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Temporal Relationships between daily Precipitation and NDVI Time Series in Mexico René R. Colditz1*, Violeta L. Arriola Villanueva2, Inder Tecuapetla-Gómez3, Leticia Gómez Mendoza2 1 National Commission for the Knowledge and Use of Biodiversity (CONABIO), Geomatics Unit, Mexico City, Mexico 2 National Autonomous University of Mexico (UNAM), Institute of Geography, Mexico City, Mexico 3 Council for Science and Technology (CONACYT) – CONABIO, Geomatics Unit, Mexico City, Mexico * Tel: +52-55-50045020, [email protected] Abstract—Most of the vegetation growth in Mexico shows clear responses to the availability and abundance of surface water which can almost exclusively be linked to rainfall. This study employs four years of time series with daily precipitation and modeled surface reflectance at a spatial resolution of 0.05° which were analyzed for lag-dependent linear serial correlation. Positive lags of, on average, 1 to 1.5 months between precipitation and NDVI as a surrogate for vegetation growth as well as statistically significant correlation coefficients (p<0.05) were found for vegetated surfaces. Vegetation types which are physiologically more dependent on precipitation for seasonal vegetation growth show a shorter response time and stronger relationship to precipitation than evergreen forests and shrublands. The relationship with respect to precipitation variations among several years remains inconclusive. Keywords—Climate-vegetation interaction; NDVI; Anomalies; MODIS; Mexico; Precipitation; I. INTRODUCTION The causes and effects in the relationship between vegetation growth and their respective drivers has been studied and modeled since many years from regional to global scale [14]. At regional scales, drivers of vegetation growth may be divided into categories: static and dynamic. Static refers to parameters that do not follow seasonal cycles, such as parameters related to the terrain (elevation, slope and aspect) and soil such as composition, permeability and pH. Even though they are often key parameters for local presence of a particular vegetation type, they do not dynamically interact with the seasonal cycle of vegetation growth. Dynamic, climatic variables such as radiation, temperature and precipitation strongly determine ecosystem structure [5]. Even though these variables are intrinsically related to each other, at broad scales one can be identified as the limiting factor for many regions of the world – or the cause that determines seasonal vegetation growth [6,7]. While temperature is the determining variable that triggers vegetation growth in moist mid-latitudinal regions (Europe, eastern United States, and coastal China), radiation is considered a limiting factor in the inner tropics when clouds obscure the direct transmission of light to the ground, and water limits plant growth in arid and semi-arid areas [4]. For almost all regions of Mexico, water is considered the limiting factor as temperature and radiation is abundant all year long. Exceptions are areas of very high elevation in the Sierra Madre Oriental and Occidental (temperature and precipitation) and the southern portions of the country (radiation and precipitation) due to persistent cloud cover during wet season. In this study we will regard precipitation as the primary source for water, which is reasonable as rainfall determines the entire hydrological regime of the country, leaving out all management and runoff regulation, natural water retention by soil and vegetation as well as memory effects. We study the serial correlation between time series of daily images of precipitation and vegetation response measured by the NDVI. We hypothesize that for vegetated areas: 1) there is a positive lag time between precipitation and NDVI, 2) there is a significant correlation between precipitation and NDVI for the optimal lag time, 3) there is a shorter response time and stronger correlation for vegetation types which are physiologically dependent on water availability and abundance, and 4) with respect to anomalies there is a more rapid response and stronger relationship between precipitation and vegetation for years with lower precipitation. II. DATA PREPARATION AND STUDY AREA The most recent version (collection 6) of the combined daily MODIS Terra/Aqua nadir BRDF-adjusted reflectance product with 0.05 degrees in climate modeling grid (MCD43C4) [8] was obtained for the years 2009 to 2012 from archives of the United States Geological Survey. This product models surface reflectance for the ninth day of a 16-day observation period as it would have been obtained by nadirlooking instruments at local solar noon. Following we calculated the Normalized Difference Vegetation Index (NDVI), the difference between the near infrared and red reflectance divided by their sum, excluding pixels with no valid observations. Precipitation data were obtained from the University of California, Santa Barbara using version 2.0 of the Climate Hazards Group InfraRed Precipitation with Station data (CHIRPS) product. This data set combines satellite images at 0.05° with in-situ station data for daily precipitation estimates between 50° North and South since 1981 [9]. IV. RESULTS AND ANALYSIS A. Precipitation Table I. depicts the mean of annual precipitation totals for each vegetation type. It shows the expected pattern of highest precipitation in cloud forests, and both evergreen forest classes depict higher rainfall than their corresponding deciduous counterparts. Shrublands, the largest class, which dominates the entire semi-arid region in northern and central Mexico and the peninsula of Baja California, shows lowest precipitation. Irrigated agriculture depicts a surprisingly low precipitation value which is due to the azonal location of some areas in the semi-arid interior. On average, years 2009 and 2011 show rainfall clearly below the annual mean (considering the four years in this analysis) while 2010 is well above. TABLE I. MEAN OF ANNUAL TOTALS OF PRECIPITATION (MM) FOR EACH VEGETATION TYPE. Figure 1. Spatial distribution of vegetation types analyzed in this study. The legend shows the area percentage of each class. For regional stratification and extraction of summary statistics we employed the most recent (version 5) vegetation and land use map from the National Institute for Statistics and Geography of Mexico [10]. This map was aggregated to 10 vegetation types and one class for non-vegetated surfaces (Figure 1) and subsequently reprojected and resampled to match with MODIS and precipitation data. All data sets were clipped to the extent of Mexico. III. METHODS Linear temporal cross-correlation using Pearson’s correlation coefficient [11] has been employed for studying the time delay between precipitation and vegetation response. = ∑ ∑ −| |−1 =0 − −1 =0 + − 2 ∑ −1 =0 − ̅ − ̅ 2 (1) Precipitation (P) was shifted in time against NDVI (I). For computational purposes equation 1 calculates the estimator for means and variances globally while the covariance of the series was trimmed to the corresponding lag-dependent samples. The maximum range of lag was set to ±90, which corresponds to a maximum shift of one quarter of the time series length and allowing for temporal lags of ±3 months, which is considered sufficient for vegetation response to precipitation [2,6]. Of interest in this study is the lag of the highest serial correlation between precipitation and NDVI, = (2) and the value of the highest correlation, = max (3) which was tested for its statistical significance using Studentstest. = √ −2 1− 2 (4) Vegetation types Evergreen tropical forest Deciduous tropical forest Evergreen temperate forest Deciduous temperate forest Cloud forest Mixed forest Shrubland Grassland Dryland agriculture Irrigation agriculture mean 2009 1,372 749 799 662 1,568 837 263 806 823 480 836 2010 1,852 906 852 764 2,170 999 316 1,042 1,017 570 1,049 2011 1,616 823 686 638 1,801 824 197 823 827 449 868 2012 1,614 831 794 702 1,730 856 267 884 902 513 909 mean 1,613 827 783 692 1,817 879 261 889 892 503 916 B. Lag time between precipitation and NDVI Figure 2 depicts lag times between precipitation and NDVI as a surrogate for vegetation dynamics for four years. For the vast majority of the country there is the expected positive lag time, thus vegetation growth responds to precipitation with a lag of 20 to 40 days. Exceptions are mainly non-vegetated areas which were excluded from statistical analysis in Table II, irrigated agriculture which follows specific management cycles often independent from rainfall and coastal as well as inland wetlands such as Cuatro Cienegas in northern-central Mexico with a hydrology which makes them at least less responsive to precipitation. Figure 2 also depicts spatial-temporal differences, foremost in arid northern-central and northeastern Mexico in dry years 2011 and 2012. Vegetation types such as deciduous forests and grasslands show, on average, shorter response times, often within less than one month, than evergreen forests and shrublands (one to 1.5 months). Shortest responses are depicted for dryland agriculture, however with high variability among all years. TABLE II. MEAN OF LAG TIME (DAYS) BETWEEN PRECIPITATION AND NDVI FOR EACH VEGETATION TYPE. Vegetation types Evergreen tropical forest Deciduous tropical forest Evergreen temperate forest Deciduous temperate forest Cloud forest Mixed forest Shrubland Grassland Dryland agriculture Irrigation agriculture mean 2009 49.4 25.0 34.3 26.2 34.5 32.9 30.8 29.0 28.2 24.1 31.4 2010 55.2 27.8 30.5 26.0 38.4 31.6 27.8 24.5 23.9 24.1 31.0 2011 45.6 27.5 42.0 32.5 43.8 38.8 32.4 28.7 12.6 29.0 33.3 2012 55.3 25.2 41.9 30.6 44.0 37.2 32.0 27.7 23.1 29.6 34.6 mean 51.4 26.4 37.2 28.8 40.1 35.1 30.7 27.5 22.0 26.7 32.6 Figure 2. Lag time (days) between precipitation and NDVI for four years. C. Values of highest correlation coefficients Figure 3 illustrates that highest correlation coefficients, reaching values of 0.5, can be found in mountainous regions in western and central Mexico. While the vast majority of the country depicts significant correlations, area with insignificant correlations (p<0.05) correspond to surfaces with no apparent vegetation or irrigated agriculture, which often correspond spatially to locations with negative lags in Figure 2. Table III indicates that correlations are generally stronger for vegetation types that physiologically depend on precipitation. Similar to previous analysis of lag-times, both deciduous forest classes and grasslands depict higher correlations than their corresponding evergreen counterparts and shrublands. Dryland agriculture was expected to also show higher correlations, at least higher than irrigation agriculture, but the contrary was found which will require further spatial analysis. TABLE III. MEAN OF HIGHEST CORRELATION COEFFICIENT BETWEEN PRECIPITATION AND NDVI FOR EACH VEGETATION TYPE. Vegetation types Evergreen tropical forest Deciduous tropical forest Evergreen temperate forest Deciduous temperate forest Cloud forest Mixed forest Shrubland Grassland Dryland agriculture Irrigation agriculture mean 2009 0.22 0.35 0.34 0.34 0.27 0.35 0.20 0.28 0.23 0.31 0.29 2010 0.27 0.40 0.35 0.37 0.33 0.38 0.21 0.30 0.27 0.37 0.33 2011 0.26 0.39 0.35 0.38 0.32 0.37 0.19 0.29 0.27 0.34 0.32 2012 0.22 0.37 0.34 0.37 0.28 0.35 0.21 0.27 0.23 0.31 0.30 mean 0.24 0.38 0.34 0.36 0.30 0.36 0.20 0.29 0.25 0.34 0.31 V. DISCUSSION AND CONCLUSIONS This study shows positive temporal lags between precipitation and NDVI, which we attribute to a cause-effect relationship, thus vegetation growth is a response to the onset of rainfall at the end of the dry season. Besides spatially consistent patterns for all four years this study also shows that most correlation coefficients are statistically significant. Pixels with negative lag times or insignificant correlation coefficients correspond to non-vegetated areas and vegetation that are physiologically decoupled from natural precipitation cycles. Semi-arid areas in the northern-central portion of the country may show insufficient responses in NDVI time series during ephemeral rain in drought periods (2011, 2012), which caused a decoupling between precipitation and vegetation growth. We also found the hypothesized relationship of shorter time lags and higher correlation coefficients between precipitation and NDVI for vegetation types which physiologically depend on rainfall. A long, pronounced dry season has caused senescence and leaf fall, and once the rain season starts the vegetation response is rapid and pronounced. A secondary effect may be that classes such as deciduous forests and grasslands also depict a higher dynamic range in NDVI seasonal profiles, which may ease and stabilize linear serial correlation using Pearson. The fourth hypothesis, a stronger and faster reaction of vegetation for years with little precipitation, is not conclusive. Results of the four years suggest, in fact, the contrary but differences are yet too small and further analysis of a longer time series, rainfall anomaly analysis, and potentially other variables will be needed. Figure 3. Best correlation coefficient as a measure of strength between precipitation and NDVI. Not significant for p<0.05. We also note that, besides linking vegetation growth exclusively to precipitation, the current study is based on several methodological simplifications that require further investigation. Precipitation data are gridded estimates from satellite observations and in-situ measurements that may not reflect the true precipitation for each grid cell. 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