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Notification letter for the marketing of units or shares of EU AIFs in Member States other than the home Member State of the AIFM (Article 32 of the AIFMD) NOTIFICATION OF INTENTION TO MARKET UNITS OR SHARES OF AN AIF or AIFs OF THE SAME AIFM IN A MEMBER STATE OTHER THAN THE HOME MEMBER STATE OF THE AIFM The information provided in this notification letter should not be ambiguous Are you notifying amendments to information already provided in an initial notification? Yes No AIFM name:_________________________________________________________________________ ___________________________ Contact details at the AIFM (registered address of the AIFM): _________________________________________________________________________ ___________________________ Member State in which the AIFM intends to market the units or shares of the AIF to professional investors: _________________________________________________________________________ ___________________________ Does the AIF(s) have compartments? Yes Name of the AIF or AIFs/or compartment(s) to be marketed in the host Member State1 AIF home Member State Legal form (common fund, unit trust, investment company, partnership, other (please specify)) No Name of the depositary of the AIF2 Name of the master AIF/or compartment(s) (if applicable) Home Member State of the master AIF (if applicable) AIF’s investment strategy (please specify the predominant AIF and the breakdown by investment strategies as set out in the reporting template included in Regulation 231/2013) If the AIF takes the form of an umbrella AIF with multiple compartments, AIFMs should only indicate the name of the compartments of the umbrella AIF notified for marketing. AIFMs should not indicate the name of the umbrella AIF. 2 Information on the depositary of the AIF should include the address of the depositary. 1 Information on the arrangements established to prevent units or shares of the AIF from being marketed to retail investors, including in the case where the AIFM relies on activities of independent entities to provide investment services in respect of the AIF: _________________________________________________________________________ ___________________________ 2 Annex II – AIFM ATTESTATION (Articles 32 and 33) The information provided in this notification letter should not be ambiguous _____________________________________is the competent authority in: (name of the competent authority of the AIFM home Member State) _______________________________________________ (the AIFM home Member State) Address: _____________________________________________________________ Telephone number: ______________________________________________________ E-mail address: ________________________________________________________ Fax number: __________________________________________________________ _____________________________________________________certifies that (name of competent authority, as above) ____________________________________________________________________ _________________ (name of the AIFM) is authorised in: (name of its home Member State) to manage AIFs with the investment strategy stated in the notification letter provided at the time of the notification. 3