Download private disclosures under rules 22

Private Disclosure Form
This disclosure form should be submitted to the Executive either by fax to 2810 5385 or by e-mail to [email protected]
Disclosure of dealings during offer period pursuant to Rule 22 of Takeovers Code
Private disclosures under Rules 22.1(b)(ii) and 22.2
1.
Dealings in the relevant securities of _________________________________________________________________________________
state name of company
2.
(a)
Party required to make disclosure _____________________________________________________________________________
(b)
Party in (a) above is required to make disclosure because it is:
the Offeror.
the Offeree company.
(i)
An associate of _________________________________________________________________________________
state name of offeror or offeree company as appropriate
(ii)
Class of associate ______________________________________________________________________________
state which class or classes of associate (see definition of associate of Takeovers Code)
(c)
Name of ultimate beneficial owner of party in 2(a)
_______________________________________________________________
state name of owner, not nominee or vehicle company; also, if relevant, state name of
controller of owner e.g. where an owner normally acts on instruction of a controller
1
Private Disclosure Form
Please tick wherever appropriate:
We confirm that the following dealings were made for the account of our non-discretionary investment clients (other than the
offeror, offeree company and any associates).
We are an exempt fund manager (EFM) connected with
___________________________________________________
state identity of offeror or offeree company as appropriate; if the
exempt fund manager is an associate by virtue of class (6) of the
definition of associate, dealings must be disclosed publicly (see
R22.1(b)(ii))
and confirm that the following dealings were made for the account of discretionary investment clients of ourselves.
3.
(a)
Details of dealings in ordinary shares:
Date
Purchase/Sale
Number of shares
Price per share
Resultant Balance
(for EFMs only)
in case of an average price bargain, each underlying trade should be disclosed
(b)
Details of dealings in other classes of relevant securities (other than options and derivatives):
Date
Description of relevant
securities
Purchase/Sale
Number of securities
involved
in case of an average price bargain, each underlying trade should be disclosed
2
Price per unit
Resultant Balance
(for EFMs only)
Private Disclosure Form
(c)
Details of dealings in options:
Date
Description
of relevant
securities
Description of
products (e.g.
call option)
Nature of
dealings
(Note 2)
Number of
securities
under the
option
Exercise
period
Exercise
price
Option money
paid / received
Resultant Balance
(for EFMs only)
(Note 1)
Notes:
1. In case of an average price bargain, each underlying trade should be disclosed.
2. In this table, the term “dealings” includes the taking, granting, exercising, converting, lapsing or closing out of an option (including a traded option
contract) (see Notes 4, 7 and 9 to Rule 22).
(d)
Details of dealings in derivatives:
Date
Description of
relevant
securities
Description of
products (e.g.
warrants)
Nature of
dealings
(Note 2)
Number of
reference
securities to
which the
derivatives
relate
Maturity
date or
closing out
date
Reference
price
Total amount
paid /
received
Resultant
Balance
(for EFMs only)
(Note 1)
Notes:
1. In case of an average price bargain, each underlying trade should be disclosed.
2. In this table, the term “dealings” includes the acquisition of, entering into, closing out, exercise (by either party) of any rights under, or issue or
variation of, a derivative (see Notes 4, 7 and 9 to Rule 22).
3
Private Disclosure Form
4.
If relevant, details of any arrangements required by Note 8 to Rule 22 ______________________________________________________
indemnity and other arrangements
______________________________________________________________________________________________________________
Signed for and on behalf of the party named in 2(a) above
Signature
___________________________________
Capacity
_______________________________________
Name
___________________________________
Telephone
_______________________________________
Date of disclosure
___________________________________
Email
_______________________________________
4