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Modeling and Experimental Studies of Radical Formation in RF Discharges with Etching Gases Y. Yasaka T. Kawamura, Y. Takada, and A. Tsuji Dept. Electrical and Electronic Engineering, Kobe University, Kobe 657-8501, Japan Abstract: Modeling of plasma production combined with gas phase chemical reaction can be very useful in predicting formation of radical species. However, knowledges of electron impact cross sections of molecules such as C5F8 are not enough to construct a set of chemical equations necessary for the modeling. Quantum chemistry calculations are used to obtain approximate values of the cross sections of ionization, dissociation, and dissociative ionization. The total modeling of RF discharges (2D fluid model), which includes RF wave propagation, plasma transport, and gas phase chemical reaction, is performed and 2D profiles of radicals as well as plasmas are obtained for He/c-C 5F8 discharges. The calculation results are compared with experimentally measured densities of radicals by QMS. Keywords: Modeling, fluid simulation, etching, gas phase reaction. 1. Introduction Radical species in plasmas used for etching processes are important in the sense that they determine the parameters such as etching rate, anisotropy, and selectivity. In addition to the conventional SF6/O2 use is made of C4F8, C5F8, and CHmFn for Si or SiO2 etching to control F/C ratio, which affects the rates of the bottom etching and deposition to side walls of a trench. Modeling of plasma production combined with gas phase chemical reaction can be very useful in predicting formation of radical species [1]. However, knowledges of electron impact cross sections of molecules such as C5F8 are not enough to construct a set of chemical equations necessary for the modeling. We use quantum chemistry calculations [2] by Gaussian03 [3] to obtain approximate values of the cross sections of ionization, dissociation, and dissociative ionization. The total modeling of RF discharges (2D fluid model), which includes RF wave propagation, plasma transport, and gas phase chemical reaction, is performed and 2D profiles of radicals as well as plasmas are obtained for He/ c- C5F8 discharges. We also measure densities of radicals by QMS and compare them with the modeling results. It is found that the radical species and their relative amounts are in overall agreement between the modeling and the experiment. 2. Modeling 2.1 Two-dimensional fluid model The simulation code numerically analyzes the plasma maintained by global electric fields via wave propagation. The code repeatedly calculates wave propagations, plasma transports, and gas phase chemical reactions after loading external input files of configuration setting, parameters, initial condition and cross section data. The storage spaces are given to all parameters necessary for the calculation, and the parameters in storage spaces are successively updated in each calculation. The finite element method is used for the calculation of the global electric field E via wave propagation, which is given by (1) E 2 0 0 E i0 J ext , where ω, 0, 0, , and Jext are the frequency of the wave, permeability, permittivity in vacuum, dielectric tensor, and the external RF current (power source), respectively. The power absorption Pabs of electrons from the wave field is calculated using *T 1 (2) pabs i 0 E E 4 where * is the complex conjugate, and T is the transposition. The time development of the density ne and the electron temperature Te of Maxwellian plasma is calculated by mass and energy conservation equations represented by ne (3) ne v n j i j v ne t and 3 5 ne k BTe k BTe ne v q pabs t 2 2 (4) 3m m j k BTe n j i j v Vi j ne j M i where v is the electron velocity, i j is the cross section of the electron impact collision of kind i to species j, q is the thermal flux, kB is the Boltzmann constant, vmj is the elastic collision frequency with the species j, and Vi j is the threshold potential for the related i, j collision, respectively. We use the plasma approximation that the ion density is equal to ne and nev is represented by the ambipolar diffusion: ne v Dne with D being the ambipolar diffusion coefficient. Furthermore, the density nk of k-th neutral particle in gas phase is calculated by rate equation represented by nk ne i j ,k v n j Rk j l n j nl t j j l (5) n e j jkl l i k , j v R n nk Γ k j l where ns is the density of species s k j , or l , i j ,k is the cross section of the i-th kinnd electron impact collision to species j with the product of species k, R is the rate coefficients for neutral–neutral and ion– neutral reactions, and Γ k is the particle flux of species k. The Euler method is applied to Eq. (5) because the Courant condition is not stringent due to small values of the diffusion coefficient of neutral species. It is assumed in solving Eq. (5) that the densities of unsaturated species are zero on the wall and that the density gradient of saturated species is zero at the wall along the normal vector. We use the latter boundary condition for some of the unsaturated species which have a small sticking coefficient. 2.2 Electron impact collision In order to calculate Eq.(3)-(5), we need to know the values of i j for i-type collisions of electrons with species j. We determine the values of cross section of c-C5F8 that was not reported in literature by using Gaussian03. The density functional theory (DFT) method is used for structural optimization with 6311G+ basis set, and excitation energies are obtained by using configuration interactions of singles (CIS) method. For example, the ionization cross section is obtained as follows; using DFT, structural optimizations are performed for c-C5F8 and c-C5F8+ to find the difference in potentials, Ui, of the two states. The cross section is given by the Thompson formula; 2 ion e2 1 1 1 , W U i , 4 0 W U i W (6) where W is the kinetic energy of electrons. The values of ion v is then calculated by, using the velocity distribution function of electrons F̂e , ionv ion (W )v(W )Fˆe (W )dW (7) The same procedure is repeated for fragment species of c-C5F8 such as C5F7, C4F6, and so on. 0 3. Simulation results The bottom half of the sketch in Fig. 1 shows configuration of a model device, which consists of a glass tube of 100 with a helicon RF antenna at a frequency of 13.56 MHz, three solenoid coils producing the axial magnetic field, and a metal chamber of 350 . He gas is injected from the left end of the device as a buffer gas and c-C5F8 at the metal chamber as a material gas. The total gas pressure is 14.0 mTorr and RF power is 500W. The top half in Fig. 1 depicts the distribution of ne, which indicates that the plasma is mainly produced under the RF antenna and diffuses axially along magnetic field lines. The distribution of Te is much more uniform along the axis, but radially inhomogeneous with peak values of 9.6 eV under the RF antenna and 2~1.5 eV in the metal chamber. in (b) and (c). They are much less dense in the glass tube where further dissociation of radicals would occur due to higher electron temperatures. 4. Experimental results A quadrupole mass analyzer (QMS) is attached at the center of the right-end of the device shown in Fig. 1. In Fig. 3, ion species from the plasma is measured by applying a small negative voltage to an extractor and without using electron beam in an ionization chamber of QMS. Many species produced by ionization and dissociative ionization of c-C5F8 in the plasma are observed. Ions of lower mass number such as C3F3, CF3, CF2, and CF are also found. Figure 1. Simplified sketch of the simulation device (bottom half) and the calculated distribution of electron density [cm] (top half). 1000 C5F8 SIMS mode C4F5+ We have included ionization, dissociation, and dissociative ionization of c-C5F8 in the simulation and resultant products are C5F7, C4F6, C5F7, C4F5, C3F7, C2F4, C3F3, CF3, CF2, CF, and their ions. Calculated distributions of some radical species are given in Fig. 2. The density of c-C5F8 is concentrated at the inlet and very low in other regions as seen in (a) because of immediate dissociation or dissociative ionization. Products by electron impacts to c-C5F8, C5F7 or CF3, are widely distributed in the metal chamber as shown (a) C5F8 [cm] (b) C5F7 [cm] (c) CF3 [cm] Figure. 2 Calculated distribution of species of c-C5F8, C5F7, and CF3 in unit of cm. count/s C4F6+ C5F7+ 100 C5F8+ 10 120 140 160 180 200 mass (amu) 220 240 Figure 3. Mass spectrum of ions in He/c-C5F8 plasma as measured by QMS without ionizing electron beams. We also measure radical species by setting the extractor at a positive potential and using the electron beam with energies of 15 eV. This electron energy is small enough to prevent c-C5F8 from being dissociated into fragments inside QMS and to measure species only from the plasma. The exception is C5F7 that can be produced from c-C5F8 at electron energies of less than 12 eV. Figure 4 shows the plot of QMS counts at the mass number of 50 (CF2+) versus the voltage on the extractor. The black line is the case without the ionizing electron beam in QMS, and the red line with the electron beam. In the latter case, the counts without the beam are subtracted to reduce the effects of noise. Form these curves we can obtain the values of counts for CF2+ from the plasma at negative voltages of the extractor and counts for CF2 radicals from the plasma at positive voltages. Detected radical species include C4F6, C3F4, C3F3, CF3, CF2, and CF with a small amount of C5F7. We can calculate absolute densities of radicals by using a procedure in Ref.4 and compare them with the simulation results. Preliminary comparison suggests that the radical species and their relative amounts are in overall agreement between the experiment and the modeling. Figure 4. Counts of CF2+ versus the voltage on the extractor of QMS without (black line) and with (red line) ionizing electron beams. 5. Summary We use quantum chemistry calculations by Gaussian03 to obtain approximate values of the cross sections of ionization, dissociation, and dissociative ionization. The total modeling of RF discharges (2D fluid model), which includes RF wave propagation, plasma transport, and gas phase chemical reaction, is performed and 2D profiles of radicals as well as plasmas are obtained for He/cC5F8 discharges. We also measure densities of radicals by QMS and compare them with the modeling results. It is found that the radical species and their relative amounts are in overall agreement between the modeling and the experiment. References [1] S. Takagi, S. Onoue, K Iyanagi, et al., Plasma Sources Sic. Technol. 12, S64 (2003). [2] S. Y. Kang, I. Sawada, Y. Kondo, and P. L. G. Ventzek: Jpn. J. Appl. Phys. 47, 6843 (2008). [3] Gaussian 03, Revision D.01, M.J. Frisch, G.W. Trucks, H.B. Schlegel, G.E. Scuseria, M.A. Robb, J.R. Cheeseman, J.A. Montgomery Jr., T.Vreven, K.N. Kudin, J.C. Burant, J.M. Millam, S.S. Iyengar, J. Tomasi, V. Barone, B. Mennucci, M. Cossi, G. Scalmani, N. Rega, G.A. Petersson, H. Nakatsuji, M. Hada, M. Ehara, K. Toyota, R. Fukuda, J. Hasegawa, M. Ishida, T. Nakajima, Y. Honda, O. Kitao, H. Nakai, M. Klene, X. Li, J.E. Knox, H.P. Hratchian, J.B. Cross, V. Bakken, C. Adamo, J. Jaramillo, R. Gomperts, R.E. Stratmann, O. Yazyev, A.J. Austin, R. Cammi, C. Pomelli, J.W. Ochterski, P.Y. Ayala, K. Morokuma, G.A. Voth, P. Salvador, J.J. Dannenberg, V.G. Zakrzewski, S. Dapprich, A.D. Daniels, M.C. Strain, O. Farkas, D.K. Malick, A.D. Rabuck, K. Raghavachari, J.B. Foresman, J.V. Ortiz, Q. Cui, A.G. Baboul, S. Clifford, J. Cioslowski, B.B. Stefanov, G. Liu, A. Liashenko, P. Piskorz, I. Komaromi, R.L. Martin, D. J. Fox, T. Keith, M.A. Al-Laham, C.Y. Peng, A. Nanayakkara, M. Challacombe, P.M.W. Gill, B. Johnson, W. Chen, M.W. Wong, C. Gonzalez, and J.A. Pople, Gaussian, Inc., Wallingford CT (2004). [4] H. Toyoda, H. Kojima, and H. Sugai, Appl. Phys. Lett. 54, 1507 (1989).