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Standards and Documentation Requirements For Listing
Additional Global Depository Receipts (GDRs)
Application of approval bearing the bank’s official header
signed by the Chairman of the Board.
A notice from the GDRs issuer abroad addressed to the
Bank or directly to the BSE, approving the listing on the
BSE as an additional offering to the listing on the foreign
Stock Exchange and mandating the bank to undertake the
required procedures in this regard, i.e. submitting the
application and the documents.
The minutes of the assemblies or boards of administration
meetings that came to the decision of issuing the additional
GDRs and listing them on the BSE.
The GDRs Prospectus, Public Offering and any other
leaflets or issuances related to the GDRs.
A notice of approval from the Central Bank (Banque Du
Liban) authorizing the additional GDRs public offering.
A copy of the Deposit Agreement, if available
The complete portfolio should be submitted via an
authorized BSE dealer
-
NB: The financial, legal and other regulatory documents
related to the bank are available at the BSE as part of the file
of the initial GDRs listing.
-
The above mentioned documents could be provided to the
BSE in sequence when ready; allowing the fulfillment of the
additional listing procedures in coordination between the
bank and the BSE, with no delay.
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Beirut Stock Exchange
Additional Listing on the Official Bourse
Global Depository Receipts (GDRs)
Application
1) Additional Issuance of GDRs:
Issuance
Date
of
the
Additional
GDRs
Total
Value of
the
Issuance
of
Additional
GDRs
Type
(Nominal/Holder)/
Categories
of
Additional GDRs/
Value of each
Category Issuance
Number
of
Additional
GDRs
Issued in
Each
Category
Value of
One
Additional
GDR at
Issuance
in Each
Category
Number
of shares
for Each
Additional
GDR
Issued
Additional
GDRS
Symbols
as
Identified
in Foreign
Capital
Markets
2) identity of the Additional GDRs Issuing Institution (Depositary) and Identity of
the GDRs Custodian Institution:
3) Justification of the Additional GDRs Subject of the hereby Application: (brief
account)
4) Holders Of Additional GDRs detaining more than 10% of the Issuance: (For
nominal GDRs)
5) Rights and Obligations pertaining to the Additional GDRs: (Voting, Cashing
dividends, taxes and tariffs deduction, acquisition transfer, trading, clearance, converting
bonds into shares, laws governing the issuance, body of GDR holders, as well as other
rights, obligations, benefits and privileges…)
6) Dividends Distribution to GDR holders throughout the past years:
2
3
Year
Distributed amount for
one GDR
Tax Deduction
7) Information pertaining to the Initial GDR listing:
Issuance
Date of
the Initial
GDRs
Total
Value
of the
Initial
GDRs
Issuance
Type
(Nominal/Holder)/
Categories
of
Initial
GDRs/
Value of each
Category Issuance
Number
of Initial
GDRs
Issued in
Each
Category
Value of
One
Initial
GDR at
Issuance
in Each
Category
Number
of
shares
for
Each
Initial
GDR
Issued
Initial
GDRS
Symbols
as
Identified
in
Foreign
Capital
Markets
8) Any information pertaining to the Assembly of GDRs holders and its
representatives: (the existence / non-existence of the assembly, meeting dates, elections
of representatives, decisions issued by the assembly or the representatives, their identities
and mandate duration, as well as any information related to any other entity, should it
exist, stemming from the assembly).
9) Paid-up Capital
Total Paid-up Capital
Shares Categories /
Each Category Issuance
Value
3
Number of
Nominal
Issued Shares Value of One
Shares in
Each
Category
4
10) The Expected Capital Appreciation
Date of
the
Expected
Appreciat
ion
Decision
by the
General
Assembly
Issuance
Mode
(Cash or
Noncash /
Details)
Expected
Apprecia
tion
Total
Value
Capital
Evolution
Before
and After
the
Expected
Appreciati
on
Number and
Category of
Additional
Shares Issued:
1- Common
Listed
2- Preferred
listed
3- Common
non-listed
4- Preferred
Non-listed
5- Other
From: /
/LP
To: / /LP
Evolution
of Shares
Number
Before
and After
the
Expected
Appreciati
on in each
Category
One Share
Value After
the Expected
Appreciation
in each
Category
From:
shares
To:
shares
From:
shares
To:
shares
From: /
/LP
To: / /LP
11) Capital Appreciation Throughout the Past Three Years:
Date of the
Appreciation
Decision
taken by the
General
Assembly
Issuance Appreciation Capital
Mode
Total Value Evolution
(Cash or
Before and
NonAfter the
cash /
Appreciation
Details)
4
Number
and
Category
of
Additional
Shares
Issued:
1Common
Listed
2Preferred
listed
3-
Evolution of
Shares
Number
Before and
After the
Appreciation
in each
Category
One Share
Value After
the
Appreciation
in each
Category
5
Common
non-listed
4Preferred
Non-listed
5- Other
From: / /LP
To: / /LP
From: / /LP
To: / /LP
From: shares
To: shares
From: shares
To: shares
12) Justification for Each Capital Appreciation (Brief Summary when necessary)
13) Description of movable and non-movable assets forming the Appreciation in case
of tangible items with mention of the estimated value:
14) Shareholders enjoying more than 10% voting rights:
Shareholder name
Number and Category
of Shares held
Percentage held in each category
15) Dividends Distribution to Shareholders Throughout the Past Three Years:
Year
Dividend per Share
Tax Deduction
16) Subsidiary Companies: ( Name, Law governing the subsidiary company
establishment, ownership percentage from the overall stocks of the concerned
company, nature of the subsidiary company’s activity, capital of the subsidiary
company and any other significant information)
17) Mother Companies: (Name, Law governing the establishment of the mother
company, ownership percentage from the overall stocks of the concerned company,
nature of the mother company’s activity, capital of the mother company).
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18) Foreign Stock Exchanges where the Listing and pricing are currently
undertaken:
- Shares:
- GDRs:
19) Present Corporate Board of Administration : full name, date of birth, election or
appointment date, mandate duration in all posts, responsibilities in the company, in
others companies or other duties and activities, number of shares and GDRs owned in
the company, any other relevant information related to:
- The Chairman:
- Board members:
- General Directors:
- Directors commissioned to sign on behalf of the company:
20) Financial year expiry date:
21) Auditor:
22) Certified Broker:
23) Any other relevant information regarding the herein GDRs worth mentioning
to the investor in your opinion:
24) place and date: Beirut / /
Institution:
Name of the commissioned signatory:
Status of the commissioned signatory:
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Signature:
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