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Transcript
Online Supplement to:
The right ventricle under pressure;
Cellular and molecular mechanisms of right heart failure in pulmonary hypertension
Harm J. Bogaard MD, PhD1,2 [email protected]
Kohtaro Abe MD, PhD2,3 [email protected]
Anton Vonk Noordegraaf, MD PhD1 [email protected]
Norbert F. Voelkel, MD2
1
2
Dept of Pulmonary Medicine, VU University Medical Center, Amsterdam, The Netherlands;
Dept of Pulmonary Medicine and Critical Care, Virginia Commonwealth University, Richmond,
Virginia; 3Dept of Cardiovascular Medicine, Kyushu University Graduate School of Medical
Sciences, Fukuoka, Japan
First Author: Harm J Bogaard
Contact Address: 1101 E Marshall Street
Sanger Hall room 7-020
Richmond VA 23298
Fax: 001-804-628-0325
Tel: 001-804-628-9618
Correspondence to: Norbert Voelkel [email protected]
Conflict of interest statement: There are no conflicts of interest for any of the authors
1
Abbreviations
AC
ACE
ADAM-12
AM
ANP
ATII
AT1R
β-AR
β-ARK
BNP
CaMKII
cAMP
cGMP
CREB
CSC
CT-1
Cu
DAG
Dvl
E-C
ECM
EGF
eNOS
EPO
ET-1
ETA,B
Fz
GEF
GH
G protein
GPCR
GSK-3
HAT
HDAC
HIF-1α
HO-1
adenylate cyclase
angiotensin converting
enzyme
a disintegrin and
metalloprotease 12
adrenomedullin
atrial natriuretic peptide
angiotensin II
angiotensin type 1 receptor
β-adrenergic receptor
β-AR kinase
brain natriuretic peptide
Ca2+-calmodulin dependent
protein kinase II
cyclic adenosine
monophosphate
cyclic guanosine
monophosphate
cAMP-response element
binding protein
cardiac stem cell
cardiotropin-1
copper
diacylglycerol
disheveled protein
excitation-contraction
extracellular matrix
epidermal growth factor
endothelial NO synthase
(also NOS3)
erythropoietin
endothelin-1
ET-1 receptor A and B
Frizzled
guanine nucleotide
exchange factor
growth hormone
guanine nucleotide binding
protein
G protein coupled receptor
glycogen synthase kinase-3
histone acetyltransferase
histone deacetylase
hypoxia inducible factor 1α
heme oxygenase 1
IGF-1
IL
IP3
JAK
JNK
LIF
LIMP-2
LRP
LV
LTCC
MAPK
MCIP
MCP-1
MCT
2-ME
MHC
miRNA
MKK
MKKK
MMP
MOMP
MR
mTOR
NCX
NEP
NFAT
NGF
NO
NPR-A, B, C
PAB
PAH
PDE-5
PDGF
insulin-like growth hormone
1
interleukin
inositol-1,4,5-triphosphate
Janus kinase
c-Jun-N-terminal kinase
Leukemia inhibitory factor
lysosomal integral
membrane protein 2
LDL receptor–related
protein
left ventricle
L-type Ca2+ channel
mitogen activated protein
kinase
myocyte-enriched
calcineurin-interacting
protein
monocyte chemoattractant
protein-1
monocrotaline
methoxyestradiol
myosin heavy chain
microRNA
MAPK kinase
MKK kinase
matrix metalloproteinase
mitochondrial outer
membrane permeabilization
mineralocorticoid receptor
mammalian target of
rapamycin
Na/Ca2+ exchanger
neutral endopeptidase
nuclear factor of activated T
cells
neuronal growth factor
nitric oxide
natriuretic peptide receptors
A, B and C
pulmonary artery banding
pulmonary arterial
hypertension
phosphodiesterase type 5
platelet-derived growth
factor
2
PG
pGC
PGI2
PI3K
PIP2
PIP3
PKA
PKC
PKG
PLC
PPARα
PTEN
RAS
RNS
ROCK
ROS
RTK
RV
RyR
SERCA
prostaglandin
particulate guanylate
cyclase
prostacyclin
phosphatidylinositol-3
kinase
phosphatidylinositol-4,5biphosphate
phosphatylinositol-3,4,5triphosphate
protein kinase A
protein kinase C
protein kinase G
phospholipase C
peroxisome proliferatoractivated receptor α
phosphatase and tensin
homolog on chromosome
10
renin-angiotensin system
reactive nitrogen species
Rho kinase
reactive oxygen species
receptor tyrosine kinase
right ventricle
Ryanodine receptor
sarcoplasmic Ca2+ ATPase
sGC
Sir2α
SNO
SOD
SR
SRF
STARS
STAT-3
TAC
TAK1
Tcf/Lef
TGF-β1
TNF
TRF-1,2
Trx
VEGF
VHL
XO
soluble guanylate cyclase
silent information regulator
2α
NO-modified cysteine thiols
superoxide dismutase
sarcoplasmic reticulum
serum response factor
striated muscle activator of
rho signaling
signal transducer and
activator of transcription 3
transverse aortic
constriction
TGF-β-activated kinase 1
T-cell factor/Lymphocyte
enhancer factor
transforming growth factor
β1
tumor necrosis factor
telomeric binding proteins 1
and 2
thioredoxin
vascular endothelial growth
factor
von Hippel-Lindau protein
xanthine oxidase
3
1. Animal models for the study of pulmonary hypertension and right heart failure
The degree of RV adaptation and failure varies substantially in current PAH animal models (see
table e1). Presently used animal models to study the vascular changes in pulmonary hypertension
all have their limitations in the study of PAH associated right heart failure. Chronic hypoxia is
associated with increased RV afterload due to hypoxic pulmonary vasoconstriction and
pulmonary vascular smooth muscle cell hyperplasia 1-4. However, the impossibility to
differentiate between the effects of pressure overload and the direct effects of hypoxia limits
extrapolation from this model to right heart failure in PAH. The toxic effects of monocrotaline
(MCT), a pyrrolizidine alkaloid that causes pulmonary vasculitis and subsequently vascular
remodeling, are generally assumed to be pulmonary specific 2;5-12. However, MCT is also used to
generate liver damage and hepatic veno-occlusive disease 13. It is possible that the proinflammatory and pro-coagulant responses elicited by MCT-induced pulmonary vaculitis have
systemic effects and contribute to heart failure. In fact, Akhavein et al recently demonstrated that
shortly after MCT administration (even before pulmonary hypertension develops), extensive
inflammatory changes can be seen in both ventricles and that these changes are associated with
depressed contractile function, especially in the LV 14. When MCT is combined with aortocaval
shunting, the developing pulmonary vascular changes more closely resemble those of human
severe PAH 15. Since right heart failure in this model of flow-associated PAH comes about by a
combination of pressure and volume overload, this model may reflect failure in congenital heart
disease, but not RV failure in most types of human PAH. More recently a model of severe
angioproliferative pulmonary hypertension has been developed based on a single administration
of the vascular endothelial growth factor (VEGF) receptor blocker SU5416 16-18. This drug
induces pulmonary endothelial cell apoptosis and secondary vascular remodeling, but the
specificity of SU5416 for the pulmonary endothelium has not been determined. Both SU5416
and MCT may affect the myocardial microcirculation directly.
Pulmonary artery banding (PAB) has no other direct effects than increasing afterload, but
RV adaptation in this model is very dose and species dependent. Cat and dog PAB models have
been used incidentally to study the RV response to acute and chronic increases in afterload 19-22.
Although rabbit and rodent PAB models are useful to study acute increases in RV afterload, the
high short-term mortality rates in some of these models (e.g. 50% after one week of PAB in
4
rabbits) questions their suitability to study the development of right heart failure in PAH 23-31.
The rodent RV subjected to PAB displays many changes that have been originally described in
the pressure overloaded LV: fetal gene re-expression, β-adrenergic receptor (β-AR)
dysregulation, altered expression of sarcoplasmic reticulum (SR) proteins, myocardial fibrosis
and increased apoptosis 23-27;29-31. State-of-the-art research on LV pressure overload has moved
forward to address the relative importance of these changes in the transition from compensated
hypertrophy to heart failure, making use of transgenic knock-outs and constitutive activation of
signaling pathways, with or without additional stressors like transverse aortic constriction
(TAC)32-60 and agonist infusion (e.g. catecholamines and angiotensin II (ATII), see table e2) 3437;39;49;51;58;61;62
. Transgenic approaches have not been applied to specifically study the transition
from RV hypertrophy to failure. Other important left heart failure models are based on coronary
ligation (myocardial infarction) or ischemia/reperfusion 63-68 The relevance of these models to
right heart failure associated with PAH is unknown, since it is undetermined whether ischemia
plays a role in severe RV pressure overload.
5
2. Mechanisms of contractile dysfunction in heart failure
Myocyte excitation-contraction coupling
Myocyte excitation-contraction (E-C) coupling involves cytosolic Ca2+ entry through L-type
Ca2+ channels (LTCCs); the resultant increase in intracellular Ca2+ triggers further Ca2+ release
from the SR through the ryanodine receptor (RyR, see fig. e1)69. Intracellular Ca2+ binds to
troponin C within the myofilaments, which initiates contraction. Subsequent relaxation depends
on dissociation of Ca2+ from troponin C and Ca2+ reuptake by the SR through a Ca2+-ATPase
(SERCA), interacting with phospholamban 70. Ca2+ is than removed trans-sarcolemmally through
the Na/Ca2+ exchanger (NCX) in its forward mode. Unphosphorylated phospholamban inhibits
SERCA, and by phosphorylating phospholamban protein kinase A (PKA) enhances SERCAmediated Ca2+ re-entry into the SR during diastole 70. The efficiency of the trigger (the size of the
inward Ca2+ current) needed to cause Ca2+ release from the SR (i.e. the E-C coupling gain, a
determinant of contraction velocity) has been shown to be reduced in human heart failure. This
can be the result of either functional defects in LTCCs, an increased distance between LTCCs
and RyRs, decreased SR Ca2+ stores or functional abnormalities of the RyR 71. It has also been
shown that heart failure is associated with a sustained increase in intracellular Ca2+
concentration, interfering with normal E-C coupling and diastolic relaxation (in addition to
inducing maladaptive hypertrophic pathways). Proposed mechanisms are hyperphosphorylation
of the RyRs by PKA (while PKA initially improves Ca2+ handling, long-term PKA signaling
makes RyRs leaky), decreased SERCA expression/activity and enhanced SERCA inhibition
through phospholamban 71-73. Heart failure is also associated with an increase in the intracellular
Na+ concentration, putting the NCX in its reverse mode and contributing to a further increase in
intracellular Ca2+ concentration 71. The described abnormalities are well established in left heart
failure and some of these (decreased expression of mRNAs of SERCA, phospholamban and
RyR) have also been shown after PAB in rabbits and rats, without clarification of their
consequences for RV systolic function and protein expression 25;26.
Mitochondria, ATP and high energy phosphates
Mitochondria of cardiomyocytes in the failing left heart (there are no data on RV failure in this
respect) have structural abnormalities and display reduced activities of electron transport-chain
6
complexes, reduced ATPase synthase capacities and increased levels of uncoupling proteins that
cause them to produce heat rather than ATP 74. In advanced heart failure, myocardial ATP levels
decrease by 30-40%, but these levels are still well above those required for ATP consuming
reactions. A more profound decrease is seen in levels of the high-energy phosphate metabolites
creatine and phosphocreatin, contributing to contractile dysfunction when the heart is stressed,
such as during the increased sympathetic drive of exercise 74. Concomitantly increased levels of
free intracellular ADP further reduce the inotropic reserve. Since there are no known
interventions that can directly address these abnormalities, improving myofibrillar efficiency of
ATP utilization with calcium-sensitizing drugs is thus far the only possible intervention in this
regard 75.
Myocardial substrate use
It has been postulated that modification of myocardial substrate use (from fatty acids to glucose)
could be used as a strategy to increase the heart’s efficiency and lower the oxygen cost of energy
generation 76. This is still a matter of debate, however, since there are inconsistencies in reports
on glucose uptake and utilization in heart failure 74. Using [18F]fluorodeoxyglucose positron
emission tomography, increased RV glucose utilization was shown in PAH, which was reversed
by PGI2 treatment 77. End-stage heart failure, however, is associated with insulin resistance and
decreased glucose uptake and utilization 74. The nuclear receptor peroxisome proliferatoractivated receptor (PPAR)α plays an important role in the balance between lipid and glucose
metabolism. PPARα regulates the expression of genes that encode proteins involved in the
uptake and β-oxidation of free fatty acids and cellular cholesterol trafficking. PPARα is
downregulated in human heart failure, but the consequences of this are controversial. On the one
hand, a switch to glucose as a substrate yields more ATP per molecule of oxygen, which could
be beneficial in a hypoxic heart 78. On the other hand, downregulation of PPARα is associated
with a dysbalance between reactive oxygen species (ROS) and antioxidants via decreased
superoxide dismutase (SOD) expression 79.
7
3. Causes and consequences of neurohormonal activation and autocrine/paracrine
signaling
Reduced tissue perfusion due to a decreased cardiac output activates neurohormonal pathways
that are first beneficial (maintenance of blood pressure and renal perfusion), but will eventually
decrease cardiac function. Heart failure is associated with upregulation of the renin-angiotensin
system (RAS, with ATII as the most important factor involved in cardiac remodeling),
adrenergic overstimulation and increased expression of several counter regulating peptides (e.g.
natriuretic peptides), all of which have been shown to influence cardiac myocytes, fibroblasts,
immune cells and the extracellular matrix. Many of the neurohormones that reach the heart
through the systemic circulation are also secreted locally by resident cardiac cells (myocytes,
endothelial cells and fibroblasts) and, together with factors that are secreted locally only, affect
cardiomyocyte growth, proliferation and survival.
Angiotensin II: primary example of a maladaptive hypertrophic signal
Activation of the RAS involves secretion of renin by juxtaglomerular cells in the kidney in
response to reduced perfusion, subsequent renin-induced cleavage of hepatogenic
angiotensinogen and production of angiotensin I, and finally conversion of angiotensin I by
angiotensin coverting enzyme (ACE) to ATII. The plasma-localized RAS is important in the
regulation of salt/water homeostasis and vasoconstriction, regulating blood pressure. ATII can
also be produced locally in tissues under different forms of stress, not only by circulating renin
and ACE, but also by other enzymes which cleave angiotensinogen and convert angiotensin I 80.
Locally produced ATII is involved in tissue remodeling by promoting hyperplasia and
hypertrophy of vascular smooth muscle cells, hypertrophic cardiac remodeling and myocardial
fibrosis 81. Whereas most evidence concerning the role of ATII signaling in pressure overload
related heart failure comes from studies on the LV, PAB in rabbits has been shown to cause RV
hypertrophy and systolic dysfunction due to signaling defects downstream of ATII (in fact, the
density of its receptor, AT1R, was increased) 28. Genetic variation in ACE expression has been
implicated in the differences in survival between PAH patients 82.
Most effects of ATII on the heart are mediated by the AT1R, which is a G protein coupled
receptor (GPCR). GPCRs are transmembrane receptors with seven domains linked to a guanine
8
nucleotide binding protein (G protein) 83. GPCR binding with ligand (ATII, catecholamines, ET1 and others) activates the G protein. Depending on the stimulating ligand and receptor, different
downstream effectors are activated, such as phospholipases, adenylate cyclase (AC) and various
kinases (see fig. e2 and fig. 3). This results in the release of the second messenger molecules
such as inositol-1,4,5-triphosphate (IP3), diacylglycerol (DAG) and cyclic adenosine
monophosphate (cAMP) 83. Stimulation of the AT1R is also associated with production of
arachidonic acid, linking ATII to inflammatory pathways. Moreover, the AT1R participates in
several G-protein independent pathways, including those involving receptor tyrosine kinases
(RTKs, e.g. receptors for insulin, epidermal growth factor (EGF), and platelet-derived growth
factor (PDGF) ) and non-receptor tyrosine kinases (Src family kinases, Janus kinase (JAK) ),
providing a link with signaling through transforming growth factor (TGF)-β1, mitogen activated
protein kinases (MAPKs) and aldosterone. Many of ATII’s effects on the heart and vasculature
are potentiated by interactions with TGF-β1 and aldosterone, although the underlying
mechanisms are still ill defined. Other ATII mediated pathologic effects in the vasculature occur
via activation of small GTP binding proteins, NAD(P)H oxidases and subsequent generation of
ROS 81.
Phospholipase C, protein kinase C, calcineurin
Binding of ATII to the AT1R (and similarly, ET-1 or catecholamines to their GPCR) leads to
phospholipase (PLC)-β activation. PLC-β releases IP3 and DAG from the plasma membrane; IP3
subsequently activates Ca2+ channels in the SR and the resulting Ca2+ release into the cytoplasm,
in conjunction with upregulation of transient receptor potentials (TRCPs), leads to a sustained
increase in the intracellular Ca2+ concentration which activates calmodulin and calcineurin
phosphatase 49;72;84. DAG activates kinases of the PKC family (see below). PLC-β/PKC
signaling-related hypertrophy is mainly eccentric and is associated with reduced contractility,
adrenergic dysfunction and apoptosis 84.
In a thus far undetermined way, cardiac myocytes are able to distinguish between the
Ca2+ pools involved in contraction and pools involved in transcription-dependent remodeling. It
is assumed that Ca2+ compartmentalization and distinct patterns of Ca2+ concentration waveforms
trigger specific signal transduction pathways that are otherwise insensitive to the moment-tomoment fluctuations in Ca2+ concentration that are associated with myocyte contraction 72. After
9
activation by the increase in intracellular Ca2+ concentration, calmodulin activates
calcium/calmodulin-dependent protein kinase, which promotes the expression of the
transcription factor MEF2 (via nucleo-cytoplasmic transfer of repressing histone deacetylases
(HDACs, see below) 85. MEF2, mediated by the action of the cytoskeletal protein STARS
(striated muscle activator of rho signaling) upregulates the activity of the pro-hypertophic
transcription factor SRF (serum response factor) 48. STARS expression is upregulated in human
heart failure, and transgenic overexpression of STARS in mice enhances the development of
maladaptive hypertrophy and heart failure after TAC 48;86. Overexpression of SRF without
external stimuli is sufficient to cause eccentric hypertrophy and heart failure. In addition to its
direct effects on the expression of transcription factors, calmodulin regulates Ca2+ handling and
E-C coupling via LTCCs, RyR and SERCA, with a recent report demonstrating early cardiac
hypertrophy in mice with impaired calmodulin regulation of RyR2 87.
Calcineurin activity is increased in human hearts with compensated hypertrophy, while
constitutive activation of calcineurin in transgenic mouse hearts is sufficient to induce massive
cardiac enlargement and eventually heart failure 88;89. Active calcineurin dephosphorylates the
NFAT (nuclear factor of activated T cell) transcription factor, and dephosphorylated NFAT
translocates into the nucleus (see fig. 3). In the nucleus NFAT activates transcription in
cooperation with other transcription factors, including MEF2 and GATA-4 90.
Dephosphorylation of NFAT by calcineurin is inhibited by the transcription factor glycogen
synthase kinase-3 (GSK-3, see below) 91. Recently, a family of calcineurin inhibitory proteins
termed MCIPs (myocyte-enriched calcineurin-interacting proteins) were identified that seem to
function as endogenous modulators of calcineurin activation in the heart 92. Suppression of
calcineurin signaling by either overexpression of MCIP or GSK-3 aborts the hypertrophic
response to TAC without affecting LV systolic function 37;38. These findings may not be
extrapolated to the pressure overloaded RV in PAH without caution. Normal RV afterload and
RV wall thickness are only one fifth of that of the LV; the stress imposed by PAH on the RV
(doubling or tripling of afterload in comparison with an approximate 50% increase in TAC
models) might still require a considerable degree of hypertrophy. There is limited published data
available on PKC and calcineurin signaling in the pressure overloaded RV. Braun et al showed
that whereas PKC activity was enhanced after PAB in rats, there was no change in expression of
calcineurin subunits 31. Moreover, ACE inhibition did not affect the degree of hypertrophy or
10
PKC upregulation. In another report, PAB was shown to be associated with increased expression
of MEF2 and GATA-4 in the RV 30.
MAPK cascades
Signaling cascades involving MAPKs are recognized as important determinants of the cardiac
response to stress. In these cascades, MAPKs are phosphorylated and activated by upstream
MAPK kinases (MKKs) which are, in turn, phosphorylated and activated by MKK kinases
(MKKKs) 93. In the heart, extracellular signal-regulated kinase ERK1/2 is activated by prohypertrophic signals (partly mediated by GPCRs and small GTP binding proteins) 94, whereas the
c-Jun-N-terminal kinases (JNKs) and p38 MAPKs are activated by cellular stress (hypoxia,
stretch, oxidative injury) and are associated with cardiac myocyte apoptosis, inflammation and
fibrosis (see fig. e2) 95-97. Overexpression of MAPK phosphatase 1, which inhibits ERK1/2, JNK
and p38, prevents both agonist-induced hypertrophy in vitro and pressure overload-associated
hypertrophy in vivo, thus demonstrating a significant role for these pathways in hypertrophic
signaling 34. Stretched cardiac fibroblasts show integrin-dependent activation of ERK1/2 and
JNK 98. How cell receptors or stress link to the activation of MAPK cascades is not well
understood. It is largely undefined which transcription factors MAPKs phosphorylate and what
genes are expressed or suppressed as a result of MAPK signaling in the heart, although NFAT
and MEF2 have been implicated 92;99.
Small GTP binding proteins
This family consists of multiple members, regulating diverse cellular processes such as cell
growth, division and survival, organization of the cytoskeleton, membrane trafficking, and
cellular motility. Activation of various receptors (GPCRs, RTKs, receptor-independent tyrosine
kinases) is associated with the activation of guanine nucleotide exchange factors (GEFs). GEFs
mediate substitution of the GDP bound to small GTP binding proteins for GTP. The small GTP
binding proteins subsequently acquire GTPase activity and hydrolyze GTP, using the energy to
activate various other signaling processes. Five families of small GTP binding proteins have
been described (ras, rho, ARFs, rab, ran), each consisting of several members 100. Ras signaling
is coupled to multiple downstream effectors involved in the hypertrophic response, including
phosphatidylinositol 3-Kinase (PI3K) and MAPKs 92;100. Moreover, activated ras promotes
11
nuclear localization of NFAT, whereas a dominant-negative ras-mutant (N17ras) has been shown
to abrogate phenylephrine induced increase in NFAT activity 101. In the heart, the rho family of
small GTP binding proteins (RhoA, Rac, and Cdc42 subfamilies) regulates the cytoskeletal
organization of non-muscle cells as well as cardiomyocytes 102;103. Rho signaling is in many
different ways involved in the hypertrophic cardiac response and there are excellent reviews with
detailed information 104. To give a few examples, activation of Rho kinase (ROCK) by RhoA is
involved in adrenergic and ET-1 induced upregulation of MEF2, SRF and GATA-4 92;105-108.
ROCK activation may contribute to hypertrophic sarcomere organization 92. Two recent reports
showed that ROCK and caspase-3 activation are tightly intertwined in causing cardiomyocyte
apoptosis, with ROCK acting both up- and downstream of caspase-3 46;109. A recent study that
used targeted deletion of the ROCK-1 isotype in the mouse heart contrasted with many previous
studies that relied on pharmacological inhibitors of ROCK. ROCK-1 knock-out in a TAC mouse
model did not prevent the development of hypertrophy but rather attenuated the development of
cardiac fibrosis 44. There is strong evidence that ROCK activation also plays a role in the
initiation and/or propagation of pulmonary vasoconstriction and vascular remodeling in PAH
3;4;7;110-112
.
Aldosterone
As an important mediator of the RAS, aldosterone is best known for its effects on extracellular
fluid and potassium homeostasis. The neurohormone is increasingly recognized, however, for its
role in the development of heart failure associated with pressure overload and myocardial
infarction. Aldosterone has been shown to promote endothelial dysfunction, induce vascular
inflammation and myocardial ischemia, increase collagen synthesis in cardiac fibroblasts,
increase oxidative stress via NADPH oxidase, and stimulate cardiomyocyte apoptosis 113.
Likewise, mineralocorticoid receptor (MR) blockade (despite concomitant use of ACE inhibitors
or AT1R blockers) is associated with increased nitric oxide (NO) bioavailability, reduced cardiac
fibrosis and LV mass, improved LV ejection fraction and diastolic function, and reduced
mortality 113-115. The underlying signaling mechanisms are not yet fully elucidated. Aldosterone
is produced by the adrenals in response to ATII; whether local production in the heart occurs in
humans is still a matter of debate 113. MR binding with aldosterone is associated with ERK1/2
activation, which seems to be mediated by MR induced transactivation of the EGF receptor 116.
12
The AT1R is capable of a similar transactivation of the EGF receptor (as are other GPCRs),
which effect is potentiated by aldosterone 117.
Transforming growth factor Beta 1 (TGF-β1)
TGF-β1 is upregulated in the heart in response to chronic pressure overload, predominantly
mediated by ATII 118;119. In fact, many of ATII’s effects on ventricular mass, cardiomyocyte size,
and contractility are mediated by TGF-β1 120. Most cardiac TGF-β1 mRNA can be found in
cardiac fibroblasts, which is reflected in the association of TGF-β1 activation with increased
myocardial fibrosis and the progression to systolic and diastolic heart failure during chronic
pressure overload 118. After excretion, TGF-β1 binds to a dimerized complex of two serinethreonine kinase receptors (TGF-β1 receptors 1 and 2) and subsequent signaling is realized via
two different pathways: phosphorylation of Smad proteins and activation of TGF-β-activated
kinase (TAK)1 121. The TGF-β1–Smad pathway appears to be involved in the activation of
collagen-gene promoter sites, primarily enhancing DNA translation of collagen type I 121. TAK1
is a MKKK family member and links TGF-β1 to the MAPKs p38 and JNK122. TAK1 is
expressed at low levels in the normal adult heart, but transgenic constitutive activation of TAK1
in the myocardium without overload is sufficient to reproduce the full histological picture of
heart failure, including hypertrophied cardiomyocytes, fetal gene re-expression, cardiomyocyte
drop-out (with high rates of apoptosis) and interstitial fibrosis 122. TAK1 can also be activated by
other cytokines than TGF-β1, including tumor necrosis factor (TNF)α and interleukin (IL)-1 123.
Catecholamines
The effect of interaction of adrenergic agonists (adrenalin and noradrenalin) with their GPCR is
dependent on the adrenergic receptor subtype. Upon receptor binding, AC is activated and cAMP
is produced (β1 and β2 receptors), PI3K is activated (β2 receptors), MAPKs are activated (β2 and
α1 receptors) and IP3 and DAG are produced (α1 receptor) 83. There are a number of ways in
which adrenergic stimulation contributes to hypertrophy and, after prolonged simulation, to
cardiac dysfunction. Production of cAMP leads to the activation of PKA, which initially
improves Ca2+ handling (phosphorylation of phospholamban increases Ca2+ reuptake by the SR
through SERCA). Long-term PKA signaling, however, leads to hyperphosphorylation of RyRs
and a sustained increase in intracellular Ca2+ and maladaptive hypertrophy. PKA phosphorylates
13
the transcription factor CREB (cAMP-response element binding protein), which has also been
suggested to contribute to the development of ventricular dilatation and failure 124.
Phosphorylated CREB interacts with CREB binding protein and p300, a histone acetyltransferase
(HAT), to induce relaxation of the chromatin structure and promote gene activation (see below)
125
. It was recently shown that cAMP may also affect cardiomyocyte calcium handling through
PKA independent mechanisms, such as activation of epac (exchange protein activated by cAMP)
and, subsequently, Ca2+-calmodulin dependent protein kinase II (CaMKII) 126.
Chronically increased levels of circulating catecholamines, such as in human heart
failure, are associated with a decrease in β-AR density 83 and a PI3K (subtype p110γ) mediated
increase in the expression of β-AR kinase (β-ARK), which is a kinase that phosphorylates the
cytoplasmic tail of the receptor and decreases its sensitivity 43. Expression of a dominant
negative β-ARK mutant prevents pathological hypertrophy and heart failure in mice chronically
infused with isoproterenol 61 and in rabbits subjected to PAB 29. This seems paradoxal in the
light of the clinical finding that blocking the β-AR in patients with heart failure improves
survival and prevents pathological remodeling 127. The consequences of PLC-β and MAPKs
activation by chronic adrenergic stimulation were discussed above. Finally, pressure overload in
the MCT model is associated with RV specific anatomical sympathetic hyperinnervation, which
is due to upregulation of cardiomyocyte-derived neuronal growth factor (NGF) 12. The newly
developed neurons have embryonic characteristics and are functionally inferior to mature
neurons. Upregulation of NGF in the MCT model likely results from ET-1 signaling 128.
Endothelin-1
In addition to its vasoactive effects, ET-1 regulates a variety of biological processes in nonvascular tissues. ET-1 augments cardiomyocyte contractility and plays a role in the development
of pressure overload induced cardiac hypertrophy 129;130. ET-1 can induce mast cell degranulation
and subsequent activation of matrix metalloproteinases (MMPs) 131. In PAH and heart failure,
ET-1 serum concentrations are elevated, due to increased production by endothelial cells and
cardiomyocytes in response to various stimuli (e.g. vasoactive hormones, growth factors, shear
stress, hypoxia, ROS) 130;132;133. ET-1 production is inhibited by cGMP, either produced in
response to NO or natriuretic peptides 130.
14
ET-1 exerts its effects through two GPCR-receptor subtypes, ETA and ETB; the former
predominates in the rat myocardium 134. Heart failure in rats leads to an increased ETA receptor
density 133. Upon activation of the receptor, PLC-β is activated (with downstream activation of
the calcineurin/NFAT pathway), IP3 and DAG are released from the cell membrane (with
subsequent activation of PKC) and the small GTP binding proteins RhoA and Ras are activated
129;135
. Mediated by calcineurin-NFAT signaling, ET-1 transactivates the pro-survival
transcription factor bcl-2 in cardiomyocytes, protecting the heart from apoptosis 136. In addition,
ETA receptor activation (as AT1R and MR activation) is associated with activation of PI3K
subtype p110γ and transactivation of the EGF receptor. This transactivation is mediated by a
disintegrin and metalloprotease 12 (ADAM-12) 36. Blocking ADAM-12 signaling prevents the
development of hypertrophy in mice subjected to TAC, improving systolic function at the same
time 36. Finally, ET-1 signaling leads to activation of the MAPK cascade involving ERK1/2 129.
In summary, ET-1 is associated with a myriad of signaling pathways, but the relative importance
and interdependence of these pathways in ET-1’s pro-hypertrophic action are not yet fully clear.
In patients with PAH associated heart failure, the direct effects of ET-1 signaling on the heart are
mixed with its stimulation of pulmonary vasoconstriction and vascular remodeling.
Prostaglandins
For more than a decade, prostaglandins (PGs) have been the cornerstone of PAH treatment 137.
However, little is still known about their mode of action in the heart. The effects of PGI2 and 4
related, naturally occurring, cyclooxygenase metabolites (prostanoids) PGD2, PGE1, PGE2, and
PGF2α are cell type specific and depend on the activation of a specific PG receptor subtype
(GPCRs coupled to inhibiting or stimulating G proteins) 138. Through either inhibition or
stimulation of AC, PGs affect platelet aggregation, vascular tone and growth and proliferation of
endothelial cells, smooth muscle cells and fibroblasts. It is generally assumed that the therapeutic
effect of PGs in PAH comes about by induction of pulmonary vasodilatation and inhibition of
vascular remodeling 139. It has to be recognized, however, that PGs have important direct effects
on the heart. In patients with severe heart failure, i.v. administration of epoprostenol (synthetic
PGI2) results in an immediate and substantial increase in cardiac output and a reduction in
cardiac filling pressures 140. Whereas this could follow reflex tachycardia and pulmonary
vasodilation with improved right ventriculoarterial coupling 21;140, molecular effects on cardiac
15
cells and signaling pathways are also possible. In a model of flow-associated PAH, the synthetic
PGI2 analog iloprost improved RV contractility and capillary-to-myocyte ratio (but not density),
independently from a change in RV afterload 15. PGI2 has been reported to suppress pressure
overload–induced cardiac hypertrophy via the inhibition of both cardiomyocyte hypertrophy and
cardiac fibrosis. Both effects are considered to originate from the action on non-cardiomyocytes,
but the underlying mechanisms are undetermined 40.
Atrial and brain natriuretic peptides (ANP and BNP)
The expression of natriuretic peptides is increased both in PAH and in heart failure; the primary
stimulus is increased ventricular stretch, but this response is modulated by many other factors,
such as ATII, ET-1, circulating catecholamines, α1 and β2 stimulation and hypoxia 141. Integrins
are important for linking stress to increased atrial natriuretic peptide (ANP) gene expression 142.
ANP and brain natriuretic peptide (BNP) bind to the natriuretic peptide receptors NPR-A, NPRB and NPR-C. Upon binding of the natriuretic peptides to NPR-A, the particulate guanylate
cyclase (pGC) that is linked to the receptor produces cyclic guanosine monophosphate (cGMP),
which in turn activates protein kinase G (PKG, see fig. e3 and below) 143. Natriuretic peptides are
primarily involved in vasodilation and fluid balance. By inhibiting RAS and the sympathetic
system 141, they indirectly suppress cardiac hypertrophy and fetal gene expression. Moreover,
there is evidence that ANP/BNP induced cGMP signaling directly attenuates cardiomyocyte
hypertrophy in response to TAC 39, inhibits cardiomyocyte apoptosis via nuclear accumulation of
zyxin and Akt1144 and prevents myocardial fibrosis through inhibition of cardiac fibroblasts
33;145
146
. Binding of ANP and BNP to NPR-C is followed by endocytosis and lysomal degradation
, but more important for peptide clearance is inactivation by neutral endopeptidase (NEP) 147.
Nitric oxide, cyclic guanosine monophosphate and protein kinase G
cGMP is a ubiquitous intracellular secondary messenger in the cardiovascular system. Whereas
the natriuretic peptides activate pGC, NO induces the formation of cGMP through activation of
soluble guanylate cyclase (sGC, see fig. e3) 143. cGMP is degraded by the action of PDEs; some
PDE subtypes hydrolyze cGMP only (PDE5, PDE6, PDE9), whereas others degrade cAMP
(PDE3, PDE4, PDE7, PDE8) or both cGMP and cAMP (PDE1, PDE2).148 Whereas a role for
cGMP in cardiac contractility, lusitropy and ion channel responsivity is well established, the
16
extent to which natriuretic peptides versus NO mediate these effects is less clear 149. Part of the
divergent actions of natriuretic peptides and NO seem to result from the fact that they are
involved in the generation of cGMP in different subcelllular locations: at the plasma membrane
in case of the former and in the cytosol in case of the latter. This compartimentalization is
enhanced by the fact that PDE5 controls the soluble but not the particulate cGMP pool 150.
The effect of cGMP on myocardial contractility depends on its interaction with the PDEs
and cAMP. Theoretically, cGMP can decrease contractility by decreasing cAMP concentrations
through inhibition of AC and induction of PDE2 (see fig. e3) 151;152. In addition, phosphorylation
of troponin I by a cGMP-dependent protein kinase can decrease the sensitivity of the contractile
apparatus to Ca2+ and accelerate myocardial relaxation 151. On the other hand, it was recently
shown in PAH patients and MCT induced RV hypertrophy that cGMP can in fact increase
contractility by increasing cAMP concentrations 153. The authors explained this apparent paradox
by cGMP related inhibition of the cGMP sensitive PDE3. They also showed that compared to the
normal RV, RV hypertrophy (both human and experimentally induced) is associated with a
considerable decrease in PKG activity. At the same time, PDE5 was only expressed in the
hypertrophic RV and not in the normal RV 153.
cGMP/PKG signaling protects the heart from apoptosis 154;155 and blunts the
hypertrophic response to pressure overload and isoproterenol, which is associated with inhibition
of the calcineurin/NFAT pathway, PI3K/Akt1 signaling and ERK1/2 cascades 39;42;156. PKG
interacts in a complex way with RhoA signaling. Whereas PKG can phosphorylate RhoA,
forcing its cytosolic location and thereby preventing downstream activation (a potentially
additional way of counteracting pro-hypertrophic signals), a basal level of PKG is necessary for
transcription and protein stabilization of this small GTP binding protein 157.
It should be noted that NO plays many roles in the cardiovascular system, some of which
are independent from its induction of sGC. Whereas some issues concerning nitrosative stress
will be dealt with below, we refer to other reviews for a thorough discussion on how NO affects
excitation-contraction coupling and myocardial relaxation, heart rate, myocardial energetics and
myocardial substrate utilization, and on how NO can exert both beneficial and deleterious effects
in pathological situations (ischemia-reperfusion, left ventricular hypertrophy, heart failure,
transplant vasculopathy and rejection, myocarditis) 158.
17
Adrenomedullin
Adrenomedullin (AM) is another peptide that is upregulated in heart failure and could have
important cardio-protective effects 159. Circulating levels are also elevated in PAH and correlate
strongly with right atrial pressure 160. AM gene expression is promoted by various stimuli,
including inflammation, hypoxia, oxidative stress, mechanical stress and activation of RAS and
the sympathetic nervous system 161. Its signaling compares to natriuretic peptides in many
aspects: AM induces systemic and pulmonary vasodilatation and natriuresis, AM inhibits ET-1
signaling, AM inhibits RAS and the sympathetic nervous systems, AM inhibits fibroblast
proliferation and AM is cleared by NEP. Surprisingly, binding of AM to its receptor results in
activation of AC instead of pGC, which could be responsible for a possible positive inotropic
effect of AM (although this is still controversial) 161. As discussed above, chronic stimulation of
AC may be detrimental for cardiac function. The fact that AM signaling mimics natriuretic
peptide signaling could be due to its stimulating effect on endothelial NO synthase expression.
Finally, AM stimulates Akt1 mediated angiogenesis (see below for details on the complex
relation between Akt1 and angiogenesis) and inhibits endothelial and cardiomyocyte apoptosis
161;162
.
Apelin
Apelin is a recently discovered neurohormone that is upregulated in heart failure and ischemia
(via hypoxia inducible factor, HIF-1α) and seems to have natriuretic, vasodilating, antiproliferative and positive inotropic effects 163. High levels of mRNA of both apelin and its GPCR
APJ are found in cardiac myocytes, vascular smooth muscle cells and endothelial cells. It has
been proposed as a new therapeutic target, but more research is warranted on its exact mode of
action 163.
Growth hormones and the PI3K/Akt1 pathway
Growth hormone (GH) and insulin-like growth hormone (IGF-1, secreted by the liver in response
to GH) play a role in cardiac development and the maintenance of its structure and function.
There is a high incidence of concentric cardiomyopathy in acromegalic patients 164 and cardiac
function improves when patients with GH deficiency are treated with GH 165. IGF-I directly
18
causes cardiomyocyte hypertrophy in rats, 166 is involved in myofilament calcium sensitization167
and inhibits apoptosis 168.
An important signaling pathway of IGF-1 is the PI3K/Akt1 pathway (see fig. 3). The
same pathway is also used by insulin, cardiotropin-1 (CT-1) and PDGF. Binding of these ligands
to their membrane RTK activates PI3K (subtype p110α). PI3K phosphorylates the membrane
phospholipid phosphatidylinositol-4,5-biphosphate (PIP2), which leads to the formation of
phosphatylinositol-3,4,5-triphosphate (PIP3) and recruitment of the protein kinase Akt1 (also
known as PKB) to the cell membrane together with its activator PDK1. After activation of Akt1,
signaling events are induced that are associated with normal myocardial growth, physiological
hypertrophy and prevention of cellular senescence 84;169. The PI3K/Akt1 pathway is inhibited by
PTEN (phosphatase and tensin homolog on chromosome 10), which is a tumor-suppressor
phosphatase that dephosphorylates PIP3 and therefore prevents Akt1 activation 170.
After activation of Akt1 the mammalian target of rapamycin (mTOR) is activated and
GSK-3 is inhibited. mTOR is a central signaling molecule for hypertrophy-associated protein
synthesis. mTOR can be up-regulated by a second -Akt1 independent- way through the
activation of the ERK1/2 pathway by GPCRs. GSK-3 is a negative regulator of both normal and
pathologic stress-induced growth 37;171. Induction of the PI3K/Akt1 pathway releases the cellular
protein synthesis machinery from its tonic inhibition by GSK-3. Examples of hypertrophic
growth regulating transcription factors that are normally inhibited by GSK-3 are c-Myc, GATA4 and NFAT (see above for the link with calcineurin signaling) 84. Transgenic mice that express a
constitutively active form of GSK-3 under control of a cardiac-specific promoter are
physiologically normal under nonstressed conditions, but have a diminished hypertrophic
response to chronic β-adrenergic stimulation and pressure overload. Remarkably, systolic
function in these circumstances was unaffected despite the absence of hypertrophy 37. It should
be noted that GATA-4 provides a substrate for the anti-apoptotic aspects of Akt1 signaling, since
this transcription factor upregulates the survival factor Bcl3 172. There are, however, many other
ways in which Akt1 acts as a pro-survival factor (activation of Bad, IKKβ, Foxo3a and
procaspase-9) 173.
Binding of ATII, catecholamines and ET-1 to their GPCR is associated with a similar
pathway, involving Akt1 and another PI3K subtype (p110γ). While activation of Akt1 through
p110α is considered a beneficial response, activation through p110γ is associated with
19
maladaptive hypertrophy. Since this type of Akt1 activation is associated with the same
induction of mTOR and inhibition of GSK-3, it is likely that other detrimental effects of p110γ
signaling such as the activation of β-ARK and a decreased capillary density are responsible
43;84;174
. Not only the trigger, but also the duration of Akt1 stimulation seems to determine
whether adaptive or maladaptive hypertrophy (with reduced capillarization) follows 174.
p53 and Sir2α
LV and RV pressure overload are associated with accumulation of the tumor suppressor gene
p53 and subsequent suppression of HIF-1α and angiogenic growth factors 27;50. p53 induces
apoptosis of cells with DNA damage via activation of Bax and via direct, transcription
independent, induction of the mitochondrial death pathway 175;176. p53 dependent apoptosis is
suppressed by silent information regulator 2 (Sir2)α, which also functions as a HDAC 177. Sir2α
expression is increased in heart failure and has been shown to inhibit apoptosis in cultured
cardiomyocytes, thereby providing some endogenous counterbalancing effect 178. The effect of
p53 upregulation on myocardial capillary density in hypertrophic hearts will be discussed below.
Platelet derived growth factor
PDGF has been implicated in the pathobiology of pulmonary vascular remodeling in PAH 9. The
same molecule has been attributed with cardio-protective effects in models of myocardial
infarction 64;65. The proposed explanations are enhanced cardiomyocyte survival in the early
period after acute infarction, anti-inflammatory effects and potential activation of progenitor
cells (either resident or bone-marrow derived), which may differentiate into cardiomyocytes and
coronary vessels 179-181. Active PDGF is built up by polypeptides (A and B chain) that form
homo- or heterodimers and stimulate α and β cell surface receptors 182. PDGF receptors belong to
a family of transmembrane RTKs. When the RTK binds with PDGF, it is autophosphorylated
and subsequently activates different signaling pathways, e.g. PI3K, MAPK and signal transducer
and activator of transcription 3 (STAT-3) 182.
gp130 signaling cytokines
Leukemia inhibitory factor (LIF) and CT-1 are cytokines that induce hypertrophic growth and
suppress apoptosis via gp130 receptors 32;183. Whereas stimulation of GPCRs generally induces
20
hypertrophy through parallel assembly of additional sarcomeres, stimulation of gp130 receptors
results in assembly of sarcomeres in series. The former results in an increase in myocyte width,
the latter in an increase in myocyte length 184. It remains to be determined whether this implies
that gp130 signaling cytokines are predominantly involved in remodeling after volume overload
(which is known to be associated with serial sarcomere assembly, in contrast to pressure
overload), or whether the activation of these cytokines signifies maladaptive remodeling, i.e.
pathologic dilatation 32. LIF and CT-1 are also involved in cardiac remodeling after ischemia and
have been shown to stimulate angiogenesis, fibroblast migration and collagen synthesis in this
context 185. It is unclear whether the net result of gp130 signaling in the overloaded human heart
is beneficial or detrimental. The anti-apoptotic effect of gp130 signaling involve both activation
of ERK1/2 and activation of Akt1 186;187.
Upon stimulation of the gp130 receptor, JAKs are phosphorylated; this is associated with
the activation of multiple intracellular signaling pathways (PI3K, MAPKs, STAT-3, and Src) 185.
STAT-3 is a transcription factor that directs a wide variety of biologic processes, such as cell
survival and apoptosis, inflammation, angiogenesis, and cardiac hypertrophy 188. In the heart, its
activation primarily follows that of phosphorylation at tyrosine 705 by JAK-1, which occurs
upon binding of ligand to gp130 receptors. In fact, the JAK-STAT-3 signaling pathway has been
shown to mediate most hypertrophic and cyto-protective effects of gp130 activation in
cardiomyocytes subjected to different kinds of stress (doxorubicin, ischemia/reperfusion) 189-191.
Phosphorylation of STAT-3 at serine 727 by MAPKs and the PDGF receptor could provide an
alternative pathway for activation 192. STAT-3 affects capillary density and the composition of
the extracellular matrix through maintaining a balance between anti-angiogenic (connective
tissue growth factor, thrombospondin-1, tissue inhibitor of metalloproteinase 1) and proangiogenic factors (VEGF) 188.
The Wnt pathway and β-catenin
A recently discovered pathway associated with cardiac hypertrophy is the Wnt/Frizzled (Fz)
pathway (see fig. e4). The putative sequence of signaling events is as follows: Wnt ligands (a
large family of glycoproteins, secreted in a paracrine fashion) bind to a membrane-bound
complex consisting of a member of the Fz receptor family and a LDL receptor–related protein
(LRP); activation of a member of the disheveled (Dvl) protein family follows; GSK-3 is
21
subsequently inhibited; inhibition of GSK-3 as a result of Wnt signaling releases prohypertrophic transcription factors (e.g. GATA-4 and NFAT) and additionally contributes to
hypertrophy by decreasing phosphorylation of β-catenin and allowing it to accumulate in the
cytoplasm 193. It was recently questioned whether β-catenin accumulation is indeed necessary for
the hypertrophic response. Rather, it was suggested that adapative cardiac remodeling after
GPCR stimulation requires β-catenin downregulation 62. β-catenin is a master switch involved in
a myriad of cell functions and is co-activated by members of the T-cell factor/Lymphocyte
enhancer factor (Tcf/Lef) family of transcription factors. β-catenin is not only of importance to
the cardiac hypertrophic response to pressure overload (together with Lef-1), but also to cell
proliferation (e.g. cardiac progenitor cells) and survival under conditions of oxidative stress (by
inducing cell cycle arrest and quiescence) 47;194;195.
Interruption of Wnt signaling in mice lacking the Dvl-1 gene attenuated the onset of
TAC-induced cardiac hypertrophy 56. In these mice, the amount of β-catenin protein was reduced
and natriuretic pepide upregulation was prevented. Unfortunately, no LV functional data were
provided. It was suggested that Wnt inhibited GSK-3 directly and indirectly via activation of
Akt1, the latter being of minor importance after 7 days of TAC (Akt1 presumably being
upregulated in the first days of TAC only) 56. Similarly, cardiac specific disruption of βcatenin/Lef-1 signaling prevented TAC-induced myocardial hypertrophy 47. β-catenin is a key
component of adherens junctions, which are structures that hold epithelial cells together, as well
as cardiomyocytes in the intercalated disc 57;194. The latter fact could be essential for β-catenin’s
role in myocardial hypertrophy, since it has been shown that interruption of the binding of βcatenin to cadherin in the intercalated disc (by transgenic loss of lysosomal integral membrane
protein 2 (LIMP-2) expression), prevents TAC-induced hypertrophy and leads to heart failure 57.
In contrast with these findings, another study showed that ATII-induced cardiac hypertrophy was
prevented by transgenic cardiac specific stabilization of β-catenin, which was accompanied by a
decreased systolic function and unrelated to apoptosis 62. In this study, cardiac specific depletion
of β-catenin resulted in mild cardiac hypertrophy under baseline conditions and enhanced the
hypertrophic response to ATII 62. These divergent responses may have resulted from differences
in stimuli (TAC vs ATII), differences in transgenic approaches and different intervals between
genetic targeting of the Wnt pathway and subsequent induction of hypertrophy. Cancer research
has shown that HIF-1α and β-catenin interact in the cellular response to hypoxia (see below)196.
22
The female factor
One of the intriguing aspects of PAH epidemiology is the gender difference in prevalence. Over
the human life span, there are two female incidence peaks: one in early adulthood and one after
the menopause 197. While the first peak could be related to the use of anorexigens, a known risk
factor for PAH, the second peak is also present in connective tissue diseases and could be due to
female sex hormone deficiency. Ovariectomized rats exposed to chronic hypoxia or MCT
develop more severe pulmonary hypertension than animals with intact ovaries 1;6. Obviously, by
limiting the progression of pulmonary vascular remodeling in these models, estrogens delayed
right heart failure. However, there are also a number of direct effects of estrogens on the heart
that could be cardio-protective. Most cardiovascular research has focused on the potential of 2methoxyestradiol (2-ME) as a possible drug. Among possible protective effects of 2-ME are
inhibition of ET-1 synthesis, reduction of mast cell related MMP activation and stimulation of
PGI2 synthesis 198-200. In contrast, some ME-2 related mechanisms that have been demonstrated
in cancer tissue could contribute to the development of right heart failure: post-transcriptional
inhibition of HIF-1α, generation of ROS and activation of pro-apoptotic pathways 201;202. 2-ME
activates different MAPK pathways (ERK1/2, p38 and JNK) in the lung 203, if the same would
hold true in the heart the end result would be hard to predict. Many effects of 2-ME are
independent from estrogen receptor binding, which may explain why other estrogens exert
different effects. High dose 17β estradiol has been recently shown to prevent the transition from
hypertrophy to failure in a genetic model for spontaneous heart failure, which was associated
with antioxidant mechanisms (inhibition of NADPH oxidase and upregulation of thioredoxin,
Trx) and reduced apoptosis (inhibition of apoptosis signal-regulating kinase 1(ASK-1) and its
downstream MAPKs p38 and JNK) 204.
Control of gene expression by histone acetylation/deacetylation
A central mechanism for gene regulation in eukaryotes is histone-dependent packaging of
genomic DNA. When there is no transcription, DNA is wrapped around histone octameres in
nucleosomes, which are the basic units of chromatin. The highly compact structure that is formed
by interacting nucleosomes limits access of transcriptional enzymes to genomic DNA, thereby
repressing gene expression 205. Acetylation of histones by HATs (e.g. p300, when co-activated
23
by CREB) relaxes the nucleosomal structures, thereby facilitating gene expression. The opposite
effect is established by class II HDACs, which repress transcription and constitutively inhibit
hypertrophic pathways 125. One strategy to override HDAC activity is by exporting it out of the
nucleus (nucleocytoplasmic shuttling). The latter mechanism has been shown to be involved in
the regulation of the activity of the MEF2 transcription factor in cardiac hypertrophy 85;206.
Nucleocytoplasmic transfer of HDACs can be established by PKC signaling (with activation of
PKD as an intermediate step), and this could be one of the ways that GPCR agonists use to
induce transcription of hypertrophic factors 207. Surprisingly, HDAC inhibitors do not increase
hypertrophy but strongly suppress agonist-dependent cardiac hypertrophy and increase α-MHC
levels 208. Recent findings may explain this paradox, since it was demonstrated that class I
HDACs (e.g. Hdac2) constitutively repress anti-hypertrophic pathways such as GSK-3 51.
Translational repression by microRNAs (miRNAs)
miRNAs are small RNA molecules that negatively modulate gene expression through base
paring to mRNAs, thereby inducing their cleavage and/or translational repression. miRNAs are
involved in a variety of biological processes, including apoptosis, cell proliferation, tumor
suppression and stress responses 209. In human heart failure, there seems to be reactivation of a
fetal microRNA program that may contribute to alterations of gene expression 210. miRNA-133
has been recently shown to control cardiac hypertrophy in mice 52. Exercise, TAC and selective
cardiac overexpression of Akt1 were associated with reduced expression of miRNA-133 and
suppression of miRNA-133 by decoy sequences induced hypertrophy in the absence of a
stimulus. Some pro-hypertrophic target proteins normally inhibited by miRNA-133 were
identified: RhoA, Cdc42 and Nelf-A/WHSC2. Moreover, in dilated atria of humans with mitral
stenosis a 50% reduction in miRNA-133 expression was observed 52. In another study, miRNA208 has been shown to mediate myocardial fibrosis and the switch from αMHC to βMHC in
response to TAC 53.
24
4. Reactive oxygen species and reactive nitrogen species in heart failuire
Excessive production of ROS in heart failure can result from upregulation of xanthine oxidase
(XO), NAD(P)H oxidases, cytochrome P450 and auto-oxidation of catecholamines 212;226;227.
Constitutively expressed endothelial NO synthase (eNOS or NOS3) and hemoglobin are the
principal sources of reactive nitrogen species (RNS) in the heart, including NO and SNOs (NOmodified cysteine thiols in amino acids, peptides, and proteins). Sustained desaturation of
hemoglobin contributes to a NO/redox disequilibrium 149. The resulting decreased levels of Snitrosylated hemoglobin (SNO-Hb) impair red blood cell induced vasodilatation and contribute
to reduced tissue perfusion in heart failure 228, with subsequent RAS activation. Uncoupling of
NOS3 further contributes to ROS generation 229. NOS3 is normally present as a homodimer, but
chronic pressure overload is associated with uncoupling of NOS3 and monomeric NOS3
generates ROS rather than NO 41. The cellular signal transduction pathways of ROS and RNS are
tightly intertwined and complex, and beyond the scope of this review. Heart failure is not only
associated with excessive ROS production, but also with a failing defense against ROS through
downregulation of PPARα and subsequent decreased superoxide dismutase expression 79.
ROS reduce myocyte contractility through suppression of enzymes involved in
excitation-contraction coupling (LTCCs 230 and SERCA 231, see online supplement).
Polynitrosylation of the Ryanodine receptor (RyR; see online supplement for a comparable
mechanism involving hyperphosphorylation of the RyR by protein kinase A, PKA) can further
contribute to contractile dysfunction 232. Many signaling molecules (e.g. ATII, TGFβ1, PDGF,
TNFα and ET-1) use ROS formation to induce hypertrophic pathways (involving MAPKs, PKC,
calcineurin, Akt1, Src), while ROS formation is accompanied by “side-effects” of inflammation,
cell damage and enzyme inactivation 212. ATII induces ROS via NAD(P)H oxidases, an effect
that seems to be mediated by rho activation since it can be blocked by HMG-CoA reductase
inhibitors (statins) 35. ROS have been implicated in cardiac remodeling after ischemia through
activation of matrix metalloproteinases (MMPs) 233. In the overloaded heart, ROS can induce
both adaptive hypertrophy and apoptosis; the level of ROS produced seems to determine the
direction of the response, since relatively low levels are associated with ERK1/2 activation
related protein synthesis, whereas higher levels activate pro-apoptotic pathways (via p38 and
25
JNK, see online supplement for details on MAPK signaling) 234. It is unclear whether Snitrosylation exerts mainly anti-apoptotic effects (e.g. by S-nitrosylating and therefore inhibiting
caspases 3 and 9, JNK and ASK-1; see online supplement) or pro-apoptotic effects (e.g. by Snitrosylating and therefore inhibiting NF-κB) 149.
26
5. Heart failure and Immune Cells
In conditions of ischemia/reperfusion, macrophages recruit neutrophils through the secretion of
IL-6, and neutrophils contribute to tissue injury 235. Various cell types exert a direct or indirect
influence on the composition of the extracellular matrix. Macrophages, present in greater
numbers in failing than in normal human hearts 236, are recruited by monocyte chemoattractant
protein-1 (MCP-1) and intercellular adhesion molecule-1, and contribute to remodeling through
secretion of TGF-β 237. Mast cell density is increased in pressure overloaded ventricles and these
cells can activate fibroblasts, MMPs and proteases 238. T-helper (CD4+) lymphocytes interact
with cardiac fibroblasts and are essential components in the cardiac remodeling process 239;240.
Finally, B-cells may contribute to the development of heart failure by the secretion of autoantibodies against mitochondrial proteins, contractile proteins, cardiac β1-receptors and
muscarinergic receptors; such antibodies have been demonstrated in dilated cardiomyopathy 241246
. It is unclear whether these antibodies play a role in the initiation or propagation of the
disorder, whether they are formed in response to tissue injury, and whether they and the
cytokines discussed above could play a role in right heart failure.
27
6. Cardiac hypoxia contributing to the transition from compensated hypertrophy to
dilatation and failure
Hypoxia-inducible factor 1α
Expression of HIF-1α in cardiomyocytes is required to maintain normal myocardial metabolism,
vascularity, calcium handling and contractile function 211. Myocardial HIF-1α levels are
upregulated in patients with ischemic cardiomyopathy and although most effects are obviously
beneficial (induction of angiogenesis, facilitation of glucose uptake and metabolism), it has been
speculated that chronic activation of HIF-1α could be deleterious due to induction of oxidative
stress, 212 but data are lacking.
Mismatch between myocardial oxygen delivery and demand results in enhanced signaling
through the basic helix-loop-helix transcription factor HIF-1α (see fig. e4 and fig. e5). HIF-1α is
constitutively transcribed and translated, but under conditions in which oxygen is abundant it
undergoes proteosomal degradation 213. Under such conditions, cellular prolyl-hydroxylases
hydroxylate HIF-1α, producing a binding site on the HIF-1α molecule for the von Hippel-Lindau
protein (VHL). VHL is part of a ubiquitin ligase complex that polyubiquitinates HIF-1α and
targets it for rapid destruction by the proteosome 213. Under hypoxic circumstances, HIF-1α is
not hydroxylated and regulates the transcription of an extensive repertoire of genes involved in
angiogenesis (VEGF, AM), vascular remodeling, erythropoiesis (erythropoietin, EPO),
metabolism, apoptosis, reactive oxygen species (ROS) formation, vascular tone and
inflammation 212. Additional non-oxygen dependent regulation of HIF-1α expression occurs via
the tumor-suppressor protein p53, intracellular concentrations of copper (Cu),50;54 and, as
recently shown in cancer research, via competion with Tcf/Lef for binding with β-catenin within
the nucleus (see fig. e4). In hypoxic conditions, binding to HIF-1α is more prevalent and
induction of cell cycle arrest follows, together with transcription of angiogenic growth factors. In
normoxic conditions and when Wnt/Fz signaling is active, β-catenin binding to Tcf/Lef prevails
and hypertrophic and proliferative growth factors are activated 196. It would be very interesting to
know whether this mechanism plays a role in the cardiac hypertrophic response as well. It is
likely that the role of the Wnt pathway in cardiac hypertrophy will become clearer in the near
future.
28
Vascular endothelial growth factor
VEGF signaling is initially upregulated in the LV exposed to TAC, but after two weeks
insufficient VEGF signaling contributes to decreased cardiac microvascular density and systolic
dysfunction. Restoring VEGF signaling leads to an increase in capillary density and an
improvement in systolic function 50. The explanation for this biphasic response of VEGF protein
expression may reside in an Akt1 - p53 - HIF-1α signaling axis (see fig. e5). Short-term
activation of Akt1 leads to adaptive cardiac hypertrophy together with increased cardiac myocyte
VEGF secretion and angiogenesis, while chronic Akt1 activation is associated with cardiac
dilatation, a decreased secretion of VEGF and a reduced capillary density 174. Similarly, chronic
pressure overload leads to accumulation of the tumor suppressor p53 and, as a consequence,
downregulation of HIF-1α and VEGF. Either preventing p53 accumulation or introducing
adenoviral vectors encoding VEGF directly into the heart enhances the number of microvessels,
facilitates myocardial hypertrophic growth and restores myocardial function 50. This seems not to
be a coincidence, since Akt1 and p53 signaling are highly interdependent 214. The importance of
VEGF signaling in the hypertrophic response to pressure overload is further demonstrated by a
study in mice exposed to TAC in which disruption of VEGF signaling led to the development of
thin-walled, dilated and hypovascular hearts displaying contractile dysfunction 45. The exact
mechanism by which VEGF influences cardiomyocyte hypertrophy is not known. Both indirect
effects through secretion of paracrine factors (NO, ET-1, PGI2) by newly formed endothelial
cells and direct activation of hypertrophic pathways (e.g. involving MAPKs) in the
cardiomyocyte have been proposed 215;216. VEGF not only affects cardiomyocyte growth but also
apoptosis, which can be prevented in rabbits exposed to pressure overload by intra-pericardial
installation of VEGF 217. Another regulator of VEGF signaling is EPO. Recently, EPO receptors
were demonstrated in the heart and disruption of cardiac EPO signaling accelerates the
development of heart failure in mice subjected to TAC, which is associated with decreased
VEGF signaling and capillary density 60.
29
7. Cardiac cell loss, regeneration and cellular senescence in heart failure
Apoptosis
There are two pathways leading to apoptosis. The first pathway, in which caspases are activated
via “death receptors” (e.g. Fas and TNF receptor) may be important in immune mediated heart
failure, but does not seem to be important in more common forms of heart failure such as
ischemic and dilated cardiomyopathy 218. The second more important pathway in heart failure is
the mitochondrial pathway, involving mitochondrial outer membrane permeabilization (MOMP)
218
. MOMP leads to cytosolic release of cytochrome c and other proteins that are normally found
in between the mitochondrial outer and inner membrane. Subsequent to the release of
cytochrome c, a self-amplifying caspase cascade is activated that ultimately leads to activation of
caspase 3. Activated caspase 3 induces nuclear protein cleavage and DNA fragmentation. One of
the proteins that are cleaved is β-catenin; cleavage is likely necessary to dismantle cell-cell
contacts during apoptosis 219. The mitochondrial pathway is tightly regulated by the balance
between anti-apoptotic proteins, such as Bcl-2, and pro-apoptotic proteins, such as Bax.
Caspase 3 induction of cardiomyocyte apoptosis is tightly related to rho signaling, with
caspase 3 acting both up- and downstream of Rho kinase (ROCK, see online supplement). Chang
et al. demonstrated that in the pathway leading to cardiomyocyte apoptosis, either induced by
toxins or TAC, caspase 3 cleaves and activates ROCK, which generates a pro-apoptotic
amplifying loop through activation of PTEN and subsequent inhibition of Akt1-mediated
survival pathways 46. Del Re et al. confirmed this interaction and provided evidence for even
more interaction between caspase 3 and ROCK. Activation of ROCK is associated with p53
mediated upregulation and activation of Bax, which subsequently translocates to the
mitochondrial membrane to permeabilize it, releasing caspases 109.
Cardiomyocyte proliferation and senescence
It was calculated that the entire normal heart is replaced every 4.5 years; that is about 18 times
over the human life span 220. The degree of cell loss is severely increased in heart failure (see
above) and although the rate of myocyte formation is also increased, the pace of renewal is
insufficient to prevent net cell loss 220. Since cardiac stem cells (CSCs) rarely divide, it is their
30
progeny that actually replicates. High rates of cell turn-over do require repeated CSC division,
however, which inevitably implies telomeric shortening and dysfunction, replicative senescence,
cell death, reduction of the stem cell pool and exhaustion of the myocardial growth reserve
221;222
. Telomeres are chromatin structures capping the ends of chromosomes that prevent the
recognition of chromosomal ends as double-stranded DNA breaks, protecting these regions from
recombination and degradation and avoiding a DNA damage cellular response. Telomeric DNA
is composed of noncoding double-stranded G-rich tandem repeats that are extended several
thousand base pairs. In human dividing cells including CSCs telomerase protects the integrity of
the telomeric structure 223. Upregulated telomerase activity in heart failure cannot prevent
telomeric attrition, however, which fact may also be related to alterations in telomeric binding
proteins (TRF-1 and 2, polymerase and many others) 222;224. These events are accompanied by
increased expression of p14ARF, p16 INK4a, p53 and phospho-p53, which together block the cell
cycle, prohibit proliferation and activate the death program 220. Other consequences of cellular
senescence that also affect mature cardiomyocytes are a reduced ability to synthesize
hypertrophic proteins, decreased secretion of autocrine or paracrine factors and impaired
antioxidant defense mechanisms 225. IGF-1 seems to protect aging CSCs and cardiomyocytes
from senescence by phosphorylation of Akt1 which is associated with an increase in telomerase
activity 169. The roles of apoptosis and senescence in PAH related right heart failure have not
been investigated.
31
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Table e1. Main animal models for research on pulmonary hypertension and right heart
failure.
Model
Species
Notes
Chronic Hypoxia 1-4
Rodent

Effects of hypoxia mixed with those of increased
s and
afterload due to hypoxic pulmonary vascular
larger
constriction
animals
Monocrotaline 2;5-12;14;15 Rat

Possible systemic activation of pro-inflammatory
and pro-coagulant pathways contributing to heart
failure
SU5416/Hypoxia 16-18
Rat

effects of VEGF receptor blockade on
myocardial microcirculation are unknown

Pulmonary artery
Rat,
banding 19-31
Rabbit,
study chronic pressure overload with moderate
Dog,
constriction
Cat

High mortality rates in rodents, only suitable to
re-expression of fetal genes (e.g. ANP, GATA-4
MEF2C) 23;30, β-AR dysregulation 29, altered
expression of SR proteins 25;26, increased
apoptosis 27;31, myocardial fibrosis 24 as in left
ventricular overload

no studies on the relative importance of different
signaling pathways in the transition from
hypertrophy to failure
VEGF = vascular endothelial growth factor; ANP = atrial natriuretic peptide; β-AR = βadrenergic receptor.
58
Table e2. Important animal models for research on left heart failure, with relevance to the study
of right heart failure in pulmonary hypertension.
Model
Species
Notes
TAC 32-60
Rodent

s and
larger
frequently combined with transgenic approaches
and/or agonist infusion (ATII, Iso, PE, ET-1)

suppression of hypertrophy can be associated with
enhanced systolic function 36-38;42;58;59
animals

neurohormonal activation due to decreased renal
perfusion) is superimposed on increased afterload
Ischemia ±
Rodent
Reperfusion 63-68
s and

may enhance understanding of pathobiology of
PAH associated right heart failure
larger
animals
TAC = transverse aortic constriction; ATII = angiotensin II; Iso = isoproterenol; PE =
phenylepinephrine; ET-1 = endothelin-1; PAH = pulmonary arterial hypertension.
59
Legends to the figures
Figure e1. Excitation-contraction coupling. Cytosolic Ca2+ enters the sarcoplasimic reticulum
(SR) through L-type Ca2+ channels (LTCCs). The resultant increase in intracellular Ca2+ triggers
further Ca2+ release from the SR through the ryanodine receptor (RyR). Intracellular Ca2+ binds
to troponin C within the myofilaments, which initiates contraction (not shown). Subsequent
relaxation depends on dissociation of Ca2+ from troponin C and Ca2+ reuptake by the SR through
a Ca2+-ATPase (SERCA), interacting with phospholamban. Ca2+ is removed trans-sarcolemmally
through the Na/Ca2+ exchanger (not shown). Unphosphorylated phospholamban inhibits SERCA,
and by phosphorylating phospholamban, protein kinase A (PKA) enhances SERCA-mediated
Ca2+ re-entry into the SR during diastole.
Figure e2. G protein coupled receptors (GPCRs) involved in the myocardial hypertrophic
response. Different receptor types use different secondary messengers. One of the consequences
of angiotensin II (ATII) binding to the angiotensin type 1 receptor (AT1R) is activation of
phospholipase C (PLCβ), which is followed by an increase in intracellular Ca2+ and protein
kinase C (PKC) activation. After binding of catecholamines to the β-adrenergic receptor (β-AR),
adenylate cyclase is activated, cAMP is produced and protein kinase A is activated. Other
consequences of GPCR activation are activation of small GTP binding proteins (GTPases) and
MAPK cascades. See text for more details.
Figure e3. The central role of cGMP/PKG signaling in the attenuation of myocardial
hypertrophy. Activation of particulate gyanylate cyclase (pGC) by natriuretic peptides and
soluble gyanylate cyclase (sGC) by nitric oxide is followed by production of cGMP and
activation of protein kinase G (PKG). PKG affects myocardial contractility by reducing cAMP
concentrations through inhibition of adenylate cyclase and the induction of phosphodiesterase
PDE2. The production of pro-hypertrophic transcription factors that ultimately follows AT1R and
β-AR activation is counterbalanced by cGMP/PKG signaling. cGMP/PKG signaling blunts the
hypertrophic response through inhibition of the calcineurin/NFAT pathway, PI3K/Akt1 signaling
(not shown), MAPK cascades and Rho signaling.
60
Figure e4. Wnt signaling and the balance between growth and angiogenesis. After Wnt ligands
bind to a membrane-bound complex consisting of a member of the Fz receptor family and a LDL
receptor–related protein (LRP), a member of the disheveled (Dvl) protein family is activated.
This prevents inhibition of pro-hypertrophic transcription factors and decreases phosphorylation
of β-catenin by GSK-3. β-catenin accumulates in the cytoplasm and is transferred to the nucleus,
where it combines with Tcf/Lef to induce growth (proliferation or hypertrophy). However, in
hypoxic conditions β-catenin combines with hypoxia inducible factor (HIF)-1α to induce cell
cycle arrest and angiogenesis. Hypoxia prevents ubiquitination of HIF-1α and occurs when
angiogenesis is insufficient in comparison to the degree of growth. In normoxic conditions, HIF1α is hydroxylated by prolyl hydroxylases which allows binding of von Hippel-Lindau protein
(VHL). HIF-1α is subsequently ubiquitinated in the proteosome.
Figure e5. The possible role of Akt1 signaling in the transition from compensated hypertrophy
to dilatation and failure of the pressure overloaded right ventricle. An increased right ventricular
afterload is associated with Akt1 signaling (e.g. induced by G protein coupled receptors or
receptor tyrosine kinases) and subsequent activation of hypertrophic transcription factors.
Hypertrophy must be met with angiogenesis to prevent ischemia, and this is realized by hypoxic
prevention of hypoxia inducible factor (HIF)-1α ubiquitination and subsequent vascular
endothelial growth factor (VEGF) transcription. However, prolonged Akt1 signaling leads to
upregulation of the tumor suppressor gene p53, which inhibits HIF-1α independently from
oxygen concentrations. Copper is another oxygen independent regulator of HIF-1α and the
copper deficiency that may occur in heart failure contributes to insufficient angiogenesis.
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