaller than zero, we have  2 ⫽ 0 and  2 ⫽ /2, respectively. s 1/2 ⫽ ⫺r 0 sin cos ⬙ ⫿ 共 k cos 兲 /2. (11) Note that the functions A f depend merely on the sine and cosine functions of the spherical angles. It is straightforward to express them as functions of the Cartesian components in Eqs. (11) by using the following relations: 2 ⫺1/2 , sin共 ⫹ 1/2兲 ⫽ ⫺n 1/2共 1 ⫺ s 1/2 兲 cos共 ⫺ 1/2兲 ⫽ ⫺s 1/2 , (12) For numerical calculations it is necessary to determine the integration range in Eq. (10). We defined the pupil functions to be nonzero only for ⭐ ␣ . Thus we have cos 1/2 ⫽ ⫺s 1/2 ⭓ cos ␣, yielding 0 ⭐ 兩 ⬙兩 ⭐  1 ,  1 ⫽ arccos关共 2 cos ␣ ⫹ k 兩 cos 兩 兲 / 共 2r 0 sin 兲兴 (13) and  1 ⫽ 0 if the argument of the inverse cosine is larger than unity. Now it is possible to numerically solve the integral in Eq. (10). However, it will be advantageous to analytically extract the dependence on the polar angle whenever possible. So far, we have calculated the Fourier transform of a product of the form f * g, which is needed for calculating the OTF of a lens or the weak object transfer function of a partially coherent transmission system.11,12 When we describe a confocal microscope in reflection mode, the geometry is changed and the calculation of the coherent transfer function will require the Fourier transform of the product fg.13 In this case we have to substitute the correlation of Eq. (6) by a convolution: F 3D关 fg 兴共 k兲 ⫽ 共 2 兲 3 冕 d k ⬘ A f 共 k⬘ 兲 A g 共 k ⫺ k⬘ 兲 ␦ 共 k ⬘ ⫺ 1 兲 ⫻ ␦ 共 兩 k ⫺ k⬘ 兩 ⫺ 1 兲 . 1 k 冕 ⫺ (14) 冏 d ⬙ A f 共 k1 兲 A g 共 k2 兲 ⫽ Cx ⫹ Cy ⫹ Cz . C x ⫽ 16 C y ⫽ 16 C z ⫽ 16 k A2 k A2 k 共 I 0 ⫹ I 1 cos 2 ⫹ I 2 cos 4 兲 , 共 I 3 ⫺ I 2 cos 4 兲 , 共 I 4 ⫹ I 5 cos 2 兲 , (19) 冕 1 P *共 ⫺ 1 兲 P 共 ⫺ 2 兲 J id ⬙. (20) If we define the variables S 1/2 ⫽ s 2/1 /(1 ⫺ s 1/2) and S 3 ⫽ (1 ⫺ s 1 ) ⫺1 (1 ⫺ s 2 ) ⫺1 , the integrands evaluate to J0 ⫽ J1 ⫽ (15) Using Eq. (7), we find the Cartesian components of the new vectors k1 and k2 to be A2 with . cos ⬙ ⫽k/2,k ⬙ ⫽1 (18) We restrict ourselves to cylindrically symmetric scalar pupil functions and use Eqs. (4), (11), and (12) to rewrite the integral in Eq. (10). Owing to the symmetric integration range, we can remove all asymmetric terms from the integrand and restrict the integration range to positive ⬙ . In a second step, one can use simple trigonometry to rewrite the angular dependence in terms of cos 2 and cos 4, yielding 0 We redefine the vectors k1 ⫽ k⬘ and k2 ⫽ k ⫺ k⬘ and use the same coordinate transformation as above to obtain F 3D关 fg 兴共 k兲 ⫽ 共 2 兲 3 C ⫽ F 3D关 e x e x* 兴 ⫹ F 3D关 e y e y* 兴 ⫹ F 3D关 e z e z* 兴 Ii ⫽ 3 3. VECTORIAL OPTICAL TRANSFER FUNCTION In fluorescence imaging the PSF is proportional to the focal intensity distribution and therefore the OTF is given by the Fourier transform of the electric energy density. It can be written as the sum of its vector components, which correspond to the contribution of the three polarization directions: 2 ⫺1/2 cos共 ⫹ 1/2兲 ⫽ ⫺m 1/2共 1 ⫺ s 1/2 , 兲 2 1/2 sin共 ⫺ 1/2兲 ⫽ 共 1 ⫺ s 1/2 兲 . (17) J2 ⫽ S3 2 S3 2 S3 2 共 3J 42 ⫹ b 2 d 2 兲 ⫺ L ⫹ s 1 s 2 , 关 d 4 ⫺ 共 a 2 ⫺ b 2 兲 2 兴 ⫺ 共 S 1 ⫹ S 2 兲 d 2 ⫹ L, 共 J 52 ⫺ a 2 d 2 兲 , 2124 J. Opt. Soc. Am. A / Vol. 19, No. 10 / October 2002 J3 ⫽ J4 ⫽ J5 ⫽ L⫽ S3 2 1 2 1 2 A. Schönle and S. W. Hell 共 J 42 ⫺ b 2 d 2 兲 , 共 a2 ⫺ b2 ⫹ d2兲, 共 a2 ⫺ b2 ⫺ d2兲, S1 2 关共 a ⫺ b 兲 2 ⫹ d 2 兴 ⫹ S2 2 关共 a ⫹ b 兲 2 ⫹ d 2 兴 . (21) For asymmetric pupil functions, extraction of the OTF’s polar dependence might still be possible, but Eqs. (19) might take a more general form and the integrals in Eq. (20) have to be recalculated. The results of the scalar theory are reproduced if we use the autocorrelation of A f (k) ⫽ iAP( ⫺ )/ in Eq. (10), yielding C 共 k, 兲 ⫽ 16 A2 k 冕 1 0 P * 共 ⫺ 1 兲 P 共 ⫺ 2 兲 d ⬙ . (22) We now change to the usual system of cylindrical optical coordinates, which are defined by ⫽ sin ␣ r sin , u ⫽ 4 sin2(␣/2)r cos and the polar angle . When using the inverse coordinate system 关 l ⫽ k sin /sin ␣ , s ⫽ k cos /4 sin2 共 ␣ /2兲 , 兴 , (23) we have to scale the result by a factor 4 sin2 ␣ sin2(␣/2) owing to the coordinate transformation. The result then satisfies the scaling condition ⫺1 F 3D 关 C 兴共 0兲 ⫽ 1 共 2 兲3 冕 d dldslC 共 l, s, 兲 ⫽ e共 0兲 • e* 共 0兲 . (24) In addition, we can choose the scaling factor A in such a way that the Fourier back transform of the OTF at the origin, e(0) • e* (0), becomes unity. The choice depends on the pupil function. For aplanatic, uniform, and parabolic apodization we have P a ( ) ⫽ (cos )1/2, P u ( ) ⫽ 1, and P p ( ) ⫽ 2/(1 ⫹ cos ), respectively. The corresponding A’s can be determined by evaluating Eq. (1) with the integrals derived by Richards and Wolf9 and subsequent normalization: 16 A a ⫽ 共 15 ⫺ 2 3 cos3/2 ␣ ⫺ 3 A u ⫽ 共 2 ⫺ cos ␣ ⫺ 1 2 A p ⫽ 共 2 ⫺ 2 cos ␣ 兲 ⫺1 . 2 5 cos5/2 ␣ 兲 ⫺1 , cos2 ␣ 兲 ⫺1 , (25) After implementing our integrals we checked their validity by Fourier transforming the components of the OTF and comparing the result with the vectorial PSF. For randomly polarized illumination, Eq. (19) must be averaged over the polar angle and only I 0 , I 3 , and I 4 need to be solved. Additionally, transition moments oriented along the x and y axes are now imaged identically, and we are left with an axial and a lateral component of the OTF, as presented in Fig. 2. Fig. 2. (a) Lateral and (b) axial components of the vectorial OTF for randomly polarized illumination with use of a lens with halfaperture angle ␣ ⫽ 1.1. The axial component corresponds to imaging a molecular transition moment oriented along the optic axis, and the lateral counterpart applies to an orientation parallel to the focal plane. 4. MISMATCHED REFRACTIVE INDICES Focusing through an interface of two isotropic, homogeneous media with different refractive indices results in spherical aberrations. This problem is frequently encountered in microscopy, e.g., when imaging a sample mounted in glycerol with an oil immersion lens. Several approaches exist to calculate the resultant electromagnetic field in the focal region.14,15 Starting from these results we shall write the focal field as an inverse Fourier transform of a modified vectorial pupil function and apply our formalism. We assume that the light emerges from the lens as a perfect spherical wave that initially propagates in medium 1. At a distance ⌬ from the Gaussian focus point, it is refracted by a planar interface between medium 1 and medium 2. Let n 1 and n 2 be the refractive indices of the media and (r, , ) spherical coordinates normalized with the wave vector in medium 2 and centered at the Gaussian focus point. We write again (k, , ) for the inverse coordi¯ ⫽ arcsin(n1 sin /n2). Török nates and define the angle and co-workers extended the theory of Richard and Wolf 9 to represent the field in medium 2 as a superposition of A. Schönle and S. W. Hell Vol. 19, No. 10 / October 2002 / J. Opt. Soc. Am. A plane waves.15 In their solution for the fields, we change ¯ to . The Jacobian of the integration variable from this transformation is ¯ 兲 ⫽ n 1 ␥ /n 2 , n 1 2 cos / 共 n 2 2 cos (26) where we defined the function ␥. The integrals can now be identified as Fourier transforms in the form of Eq. (1) but with modified strength factors and a modified scalar pupil function. The strength vectors are a e x ⫽ ⫺ p cos cos2 ⫺ s sin2 , a e y ⫽ cos sin 共 s ⫺ p cos 兲 , (27) a e z ⫽ sin cos p , and a h x ⫽ cos sin 共 p ⫺ s cos 兲 , a h y ⫽ ⫺ s sin2 cos ⫺ p cos2 , (28) a h z ⫽ sin sin s , for the electric and the magnetic field, respectively. The Fresnel coefficients are functions of and given by 2125 ¯ /sin共 ¯ ⫹ 兲 ⫽ 2/共 1 ⫹ ␥ 兲 , s ⫽ 2 sin cos ¯ ⫺ 兲 p ⫽ s /cos共 ⫽ s n 1 / 关 n 2 ⫹ n 2 cos2 共 ␥ ⫺1 ⫺ 1 兲兴 . (29) The new pupil function is ¯ , 兲, P 共 , 兲 ⫽ ␥ exp关 ⫺i⌬ 共 ␥ ⫺1 ⫺ 1 兲兴 P̄ 共 (30) ¯ , ) is the pupil function in the absence of rewhere P̄( fraction. If sin ␣ ⭐ n1 /n2 holds for the half-aperture angle, the new pupil function is nonzero only for ⭐ arcsin(n2 sin ␣/n1). For larger aperture angles total internal reflection occurs, and we have ⭐ /2. It is interesting to note that for small angles ␣ we have ␥ ⬵ n 1 /n 2 . The phase is then proportional to the inverse axial coordinate, which is equivalent to a shift of the electrical field along the optic axis as predicted by geometrical optics. To calculate the OTF we rewrite the trigonometric functions of the azimuthal and polar angles in terms of ⬙ using Eq. (11) and (12) and solve the integral in Eq. (10). If we assume a cylindrically symmetric pupil function, the calculations are very similar to those in Section 2. When the same definitions as in Eq. (18) and (19) are used, the Fig. 3. Modulus of the vectorial OTF (a) for an unaberrated system and (b), (c) with focusing into 80% glycerol (n 2 ⫽ 1.45) with an oil (n 1 ⫽ 1.52) immersion lens. The Gaussian focus was assumed at (b) 20 m and (c) 50 m from the interface; the half-aperture angle was ␣ ⫽ 1.1. With increasing focusing depths the OTF is suppressed at high axial frequencies corresponding to a loss in axial resolution. The phase for the aberrated case is shown in the insets. Its oscillation along the inverse optic axis corresponds to a shift of the main maximum of the PSF, and the contortion of the resulting pattern is due to the spherical aberrations. 2126 J. Opt. Soc. Am. A / Vol. 19, No. 10 / October 2002 A. Schönle and S. W. Hell result is again given by Eq. (20) but with modified integrands J i . If we redefine the S i , 2 S 1/2 ⫽ p,2/1 s 2/1共 s,1/2 ⫹ p,1/2 s 1/2兲 / 共 1 ⫺ s 1/2 兲, (31) S 3 ⫽ S 1S 2 /共 s 1s 2 兲, where ⫽ p,1 p,2 , the integrands take almost the same form as before: J0 ⫽ J1 ⫽ J2 ⫽ J4 ⫽ L⫽ S3 2 S3 2 S3 2 2 REFERENCES 关 d 4 ⫺ 共 a 2 ⫺ b 2 兲 2 兴 ⫺ 共 S 1 ⫹ S 2 兲 d 2 ⫹ L, 共 a2 ⫺ b2 ⫹ d2兲, S1 The authors can be reached by fax, 49-551-201-1085, or e-mail: [email protected] and [email protected]. 共 3J 42 / 2 ⫹ b 2 d 2 兲 ⫺ L ⫹ s 1 s 2 , 共 J 52 / 2 ⫺ a 2 d 2 兲 , 关共 a ⫺ b 兲 2 ⫹ d 2 兴 ⫹ J3 ⫽ J5 ⫽ S2 2 S3 2 The vectorial description is mandatory in imaging transition dipoles of single dye molecules or anisotropic samples or when the accuracy of a scalar description is insufficient. Since no restrictions were imposed on the pupil function, our theory can be applied for arbitrary phase and amplitude pupil filters used for point-spread-function engineering. 1. 共 J 42 / 2 ⫺ b 2 d 2 兲 , 2. 3. 共 a2 ⫺ b2 ⫺ d2兲, 关共 a ⫹ b 兲 2 ⫹ d 2 兴 . 4. (32) 5. For identical refractive indices in both media (n 1 /n 2 → 1), the Fresnel coefficients become unity and Eqs. (21) are reproduced. We introduce the same inverse optical coordinates from Eq. (23) and therefore have to multiply the result by the identical scaling factor 4 sin2 ␣ sin2(␣/2). The prefactor A is given by Eqs. (25). In Fig. 3 we evaluate the OTF for the common situation of focusing from oil into glycerol. The results for two different focusing depths are shown in Figs. 3(b) and 3(c) and compared with the vectorial OTF without aberrations in Fig. 3(a). 6. 2 2 5. CONCLUSION We have developed a formalism to calculate the correlation or convolution of two functions defined on spherical caps without assuming cylindrical symmetry. This allowed us to derive an integral solution for the vectorial OTF of a high-angle imaging system. We further extended this solution to the case of mismatched refractive indices. 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