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J. Phycol. 35, 1090–1098 (1999) A METHOD USING CHEMICAL OXIDATION TO REMOVE LIGHT ABSORPTION BY PHYTOPLANKTON PIGMENTS1 Giovanni M. Ferrari 2 and Stelvio Tassan Space Applications Institute, CEC, Joint Research Centre, Ispra Site, 21020 Ispra, Italy overall efficiency of this new depigmentation method and to demonstrate its distinctive features relative to the currently used methanol extraction procedure. Methanol and sodium hypochlorite eliminate pigment absorption by different actions. The methanol treatment dissolves photosynthetic pigments, which are extracted from the thylakoids of the phytoplankton cell, but it might also eliminate other methanolsoluble substances, such as the phospholipids. Sodium hypochlorite oxidizes the pigment molecules to reduce their absorption of light to negligible levels. The selective action of this compound depends on the fact that it reacts rapidly with the pigments, which are easily oxidizible products, and much more slowly with other organic matter (detritus). Rinsing with water eliminates the excess NaClO, whose absorption is trivial above 400 nm but increases steeply at shorter wavelengths. The substantially different action of the two methods has practical consequences. Methanol extraction is unlikely to produce light-absorbing compounds but cannot be applied to particle suspensions or to particles retained on filters that are damaged by the solvent (such as the 0.22-mm cellulose Millipore membranes). In addition, methanol fails to extract phycobiliproteins, which are present in the ubiquitous cyanobacteria as well as other species, including cryptophytes (Bricaud and Stramski 1990). Oxidation by NaClO is applicable to particles retained on any type of filter, as well as in suspension, but the induced chemical reactions might cause new lightabsorbing compounds to appear. Both treatments can alter the light-scattering properties of the particles, although one might expect that solvent extraction of pigments from the cell can more generally modify particle size and thus light scattering. No good alternative exists to NaClO for use with suspensions and filters attacked by methanol. When using glass-fiber filters, comparison of the methanol and NaClO depigmentation procedures requires consideration of the efficiency of pigment removal, its dependence on phytoplankton type, the sensitivity to the treatment parameters (i.e. reagent amount and reaction time), and the possible presence of artifacts (e.g. formation of new light-absorbing compounds). The estimate of the pigment removal efficiency is not straightforward. Ideally, pigment removal should eliminate all pigment absorption without affecting absorption and scattering by other matter The effectiveness of a new method for the removal of pigment absorption in phytoplankton cells as required in optical measurements has been extensively tested and compared with the performance of the currently used methanol extraction method. Key index words: hypochlorite oxidation; optical models; photosynthetic pigments; phytoplankton; remote sensing Optical models in support of water-quality surveys carried out by remote sensors require a precise description of the individual contributions of the various substances contained in the upper water layers (Prieur and Sathyendranath 1981, Sathyendranath et al. 1989, Carder et al. 1991). This demands more accurate measurements of optical properties such as the light absorption coefficient of the particulate matter suspended in water, which includes phytoplankton, and organic and inorganic detritus. These measurements are performed currently on particles retained in glass-fiber filters, using dual beam spectrophotometers that compare the light transmitted through the particle-retaining filter and a fresh ‘‘reference’’ filter (Yentsch 1962, Mitchell and Kiefer 1988, Cleveland and Weidemann 1993, Arbones et al. 1996). The raw experimental data are expressed in terms of the dimensionless ‘‘absorbance,’’ A, equal to the base-10 logarithm of the inverse transmittance. This procedure offers two basic advantages: 1) It allows for particle concentration so as to meet the instrumental accuracy requirements regardless of the high dilution of the suspension occurring in situ, and 2) it provides information on the cells absorption in vivo. Discrimination of the absorption due to phytoplankton pigments versus detritus is generally obtained by subtracting measurements performed before and after methanol extraction of pigments, according to the procedure described in Kishino et al. (1985). A more versatile method for removal of pigment absorption has been established on the basis of the oxidizing action of sodium hypochlorite (Tassan and Ferrari 1995). Extensive use of this procedure at the Marine Environment Unit, SAI, CEC Joint Research Centre, Ispra, Italy, permitted us to examine thoroughly the action of NaClO. This paper presents a summary of the tests performed to assess the 1 2 Received 10 June 1998. Accepted 1 June 1999. Author for reprint requests; e-mail [email protected]. 1090 REMOVAL OF PIGMENT ABSORPTION 1091 FIG. 1. Absorbance spectrum of a suspension of Phaeodactylum tricornutum treated with a sodium hypochlorite solution. Solution amounts and reaction times as shown. present in the sample. However, a precise criterion to verify how closely this ideal result is approached in the real case is not available because of the complexity of natural situations. Frequently, an investigator checks that the 675-nm peak of chl a absorption has disappeared and decides that this is a sufficient indication of pigment removal. Such a situation can be verified rather accurately because detritus absorption is low at that wavelength. Unfortunately, the previously mentioned criterion gives no information on the removal of other pigments. Thus one should add the condition that the absorbance spectrum of the depigmented sample does not exhibit any discernible residual pigment absorption peak and increases smoothly toward the lower limit of the wavelength range with the typical concave slope of detritus absorption. Clearly, this condition cannot be verified as accurately as the previous one. There is still another concern, as the pigment removal treatment can also remove the absorption of unpigmented organic matter present in the sample. This occurrence is not detected by the second condition, and a third check is required. This check is to ascertain that the original sample and the depigmented one have the same absorbance at the upper limit of the wavelength range considered, usually 750 nm, where the pigment contribution is negligible (more precisely, that both absorbance values are contained within the experimental error band). When applied together, these three criteria give a reasonable estimate of pigment removal efficiency. This approach has been followed throughout the present study. MATERIALS AND METHODS The use of sodium hypochlorite for pigment absorption removal was first proposed as part of a new method for determining light absorption by aquatic particles retained on filters based on the measurement of light transmitted and reflected by the particle sample (Tassan and Ferrari 1995). According to this method, the correction for absorption amplification induced by multiple scattering in the filter (the so-called b factor; see Butler 1962) is measured by removing pigment absorption from both the particle suspension and the particles on the filter (Tassan and Ferrari 1995:1362–3). The original procedure consisted of adding a few drops of a 15% NaClO solution (1% active Cl) either to strips cut from particle-retaining 47-mm-diameter GF/F filters or to particle suspension samples contained in a 3-mL cuvette. An equal amount of NaClO was added to the reference sample (fresh filter or cuvette containing pure water) to balance the absorption of the NaClO added to the sample. With the chosen quantity of NaClO, pigment oxidation was completed in a few minutes. Filter strips and cuvettes were measured against the ports of an integrating sphere attached to the double-beam spectrophotometer (Tassan and Ferrari 1995: fig. 1).This procedure was used originally for measurements carried out in coastal waters (Adriatic Sea and Baltic Sea) characterized by rather large phytoplankton and detritus concentrations. The entire procedure was revised, aiming for better control of its effects on samples with low absorbance. The osmotic pressure of the NaClO was closely matched to that of the sample. Thus, for freshwater samples, one uses a solution of sodium hypochlorite in Milli-Q water. For marine samples, one uses a NaClO solution in Milli-Q water containing 60 g·L21 of Na2SO4 (the use of seawater is not recommended because the excess NaCl slows down the oxidation reaction). The concentration of NaClO has been considerably reduced (i.e. from 1%–0.1% active Cl). The corresponding increase of both the solution volume and the oxidation time used permits larger acceptable variations from the optimal values of these parameters. The previously used 47-mm-diameter GF/F filter has been replaced by a 25-mm-diameter filter (21-mm-diameter clearance area) that is directly located against the integrating sphere port (the larger filter had to be cut into strips to be accommodated on the port). The oxidizing solution is added to the filter placed on the filtration equipment, with sufficient volume to cover the filter’s upper surface. The oxidation products, NaCl, and the excess NaClO are soluble in water and are removed from the filter by gentle filtration of 50 mL of water, either fresh or salt. Some rinsed filters have been treated with strong acids to detect any traces of Cl in the cell, and no residual Cl was found. The magnesium is leached out from the tetrapyrrolic ring of chlorophyll as MgCl2, but the reaction pH of 10.6 avoids formation of magnesium hydroxide, which would affect the absorbance measurement. The NaClO is no longer added to the fresh filter but only to the reference cell for the particle-suspension measurement. These changes im- 1092 GIOVANNI M. FERRARI AND STELVIO TASSAN FIG. 2. Effect of excess NaClO amount and reaction time on the absorbance spectrum of phytoplankton samples in suspension. (A) natural water sample collected in Lake Varese, Italy. (B) Laboratory culture of Microcystis sp. (C) Laboratory culture of Pavlova lutheri. Solution amounts and action times as shown. REMOVAL OF PIGMENT ABSORPTION proved control of the oxidation procedure and gave better reproducibility. Measurements were made on laboratory-grown algal cultures and on samples of natural waters. The selected results presented in the paper concern the freshwater and marine species Phaeodactylum tricornutum Bohlin 1090-1a, Microcystis aeruginosa Kuetzing B 46.80, Pavlova lutheri (Droop) Green B 926-1, Emiliania huxleyi (Lohmann) Reinhardt B 33.90, Prorocentrum micans Ehrenberg B 41.80, and Synechococcus leopeliensis (Raciborski) Komarek B 14021 as well as water samples collected in Lakes Varese and Maggiore (Italy) and in the Adriatic Sea. The selection was made to provide a large variation range in parameters affecting the oxidation process. The method used for the determination of the particle light absorption was that described in Tassan and Ferrari (1995). The measurements were performed over wavelengths from 400 to 750 nm; the lower limit was occasionally set to 350 nm. RESULTS AND DISCUSSION Depigmentation of particle suspensions and filter-retained particles. The optimum amount of NaClO to be added to the particle suspension was carefully determined by absorbance measurements made after successive additions of small quantities of the oxidizing agent. An example of application of this procedure is presented in Figure 1 (Phaeodactylum tricornutum; the curves follow from top to bottom as listed in the legend, and some intermediate steps are not shown). Comparisons of the spectra according to the three criteria for pigment removal previously outlined show that 120 mL of the NaClO solution caused complete removal in 15 min; increasing the reaction time to 35 min had a negligible effect. The amount of NaClO required for complete removal of pigment absorption was related to the chlorophyll concentration of the sample. Combining the results of tests carried out on natural phytoplankton (Lake Varese, Italy), as well as on laboratory-grown algal cultures (Synechococcus leopoliensis, Emiliania huxleyi, Phaeodactylum tricornutum, Pavlova lutheri, and Microcystis aeruginosa), yielded the value 0.1 6 0.05 mg Cl (mg chl)21, where chl is the total pigment amount, as measured by high-performace liquid chromatography (HPLC), and the quoted error is the standard deviation of 11 measurements. The observed dispersion is probably due to the varying qualitative/quantitative distribution of pigments in the phytoplankton cell. A series of tests was performed to estimate the effect of NaClO amounts and reaction times largely exceeding the appropriate values. For practical reasons, the tests were carried out on particle suspensions. For example, Figure 2A shows absorbance spectra measured for a sample obtained by resuspending particles concentrated on a 0.22-mm Millipore membrane (water collected in Lake Varese, Italy). The sample was first treated for 11 min with 25 mL of the standard NaClO solution (treatment satisfying the criteria for pigment removal as defined previously) and then for an additional 2 min after increasing the amount of NaClO solution to 50 mL and so on, as specified in the figure legend. Note that in this case, because of the very large detrital 1093 absorption (i.e. 3.5 times the pigment absorption at the 440-nm wavelength of the main chl a peak), estimation of the pigment absorption is very sensitive to the detritus absorption uncertainty. Comparison of the spectra shows that a threefold increase of the NaClO concentration, coupled to a 34-min increase of the reaction time caused only a modest reduction of the oxidized sample absorption (i.e. a 4% decrease at 440 nm), yielding a 13% variation of the pigment absorbance at the same wavelength. A similar test (Fig. 2B) carried out on a sample of a laboratory culture of Microcystis aeruginosa varied the reaction time from 20 to 105 min. This caused a 2.5% increase in the 440-nm peak of the pigment absorbance, obtained by subtracting the measurements obtained after NaClO oxidation from those obtained before oxidation. Analogous evidence was provided by the test performed on a sample of Pavlova lutheri (Fig. 2C): Varying the reaction time from 15 to 100 min decreased A (440) of detritus by 4% and resulted in a 0.8% increase of the pigment 440nm peak absorbance. When comparing measured absorbance spectra, one must account for the experimental error. In the case of particle suspensions, provided that the homogeneity of the suspension is maintained by agitation before each measurement, the absorbance error (as 1 s) is about 0.001. Several variations in the spectra displayed in the previous figures were of the same order of magnitude of the experimental error. The small slope of the detritus absorbance spectra of Figure 2 in the low-wavelength zone excludes the presence of significant artifacts that would have caused an increase of the absorption in that zone. Appreciable artifacts were never observed. A trial carried out measuring with HPLC on some samples treated with insufficient NaClO showed a small amount of phaeophytin that had not been present initially. This suggests that the pigment oxidation follows an intermediate pathway of phaeophyitinization with the extraction of the Mg11 ions. It follows that the first stage of chlorophyll disappearance is partly balanced by phaeophytin formation. Because phaeophytin absorbs in the 400- to 440-nm region, its appearance might introduce an artifact in the absorption spectrum that is, however, without practical consequence if the correct or excess NaClO amount is used. In contrast to methanol, NaClO can be used with particles retained on any filter type because the oxidation reaction has no effect on the filter material. In particular, it can be applied to 0.22-mm Millipore cellulose membranes, permitting quantification of the absorption of extremely small picoplankton cells (Ferrari and Tassan 1996). Because a large number of measurements on filter-retained particles are usually required, a rapidly applicable criterion for choice of the NaClO amount to be used with each sample must be available. The criterion adopted is based on the mea- 1094 GIOVANNI M. FERRARI AND STELVIO TASSAN FIG. 3. Absorbance spectra of filter-retained phytoplankton samples obtained by NaClO oxidation and methanol extraction. Original, NaClO treated, and methanol treated samples are identified by thick, medium, and thin lines, respectively; total, detrital (i.e. depigmented sample), and pigment absorptions are marked by T, D, and P labels, respectively. (A) Natural sample from Lake Maggiore, Italy. (B) Natural sample from Adriatic Sea. (C) Laboratory culture of Emiliania huxleyi. (D) Laboratory culture of Scenedesmus obliquus. REMOVAL OF PIGMENT ABSORPTION 1095 FIG. 4. Absorbance spectra of filter-retained phytoplankton samples, with methanol extraction followed by NaClO oxidation. Original absorbance and the absorbance of methanol-treated and MeOH/NaClO-treated samples are identified by thick, thin, and medium lines, respectively; total, detrital (i.e. depigmented sample), and pigment absorptions are marked by T, D, and P labels, respectively. (A) Phaeodactylum tricornutum. (B) Prorocentrum micans. sured height of the 440-nm absorbance peak of the sample. A series of tests yielded the following expression: mL of solution (0.1% active Cl) 5 3·103 A(440). This amount is in excess of the values determined by the tests made on particle suspensions, so as to ensure complete depigmentation even with the less reactive phytoplankton species. The suggested treatment time is in the 5- to 10-min range. The oxidation of nonpigmented matter remains trivial because such oxidation requires longer times. As with the particle suspensions, a considerable increase of the NaClO reaction time over that recommended had only a minor effect. If depigmentation proves incomplete because of a low NaClO amount or a short reaction time or both, the treatment can be repeated. In contrast to methanol, NaClO can be used with particles retained on any filter type because the oxidation reaction has no effect on the filter material. In particular, it can be applied to 0.22-mm Millipore cellulose membranes, permitting quantification of the absorption of extremely small picoplankton cells (Ferrari and Tassan 1996). Comparison of NaClO and methanol treatments. A large series of tests was carried out to compare pigment absorption spectra of filter-retained samples obtained by methanol extraction and NaClO oxidation. Typically, pigment absorption yielded by the two methods agreed within a few percent at the 440nm peak of chl a. Four peculiar situations are shown in Figure 3, namely, water containing cyanobacteria (Lake Maggiore, Italy), water with a large content of detritus (Adriatic Sea), the coccolithophore Emiliania huxleyi, and the freshwater chlorophycean Scenedesmus obliquus. The detritus absorbance of the Lake Maggiore sample measured after methanol extraction showed residual peaks in the 500- to 600nm region (Fig. 3A). The peaks were ascribed to cyanobacterial pigments that are known to be removed poorly by methanol. This leads to an over- 1096 GIOVANNI M. FERRARI AND STELVIO TASSAN FIG. 5. Absorbance spectra of a hydroalcoholic solution of chl a before and after addition of sodium hypochlorite (medium and thin lines, respectively). estimate of detritus absorption and an underestimate of pigment absorption (both significant in magnitude) in the 500- to 600-nm wavelength interval. The 440- and 670-nm chl a absorbance peaks obtained by the two depigmentation treatments are equal within the experimental error limits. Despite the large detritus absorption of the Adriatic seawater sample (45% of the total absorption at 440 nm), the pigment absorbance spectra obtained by NaClO oxidation and methanol extraction are quite close to each other (Fig. 3B); pigment removal seemed to be complete with both procedures (no evidence of residual peaks). Typically, pigment absorption yielded by the two methods agreed within a few percent at the 440-nm peak of chl a. For Emiliania huxleyi, the pigment absorbance spectra obtained by the two pigment-neutralization methods were equivalent over the entire wavelength range (Fig. 3C). Figure 3D displays a situation in which methanol extraction was not effective (Scenedesmus obliquus). In the first three cases, NaClO oxidation yielded detritus absorption spectra with slope equal or lower than the slope of the spectra obtained by methanol extraction. Again, this evidence indicated that appreciable artifacts induced by oxidation were not present. Artifacts. Extensive comparison with the results of methanol extraction permitted to exclude the formation of significant artifacts in the absorbance spectrum of filter-retained particle samples over the 400- to 750-nm wavelength interval that could be linked to the NaClO treatment. Because the light absorption by NaClO increases steeply below 400 nm, the use of sodium hypochlorite for absorption measurements below this wavelength, even followed by repeated rinsing, is a priori not as accurate as for measurements in the 400- to 750-nm range. This is not a limitation with regard to satellite sensing of water bodies, as this does not require data below 400 nm. For example, the recent SeaWiFS scanner by NASA (Hooker et al. 1992) has its lowest channel center at 411 nm. Nevertheless, the occurrence of NaClO induced artifacts down to 350 nm was explored, treating the filter-retained particle sample first with methanol and then with NaClO. Figure 4A displays the original absorbance spectrum of Phaeodactylum tricornutum, together with the detritus absorbance spectra obtained by methanol extraction (20-min treatment, thin line) and by adding another 10 min oxidation by NaClO (thick line). Also shown are the corresponding pigment absorbance spectra (thin and thick line, respectively; P label). Despite the saturated treatment time, methanol failed to remove completely the pigment absorbance at 400 to 450 nm. No evidence of excess absorption induced by oxidation was seen in the 350- to 400-nm interval. The pigment absorbance spectra obtained by the two methods were practically equal, except for the slight underestimate given by methanol in the zone of incomplete pigment removal. A different result was obtained in the case of an aged, likely contaminated culture of Prorocentrum micans (Fig. 4B). Methanol caused incomplete removal of pigment (detritus absorbance with a broad residual peak of about 600 nm, yielding a significant underestimate of the pigment absorbance), but the subsequent NaClO treatment produced a clear artifact, namely, an absorption increase below 400 nm. Because of the relatively low detritus absorption, this increase had a modest effect on pigment absorption down to 375 nm. Other tests gave varying results, with artifacts mostly absent. The cause of these artifacts was not determined. The NaClO oxidation of heterotrophic bacteria was found to produce a steep increase of absorption below 450 nm (Ferrari and Tassan 1998); thus, the presence of these bacteria on the filter could yield an artifact similar to that shown in Figure 4B. One can conclude that appreciable ar- REMOVAL OF PIGMENT ABSORPTION 1097 FIG. 6. Particle size distribution of laboratory culture of Emiliania huxleyi before and after treatment with sodium hypochlorite (medium and thin lines, respectively). tifacts caused by NaClO reaction on filter-retained phytoplankton samples are absent from 400 to 750 nm but might occur below 400 nm for some types of algae. On the other side, the tests showed that methanol extraction often failed to remove some pigments completely. The presence of artifacts in the NaClO-oxidized phytoplankton suspension was more difficult to identify because of the absence of data from another technique (solvent extraction cannot be applied to suspensions). Nevertheless, any significant artifacts in the low-wavelength zone should be evidenced by an anomalous absorbance increase, which the tests never displayed. For example, Figure 5 shows the result of a test performed adding NaClO to an aqueous 50% ethanol solution of chl a (Sigma Chemical Co., St. Louis, Missouri). The absorbance of the chlorophyll oxidation products was low (2.5% and 0.1% of the pigment peak absorbance at 425 and 665 nm, respectively), with a spectrum similar in shape to that of the absorption of CDOM produced by phytoplankton decay. These soluble oxidation products were removed from the filter-retained sample treated with NaClO by subsequent rinsing with water. Effect on light scattering. Depigmentation, either by methanol extraction or by NaClO oxidation, can modify the scattering of light by phytoplankton if it causes a significant change in the particle size distribution. At a microscopic level, oxidation does not seem to modify the size and internal structure of the cells. This observation was confirmed by Coulter counter measurements carried out on particle suspension samples for several algal species. An example of size distribution (as number of particles per constant log[radius] interval) measured before and after NaClO oxidation is presented in Figure 6 (Emiliania huxleyi). The minimum diameter reduction shown in the figure was computed by Mie theory to have a negligible effect on light scattering by the particles. A somewhat larger decrease in size (mean diameter change from 7–6 mm) was measured for Phaeodactylum tricornutum treated with excessive NaClO and was possibly due to the increase of the osmotic pressure on the cell wall, which is less rigid than that of Emiliania huxleyi. Also, in this case the computed variation of light scattering was very low. The main results of this study can be summarized as follows: 1) NaClO-induced oxidation of pigments was sufficiently faster than that of other organic matter to effectively discriminate pigment absorption. Reagent amount and reaction time in excess of the optimal values were well tolerated. 2) NaClO treatment was equally effective with particles retained on any type of filter and in aqueous suspension, whereas methanol is applicable only to filter-retained particles and damages some filter types. 3) In the 400to 750-nm range, the agreement between pigment absorption spectra yielded by methanol extraction and NaClO oxidation was generally good. Appreciable artifacts caused by NaClO were not observed. 4) In the 350- to 400-nm interval, detritus absorption of some phytoplankton samples following sodium hypochlorite treatment was higher than that obtained by methanol extraction. This was likely due to an artifact caused by the NaClO-induced oxidation. The presence of artifacts below 400 nm is not a limitation with respect to most remote-sensing applications. 5) NaClO was effective across a wide range of phytoplankton types, including water-soluble pigments such as those contained in cyanobacteria. On the contrary, significant residual pigment absorption peaks were observed frequently after methanol extraction, which was also ineffective for water-soluble pigments and with some taxa. 6) NaClO-induced oxidation was found to cause only a minor reduction of the equivalent radius of phytoplankton cells, with minimal effect on light scattering by the particles. 1098 GIOVANNI M. FERRARI AND STELVIO TASSAN We conclude that chemical oxidation using a sodium hypochlorite solution is a valid alternative to the currently used methanol extraction procedure for the removal of pigment absorption in phytoplankton, over which it shows some distinctive advantages. Arbones, B., Figueiras, F. G. & Zapata, M. 1996. 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