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PII: S0143-0807(97)82961-3 Eur. J. Phys. 18 (1997) 334–337. Printed in the UK Aspects of mechanics and thermodynamics in introductory physics: an illustration in the context of friction and rolling* C A de Sousa† and Elisa P Pina‡ † Departamento de Fı́sica, Universidade de Coimbra, P-3000, Coimbra, Portugal ‡ Escola Secundária Infanta D Maria, P-3000 Coimbra, Portugal Received 1 April 1997, in final form 19 May 1997 Abstract. Rolling bodies with dissipation effects are generally ignored in introductory physics courses. This is another example of the old question of the separation between mechanics and thermodynamics at this level. With the aid of an example we show that, when mechanics and thermodynamics are considered together, a better understanding of the motion of the system is achieved. Resumo. Os cursos introdutórios de Fı́sica ignoram, em geral, efeitos dissipativos em corpos que rolam. Este é mais um exemplo do divórcio entre a Mecânica e a Termodinâmica a este nı́vel. Recorrendo a um exemplo mostramos que, quando a Mecânica e a Termodinâmica são consideradas em conjunto, se obtém um melhor entendimento do movimento destes sistemas. One large class of problems concerning the motion of rolling objects on inclines can be found in many textbooks. Usually they consider objects slipping without friction or rolling with appropriate friction so that they roll without sliding. The situation with dissipative effects is usually absent in the discussion of these types of problems both at the secondary and introductory university level. This reflects the separation between mechanics and thermodynamics at the elementary level as already pointed out by some authors [1, 2]. The main purpose of the present paper is to consider a uniform body of revolution on a horizontal surface with and without slip, analysing the connection between mechanics and thermodynamics aspects. Bearing in mind some difficulties students have concerning the fundamental laws of dynamics and thermodynamics applied to a solid body, the main emphasis in this discussion is on: (i) conditions for rolling with and without sliding; (ii) the choice of the system and its boundaries to apply the first law of thermodynamics; (iii) the importance of the thermodynamic aspects of the problem in order to justify the conditions obtained in (i). In fact, when kinetics and thermodynamics aspects are considered together a better insight into the problem is achieved. We have found that these types of problems stimulate discussions, helping students towards a better understanding of Newton’s laws and the laws of thermodynamics applied to deformed solids. ∗ Work supported by JNICT. 1. The general solution method At an elementary level, rolling problems are usually solved using Newton’s laws of motion Fext = macm , M = I α, (1) (2) where Fext is the resultant force acting on mass m, acm is the acceleration of the centre of mass (CM), M is the resultant torque with respect to the CM, I is the moment of inertia about an axis through the CM and α is the angular acceleration. F , acm , M and α are vector quantities. 1.1. Velocity laws The equations for the translational and rotational motion can easily be obtained from equations (1) and (2). Let c 1997 IOP Publishing Ltd & The European Physical Society 0143-0807/97/050334+04$19.50 334 Aspects of mechanics and thermodynamics in introductory physics vcm be the linear velocity of the CM and ω be the angular velocity of the body at time t; for the two-dimensional problem we are going to consider, vcm = v0 + acm t, ω = ω0 + αt, (3) (4) where v0 and ω0 are initial values of the CM velocity and of the angular velocity, respectively. Following the terminology of [3] and if r is the radius of the rolling object (sphere or cylinder), the body will be said to move with underspin if v > rω and with overspin if v < rω(ν = νcm ). 1.2. Translational and rotational centre-of-mass equations Kinematic equations can be obtained by integration of Newton’s law of motion. The spatial integration of equation (1) for a system of particles allows for the variation of the translational kinetic energy Kt Z 2 Wcm = Fext dxcm = 1 12 mvcm (5) = 1Kt , where the role of the CM physical quantities must be pointed out. This equation has been called the CM equation. Some authors [1, 2] suggest the appropriate name of ‘pseudowork’ for this integral, which is very convenient, although not yet adopted in the literature in general. In fact, as the forces are applied at the CM, the integral does not represent true work. Equation (5) looks like the work–energy theorem for a particle, but its physical meaning if the system in question is deformable or has other internal degrees of freedom must be clarified. In order to obtain additional information, we integrate equation (2) for the torque through a rotation angle θ to obtain the ‘rotational CM equation’, Z Z M dθ = I α dθ = 1 12 I w 2 = 1Kr , (6) which accounts for the variation of the rotational kinetic energy Kr . In the last equation we have used α = dw/dt and w = dθ/dt. This equation is the rotational analogue of the CM equation (5). All the previous statements give information on the kinematics which is useful in determining certain aspects of the problem. As the bodies are not perfectly elastic materials but real materials, thermal energy can occur from vibrational motion. In order to find out something about the thermal energy in this process we appeal to the law of conservation of energy which is, of course, not derivable from the dynamical laws of motion, unlike the previous equations (5) and (6). 1.3. Law of conservation of energy Thermal energy is present as soon as skidding occurs. In fact, during this process the loss of kinetic energy is associated with external frictional work done on the 335 object by the surface. The temperature of the surface and of the body attest to the fact that the difference in energy appears at these sites of the system. To account for this important fraction of energy we consider the first law of thermodynamics which can be expressed as 1E = 1K + 1U + 1Utherm + · · · = Q + W, (7) where 1E is the total change in energy of the system (kinetic + potential + thermal internal energy + · · ·), Q is the thermal energy transferred to the system and W is the energy added to the system as work. The definition of the system and its boundaries is an important tool when applying equation (7). Due to the difficulty in calculating the work done on the skidding object by the frictional force, which is not simply Ff 1xcm [4], the body alone is not an appropriate system. If, however, the horizontal surface is included in the system we can retain the principle of conservation of energy by associating the work done by the frictional force with the thermal internal energy, Utherm , and by writing K + U + Utherm + · · · = a constant, or 1K + 1U + 1Utherm + · · · = 0, which indicates that the total energy remains constant as the configuration of the system changes. This is very convenient since we no longer have to worry about the intractable situation at the interface. The frictional forces are now internal and no work is exchanged with the surroundings. In the present study we also consider that the thermal energy transferred to the system is zero. 2. Problem statement A uniform body of revolution (a sphere or cylinder) is initially at a point A in a horizontal plane so that the initial values of the linear and angular velocities are v0 = V and ω0 = 0, respectively. The radius r, the mass m and the coefficient of friction µ between the body and the horizontal surface are known. We analyse the following points: (i) How far will the body move with underspin (v > rω)? (ii) Considering t1 as the instant where v = rω, what is the energy dissipated up to the instant t1 ? (iii) Is it possible to have v < rω after t1 ? Figure 1. Body of revolution rolling and slipping on a horizontal surface. C A de Sousa and E P Pina 336 Figure 2. Centre of mass and angular velocities as functions of t : (a ) refers to translational, (b ) to rotational and (c ) to translational and rotational motions. Up to the instant t1 the object rolls and slides simultaneously (v > r ω). Thereafter the object rolls without sliding (c ). Solution. Bearing in mind the initial conditions of v and ω, where the positive senses are indicated in figure 1, the body will slip during the first stage of motion. Then, denoting the frictional force acting on the body by Ff , the classical friction law Ff = µmg, (8) holds, and we find from equations (1)–(4) v = V − µgt, (9) µg t. (10) rω = λ In fact, the frictional relationship (8), where µ is the coefficient of sliding friction, is valid as soon as v 6= rω. In the last equation, the moment of inertia has been written as λmr 2 (λ = 1, 12 , 25 , for a thin hollow cylinder, a solid cylinder or a solid sphere, respectively). The frictional force decelerates the translational motion of the object and, simultaneously, its torque about the CM causes the object to undergo an angular velocity. Let t1 be the instant at which the relation v = rω is reached (point B). The time to reach position B and the respective linear and angular velocities are easily obtained from equations (9) and (10), λV , (11) µg(1 + λ) V v1 = , (12) 1+λ V . (13) ω1 = r(1 + λ) Concerning the difficulties that many students have in understanding the conditions of rolling with and without slipping in terms of velocities, it is instructive to compare the linear displacement of the CM, 1xcm , with t1 = the unrolling of length of arc r 1θ. These quantities are easily obtained using equations (5) and (6) for the path AB, giving V2 1 , (14) 1− 1xcm = 2µg (1 + λ)2 and 1θ = V2 λ . 2µgr (1 + λ)2 (15) These two equations show that 1xcm > r 1θ, (16) which is consistent with figure 2. 2.1. The first law of thermodynamics applied to the problem During the interval [0, t1 [ the object skids and rolls, with dissipation of energy. In fact, there is relative motion between the object and the horizontal surface and the frictional force is opposed to its relative velocity. Friction is always accompanied by (real) work and energy is transferred continuously, leading to an increase in the temperature of the contact surfaces. To describe these aspects we must invoke the first law of thermodynamics (equation (7)). Choosing the system ‘object + horizontal surface + Earth’ as the most convenient one, the first law of thermodynamics reads 1Kt + 1Kr + 1Utherm = 0, (17) from which we easily obtain using equations (12), (13) and v0 = V 1Utherm = λ 1 mV 2 . 2 1+λ (18) Aspects of mechanics and thermodynamics in introductory physics It also follows from equations (5) and (6) that 1Kt = −Ff 1xcm , (19) which, as already pointed out, does not represent real work, and 1Kr = Ff r 1θ. (20) Then equation (17) may be written as 1Utherm = Ff (1xcm − r 1θ). (21) This equation shows that, as long as the frictional force acts in the same sense, condition (16) must be true, otherwise the second law of thermodynamics is violated. This argument will be used to examine the behaviour of the system for t > t1 . 2.2. The second law of thermodynamics applied to the problem When students are confronted with this situation some of them think that equations (9) and (10) are valid even for t > t1 , that is, v < rω as shown by the broken lines of figure 2. To clarify this point let us examine the energy equation (21) for different conditions of rolling after B. (i) Rolling with slipping. The condition 1xcm < r 1θ, (22) holds as is easily verified using equations (9) and (10) for the interval [t1 , t2 ] (see figure 2). However, with this condition (22) we will obtain from equation (21) 1Utherm < 0, which is forbidden by the second law of thermodynamics. (ii) Rolling without slipping. tion 1xcm = r 1θ, The free-rolling condi- The correct behaviour of v and rω as functions of t is represented by the full lines of figure 2. 3. Conclusion During the time interval [0, t1 [ the friction with the horizontal surface decelerates the CM and simultaneously exerts a torque upon the object, increasing the angular velocity. The object begins rolling without slipping at the point at which the pure rolling condition v = rω holds. As some students find the last results (for t ≥ t1 ) quite surprising it is particularly useful to use the first and second laws of thermodynamics to justify the correct behaviour. There is a clear distinction between a purely mechanical integral of Newton’s second law on the one hand (the CM equation), and the first law of thermodynamics on the other. The CM equations for a system of particles give entirely correct numerical relations among dynamical quantities, but do not account for thermal or other forms of energy properly. This is why we appeal to the first law of thermodynamics. The illustration presented in figure 2 also provides an important pedagogical tool, bearing in mind the difficulties of visualizing rotational and translational motion occurring simultaneously. In fact, this aspect and the decisive role of the points of application of forces in each type of motion, lead to some incorrect beliefs mainly at the secondary school level as has recently been pointed out in [5]. Finally, this example also provides an opportunity to discuss another difficulty of some students who advocate, perhaps by the standard study of rolling down an incline plane without slipping, that a frictional force is always necessary in order to have rotational motion. (23) References yields and from equation (21) 1Utherm = 0. 337 (24) This shows that for t ≥ t1 there is no thermal dissipation. The total kinetic energy of the rolling object is constant, that is, for such values of t it follows that v = rω = constant and the frictional force is zero. [1] Penchina C M 1978 Am. J. Phys. 46 295 [2] Sherwood B A and Bernard W H 1984 Am. J. Phys. 52 1001 [3] Capell K 1987 Am. J. Phys. 55 903 [4] Sherwood B A 1983 Am. J. Phys. 51 597 [5] Menigaux J 1994 Phys. Educ. 29 242